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APOGEE ENTERPRISES, INC. — Director's Dealing 2015
Mar 27, 2015
32272_dirs_2015-03-27_395d758c-b7d3-4ec4-92bc-1ac34eaa102d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APOGEE ENTERPRISES, INC. (APOG)
CIK: 0000006845
Period of Report: 2015-03-25
Reporting Person: Puishys Joseph F. (Director, Chief Executive Officer & Pres)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-25 | Common Stock | M | 30000 | $8.34 | Acquired | 277261 | Direct |
| 2015-03-25 | Common Stock | S | 30000 | $43.6851 | Disposed | 247261 | Direct |
| 2015-03-26 | Common Stock | M | 30000 | $8.34 | Acquired | 277261 | Direct |
| 2015-03-26 | Common Stock | S | 30000 | $43.3015 | Disposed | 247261 | Direct |
| 2015-03-27 | Common Stock | M | 20655 | $8.34 | Acquired | 267916 | Direct |
| 2015-03-27 | Common Stock | S | 20655 | $42.972 | Disposed | 247261 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-25 | Option (Right to Buy) | $8.34 | M | 30000 | Disposed | 2021-08-22 | Common Stock (30000) | Direct |
| 2015-03-26 | Option (Right to Buy) | $8.34 | M | 30000 | Disposed | 2021-08-22 | Common Stock (30000) | Direct |
| 2015-03-27 | Option (Right to Buy) | $8.34 | M | 20655 | Disposed | 2021-08-22 | Common Stock (20655) | Direct |
Footnotes
F1: Includes restricted stock awards under the 2009 Stock Incentive Plan.
F2: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 28, 2015 which was reported on a Form 8-K filed February 3, 2015.
F3: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $42.98 to $44.265. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F4: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $42.985 to $43.75. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F5: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $42.675 to $43.27. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F6: Currently 100% exercisable.