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APOGEE ENTERPRISES, INC. — Director's Dealing 2015
Oct 23, 2015
32272_dirs_2015-10-23_435b1d7d-0b8e-4f83-88aa-9a971e7ab5cf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APOGEE ENTERPRISES, INC. (APOG)
CIK: 0000006845
Period of Report: 2015-10-22
Reporting Person: BEITHON PATRICIA A (Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-10-22 | Common Stock | M | 16939 | $15.77 | Acquired | 125854 | Direct |
| 2015-10-22 | Common Stock | D | 10864 | $51.25 | Disposed | 114990 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-10-22 | Stock Appreciation Rights | $15.77 | M | 16939 | Disposed | 2016-04-25 | Common Stock (16939) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3590 | Indirect |
Footnotes
F1: Includes shares acquired under the Employee Stock Purchase Plan as of 9/30/15 and shares of restricted stock granted under the Amended and Restated 2002 Omnibus Stock Incentive Plan and 2009 Stock Incentive Plan.
F2: Since the date of the reporting person's last ownership report, she transferred 84,192 shares of Issuer's common stock to her ex-spouse pursuant to a domestic relations order.
F3: Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 9/30/15 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. participants acquire units in this fund.
F4: Currently 100% exercisable.