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APOGEE ENTERPRISES, INC. — Director's Dealing 2014
Oct 2, 2014
32272_dirs_2014-10-02_ac72fe79-3034-4914-9cda-d73d1595dd41.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APOGEE ENTERPRISES, INC. (APOG)
CIK: 0000006845
Period of Report: 2014-09-30
Reporting Person: MARZEC ROBERT J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-26 | Common Stock | G | 900 | — | Disposed | 26595 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-30 | Phantom Stock Units | $0 | A | 27 | Acquired | Common Stock (27) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 300 | Indirect |
Footnotes
F1: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.
F2: Settled 1-for-1.
F3: Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.
F4: Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan.