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APOGEE ENTERPRISES, INC. Director's Dealing 2014

Oct 9, 2014

32272_dirs_2014-10-09_025a7cb9-1ff3-4d7f-9f5b-3caaae3cce4b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APOGEE ENTERPRISES, INC. (APOG)
CIK: 0000006845
Period of Report: 2014-10-07

Reporting Person: PORTER JAMES S (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-05-07 Common Stock G 180 Disposed 133299 Direct
2014-07-15 Common Stock G 120 Disposed 133179 Direct
2014-10-07 Common Stock M 18058 $24.19 Acquired 151237 Direct
2014-10-07 Common Stock D 14598 $38.39 Disposed 136639 Direct
2014-10-07 Common Stock M 20289 $21.59 Acquired 156928 Direct
2014-10-07 Common Stock D 15690 $38.39 Disposed 141238 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-10-07 Stock Appreciation Rights $24.19 M 18058 Disposed 2017-05-01 Common Stock (18058) Direct
2014-10-07 Stock Appreciation Rights $21.59 M 20289 Disposed 2018-04-29 Common Stock (20289) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1578 Indirect

Footnotes

F1: Includes shares acquired under the ESPP as of 9/30/14 and shares of restricted stock granted under the Amended and Restated 2002 Omnibus Stock Incentive Plan and 2009 Stock Incentive Plan.

F2: Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 9/30/14 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units in this fund.

F3: Currently 100% exercisable.