AI assistant
APOGEE ENTERPRISES, INC. — Director's Dealing 2014
Oct 10, 2014
32272_dirs_2014-10-10_ceb53111-1582-44d4-8c26-1e0106c71b04.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APOGEE ENTERPRISES, INC. (APOG)
CIK: 0000006845
Period of Report: 2014-10-10
Reporting Person: PORTER JAMES S (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-10 | Common Stock | D | 8059 | $37.1986 | Disposed | 133179 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1578 | Indirect |
Footnotes
F1: Includes shares acquired under the ESPP as of 9/30/14 and shares of restricted stock granted under the Amended and Restated 2002 Omnibus Stock Incentive Plan and 2009 Stock Incentive Plan.
F2: Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 9/30/14 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units in this fund.
F3: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $37.15 to $37.28. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.