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APOGEE ENTERPRISES, INC. — Director's Dealing 2010
Apr 29, 2010
32272_dirs_2010-04-29_ae511ec4-b208-46e2-8e3f-4e79d2053e2b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APOGEE ENTERPRISES INC (APOG)
CIK: 0000006845
Period of Report: 2010-04-27
Reporting Person: JOHNSON GARY ROBERT (Treasurer & Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-04-27 | Common Stock | D | 111 | — | Disposed | 37363 | Direct |
| 2010-04-27 | Common Stock | F | 919 | $13.53 | Disposed | 36444 | Direct |
| 2010-04-27 | Common Stock | A | 3383 | — | Acquired | 39827 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-04-27 | Performance Share Units | $0 | A | 4833 | Acquired | 2013-04-27 | Common Stock (4833) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1935 | Indirect |
| Common Stock | 500 | Indirect |
Footnotes
F1: Vest in three equal annual installments beginning on the first anniversary date of grant.
F2: Includes shares acquired under the ESPP as of 3/31/10, shares of restricted stock granted under the Partnership Plan, performance shares and shares distributed from the Partnership Plan that are now directly owned.
F3: Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 3/31/10 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units in this fund.
F4: Settled 1-for-1.
F5: The actual number of performance shares the reporting person will receive at the end of the performance period will be based on pre-determined corporate financial performance criteria. If the threshold level of performance is not met, no performance shares will be issued pursuant to the Performance Share Unit Agreement.