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APi Group Corp — Director's Dealing 2021
Feb 16, 2021
30432_dirs_2021-02-16_40767716-1c75-475a-8c2c-657f7a794ce7.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: APi Group Corp (APG)
CIK: 0001796209
Period of Report: 2020-12-31
Reporting Person: Becker Russell A. (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-25 | Common Stock | G | 775000 | $0.00 | Disposed | 1423264 | Direct |
| 2020-11-25 | Common Stock | G | 775000 | $0.00 | Acquired | 775000 | Indirect |
| 2020-12-16 | Common Stock | G | 505000 | $0.00 | Disposed | 918264 | Direct |
| 2020-12-16 | Common Stock | G | 505000 | $0.00 | Acquired | 505000 | Indirect |
| 2020-12-22 | Common Stock | G | 700 | $0.00 | Disposed | 1400 | Indirect |
| 2020-12-22 | Common Stock | G | 700 | $0.00 | Acquired | 700 | Indirect |
| 2020-12-22 | Common Stock | G | 700 | $0.00 | Disposed | 700 | Indirect |
| 2020-12-22 | Common Stock | G | 700 | $0.00 | Acquired | 700 | Indirect |
| 2020-12-22 | Common Stock | G | 700 | $0.00 | Disposed | 0 | Indirect |
| 2020-12-22 | Common Stock | G | 700 | $0.00 | Acquired | 700 | Indirect |
| 2020-12-29 | Common Stock | G | 605000 | $0.00 | Disposed | 170000 | Indirect |
| 2020-12-29 | Common Stock | G | 605000 | $0.00 | Acquired | 605000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 572993 | Indirect |
Footnotes
F1: Reflects the exempt distribution of 150,064 shares of the Issuer's Common Stock from the ESOP to the Reporting Person's IRA and therefore are now reported as held directly.
F2: The securities are held by the Russell A. Becker GST Trust dated November 30, 2020 (the "GST Trust"). Mr. Becker's spouse is the trustee of the GST Trust and Mr. Becker may be considered to have beneficial ownership of the GST Trust's interests in the Issuer. Mr. Becker disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.
F3: The securities are held by the Russell A. Becker Revocable Trust dated October 3, 2007 (the "Revocable Trust"). Mr. Becker is a co-trustee of the Revocable Trust and Mr. Becker may be considered to have beneficial ownership of the Revocable Trust's interests in the Issuer. Mr. Becker disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.
F4: The securities are held by the Patricia L. Becker Legacy Trust dated December 21, 2020 (the "Legacy Trust"). Mr. Becker is the trustee of the Legacy Trust and Mr. Becker may be considered to have beneficial ownership of the Legacy Trust's interests in the Issuer. Mr. Becker disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.
F5: The securities are held by the Russell A. Becker 2016 Family Trust (the "Family Trust"). Mr. Becker's spouse is the trustee of the Family Trust and Mr. Becker may be considered to have beneficial ownership of the Family Trust's interests in the Issuer. Mr. Becker disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.