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APi Group Corp Director's Dealing 2021

Aug 18, 2021

30432_dirs_2021-08-18_799f1db6-c5ed-4c04-abd7-04fb940f7fb6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: APi Group Corp (APG)
CIK: 0001796209
Period of Report: 2021-08-16

Reporting Person: Becker Russell A. (Director, PRESIDENT AND CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-16 Common Stock P 112 $22.20 Acquired 812 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 938230 Direct
Common Stock 170000 Indirect
Common Stock 700 Indirect
Common Stock 700 Indirect
Common Stock 505000 Indirect
Common Stock 605000 Indirect
Common Stock 572993 Indirect
Common Stock 564.3564 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $ Common Stock (326666) 326666 Direct
Restricted Stock Units $ Common Stock (52356) 52356 Direct
Performance Stock Units $ Common Stock (209425) 209425 Direct

Footnotes

F1: The securities are held by the Russell A. Becker GST Trust dated November 30, 2020 (the "GST Trust"). Mr. Becker's spouse is the trustee of the GST Trust and Mr. Becker may be considered to have beneficial ownership of the GST Trust's interests in the Issuer. Mr. Becker disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.

F2: The securities are held by the Patricia L. Becker Legacy Trust dated December 21, 2020 (the "Legacy Trust"). Mr. Becker is the trustee of the Legacy Trust and Mr. Becker may be considered to have beneficial ownership of the Legacy Trust's interests in the Issuer. Mr. Becker disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.

F3: The securities are held by the Russell A. Becker 2016 Family Trust (the "Family Trust"). Mr. Becker's spouse is the trustee of the Family Trust and Mr. Becker may be considered to have beneficial ownership of the Family Trust's interests in the Issuer. Mr. Becker disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.

F4: Shares acquired under the Issuer's Profit Sharing & 401(k) Plan in an exempt transaction pursuant to Rule 16b-3(c).

F5: These shares are held in the Reporting Person's account under the Issuer's Profit Sharing & 401(k) Plan.

F6: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F7: These restricted stock units vest in equal installments on October 1, 2021 and October 1, 2022.

F8: These restricted stock units vest in equal installments on February 17, 2022, February 17, 2023 and February 17, 2024.

F9: Represents an award of performance stock units (the "2021 PSUs"). The 2021 PSUs will have a performance period beginning January 1, 2021 and ending December 31, 2023 and to the extent earned will vest 100% on December 31, 2023. The number of shares of the Issuer's Common Stock that will be earned at the end of the performance period is subject to increase or decrease based on the results of the performance condition.