AI assistant
APi Group Corp — Director's Dealing 2020
Jun 23, 2020
30432_dirs_2020-06-23_e02918d9-1fc1-4cbe-8e15-0c59971a66ea.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APi Group Corp (APG)
CIK: 0001796209
Period of Report: 2020-06-19
Reporting Person: Becker Russell A. (Director, PRESIDENT AND CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-19 | Common Stock | P | 2100 | $14.29 | Acquired | 2100 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1965227 | Direct |
| Common Stock | 572993 | Indirect |
| Common Stock | 150064 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (490000) | 490000 | Direct |
Footnotes
F1: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transaction ranged from $14.28 to $14.29 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
F2: The securities are held by the Russell A. Becker Revocable Trust dated October 3, 2007 (the "Revocable Trust"). Mr. Becker is a co-trustee of the Revocable Trust and Mr. Becker may be considered to have beneficial ownership of the Revocable Trust's interests in the Issuer. Mr. Becker disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.
F3: The securities are held by the Russell A. Becker 2016 Family Trust (the "Family Trust"). Mr. Becker's spouse is the trustee of the Family Trust and Mr. Becker may be considered to have beneficial ownership of the Family Trust's interests in the Issuer. Mr. Becker disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.
F4: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
F5: The restricted stock units vest in equal installments on the first, second and third anniversaries of the grant date (October 1, 2019).