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APi Group Corp — Director's Dealing 2020
Oct 5, 2020
30432_dirs_2020-10-05_893e8281-44da-409c-9668-89e6db10bcc0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APi Group Corp (APG)
CIK: 0001796209
Period of Report: 2020-10-01
Reporting Person: Becker Russell A. (Director, PRESIDENT AND CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-01 | Common Stock | M | 163334 | — | Acquired | 2128561 | Direct |
| 2020-10-01 | Common Stock | F | 80361 | $14.56 | Disposed | 2048200 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-01 | Restricted Stock Units | $ | M | 163334 | Disposed | Common Stock (163334) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2100 | Indirect |
| Common Stock | 572993 | Indirect |
| Common Stock | 150064 | Indirect |
Footnotes
F1: On October 1, 2020, 163,333 of the Reporting Person's restricted stock units were settled for an equal number of shares of the Issuer's Common Stock.
F2: Shares withheld for tax liability.
F3: The securities are held by the Russell A. Becker Revocable Trust dated October 3, 2007 (the "Revocable Trust"). Mr. Becker is a co-trustee of the Revocable Trust and Mr. Becker may be considered to have beneficial ownership of the Revocable Trust's interests in the Issuer. Mr. Becker disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.
F4: The securities are held by the Russell A. Becker 2016 Family Trust (the "Family Trust"). Mr. Becker's spouse is the trustee of the Family Trust and Mr. Becker may be considered to have beneficial ownership of the Family Trust's interests in the Issuer. Mr. Becker disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.
F5: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
F6: These restricted stock units vest in equal installments on October 1, 2020, October 1, 2021 and October 1, 2022.