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Apellis Pharmaceuticals, Inc. Director's Dealing 2021

Mar 8, 2021

31417_dirs_2021-03-08_fc5d46f8-7433-4355-8609-7e99475d427e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Apellis Pharmaceuticals, Inc. (APLS)
CIK: 0001492422
Period of Report: 2021-03-05

Reporting Person: Grossi Federico (CHIEF MEDICAL OFFICER)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-05 Common Stock M 5000 $3.20 Acquired 62814 Direct
2021-03-05 Common Stock S 5000 $48.615 Disposed 57814 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-05 Stock Option (Right to Buy) $3.20 M 5000 Disposed 2024-12-12 Common Stock (5000) Direct

Footnotes

F1: This option was granted on December 12, 2014 and is fully vested.