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Apellis Pharmaceuticals, Inc. — Director's Dealing 2021
Apr 27, 2021
31417_dirs_2021-04-26_53a9f9d6-9e98-4131-a940-d1a7e7ada1d6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Apellis Pharmaceuticals, Inc. (APLS)
CIK: 0001492422
Period of Report: 2021-04-23
Reporting Person: Deschatelets Pascal (Chief Scientific Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-23 | Common Stock | M | 6250 | $2.67 | Acquired | 871337 | Direct |
| 2021-04-23 | Common Stock | S | 6250 | $46.13 | Disposed | 865087 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-23 | Stock Option (Right to Buy) | $2.67 | M | 6250 | Disposed | 2023-12-05 | Common Stock (6250) | Direct |
Footnotes
F1: This is a scheduled exercise from 10B5-1 trading plan.
F2: This stock option was granted on 12/5/2013 and is fully vested.
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