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Apellis Pharmaceuticals, Inc. — Director's Dealing 2021
May 3, 2021
31417_dirs_2021-05-03_71b4378d-eb2b-4a1f-906e-39a303346fa4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Apellis Pharmaceuticals, Inc. (APLS)
CIK: 0001492422
Period of Report: 2021-04-30
Reporting Person: Perry Nicole D (Vice President - Accounting)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-30 | Common Stock | M | 1000 | $3.76 | Acquired | 5847 | Direct |
| 2021-04-30 | Common Stock | S | 1000 | $50.00 | Disposed | 4847 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-30 | Stock Option (Right to Buy) | $3.76 | M | 1000 | Disposed | 2025-07-31 | Common Stock (1000) | Direct |
Footnotes
F1: This is a scheduled exercise from a 10B5-1 trading plan.
F2: This option was granted on July 31, 2015 and is fully vested.
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