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Apellis Pharmaceuticals, Inc. — Director's Dealing 2021
May 18, 2021
31417_dirs_2021-05-18_ed7021b1-518b-4cea-b73a-13f50fd989ad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Apellis Pharmaceuticals, Inc. (APLS)
CIK: 0001492422
Period of Report: 2021-05-14
Reporting Person: Machiels Alec (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-14 | Common Stock | M | 2500 | $2.67 | Acquired | 672044 | Direct |
| 2021-05-14 | Common Stock | S | 2500 | $45.39 | Disposed | 669544 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-14 | Stock Option (Right to Buy) | $2.67 | M | 2500 | Disposed | 2023-12-04 | Common Stock (2500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1950 | Indirect |
Footnotes
F1: This is a scheduled exercise from 10B5-1 trading plan.
F2: Owned by spouse.
F3: This option was granted on December 5, 2013 and fully vested.
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