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Apellis Pharmaceuticals, Inc. — Director's Dealing 2021
May 19, 2021
31417_dirs_2021-05-19_3861a037-6e5e-4091-9d5c-580f08a7ded2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Apellis Pharmaceuticals, Inc. (APLS)
CIK: 0001492422
Period of Report: 2021-05-18
Reporting Person: DeLong Mark Jeffrey (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-18 | Common Stock | M | 2000 | $15.52 | Acquired | 11490 | Direct |
| 2021-05-18 | Common Stock | S | 2000 | $55.00 | Disposed | 9490 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-18 | Stock Option (Right to Buy) | $15.52 | M | 2000 | Disposed | 2028-02-04 | Common Stock (2000) | Direct |
Footnotes
F1: This is a scheduled exercise from an established 10B5-1 trading plan.
F2: This amount includes 792 shares from 04/30/2021 ESPP purchase.
F3: This stock option will vest as to 25% of the shares underlying the options on the first anniversary of the grant date, with the remaining 75% of the shares underlying the options vesting in equal monthly installments thereafter through the fourth anniversary of the grant, subject to continued service.
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