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Apellis Pharmaceuticals, Inc. — Director's Dealing 2021
Sep 30, 2021
31417_dirs_2021-09-29_4bf85852-5fe5-4c51-8614-e00f29067ea1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Apellis Pharmaceuticals, Inc. (APLS)
CIK: 0001492422
Period of Report: 2021-09-28
Reporting Person: Grossi Federico (CHIEF MEDICAL OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-28 | Common Stock | M | 4000 | $3.76 | Acquired | 66930 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-28 | Stock Option (Right to Buy) | $3.76 | M | 4000 | Disposed | 2026-02-06 | Common Stock (4000) | Direct |
Footnotes
F1: This option was granted on February 8, 2016 and is fully vested.
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