APARTMENT INVESTMENT & MANAGEMENT CO

Regulatory Filings • Jul 1, 2024

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 28, 2024

Apartment Investment and Management Company

(Exact name of Registrant as Specified in Its Charter)

Maryland	1-13232	84-1259577
(State or Other Jurisdiction of Incorporation)	(Commission File Number)	(IRS Employer Identification No.)
4582 South Ulster Street Suite 1450
Denver , Colorado		80237
(Address of Principal Executive Offices)		(Zip Code)

Registrant’s Telephone Number, Including Area Code: 303 224-7900

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Class A Common Stock (Apartment Investment and Management Company)	AIV	New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

ITEM 5.07 Submission of Matters to a Vote of Security Holders.

Apartment Investment and Management Company (“ Aimco ”) held its 2024 Annual Meeting of Stockholders on June 28, 2024, at its corporate headquarters, located at 4582 South Ulster Street, Suite 1450, Denver, CO, 80237. Aimco’s stockholders considered three proposals, each of which is described in more detail in Aimco’s Definitive Proxy Statement on Schedule 14A, which was filed with the Securities and Exchange Commission on May 14, 2024. On the record date of May 13, 2024, there were 144,827,125 shares of Aimco’s Common Stock issued and outstanding and eligible to vote. The final voting results are reported below.

1. Proposal 1 : Election of nine directors, for a term of one year each, to serve until the 2025 annual meeting of stockholders and until their successors are duly elected and qualified. Aimco’s stockholders elected each of the nine nominees for director, and the voting results are set forth below:

	For	Against	Abstentions	Broker Non-Votes
Wes Powell	104,292,284	850,005	14,203	7,674,195
Quincy L. Allen	103,431,634	1,711,524	13,334	7,674,195
Patricia L. Gibson	104,121,434	1,021,396	13,662	7,674,195
Jay Paul Leupp	104,053,729	1,089,964	12,799	7,674,195
Sherry L. Rexroad	104,120,976	1,022,547	12,969	7,674,195
Deborah Smith	103,504,161	1,641,012	11,319	7,674,195
R. Dary Stone	103,600,239	1,541,877	14,376	7,674,195
James P. Sullivan	104,323,722	817,889	14,881	7,674,195
Kirk A. Sykes	103,013,597	2,129,470	13,425	7,674,195

2. Proposal 2 : The selection of Grant Thornton LLP as Aimco’s independent registered accounting firm for the 2024 fiscal year was ratified as follows:

For	Against	Abstentions	Broker Non-Votes
112,663,007	134,896	32,784	—

3. Proposal 3 : Advisory vote to approve the compensation of executive officers disclosed in Aimco’s proxy statement. Aimco’s stockholders gave advisory approval of the executive compensation program, and the voting results are set forth below:

For	Against	Abstentions	Broker Non-Votes
102,071,663	3,050,288	34,541	7,674,195

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

APARTMENT INVESTMENT AND MANAGEMENT COMPANY — /s/ H. Lynn C. Stanfield
H. Lynn C. Stanfield Executive Vice President and Chief Financial Officer