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APA GROUP — Major Shareholding Notification 2024
Oct 23, 2024
64398_rns_2024-10-23_1a730870-e971-47f0-9f28-847df4b94927.pdf
Major Shareholding Notification
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605 Page 1 of 3
Form 605
Notice of ceasing to be a substantial holder
Corporations Act 2001 Section 671B
To Company Name/Scheme
APA GROUP
ACN /ARSN/ABN 091 344 704
1. Details of substantial holder (1)
Name JPMorgan Chase & Co. and its affiliates
ACN/ARSN (if applicable) NA
The holder ceased to be a substantial holder on 22/October/2024
The previous notice was given to the company on 21/October/2024
The previous notice was dated 17/October/2024
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
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Date of Person whose relevant Nature of change (4) Consideration given Class (6) and Person's
change interest changed in relation to change number of votes
(5) securities affected affected
See JPMORGAN CHASE Securities on Loan as Agent Lender 683,064 683,064
BANK, N.A. See Appendix (Ordinary) (Ordinary)
Appendix
JPMORGAN ASSET
See MANAGEMENT (UK) In its capacity as investment manager or in 8,513 8,513
Appendix LIMITED various other related capacities See Appendix (Ordinary) (Ordinary)
Holder of securities subject to an obligation
See SECURITIES PLC J.P. MORGAN to return under a securities lending See Appendix (Ordinary) 76,004 (Ordinary) 76,004
Appendix agreement
J.P. MORGAN Purchase and sales of securities in its 751 751
See
SECURITIES PLC capacity as Principal/Proprietary See Appendix (Ordinary) (Ordinary)
Appendix
See J.P. MORGAN Rehypothecation of client securities under a 19,221 19,221
SECURITIES LLC Prime Brokerage Agreement See Appendix (Ordinary) (Ordinary)
Appendix
J.P. MORGAN Holder of securities subject to an obligation
See SECURITIES to return under a securities lending 5,000 5,000
Appendix AUSTRALIA LIMITED agreement See Appendix (Ordinary) (Ordinary)
J.P. MORGAN
See SECURITIES Purchase and sales of securities in its 2,263,405 2,263,405
Appendix AUSTRALIA LIMITED capacity as Principal/Proprietary See Appendix (Ordinary) (Ordinary)
J.P. Morgan Securities Australia Limited
ceases to hold a relevant interest in the
securities under the Block Trade Agreement
J.P. MORGAN between J.P. Morgan Securities Australia
See SECURITIES Limited and Unisuper Limited dated 17 69,000,000 69,000,000
Appendix AUSTRALIA LIMITED October 2024 on settlement of transactions See Appendix (Ordinary) (Ordinary)
contemplated under that block trade
agreement pursuant to section 608(8) of the
Corporations Act 2001 (Cth)
See J.P. MORGAN Purchase and sales of securities in its 1,750,000 1,750,000
MARKETS LTD capacity as Principal/Proprietary See Appendix (Ordinary) (Ordinary)
Appendix
J.P. MORGAN
See INVESTMENT In its capacity as investment manager or in 725 725
Appendix MANAGEMENT INC. various other related capacities See Appendix (Ordinary) (Ordinary)
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605 Page 2 of 3
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
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Name and ACN/ARSN (if applicable) Nature of association
J.P. MORGAN SECURITIES AUSTRALIA LIMITED Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN SECURITIES LLC Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN SECURITIES PLC Subsidiary of JPMorgan Chase & Co.
JPMORGAN CHASE BANK, N.A. Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN MARKETS LTD Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN INVESTMENT MANAGEMENT INC. Subsidiary of JPMorgan Chase & Co.
JPMORGAN ASSET MANAGEMENT (UK) LIMITED Subsidiary of JPMorgan Chase & Co.
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4. Addresses
The addresses of persons named in this form are as follows:
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Name Address
JPMorgan Chase & Co. 383 Madison Avenue, New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES AUSTRALIA LIMITED LEVEL 18, 83-85 CASTLEREAGH STREET, SYDNEY, NSW 2000, Australia
J.P. MORGAN SECURITIES LLC 383 Madison Ave., New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES PLC 25 Bank Street, Canary Wharf, London, E14 5JP, England
JPMORGAN CHASE BANK, N.A. 1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States
J.P. MORGAN MARKETS LTD 25 Bank Street, Canary Wharf, London, E14 5JP, England
J.P. MORGAN INVESTMENT MANAGEMENT INC. 383 Madison Avenue, New York, New York, NY, 10179, United States
JPMORGAN ASSET MANAGEMENT (UK) LIMITED 60 Victoria Embankment, London, EC4Y0JP, England
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| Signature Print name Sign here |
Vasim PathanCapacity Compliance Officer |
|---|---|
| Date 24/October/2024 |
|
605 Page 3 of 3
DIRECTIONS
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(1) If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
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(2) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(3) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(4) Include details of:
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(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
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(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
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(5) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional n the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
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(6) The voting shares of a company constitute one class unless divided into separate classes.
-
(7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
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TRADES FOR RELEVANT PERIOD Appendix
Transaction Date Entity Product Type Type of Transaction Quantity Price (AUD) Consideration
Balance at start of relevant period 89,138,562
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (82) 7.23 $ 592.86
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9) 7.16 $ 64.40
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (940) 7.20 $ 6,763.30
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,295) 7.21 $ 9,330.48
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (179,296) 7.19 $ 1,289,140.03
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (65) 7.16 $ 465.40
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,796) 7.16 $ 62,979.36
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (91) 7.16 $ 651.56
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,635) 7.16 $ 26,026.60
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,500) 7.16 $ 89,500.00
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (43,204) 7.16 $ 309,340.64
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (214) 7.19 $ 1,537.59
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (233) 7.18 $ 1,673.42
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,000,000) 7.16 $ 7,160,000.00
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (490) 7.64 $ 3,743.60
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (822) 7.16 $ 5,885.52
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (140,039) 7.19 $ 1,007,076.46
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (20,437) 7.16 $ 146,328.92
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,825) 7.16 $ 91,827.00
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (174) 7.16 $ 1,245.84
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (323) 7.16 $ 2,312.68
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,139) 7.16 $ 15,315.24
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,092) 7.16 $ 7,818.72
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (27,248) 7.18 $ 195,676.06
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,966) 7.16 $ 14,076.56
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,330) 7.16 $ 16,682.80
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 82 7.23 $ 592.86
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 90,000 7.19 $ 646,650.00
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9 7.16 $ 64.40
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 125,623 7.19 $ 902,883.66
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,355 7.19 $ 16,931.85
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,749,987 7.20 $ 19,787,525.96
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 39,590 7.16 $ 283,464.40
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,715 7.16 $ 40,919.40
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,416 7.20 $ 31,776.66
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 490 7.19 $ 3,523.52
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,181 7.20 $ 15,703.20
18-Oct-24 J.P. MORGAN MARKETS LTD Equity Buy 1,000,000 7.16 $ 7,160,000.00
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 359,242 7.23 $ 2,597,319.66
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 140,039 7.19 $ 1,007,076.46
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,237 7.16 $ 44,656.92
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,109 7.16 $ 7,940.44
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,858 7.16 $ 34,783.28
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 30,479 7.18 $ 218,809.23
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 757 7.16 $ 5,420.12
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,545 7.16 $ 25,382.20
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,546 7.16 $ 68,349.36
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,825 7.16 $ 91,827.00
18-Oct-24 J.P. MORGAN SECURITIES PLC Equity Adjustment (8,629) - $ -
18-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow return (5,000) - $ -
18-Oct-24 JPMORGAN ASSET MANAGEMENT (UK) LIMITED Equity Buy 4,594 7.26 $ 33,352.44
18-Oct-24 JPMORGAN ASSET MANAGEMENT (UK) LIMITED Equity Buy 3,919 7.26 $ 28,451.94
18-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 2,997 - $ -
18-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 13,339 - $ -
18-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 7,162 - $ -
18-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 694 - $ -
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (54) 7.16 $ 386.64
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (55) 7.16 $ 393.80
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,000) 7.19 $ 7,185.00
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (612) 7.20 $ 4,406.00
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (11,438) 7.20 $ 82,344.78
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (399,878) 7.18 $ 2,871,488.33
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (15,953) 7.17 $ 114,383.01
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,011) 7.17 $ 93,288.87
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,720) 7.17 $ 26,672.40
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,900) 7.17 $ 27,963.00
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,923) 7.19 $ 13,833.96
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (31,912) 7.17 $ 228,809.04
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,184) 7.17 $ 22,829.28
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (19,169) 7.16 $ 137,250.04
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (39,788) 7.16 $ 284,882.08
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (750,000) 7.17 $ 5,377,500.00
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 54 7.16 $ 386.64
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,125 7.18 $ 8,073.80
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 104,207 7.18 $ 747,871.86
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 995,879 7.18 $ 7,148,473.24
21-Oct-24 J.P. MORGAN SECURITIES PLC Equity Buy 9,380 7.17 $ 67,254.60
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 160,200 7.17 $ 1,148,634.00
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 15,953 7.17 $ 114,383.01
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 19,169 7.19 $ 137,749.97
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 43,215 7.19 $ 310,551.72
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 57,640 7.18 $ 413,836.01
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,498 7.20 $ 17,973.11
21-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,748 7.17 $ 19,706.12
21-Oct-24 J.P. MORGAN MARKETS LTD Equity Buy 750,000 7.17 $ 5,377,500.00
21-Oct-24 J.P. MORGAN INVESTMENT MANAGEMENT INC. Equity Buy 95 7.17 $ 681.15
21-Oct-24 J.P. MORGAN INVESTMENT MANAGEMENT INC. Equity Buy 630 7.17 $ 4,517.10
21-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 5,744 - $ -
21-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow 50,000 - $ -
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (77) 7.17 $ 552.09
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (736) 7.13 $ 5,248.76
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,293) 7.13 $ 9,219.59
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (154,585) 7.15 $ 1,104,718.21
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (159) 7.14 $ 1,134.47
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,745) 7.13 $ 12,444.99
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (318) 7.14 $ 2,271.12
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,324) 7.15 $ 30,898.66
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,748) 7.17 $ 19,703.16
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (29,615) 7.10 $ 210,266.50
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (48,166) 7.10 $ 341,978.60
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (108) 7.10 $ 766.80
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (109) 7.10 $ 773.90
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,814) 7.10 $ 27,079.40
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,480) 7.10 $ 95,708.00
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,781) 7.10 $ 62,345.10
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,839) 7.10 $ 34,356.90
22-Oct-24 J.P. MORGAN SECURITIES LLC Equity On-Lend Return (19,221) - $ -
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 105 7.17 $ 752.85
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 77 7.17 $ 552.09
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 44,583 7.11 $ 316,907.87
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 55,417 7.09 $ 393,064.69
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 22,568 7.10 $ 160,257.62
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,144 7.10 $ 22,326.80
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 69,403 7.10 $ 492,761.30
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,704 7.16 $ 19,360.64
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 54,387 7.12 $ 387,439.17
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,878 7.15 $ 13,423.56
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 60 7.14 $ 428.40
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,309 7.10 $ 73,193.90
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,035 7.10 $ 14,448.50
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,787 7.10 $ 33,987.70
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TRADES FOR RELEVANT PERIOD Appendix
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,294 7.10 $ 122,787.40
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,839 7.10 $ 34,356.90
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,781 7.10 $ 62,345.10
22-Oct-24 J.P. MORGAN SECURITIES PLC Equity Borrow 76,004 - $ -
22-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (389,702) - $ -
22-Oct-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (373,298) - $ -
J.P. Morgan Securities Australia Limited ceases to hold a
relevant interest in the securities under the Block Trade
Agreement between J.P. Morgan Securities Australia
22-Oct-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Limited and Unisuper Limited dated 17 October 2024 on (69,000,000) N/A N/A
settlement of transactions contemplated under that
block trade agreement pursuant to section 608(8) of the
Corporations Act 2001 (Cth)
Balance at end of relevant period 23,530,675
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Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 24-Oct-2024 |
| Company’s name: | APA GROUP |
| ISIN: | AU000000APA1 |
| Date of change of relevant interests: |
22-Oct-2024 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and BNP Paribas Financial Markets (Borrower) |
| Transfer date | Settlement Date 02-Oct-2024 03-Oct-2024 04-Oct-2024 07-Oct-2024 15-Oct-2024 16-Oct-2024 17-Oct-2024 22-Oct-2024 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 24-Oct-2024 |
| Company’s name: | APA GROUP |
| ISIN: | AU000000APA1 |
| Date of change of relevant interests: |
22-Oct-2024 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement (“AMSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Citigroup Global Markets Australia Pty Limited (Borrower) |
| Transfer date | Settlement Date 21-Oct-2024 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 24-Oct-2024 |
| Company’s name: | APA GROUP |
| ISIN: | AU000000APA1 |
| Date of change of relevant interests: |
22-Oct-2024 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Goldman Sachs International (Borrower) |
| Transfer date | Settlement Date 22-Oct-2024 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 24-Oct-2024 |
| Company’s name: | APA GROUP |
| ISIN: | AU000000APA1 |
| Date of change of relevant interests: |
22-Oct-2024 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement (“AMSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Macquarie Bank Limited(Borrower) |
| Transfer date | Settlement Date 30-Jul-2024 14-Aug-2024 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 24-Oct-2024 |
| Company’s name: | APA GROUP |
| ISIN: | AU000000APA1 |
| Date of change of relevant interests: |
22-Oct-2024 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement (“AMSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Merrill Lynch Equities (Australia) Limited(Borrower) |
| Transfer date | Settlement Date 18-Sep-2024 24-Sep-2024 08-Oct-2024 11-Oct-2024 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| Date: | 24-Oct-2024 |
|---|---|
| Company’s name: | APA GROUP |
| ISIN: | AU000000APA1 |
| Date of change of relevant interests: |
22-Oct-2024 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Merrill Lynch International(Borrower) |
| Transfer date | Settlement Date 27-Dec-2023 20-Mar-2024 22-Mar-2024 26-Mar-2024 27-Mar-2024 04-Apr-2024 05-Apr-2024 11-Apr-2024 14-May-2024 15-May-2024 16-May-2024 17-May-2024 20-May-2024 24-May-2024 06-Jun-2024 25-Jun-2024 26-Jun-2024 28-Jun-2024 02-Jul-2024 09-Jul-2024 24-Jul-2024 25-Jul-2024 22-Aug-2024 11-Sep-2024 12-Sep-2024 13-Sep-2024 16-Sep-2024 18-Sep-2024 19-Sep-2024 20-Sep-2024 23-Sep-2024 24-Sep-2024 30-Sep-2024 09-Oct-2024 10-Oct-2024 14-Oct-2024 16-Oct-2024 17-Oct-2024 21-Oct-2024 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
|---|---|
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 24-Oct-2024 |
| Company’s name: | APA GROUP |
| ISIN: | AU000000APA1 |
| Date of change of relevant interests: |
22-Oct-2024 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Morgan Stanley & Co. International PLC (Borrower) |
| Transfer date | Settlement Date 17-Jul-2024 18-Jul-2024 22-Aug-2024 23-Aug-2024 27-Aug-2024 03-Sep-2024 04-Sep-2024 05-Sep-2024 06-Sep-2024 09-Sep-2024 10-Sep-2024 11-Sep-2024 12-Sep-2024 13-Sep-2024 16-Sep-2024 17-Sep-2024 19-Sep-2024 20-Sep-2024 01-Oct-2024 03-Oct-2024 14-Oct-2024 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
|---|---|
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| **Date: ** | 24-Oct-2024 |
|---|---|
| Company’s name: | APA GROUP |
| ISIN: | AU000000APA1 |
| Date of change of relevant interests: |
22-Oct-2024 |
| Schedule | |
| Type of agreement | Global Master Securities LendingAgreement("GMSLA") |
| Parties to agreement | J.P. MORGAN SECURITIES PLC ("borrower") and HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED - HSBC PACIFIC INDEX FUND ("lender") |
| Transfer date | Settlement Date 25-Sep-24 |
| Holder of voting rights | Party holding the securities (borrower or lender as the case may be) |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | Neither party (borrower or lender as the case may be) holding the securities shall have any obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between the parties. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return **early? ** |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice filed | with ASX. |
|---|---|
| **Date: ** | 24-Oct-2024 |
| Company’s name: | APA GROUP |
| ISIN: | AU000000APA1 |
| Date of change of relevant interests: |
22-Oct-2024 |
| Schedule | |
| Type of agreement | Overseas Securities Lender's Agreement ("OSLA") |
| Parties to agreement | J.P. Morgan Securities Plc ("borrower") and Citibank N.A. acting as Agent ("lender") |
| Transfer date | Settlement Date 9-Oct-24 |
| Holder of voting rights | Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(vi) of the standard form OSLA. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
|---|---|
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
==> picture [477 x 449] intentionally omitted <==
----- Start of picture text -----
Date: 24-Oct-2024
Company’s name: APA GROUP
ISIN: AU000000APA1
Date of change of
22-Oct-2024
relevant interests:
Schedule
Type of agreement [Overseas Securities Lender’s Agreement (“OSLA”) ]
Parties to JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) J.P. Morgan Securities plc
agreement (“borrower”)
Settlement Date
Transfer date 10-Sep-24
13-Sep-24
9-Oct-24
Holder of voting
Borrower
rights
Are there any
restriction on Yes
voting rights
The borrower undertakes to use its best endeavors to arrange for the voting rights to
be exercised in accordance with the instructions of the lender, provided that the lender
uses its best endeavors to notify the borrower of its instructions in writing no later than
If yes, detail
7 business days prior to the date upon which such votes are exercisable or as
otherwise agreed between the parties. This undertaking is set out in clause 4(B)(vi) of
the standard form OSLA.
Scheduled return
None
date (if any)
Does the borrower
have the right to Yes
return early?
----- End of picture text -----
==> picture [476 x 467] intentionally omitted <==
----- Start of picture text -----
If yes, detail Borrower has right to return all and any equivalent securities early at any time in
accordance with the lender’s instructions.
Does the lender
have the right to Yes
recall early?
Lender has right to recall all or any equivalent securities at any time by giving notice
on any business day of not less than the standard settlement time for such equivalent
securities on the exchange or in the clearing organisation through which the relevant
borrowed securities were originally delivered (and where there is a difference between
If yes, detail
the settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The
borrower must return the securities not later than the expiry of such notice in
accordance with the lender’s instructions.
Will the securities
be returned on Yes
settlement?
If yes, detail any
No exceptions
exceptions
If requested by the company to whom the prescribed form must be given, or if
Statement
requested by ASIC, a copy of the agreement will be given to that company or ASIC.
----- End of picture text -----
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| **Date: ** | 24-Oct-2024 |
|---|---|
| Company’s name: | APA GROUP |
| ISIN: | AU000000APA1 |
| Date of change of relevant interests: |
22-Oct-2024 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
J.P. Morgan Securities plc ("borrower") and State St Bank and Trust Company as agent ("lender") |
| Transfer date | Settlement Date 10-Oct-24 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between the parties. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originallydelivered. The borrower must return the |
| securities not later than the expiry of such notice in accordance with the lender’s instructions. |
|
|---|---|
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
==> picture [476 x 606] intentionally omitted <==
----- Start of picture text -----
Date: 24-Oct-2024
Company’s name: APA GROUP
ISIN: AU000000APA1
Date of change of
22-Oct-2024
relevant interests:
Schedule
Type of agreement [Overseas Securities Lender’s Agreement (“OSLA”)]
Parties to The Bank of New York Mellon Corporation (formerly known as The Bank of New York) (acting
agreement as agent) (“lender”), J.P. Morgan Securities Plc (“borrower”)
Settlement Date
26-Apr-24
10-Sep-24
Transfer date
11-Sep-24
18-Sep-24
3-Oct-24
24-Oct-24
Holder of voting
Borrower
rights
Are there any
restriction on voting Yes
rights
The borrower undertakes to use its best endeavours to arrange for the voting rights to be
exercised in accordance with the instructions of the lender, provided that the lender uses its
If yes, detail best endeavours to notify the borrower of its instructions in writing no later than 7 business
days prior to the date upon which such votes are exercisable or as otherwise agreed between
the parties. This undertaking is set out in clause 4(B)(ii) of the standard form OSLA.
Scheduled return
None
date (if any)
Does the borrower
have the right to Yes
return early?
Borrower has right to return all and any equivalent securities early at any time in accordance
If yes, detail
with the lender’s instructions.
Does the lender
have the right to Yes
recall early?
----- End of picture text -----
==> picture [477 x 185] intentionally omitted <==
----- Start of picture text -----
Lender has right to recall all or any equivalent securities at any time by giving notice on any
business day of not less than the standard settlement time for such equivalent securities on
If yes, detail
the exchange. The borrower must return the securities not later than the expiry of such notice
in accordance with the lender’s instructions.
Will the securities
be returned on Yes
settlement?
If yes, detail any
No exceptions
exceptions
If requested by the company to whom the prescribed form must be given, or if requested by
Statement
ASIC, a copy of the agreement will be given to that company or ASIC.
----- End of picture text -----
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
==> picture [477 x 484] intentionally omitted <==
----- Start of picture text -----
Date: 24-Oct-2024
Company’s name: APA GROUP
ISIN: AU000000APA1
Date of change of
22-Oct-2024
relevant interests:
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
ABU DHABI INVESTMENT AUTHORITY (HSBC GULF FUND (TP EQ) 2021) ('lender'), J.P. Morgan
Parties to agreement
Securities PLC ('borrower)
Settlement Date
18-Sep-2024
Transfer date 19-Sep-2024
20-Sep-2024
04-Oct-2024
Holder of voting rights Party holding collateral that has the voting rights.
Are there any restriction
No, unless separately agreed to the contrary.
on voting rights
If yes, detail NA
Scheduled return date (if
None
any)
Does the borrower have
the right to return early? [Yes]
This right is subject to the requirement that the borrower deliver alternative collateral acceptable to
If yes, detail
the lender and also to the mark to market requirements of ss 5.4 and 5.5 of this agreement.
Does the lender have the
Yes
right to recall early?
Lender has right to recall all or any equivalent securities on any business day by giving such notice as
If yes, detail agreed by the parties. The borrower must return the securities not later than the expiry of such notice
in accordance with the lender’s instructions.
Will the securities be
Equivalent Securities must be returned.
returned on settlement?
If yes, detail any
Absent default, there are no exceptions.
exceptions
Statement No
----- End of picture text -----