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APA GROUP — Major Shareholding Notification 2024
Dec 12, 2024
64398_rns_2024-12-12_531c0d17-cb35-4814-aca9-0cf7245d0e58.pdf
Major Shareholding Notification
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605 Page 1 of 3
Form 605
Notice of ceasing to be a substantial holder
Corporations Act 2001 Section 671B
To Company Name/Scheme
APA GROUP
ACN /ARSN/ABN
091 344 704
1. Details of substantial holder (1)
Name JPMorgan Chase & Co. and its affiliates
ACN/ARSN (if applicable)
NA
The holder ceased to be a substantial holder on
The previous notice was given to the company on
The previous notice was dated
10/December/2024
10/December/2024
06/December/2024
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
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Date of Person whose relevant Nature of change (4) Consideration given Class (6) and Person's
change interest changed in relation to change number of votes
(5) securities affected
affected
JPMORGAN CHASE 1,405,392 1,405,392
See Securities on Loan as Agent Lender
BANK, N.A. See Appendix (Ordinary) (Ordinary)
Appendix
See J.P. MORGAN Rehypothecation of client securities 2,647 2,647
SECURITIES LLC under a Prime Brokerage Agreement See Appendix (Ordinary) (Ordinary)
Appendix
J.P. MORGAN Purchase and sales of securities in its 10,979 10,979
See
SECURITIES PLC capacity as Principal/Proprietary See Appendix (Ordinary) (Ordinary)
Appendix
J.P. MORGAN
SECURITIES Purchase and sales of securities in its 70,315 70,315
See
AUSTRALIA capacity as Principal/Proprietary See Appendix (Ordinary) (Ordinary)
Appendix LIMITED
J.P. Morgan Securities Australia Limited
ceases to hold a relevant interest in the
securities under the Block Trade Agreement
J.P. MORGAN between J.P. Morgan Securities Australia
See SECURITIES Limited and Unisuper Limited dated 06 47,238,549 47,238,549
Appendix AUSTRALIA LIMITED December 2024 on settlement of transactions See Appendix (Ordinary) (Ordinary)
contemplated under that block trade
agreement pursuant to section 608(8) of the
Corporations Act 2001 (Cth)
See JPMORGAN CHASE In its capacity as investment manager 153 153
BANK, N.A. or in various other related capacities See Appendix (Ordinary) (Ordinary)
Appendix
J.P. MORGAN
See INVESTMENT In its capacity as investment manager 65 65
Appendix MANAGEMENT INC. or in various other related capacities See Appendix (Ordinary) (Ordinary)
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605 Page 2 of 3
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
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Name and ACN/ARSN (if applicable) Nature of association
J.P. MORGAN SECURITIES AUSTRALIA LIMITED Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN SECURITIES LLC Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN SECURITIES PLC Subsidiary of JPMorgan Chase & Co.
JPMORGAN CHASE BANK, N.A. Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN INVESTMENT MANAGEMENT INC. Subsidiary of JPMorgan Chase & Co.
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4. Addresses
The addresses of persons named in this form are as follows:
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Name Address
JPMorgan Chase & Co. 383 Madison Avenue, New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES AUSTRALIA LIMITED LEVEL 18, 83-85 CASTLEREAGH STREET, SYDNEY, NSW 2000, Australia
J.P. MORGAN SECURITIES LLC 383 Madison Ave., New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES PLC 25 Bank Street, Canary Wharf, London, E14 5JP, England
JPMORGAN CHASE BANK, N.A. 1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States
J.P. MORGAN INVESTMENT MANAGEMENT INC. 383 Madison Avenue, New York, New York, NY, 10179, United States
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| Signature Print name Sign here |
Vasim Pathan Capacity Compliance Officer |
|---|---|
| Date 12/December/2024 |
|
605 Page 3 of 3
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
-
(2) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(3) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(4) Include details of:
-
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(5) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional n the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
-
(6) The voting shares of a company constitute one class unless divided into separate classes.
-
(7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
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TRADES FOR RELEVANT PERIOD Appendix
Transaction Date Entity Product Type Type of Transaction Quantity Price (AUD) Consideration
Balance at start of relevant period 68,418,341
9-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,795) 7.28 $ 78,587.60
9-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 36,494 7.26 $ 264,789.81
9-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 406 7.26 $ 2,945.53
9-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,606) 7.29 $ 33,578.04
9-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (32,051) 7.26 $ 232,729.75
9-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,673 7.26 $ 19,393.07
9-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (7,165) 7.27 $ 52,089.55
9-Dec-24 J.P. MORGAN SECURITIES PLC Equity Sell (5,340) 7.26 $ 38,742.77
9-Dec-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (2,000) - $ -
9-Dec-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (72,900) - $ -
10-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Adjustment 4,094 - $ -
10-Dec-24 J.P. MORGAN SECURITIES LLC Equity On-Lend Return (2,647) - $ -
10-Dec-24 J.P. MORGAN SECURITIES PLC Equity Sell (3,056) 7.34 $ 22,431.04
10-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (179,571) 7.34 $ 1,318,051.14
10-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 179,571 7.34 $ 1,318,051.14
10-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,386) 7.34 $ 24,853.24
10-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,386 7.34 $ 24,853.24
10-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (218) 7.34 $ 1,600.12
10-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 218 7.34 $ 1,600.12
10-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 39,826 7.34 $ 292,333.08
10-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1 7.37 $ 7.37
10-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (619) 7.27 $ 4,499.74
10-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 37,783 7.34 $ 277,327.22
10-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,684 7.34 $ 49,060.56
10-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,645) 7.34 $ 12,074.30
10-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,477) 7.34 $ 47,541.18
10-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,562 7.31 $ 33,330.20
10-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,295 7.34 $ 16,845.30
10-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 198 7.38 $ 1,460.64
10-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,343) 7.26 $ 9,747.04
10-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (115,291) 7.34 $ 846,235.94
10-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 115,291 7.34 $ 846,235.94
10-Dec-24 J.P. MORGAN SECURITIES PLC Equity Sell (2,583) 7.34 $ 18,959.22
10-Dec-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (241,197) - $ -
10-Dec-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (28,495) - $ -
10-Dec-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (1,041,667) - $ -
10-Dec-24 JPMORGAN CHASE BANK, N.A. Equity Borrow Return (19,133) - $ -
10-Dec-24 J.P. MORGAN INVESTMENT MANAGEMENT INC. Equity Buy 250 7.34 $ 1,835.00
10-Dec-24 JPMORGAN CHASE BANK, N.A. Equity Buy 153 7.27 $ 1,112.31
10-Dec-24 J.P. MORGAN INVESTMENT MANAGEMENT INC. Equity Sell (315) 7.27 $ 2,290.05
J.P. Morgan Securities Australia Limited ceases to hold a
relevant interest in the securities under the Block Trade
Agreement between J.P. Morgan Securities Australia
10-Dec-24 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Limited and Unisuper Limited dated 06 December 2024 (47,238,549) N/A N/A
on settlement of transactions contemplated under that
block trade agreement pursuant to section 608(8) of the
Corporations Act 2001 (Cth)
Balance at end of relevant period 19,831,177
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1/1
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| Date: | 12-Dec-2024 | |
|---|---|---|
| Company’s name: | APA GROUP | |
| ISIN: | AU000000APA1 | |
| Date of change of **relevant interests: ** |
10-Dec-2024 | |
| Schedule | ||
| Type of agreement | Overseas Securities Lending Agreement (“OSLA”) | |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Barclays Capital Securities Limited (“Borrower”) |
|
| Transfer date | Settlement date 26-Nov-2024 |
|
| Holder of voting rights |
Borrower | |
| Are there any restriction on voting rights |
Yes | |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(vi) of the standard form OSLA. |
|
| Scheduled return date (if any) |
None | |
| Does the borrower have the right to **returnearly? ** |
Yes | |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
|
| Does the lender have the right to **recallearly? ** |
Yes | |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
|
| Will the securities be returned on **settlement? ** |
Yes | |
| If yes, detail any exceptions |
No exceptions | |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 12-Dec-2024 |
| Company’s name: | APA GROUP |
| ISIN: | AU000000APA1 |
| Date of change of relevant interests: |
10-Dec-2024 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Citigroup Global Markets Limited (Borrower) |
| Transfer date | Settlement Date 06-Dec-2024 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 12-Dec-2024 |
| Company’s name: | APA GROUP |
| ISIN: | AU000000APA1 |
| Date of change of relevant interests: |
10-Dec-2024 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement (“AMSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Merrill Lynch Equities (Australia) Limited(Borrower) |
| Transfer date | Settlement Date 06-Dec-2024 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| Date: | 12-Dec-2024 |
|---|---|
| Company’s name: | APA GROUP |
| ISIN: | AU000000APA1 |
| Date of change of relevant interests: |
10-Dec-2024 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Merrill Lynch International(Borrower) |
| Transfer date | Settlement Date 26-Mar-2024 27-Mar-2024 20-May-2024 24-May-2024 28-Jun-2024 02-Jul-2024 09-Jul-2024 24-Jul-2024 25-Jul-2024 18-Sep-2024 23-Sep-2024 24-Sep-2024 30-Sep-2024 25-Oct-2024 28-Oct-2024 25-Nov-2024 02-Dec-2024 04-Dec-2024 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the standard form GMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender's instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender's instructions. |
| Will the securities be returned on settlement? |
Yes |
|---|---|
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| Date: | 12-Dec-2024 | |
|---|---|---|
| Company’s name: | APA GROUP | |
| ISIN: | AU000000APA1 | |
| Date of change of **relevant interests: ** |
10-Dec-2024 | |
| Schedule | ||
| Type of agreement | Master Securities Lending Agreement (“MSLA”) | |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Morgan Stanley & Co. LLC ( “Borrower”) | |
| Transfer date | Settlement Date 20-Nov-2024 |
|
| Holder of voting rights |
Borrower | |
| Are there any restriction on voting rights |
Yes | |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out as per the rights of the borrower as stated in the MSLA. |
|
| Scheduled return date (if any) |
None | |
| Does the borrower have the right to **returnearly? ** |
Yes | |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
|
| Does the lender have the right to **recallearly? ** |
Yes | |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
|
| Will the securities be returned on **settlement? ** |
Yes | |
| If yes, detail any exceptions |
No exceptions | |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| shareholding notice | filed with ASX. |
|---|---|
| Date: | 12-Dec-2024 |
| Company’s name: | APA GROUP |
| ISIN: | AU000000APA1 |
| Date of change of relevant interests: |
10-Dec-2024 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement (“AMSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Morgan Stanley Australia Securities Limited (Borrower) |
| Transfer date | Settlement Date 27-Nov-2024 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
| Date: | 12-Dec-2024 |
|---|---|
| Company’s name: | APA GROUP |
| ISIN: | AU000000APA1 |
| Date of change of relevant interests: |
10-Dec-2024 |
| Schedule | |
| Type of agreement | Australian Master Securities Lending Agreement (“AMSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and UBS Securities Australia Ltd (Borrower) |
| Transfer date | Settlement Date 09-Dec-2024 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to **recall early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 12-Dec-2024 |
|---|---|
| Company’s name: |
APA GROUP |
| ISIN: | AU000000APA1 |
| Date of change of relevant interests: |
10-Dec-2024 |
| Schedule | |
| Type of agreement | Australian Master Securities LendingAgreement("AMSLA") |
| Parties to agreement | JPMorgan Chase Bank, N.A. (acting as agent) ("lender"), J.P. Morgan Securities Australia Limited ('borrower') |
| Transfer date | Settlement Date 06-Dec-2024 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the standard form AMSLA. |
| Scheduled return date(if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has right to return all and any securities or equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall **early? ** |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exception |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 12-Dec-2024 |
|---|---|
| Company’s name: | APA GROUP |
| ISIN: | AU000000APA1 |
| Date of change of relevant interests: |
10-Dec-2024 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement | ABU DHABI INVESTMENT AUTHORITY (HSBC GULF FUND (TP EQ) 2021) ('lender'), J.P. Morgan Securities PLC('borrower) |
| Transfer date | Settlement Date 18-Sep-2024 19-Sep-2024 04-Oct-2024 25-Oct-2024 07-Nov-2024 08-Nov-2024 11-Nov-2024 |
| Holder of voting rights | Partyholdingcollateral that has the votingrights. |
| Are there any restriction on voting rights |
No, unless separately agreed to the contrary. |
| If yes, detail | NA |
| Scheduled return date (if any) |
None |
| Does the borrower have **the right to return early? ** |
Yes |
| If yes, detail | This right is subject to the requirement that the borrower deliver alternative collateral acceptable to the lender and also to the mark to market requirements of ss 5.4 and 5.5 of this agreement. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed by the parties. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Equivalent Securities must be returned. |
| If yes, detail any exceptions |
Absent default, there are no exceptions. |
| Statement | No |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 12-Dec-2024 |
|---|---|
| Company’s name: | APA GROUP |
| ISIN: | AU000000APA1 |
| Date of change of relevant interests: |
10-Dec-2024 |
| Schedule | |
| Type of agreement | Overseas Securities Lender’s Agreement (“OSLA”) |
| Parties to agreement |
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) J.P. Morgan Securities plc (“borrower”) |
| Transfer date | Settlement Date 09-Oct-2024 06-Nov-2024 13-Nov-2024 03-Dec-2024 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(vi) of the standard form OSLA. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
|---|---|
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered (and where there is a difference between the settlement time for sales and purchases on the relevant exchange or clearing organisation, the standard settlement time shall be the shorter of the two times). The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 12-Dec-2024 |
|---|---|
| Company’s name: | APA GROUP |
| ISIN: | AU000000APA1 |
| Date of change of relevant interests: |
10-Dec-2024 |
| Schedule | |
| Type of agreement | Master Overseas Securities Borrowing Agreement |
| Parties to agreement | J.P. Morgan Securities Plc ("borrower") and The Northern Trust Company as agent ("lender") |
| Transfer date | Settlement Date 03-Dec-2024 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is in clause 4(B)(vi) of the agreement. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to **return early? ** |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstandingto the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originally delivered. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will begiven to that companyor ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| **Date: ** | 12-Dec-2024 |
|---|---|
| Company’s name: | APA GROUP |
| ISIN: | AU000000APA1 |
| Date of change of relevant interests: |
10-Dec-2024 |
| Schedule | |
| Type of agreement | Global Master Securities Lending Agreement ("GMSLA") |
| Parties to agreement |
J.P. Morgan Securities plc ("borrower") and State St Bank and Trust Company as agent ("lender") |
| Transfer date | Settlement Date 14-Nov-2024 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the instructions of the other party, unless otherwise agreed between the parties. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange or in the clearing organisation through which the relevant borrowed securities were originallydelivered. The borrower must return the |
| securities not later than the expiry of such notice in accordance with the lender’s instructions. |
|
|---|---|
| Will the securities be returned on settlement? |
Yes |
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| **Date: ** | 12-Dec-2024 |
|---|---|
| Company’s name: | APA GROUP |
| ISIN: | AU000000APA1 |
| Date of change of relevant interests: |
10-Dec-2024 |
| Schedule | |
| Type of agreement | Overseas Securities Lender’s Agreement (“OSLA”) |
| Parties to agreement |
The Bank of New York Mellon Corporation (formerly known as The Bank of New York) (acting as agent) (“lender”), J.P. Morgan Securities Plc (“borrower”) |
| Transfer date | Settlement Date 24-Oct-2024 01-Nov-2024 |
| Holder of voting rights |
Borrower |
| Are there any restriction on voting rights |
Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(ii) of the standard form OSLA. |
| Scheduled return date (if any) |
None |
| Does the borrower have the right to return early? |
Yes |
| If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s instructions. |
| Does the lender have the right to recall early? |
Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of not less than the standard settlement time for such equivalent securities on the exchange. The borrower must return the securities not later than the expiry of such notice in accordance with the lender’s instructions. |
| Will the securities be returned on settlement? |
Yes |
|---|---|
| If yes, detail any exceptions |
No exceptions |
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of the agreement will be given to that company or ASIC. |