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APA GROUP — Major Shareholding Notification 2014
Oct 19, 2014
64398_rns_2014-10-19_00b7812f-1706-45c5-9e6c-a0f70fc96628.pdf
Major Shareholding Notification
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603 page 1/2 15 July 2001
Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder
To Company Name/Scheme
ACN/ARSN
APAGroup
091344704
1. Details of substantial holder (1)
BlackRock Group (BlackRock Inc. and subsidiaries named in Annexures Name to this form) ACN/ARSN (if applicable)
The holder became a substantial holder on
16 / / 10 2014
- Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows: Class of securities (4) Number of securities Person's votes (5) Voting power (6)
ord 41,880,445 41,880,445 5.01
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: Holder of relevant interest Nature of relevant interest (7) Class and number of securities Annexure A and D
4. Details of present registered holders
- The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant Registered holder of Person entitled to be Class and number interest securities registered as holder (8) of securities see Annexure A
- Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
==> picture [414 x 68] intentionally omitted <==
----- Start of picture text -----
Holder of relevant Date of acquisition Consideration (9) Class and number
interest of securities
Cash Non-cash
see Annexure B
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603 page 2/2 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) Nature of association see Annexure A 7. Addresses The addresses of persons named in this form are as follows: Name Address see Annexure C Signature William Stockl Authorised Signatory* print name capacity sign here date 20 / 10 / 2014
Signature
-
At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited. DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
-
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
-
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(7) Include details of: (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown". (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
This is Annexure A of 5 pages referred to in form 603 Notice of initial substantial shareholder
Annexure A
| 20-Oct-14 | |
|---|---|
| William Stockl, | Date |
| Authorised Signatory |
3. Details of Relevant Interests
4. Details of present registered holders
6. Associates
| ~~Holder of Relevant~~ | ||||||
|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Nature of Association |
|
| applicable) (Section 3,4 and 6) |
(Section 3) | (Section 4) | (Section 4) | (Sections 3 and 4) | (Section 6) | |
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 13,095 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 102,178 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-ABN AMRO | ord | 393,134 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | MELLON - AMSTERDAM | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 2,274,828 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | CB-CACEIS BANK | ord | 6,594 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, LONDON | ord | 195,961 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM - J.P. Morgan Zurich | ord | 49,190 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| investment manager or trustee. |
page 1 of 5
APA
| ~~Holder of Relevant~~ | ||||||
|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Nature of Association |
|
| applicable) (Section 3,4 and 6) |
(Section 3) | (Section 4) | (Section 4) | (Sections 3 and 4) | (Section 6) | |
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 508,776 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - | ord | 17,034 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 9,967 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 179,578 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | RBC-DEXIA BIL- LONDON | ord | 237,054 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 1,320,886 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | DUBLIN | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 73,224 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 40,993 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | |||
| Limited | investment manager or trustee. | |||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 809,556 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||
| Limited | investment manager or trustee. | |||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ord | 1,163 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | |||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | ord | 747 | subsidiary of | ||
| Management North Asia | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | |||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ord | 20,488 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| investment manager or trustee. |
page 2 of 5
APA
| ~~Holder of Relevant~~ | ||||||
|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Nature of Association |
|
| applicable) (Section 3,4 and 6) |
(Section 3) | (Section 4) | (Section 4) | (Sections 3 and 4) | (Section 6) | |
| BlackRock Financial | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - | ord | 190,128 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 18,901 | subsidiary of | |
| securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 34,100 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 15,161 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | ||||
| investment manager or trustee. | BOSTON | |||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 15,770,861 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-MELLON TRUST - | ord | 1,092,459 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 925,621 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 254,365 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB BOSTON | ord | 4,797 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 494,153 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ord | 371,291 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 52,749 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||
| Association | investment manager or trustee. |
page 3 of 5
APA
| ~~Holder of Relevant~~ | ||||||
|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Nature of Association |
|
| applicable) (Section 3,4 and 6) |
(Section 3) | (Section 4) | (Section 4) | (Sections 3 and 4) | (Section 6) | |
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 8,756,494 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||
| Association | investment manager or trustee. | |||||
| BlackRock International | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 334,141 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 967,877 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | |||
| Limited | its capacity as investment manager. | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 2,444,529 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | |||
| Limited | its capacityas responsible entity. | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ord | 561,142 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA BANK | BlackRock Inc. | |||
| Limited | its capacity as investment manager. | LIMITED - MELBOURNE | ||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 190,825 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | CO. - CHICAGO | BlackRock Inc. | |||
| Limited | its capacity as investment manager. | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 8,451 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA | BlackRock Inc. | |||
| Limited | investment manager or trustee. | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP Paribas Milan | ord | 17,042 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 332,161 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | DANS-DANSKE BANK - | ord | 17,223 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | COPENHAGEN | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 178,870 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| investment manager or trustee. |
page 4 of 5
APA
| ~~Holder of Relevant~~ | ||||||
|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Nature of Association |
|
| applicable) (Section 3,4 and 6) |
(Section 3) | (Section 4) | (Section 4) | (Sections 3 and 4) | (Section 6) | |
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 32,752 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 162,137 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 53,057 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 370,774 | subsidiary of | |
| Management (UK) Ltd | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-MELLON TRUST - | ord | 309,239 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 76,562 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 474,422 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 33,483 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||
| investment manager or trustee. | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ord | 14,463 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| investment manager or trustee. | YORK | |||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 1,048,691 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 17,078 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | ||||
| investment manager or trustee. |
page 5 of 5
APA
Annexure B
This is Annexure B of 7 pages referred to in form 603 Notice of initial substantial shareholder
20-Oct-14 William Stockl, Date Authorised Signatory
5. Consideration
| APA GROUP UNITS LTD (APA) | APA GROUP UNITS LTD (APA) |
|---|---|
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
| BlackRock Fund Advisors 17-Jun-14 no |
n/a in specie ord 10,329 |
| BlackRock Institutional Trust Company, National Association 17-Jun-14 no |
n/a in specie ord 49,557 |
| BlackRock Asset Management North Asia Limited 17-Jun-14 no |
n/a collateral transfer ord 2 |
| BlackRock Fund Advisors 18-Jun-14 no |
n/a in specie ord 10,329 |
| BlackRock Advisors(UK)Limited 18-Jun-14 yes |
7.00 on mkt buy ord 1,645 |
| BlackRock Advisors(UK)Limited 18-Jun-14 yes |
7.00 on mkt buy ord 362 |
| BlackRock Advisors(UK)Limited 18-Jun-14 yes |
7.01 on mkt buy ord 8,566 |
| BlackRock International Limited 19-Jun-14 yes |
7.12 on mkt buy ord 22,811 |
| BlackRock Advisors(UK)Limited 19-Jun-14 yes |
7.09 on mkt buy ord 2,433 |
| BlackRock Advisors(UK)Limited 19-Jun-14 yes |
7.12 on mkt buy ord 2,433 |
| BlackRock Advisors(UK)Limited 19-Jun-14 yes |
7.12 on mkt buy ord 1,396 |
| BlackRock Advisors(UK)Limited 19-Jun-14 yes |
7.12 on mkt buy ord 5,235 |
| BlackRock Advisors(UK)Limited 20-Jun-14 yes |
7.10 on mkt buy ord 2,407 |
| BlackRock Fund Advisors 20-Jun-14 no |
n/a in specie ord 10,329 |
| BlackRock Advisors(UK)Limited 20-Jun-14 yes |
7.10 on mkt buy ord 5,250 |
| BlackRock Asset Management North Asia Limited 20-Jun-14 no |
n/a collateral transfer ord 2 |
| BlackRock Fund Advisors 23-Jun-14 no |
n/a in specie ord 10,329 |
| BlackRock Fund Advisors 23-Jun-14 no |
n/a in specie ord 68,860 |
| BlackRock Fund Advisors 23-Jun-14 no |
n/a in specie ord 7,668 |
| BlackRock Investment Management (Australia) Limited 23-Jun-14 yes |
7.10 on mkt buy ord 6,641 |
| BlackRock Fund Advisors 23-Jun-14 yes |
7.10 on mkt buy ord 3,534 |
| BlackRock Asset Management North Asia Limited 23-Jun-14 no |
n/a collateral transfer ord 65,000 |
| BlackRock Fund Advisors 24-Jun-14 no |
n/a in specie ord 10,203 |
| BlackRock Institutional Trust Company, National Association 24-Jun-14 no |
n/a in specie ord 3,278 |
| BlackRock Institutional Trust Company, National Association 24-Jun-14 no |
n/a in specie ord 8,600 |
| BlackRock Asset Management Canada Limited 24-Jun-14 yes |
7.10 on mkt buy ord 3,719 |
| BlackRock Japan Co.,Ltd. 24-Jun-14 yes |
7.10 on mkt buy ord 88 |
| BlackRock Fund Advisors 25-Jun-14 no |
n/a in specie ord 27,208 |
| BlackRock Fund Advisors 26-Jun-14 no |
n/a in specie ord 20,406 |
| BlackRock Fund Advisors 26-Jun-14 no |
n/a in specie ord 23,807 |
| BlackRock Fund Advisors 27-Jun-14 no |
n/a in specie ord 42,279 |
| BlackRock Advisors(UK)Limited 27-Jun-14 yes |
6.94 on mkt buy ord 702 |
| BlackRock Institutional Trust Company, National Association 27-Jun-14 yes |
6.94 on mkt buy ord 23,896 |
| BlackRock Advisors(UK)Limited 30-Jun-14 yes |
6.89 on mkt buy ord 1,242 |
| BlackRock Fund Advisors 30-Jun-14 no |
n/a in specie ord 19,896 |
| BlackRock Fund Advisors 30-Jun-14 no |
n/a in specie ord 20,406 |
| BlackRock Advisors(UK)Limited 30-Jun-14 yes |
6.89 on mkt buy ord 1,601 |
| BlackRock Institutional Trust Company, National Association 30-Jun-14 yes |
6.89 on mkt buy ord 16,689 |
| BlackRock Fund Advisors 02-Jul-14 no |
n/a in specie ord 13,604 |
| BlackRock Fund Advisors 02-Jul-14 no |
n/a in specie ord 23,807 |
| APA | page 1 of 7 |
page 1 of 7
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 02-Jul-14 no |
n/a in specie ord 27,208 |
| BlackRock Japan Co.,Ltd. 02-Jul-14 yes |
6.97 on mkt buy ord 657 |
| BlackRock Institutional Trust Company, National Association 02-Jul-14 yes |
7.10 on mkt buy ord 61,509 |
| BlackRock Advisors(UK)Limited 02-Jul-14 yes |
7.10 on mkt buy ord 248 |
| BlackRock Investment Management (UK) Ltd 02-Jul-14 yes |
7.10 on mkt buy ord 2,615 |
| BlackRock Advisors(UK)Limited 03-Jul-14 yes |
7.07 on mkt buy ord 15 |
| BlackRock Advisors(UK)Limited 03-Jul-14 yes |
7.07 on mkt buy ord 7,197 |
| BlackRock Fund Advisors 03-Jul-14 no |
n/a in specie ord 309 |
| BlackRock Fund Advisors 03-Jul-14 yes |
7.07 on mkt buy ord 3,251 |
| BlackRock Advisors(UK)Limited 03-Jul-14 yes |
7.07 on mkt buy ord 62 |
| BlackRock Asset Management North Asia Limited 03-Jul-14 no |
n/a collateral transfer ord 207,304 |
| BlackRock Fund Advisors 04-Jul-14 yes |
7.04 on mkt buy ord 35,536 |
| BlackRock Advisors(UK)Limited 07-Jul-14 yes |
7.05 on mkt buy ord 698 |
| BlackRock Institutional Trust Company, National Association 07-Jul-14 yes |
7.04 on mkt buy ord 19,492 |
| BlackRock Institutional Trust Company, National Association 07-Jul-14 yes |
7.04 on mkt buy ord 2,239 |
| BlackRock Institutional Trust Company, National Association 07-Jul-14 yes |
7.05 on mkt buy ord 1,615 |
| BlackRock Advisors(UK)Limited 08-Jul-14 yes |
7.11 on mkt buy ord 2,401 |
| BlackRock Fund Advisors 08-Jul-14 no |
n/a in specie ord 6,834 |
| BlackRock Fund Advisors 08-Jul-14 no |
n/a in specie ord 13,668 |
| BlackRock Fund Advisors 08-Jul-14 no |
n/a in specie ord 20,502 |
| BlackRock Fund Advisors 08-Jul-14 no |
n/a in specie ord 27,336 |
| BlackRock Fund Advisors 08-Jul-14 no |
n/a in specie ord 34,170 |
| BlackRock Fund Advisors 08-Jul-14 yes |
7.03 on mkt buy ord 3,854 |
| BlackRock Advisors(UK)Limited 08-Jul-14 yes |
7.11 on mkt buy ord 698 |
| BlackRock(Netherlands)B.V. 08-Jul-14 yes |
7.03 on mkt buy ord 910 |
| BlackRock Investment Management (Australia) Limited 09-Jul-14 yes |
7.00 on mkt buy ord 14,575 |
| BlackRock Investment Management (Australia) Limited 09-Jul-14 yes |
7.00 on mkt buy ord 5,508 |
| BlackRock Investment Management (Australia) Limited 09-Jul-14 yes |
7.00 on mkt buy ord 2,789 |
| BlackRock Advisors(UK)Limited 09-Jul-14 yes |
6.99 on mkt buy ord 122 |
| BlackRock Fund Advisors 10-Jul-14 no |
n/a in specie ord 17,085 |
| BlackRock Institutional Trust Company, National Association 10-Jul-14 yes |
7.00 on mkt buy ord 780 |
| BlackRock(Netherlands)B.V. 10-Jul-14 no |
n/a in specie ord 18,497 |
| BlackRock Fund Advisors 11-Jul-14 no |
n/a in specie ord 20,502 |
| BlackRock Institutional Trust Company, National Association 11-Jul-14 no |
n/a in specie ord 8,233 |
| BlackRock Advisors(UK)Limited 11-Jul-14 yes |
7.04 on mkt buy ord 1,575 |
| BlackRock Advisors(UK)Limited 14-Jul-14 yes |
7.05 on mkt buy ord 2,396 |
| BlackRock Advisors(UK)Limited 14-Jul-14 yes |
7.07 on mkt buy ord 1,030 |
| BlackRock Fund Advisors 15-Jul-14 no |
n/a in specie ord 17,085 |
| BlackRock Advisors(UK)Limited 15-Jul-14 yes |
7.08 on mkt buy ord 696 |
| BlackRock Asset Management Canada Limited 15-Jul-14 yes |
7.08 on mkt buy ord 7,355 |
| BlackRock Advisors(UK)Limited 15-Jul-14 yes |
7.08 on mkt buy ord 1,071 |
| BlackRock Advisors(UK)Limited 16-Jul-14 yes |
7.08 on mkt buy ord 1,656 |
| BlackRock Advisors(UK)Limited 16-Jul-14 yes |
7.08 on mkt buy ord 696 |
| BlackRock Advisors(UK)Limited 16-Jul-14 yes |
7.08 on mkt buy ord 5,554 |
| BlackRock Advisors(UK)Limited 16-Jul-14 yes |
7.08 on mkt buy ord 3,216 |
| BlackRock Asset Management North Asia Limited 16-Jul-14 no |
n/a collateral transfer ord 95,000 |
| BlackRock Advisors(UK)Limited 17-Jul-14 yes |
7.14 on mkt buy ord 414 |
| BlackRock Fund Advisors 17-Jul-14 no |
n/a in specie ord 6,834 |
| BlackRock Fund Advisors 17-Jul-14 yes |
7.14 on mkt buy ord 4,469 |
page 2 of 7
APA
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 17-Jul-14 yes |
7.14 on mkt buy ord 6,257 |
| BlackRock Advisors(UK)Limited 18-Jul-14 yes |
7.08 on mkt buy ord 348 |
| BlackRock Fund Advisors 21-Jul-14 no |
n/a in specie ord 23,919 |
| BlackRock Advisors(UK)Limited 21-Jul-14 yes |
7.15 on mkt buy ord 348 |
| BlackRock Advisors(UK)Limited 21-Jul-14 yes |
7.15 on mkt buy ord 1,604 |
| BlackRock Investment Management (UK) Ltd 21-Jul-14 yes |
7.15 on mkt buy ord 7,311 |
| BlackRock Fund Advisors 21-Jul-14 no |
n/a in specie ord 309 |
| BlackRock Fund Advisors 21-Jul-14 no |
n/a in specie ord 12,435 |
| BlackRock Advisors(UK)Limited 22-Jul-14 yes |
7.18 on mkt buy ord 1,035 |
| BlackRock Investment Management (Australia) Limited 22-Jul-14 yes |
7.18 on mkt buy ord 2,220 |
| BlackRock Fund Advisors 23-Jul-14 no |
n/a in specie ord 10,251 |
| BlackRock Fund Advisors 23-Jul-14 no |
n/a in specie ord 20,502 |
| BlackRock Fund Advisors 23-Jul-14 no |
n/a in specie ord 23,919 |
| BlackRock Fund Advisors 23-Jul-14 no |
n/a in specie ord 37,587 |
| BlackRock Advisors(UK)Limited 23-Jul-14 yes |
7.26 on mkt buy ord 61 |
| BlackRock Investment Management (UK) Ltd 24-Jul-14 yes |
7.26 on mkt buy ord 2,967 |
| BlackRock Fund Advisors 24-Jul-14 no |
n/a in specie ord 4,950 |
| BlackRock Advisors(UK)Limited 25-Jul-14 yes |
7.28 on mkt buy ord 2,898 |
| BlackRock Fund Advisors 25-Jul-14 no |
n/a in specie ord 20,502 |
| BlackRock Fund Advisors 25-Jul-14 no |
n/a in specie ord 245 |
| BlackRock Asset Management North Asia Limited 25-Jul-14 no |
n/a collateral transfer ord 153,542 |
| BlackRock Advisors(UK)Limited 28-Jul-14 yes |
7.27 on mkt buy ord 1,609 |
| BlackRock Advisors(UK)Limited 29-Jul-14 yes |
7.36 on mkt buy ord 621 |
| BlackRock Advisors(UK)Limited 29-Jul-14 yes |
7.36 on mkt buy ord 1,449 |
| BlackRock Fund Advisors 29-Jul-14 yes |
7.34 on mkt buy ord 16,163 |
| BlackRock Fund Advisors 29-Jul-14 no |
n/a in specie ord 27,392 |
| BlackRock Advisors(UK)Limited 29-Jul-14 yes |
7.36 on mkt buy ord 61 |
| BlackRock Institutional Trust Company, National Association 30-Jul-14 yes |
7.40 on mkt buy ord 8,044 |
| BlackRock Investment Management (Australia) Limited 30-Jul-14 yes |
7.58 on mkt buy ord 3,634 |
| BlackRock Investment Management (Australia) Limited 30-Jul-14 yes |
7.57 on mkt buy ord 74,507 |
| BlackRock Asset Management Canada Limited 30-Jul-14 yes |
7.40 on mkt buy ord 2,194 |
| BlackRock Institutional Trust Company, National Association 30-Jul-14 yes |
7.58 on mkt buy ord 2,624 |
| BlackRock Fund Advisors 31-Jul-14 no |
n/a in specie ord 16,408 |
| BlackRock Institutional Trust Company, National Association 31-Jul-14 no |
n/a in specie ord 950 |
| BlackRock Investment Management (UK) Ltd 31-Jul-14 yes |
7.52 on mkt buy ord 7,527 |
| BlackRock Advisors(UK)Limited 31-Jul-14 yes |
7.47 on mkt buy ord 61 |
| BlackRock Advisors(UK)Limited 31-Jul-14 yes |
7.47 on mkt buy ord 1,609 |
| BlackRock Investment Management (UK) Ltd 31-Jul-14 no |
n/a in specie ord 35,924 |
| BlackRock Advisors(UK)Limited 01-Aug-14 yes |
7.38 on mkt buy ord 2,406 |
| BlackRock Fund Advisors 01-Aug-14 no |
n/a in specie ord 27,392 |
| BlackRock Fund Advisors 01-Aug-14 no |
n/a in specie ord 28,714 |
| BlackRock Advisors(UK)Limited 01-Aug-14 yes |
7.38 on mkt buy ord 1,041 |
| BlackRock Investment Management (UK) Ltd 01-Aug-14 yes |
7.39 on mkt buy ord 10,506 |
| BlackRock Advisors(UK)Limited 01-Aug-14 yes |
7.38 on mkt buy ord 1,610 |
| BlackRock Fund Advisors 04-Aug-14 no |
n/a in specie ord 27,392 |
| BlackRock Advisors(UK)Limited 04-Aug-14 yes |
7.38 on mkt buy ord 1,610 |
| BlackRock Investment Management (Australia) Limited 05-Aug-14 yes |
7.35 on mkt buy ord 1,817 |
page 3 of 7
APA
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Asset Management Canada Limited 05-Aug-14 yes |
7.35 on mkt buy ord 2,888 |
| BlackRock Advisors(UK)Limited 06-Aug-14 yes |
7.39 on mkt buy ord 824 |
| BlackRock Advisors(UK)Limited 07-Aug-14 yes |
7.36 on mkt buy ord 824 |
| BlackRock Fund Advisors 07-Aug-14 no |
n/a in specie ord 27,392 |
| BlackRock Fund Advisors 07-Aug-14 no |
n/a in specie ord 11,466 |
| BlackRock Advisors(UK)Limited 07-Aug-14 yes |
7.41 on mkt buy ord 5,697 |
| BlackRock Fund Advisors 08-Aug-14 no |
n/a in specie ord 7,633 |
| BlackRock Asset Management Canada Limited 08-Aug-14 yes |
7.41 on mkt buy ord 2,177 |
| BlackRock Investment Management (UK) Ltd 08-Aug-14 yes |
7.40 on mkt buy ord 3,314 |
| BlackRock Fund Advisors 11-Aug-14 yes |
7.50 on mkt buy ord 4,682 |
| BlackRock Advisors(UK)Limited 11-Aug-14 yes |
7.55 on mkt buy ord 3,052 |
| BlackRock Asset Management North Asia Limited 11-Aug-14 no |
n/a collateral transfer ord 28,019 |
| BlackRock Fund Advisors 12-Aug-14 no |
n/a in specie ord 22,899 |
| BlackRock Investment Management (Australia) Limited 12-Aug-14 yes |
7.64 on mkt buy ord 2,220 |
| BlackRock Fund Advisors 12-Aug-14 no |
n/a in specie ord 4,950 |
| BlackRock Fund Advisors 12-Aug-14 no |
n/a in specie ord 22,899 |
| BlackRock Fund Advisors 13-Aug-14 no |
n/a in specie ord 20,556 |
| BlackRock Institutional Trust Company, National Association 13-Aug-14 yes |
7.60 on mkt buy ord 7,222 |
| BlackRock Fund Advisors 14-Aug-14 no |
n/a in specie ord 34,260 |
| BlackRock Advisors(UK)Limited 15-Aug-14 yes |
7.67 on mkt buy ord 4,812 |
| BlackRock Advisors(UK)Limited 15-Aug-14 yes |
7.67 on mkt buy ord 696 |
| BlackRock Japan Co.,Ltd. 15-Aug-14 yes |
7.68 on mkt buy ord 5,903 |
| BlackRock Advisors,LLC 18-Aug-14 yes |
7.65 on mkt buy ord 7,823 |
| BlackRock Advisors(UK)Limited 18-Aug-14 yes |
7.68 on mkt buy ord 1,854 |
| BlackRock Fund Advisors 18-Aug-14 no |
n/a in specie ord 950 |
| BlackRock Fund Advisors 18-Aug-14 no |
n/a in specie ord 23,982 |
| BlackRock Fund Advisors 18-Aug-14 no |
n/a in specie ord 30,834 |
| BlackRock Fund Advisors 18-Aug-14 no |
n/a in specie ord 14,725 |
| BlackRock Fund Advisors 19-Aug-14 no |
n/a in specie ord 2,850 |
| BlackRock Investment Management (Australia) Limited 19-Aug-14 yes |
7.73 on mkt buy ord 2,220 |
| BlackRock Investment Management (UK) Ltd 19-Aug-14 yes |
7.74 on mkt buy ord 2,804 |
| BlackRock Fund Advisors 19-Aug-14 no |
n/a in specie ord 1,650 |
| BlackRock Fund Advisors 20-Aug-14 no |
n/a in specie ord 4,370 |
| BlackRock Fund Advisors 20-Aug-14 no |
n/a in specie ord 12,306 |
| BlackRock Asset Management North Asia Limited 20-Aug-14 no |
n/a collateral transfer ord 334,496 |
| BlackRock Fund Advisors 21-Aug-14 no |
n/a in specie ord 10,278 |
| BlackRock Fund Advisors 21-Aug-14 no |
n/a in specie ord 17,130 |
| BlackRock Fund Advisors 21-Aug-14 no |
n/a in specie ord 17,130 |
| BlackRock Investment Management,LLC 21-Aug-14 yes |
7.73 on mkt buy ord 777 |
| BlackRock Fund Advisors 22-Aug-14 no |
n/a in specie ord 1,900 |
| BlackRock Advisors(UK)Limited 22-Aug-14 yes |
7.73 on mkt buy ord 999 |
| BlackRock Asset Management Canada Limited 22-Aug-14 yes |
7.72 on mkt buy ord 2,066 |
| BlackRock Investment Management (Australia) Limited 22-Aug-14 yes |
7.73 on mkt buy ord 16,523 |
| BlackRock Fund Advisors 25-Aug-14 no |
n/a in specie ord 570 |
| BlackRock Fund Advisors 26-Aug-14 no |
n/a in specie ord 27,408 |
| BlackRock Institutional Trust Company, National Association 27-Aug-14 yes |
7.74 on mkt buy ord 1,569 |
| BlackRock Fund Advisors 27-Aug-14 no |
n/a in specie ord 4,650 |
| BlackRock International Limited 29-Aug-14 yes |
7.75 on mkt buy ord 5,574 |
| BlackRock Japan Co.,Ltd. 29-Aug-14 yes |
7.75 on mkt buy ord 671 |
| BlackRock Japan Co.,Ltd. 29-Aug-14 yes |
7.75 on mkt buy ord 190,585 |
| BlackRock Advisors(UK)Limited 29-Aug-14 yes |
7.75 on mkt buy ord 1,609 |
page 4 of 7
APA
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 29-Aug-14 yes |
7.75 on mkt buy ord 167,197 |
| BlackRock Japan Co.,Ltd. 29-Aug-14 yes |
7.75 on mkt buy ord 403 |
| BlackRock Asset Management North Asia Limited 29-Aug-14 no |
n/a collateral transfer ord 59,956 |
| BlackRock Asset Management North Asia Limited 01-Sep-14 no |
n/a collateral transfer ord 87,721 |
| BlackRock Advisors(UK)Limited 02-Sep-14 yes |
7.88 on mkt buy ord 618 |
| BlackRock Fund Advisors 02-Sep-14 no |
n/a in specie ord 27,408 |
| BlackRock Advisors(UK)Limited 02-Sep-14 yes |
7.88 on mkt buy ord 666 |
| BlackRock Advisors(UK)Limited 02-Sep-14 yes |
7.85 on mkt buy ord 4,833 |
| BlackRock Investment Management (UK) Ltd 02-Sep-14 yes |
7.82 on mkt buy ord 120 |
| BlackRock Fund Advisors 02-Sep-14 no |
n/a in specie ord 245 |
| BlackRock Advisors(UK)Limited 02-Sep-14 yes |
7.85 on mkt buy ord 3,072 |
| BlackRock Institutional Trust Company, National Association 02-Sep-14 yes |
7.88 on mkt buy ord 3,357 |
| BlackRock Fund Advisors 02-Sep-14 no |
n/a in specie ord 1,911 |
| BlackRock Advisors(UK)Limited 03-Sep-14 yes |
7.91 on mkt buy ord 666 |
| BlackRock Investment Management (Australia) Limited 03-Sep-14 yes |
7.93 on mkt buy ord 3,619 |
| BlackRock Investment Management (Australia) Limited 03-Sep-14 yes |
7.93 on mkt buy ord 5,872 |
| BlackRock Fund Advisors 03-Sep-14 no |
n/a in specie ord 3,875 |
| BlackRock Fund Advisors 04-Sep-14 yes |
7.90 on mkt buy ord 1,358 |
| BlackRock Advisors(UK)Limited 04-Sep-14 yes |
7.88 on mkt buy ord 61 |
| BlackRock Asset Management Canada Limited 04-Sep-14 yes |
7.88 on mkt buy ord 9,555 |
| BlackRock Asset Management North Asia Limited 04-Sep-14 yes |
7.91 on mkt buy ord 560 |
| BlackRock Asset Management North Asia Limited 04-Sep-14 no |
n/a collateral transfer ord 111,210 |
| BlackRock Advisors(UK)Limited 05-Sep-14 yes |
7.92 on mkt buy ord 2,678 |
| BlackRock Fund Advisors 05-Sep-14 no |
n/a in specie ord 23,982 |
| BlackRock Japan Co.,Ltd. 05-Sep-14 yes |
7.92 on mkt buy ord 43,079 |
| BlackRock Advisors(UK)Limited 05-Sep-14 yes |
7.92 on mkt buy ord 61 |
| BlackRock Fund Advisors 08-Sep-14 no |
n/a in specie ord 23,982 |
| BlackRock Advisors(UK)Limited 08-Sep-14 yes |
7.87 on mkt buy ord 728 |
| BlackRock Advisors(UK)Limited 08-Sep-14 yes |
7.87 on mkt buy ord 1,616 |
| BlackRock Investment Management (Australia) Limited 08-Sep-14 yes |
7.88 on mkt buy ord 960 |
| BlackRock Asset Management North Asia Limited 08-Sep-14 no |
n/a collateral transfer ord 5,638 |
| BlackRock Advisors(UK)Limited 09-Sep-14 yes |
7.88 on mkt buy ord 666 |
| BlackRock Advisors(UK)Limited 10-Sep-14 yes |
7.79 on mkt buy ord 15 |
| BlackRock Investment Management (Australia) Limited 10-Sep-14 yes |
7.75 on mkt buy ord 10,646 |
| BlackRock Investment Management (Australia) Limited 10-Sep-14 yes |
7.77 on mkt buy ord 17,293 |
| BlackRock(Netherlands)B.V. 10-Sep-14 no |
n/a in specie ord 17,294 |
| BlackRock Fund Advisors 10-Sep-14 no |
n/a in specie ord 490 |
| BlackRock Investment Management (Australia) Limited 10-Sep-14 yes |
7.77 on mkt buy ord 2,359 |
| BlackRock Asset Management North Asia Limited 10-Sep-14 yes |
7.77 on mkt buy ord 603 |
| BlackRock Fund Advisors 11-Sep-14 no |
n/a in specie ord 20,556 |
| BlackRock Advisors(UK)Limited 11-Sep-14 yes |
7.75 on mkt buy ord 345 |
| BlackRock Fund Advisors 11-Sep-14 no |
n/a in specie ord 1,550 |
| BlackRock Investment Management (Australia) Limited 12-Sep-14 yes |
7.74 on mkt buy ord 13,005 |
| BlackRock Investment Management (Australia) Limited 12-Sep-14 yes |
7.74 on mkt buy ord 1,795 |
| BlackRock Fund Advisors 16-Sep-14 yes |
7.64 on mkt buy ord 21,798 |
page 5 of 7
APA
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 16-Sep-14 yes |
7.56 on mkt buy ord 10,821 |
| BlackRock Fund Advisors 16-Sep-14 no |
n/a in specie ord 3,100 |
| BlackRock Investment Management (Australia) Limited 16-Sep-14 yes |
7.56 on mkt buy ord 1,494 |
| BlackRock Asset Management North Asia Limited 16-Sep-14 no |
n/a collateral transfer ord 1,074 |
| BlackRock Fund Advisors 18-Sep-14 no |
n/a in specie ord 7,461 |
| BlackRock Investment Management (Australia) Limited 18-Sep-14 yes |
7.48 on mkt buy ord 7,798 |
| BlackRock Investment Management (Australia) Limited 18-Sep-14 yes |
7.48 on mkt buy ord 1,083 |
| BlackRock Investment Management (UK) Ltd 19-Sep-14 yes |
7.45 on mkt buy ord 11,706 |
| BlackRock Advisors(UK)Limited 19-Sep-14 yes |
7.45 on mkt buy ord 5,299 |
| BlackRock Institutional Trust Company, National Association 19-Sep-14 yes |
7.45 on mkt buy ord 2,954 |
| BlackRock Investment Management (Australia) Limited 22-Sep-14 yes |
7.42 on mkt buy ord 3,330 |
| BlackRock Fund Advisors 23-Sep-14 no |
n/a in specie ord 9,948 |
| BlackRock Fund Advisors 23-Sep-14 no |
n/a in specie ord 29,844 |
| BlackRock Institutional Trust Company, National Association 23-Sep-14 no |
n/a in specie ord 7,540 |
| BlackRock Advisors(UK)Limited 23-Sep-14 yes |
7.60 on mkt buy ord 3,089 |
| BlackRock Fund Advisors 24-Sep-14 no |
n/a in specie ord 27,280 |
| BlackRock Fund Advisors 25-Sep-14 yes |
7.51 on mkt buy ord 5,157 |
| BlackRock Investment Management (Australia) Limited 25-Sep-14 yes |
7.48 on mkt buy ord 8,226 |
| BlackRock Investment Management (UK) Ltd 25-Sep-14 yes |
7.51 on mkt buy ord 3,283 |
| BlackRock Investment Management (Australia) Limited 25-Sep-14 yes |
7.48 on mkt buy ord 1,042 |
| BlackRock Fund Advisors 25-Sep-14 no |
n/a in specie ord 5,610 |
| BlackRock Investment Management (Australia) Limited 26-Sep-14 yes |
7.44 on mkt buy ord 1,817 |
| BlackRock Japan Co.,Ltd. 26-Sep-14 yes |
7.44 on mkt buy ord 17,282 |
| BlackRock Fund Advisors 29-Sep-14 no |
n/a in specie ord 10,230 |
| BlackRock Advisors(UK)Limited 29-Sep-14 yes |
7.37 on mkt buy ord 666 |
| BlackRock Investment Management (Australia) Limited 29-Sep-14 yes |
7.40 on mkt buy ord 7,576 |
| BlackRock Advisors(UK)Limited 29-Sep-14 yes |
7.37 on mkt buy ord 1,620 |
| BlackRock Investment Management (Australia) Limited 29-Sep-14 yes |
7.40 on mkt buy ord 852 |
| BlackRock Institutional Trust Company, National Association 29-Sep-14 no |
n/a in specie ord 3,374 |
| BlackRock Institutional Trust Company, National Association 29-Sep-14 no |
n/a in specie ord 13,375 |
| BlackRock Japan Co.,Ltd. 29-Sep-14 yes |
7.42 on mkt buy ord 1,135 |
| BlackRock Fund Advisors 30-Sep-14 no |
n/a in specie ord 23,870 |
| BlackRock Fund Advisors 30-Sep-14 no |
n/a in specie ord 51,150 |
| BlackRock Investment Management (UK) Ltd 30-Sep-14 yes |
7.44 on mkt buy ord 1,992 |
| BlackRock Institutional Trust Company, National Association 30-Sep-14 yes |
7.44 on mkt buy ord 2,298 |
| BlackRock Fund Advisors 30-Sep-14 no |
n/a in specie ord 1,160 |
| BlackRock Fund Advisors 01-Oct-14 yes |
7.45 on mkt buy ord 3,167 |
| BlackRock Institutional Trust Company, National Association 01-Oct-14 yes |
7.45 on mkt buy ord 7,779 |
| BlackRock Investment Management (Australia) Limited 01-Oct-14 yes |
7.43 on mkt buy ord 6,473 |
| BlackRock Investment Management (Australia) Limited 01-Oct-14 yes |
7.43 on mkt buy ord 728 |
| BlackRock Fund Advisors 02-Oct-14 yes |
7.35 on mkt buy ord 7,365 |
page 6 of 7
APA
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 02-Oct-14 yes |
7.39 on mkt buy ord 3,330 |
| BlackRock Asset Management Canada Limited 02-Oct-14 yes |
7.39 on mkt buy ord 2,086 |
| BlackRock Advisors(UK)Limited 03-Oct-14 yes |
7.40 on mkt buy ord 2,660 |
| BlackRock Advisors(UK)Limited 06-Oct-14 yes |
7.37 on mkt buy ord 666 |
| BlackRock Investment Management (UK) Ltd 06-Oct-14 no |
n/a in specie ord 37,485 |
| BlackRock Fund Advisors 06-Oct-14 no |
n/a in specie ord 4,650 |
| BlackRock Advisors,LLC 07-Oct-14 yes |
7.34 on mkt buy ord 7,981 |
| BlackRock Fund Advisors 07-Oct-14 no |
n/a in specie ord 23,891 |
| BlackRock Fund Advisors 07-Oct-14 yes |
7.34 on mkt buy ord 7,443 |
| BlackRock Investment Management (Australia) Limited 07-Oct-14 yes |
7.34 on mkt buy ord 10,807 |
| BlackRock Investment Management (Australia) Limited 07-Oct-14 yes |
7.34 on mkt buy ord 2,999 |
| BlackRock Investment Management (Australia) Limited 07-Oct-14 yes |
7.34 on mkt buy ord 5,953 |
| BlackRock Fund Advisors 08-Oct-14 no |
n/a in specie ord 760 |
| BlackRock Advisors(UK)Limited 08-Oct-14 yes |
7.37 on mkt buy ord 999 |
| BlackRock Institutional Trust Company, National Association 08-Oct-14 yes |
7.38 on mkt buy ord 93,260 |
| BlackRock Advisors(UK)Limited 08-Oct-14 yes |
7.37 on mkt buy ord 3,087 |
| BlackRock Advisors(UK)Limited 09-Oct-14 yes |
7.37 on mkt buy ord 2,392 |
| BlackRock Investment Management (Australia) Limited 09-Oct-14 yes |
7.42 on mkt buy ord 5,195 |
| BlackRock Investment Management (UK) Ltd 09-Oct-14 yes |
7.42 on mkt buy ord 7,730 |
| BlackRock Investment Management (Australia) Limited 09-Oct-14 yes |
7.42 on mkt buy ord 607 |
| BlackRock Fund Advisors 13-Oct-14 yes |
7.17 on mkt buy ord 19,696 |
| BlackRock Fund Advisors 14-Oct-14 yes |
7.33 on mkt buy ord 4,612 |
| BlackRock Advisors(UK)Limited 14-Oct-14 yes |
7.31 on mkt buy ord 1,998 |
| BlackRock Institutional Trust Company, National Association 14-Oct-14 yes |
7.22 on mkt buy ord 14,120 |
| BlackRock Institutional Trust Company, National Association 14-Oct-14 yes |
7.30 on mkt buy ord 30,200 |
| BlackRock Institutional Trust Company, National Association 14-Oct-14 yes |
7.30 on mkt buy ord 82,400 |
| BlackRock Asset Management North Asia Limited 14-Oct-14 no |
n/a collateral transfer ord 153,453 |
| BlackRock Asset Management Canada Limited 15-Oct-14 yes |
7.36 on mkt buy ord 3,138 |
| BlackRock Advisors(UK)Limited 15-Oct-14 yes |
7.36 on mkt buy ord 80 |
| BlackRock Fund Advisors 15-Oct-14 no |
n/a in specie ord 6,270 |
| BlackRock Advisors(UK)Limited 15-Oct-14 yes |
7.36 on mkt buy ord 2,633 |
| BlackRock Advisors(UK)Limited 16-Oct-14 yes |
7.45 on mkt buy ord 8,025 |
| BlackRock Advisors(UK)Limited 16-Oct-14 yes |
7.45 on mkt buy ord 9,630 |
| BlackRock Advisors(UK)Limited 16-Oct-14 yes |
7.44 on mkt buy ord 300,135 |
| BlackRock Fund Advisors 16-Oct-14 no |
n/a in specie ord 8,266 |
page 7 of 7
APA
Annexure C
This is Annexure C of 1 page referred to in form 603 Notice of initial substantial shareholder
20-Oct-14 William Stockl, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street |
| New York NY 10055 USA | |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor |
| Amstelplein | |
| Amsterdam Netherlands | |
| BlackRock Advisors (UK) Ltd. | Murray House |
| 1Royal Mint Court | |
| London, EC3N 4HH, UK | |
| BlackRock Advisors, LLC | 100 Bellevue Parkway |
| Wilmington,DE 19809 | |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 |
| Toronto,Ontario M5J 2S1 | |
| BlackRock Asset Management North Asia Limited | 16/F, 2 Queen’s Road |
| Cheung Kong Center | |
| HongKong | |
| BlackRock Financial Management, Inc. | 40 E. 52nd Street |
| New York,NY 10022 | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco,CA,94105 | |
| BlackRock Institutional Trust Company, N.A. | 400 Howard Street |
| San Francisco,CA,94105 | |
| BlackRock International Ltd. | 40 Torphichen Street |
| Edinburgh EH3 8JB | |
| BlackRock Investment Management (Aust) Ltd (ACN 006 | Level 26, 101 Collins St |
| 165 975) | Melbourne Australia |
| BlackRock Investment Management (UK) Ltd | 12 Throgmorton Avenue |
| London EC2N 2DL UK | |
| BlackRock Investment Management,LLC | 1 UniversitySquare Drive,Princeton,NJ 08540 |
| BlackRock Japan Co. Ltd. | Sapia Tower |
| 1-7-12 Marunouchi, Chiyoda-ku, | |
| Tokyo,100-0005 Japan |
page 1 of 1
APA
Annexure D
This is Annexure D of 1 page referred to in form 603 Notice of initial substantial shareholder.
| 20-Oct-14 William Stockl, Authorised Signatory Date |
20-Oct-14 William Stockl, Authorised Signatory Date |
|---|---|
| Type of agreement: | Global Master Securities Lending Agreement |
| Parties to agreement: | Party A - Citigroup Global Markets Limited Party B - HSBC Institutional Trust Services (Asia) Limited |
| Transfer date: | Refer to Annexure B (transactions identified as collateral transfers) |
| Holder of voting rights: | BlackRock Asset Management North Asia Limited (as investment manager for the funds) |
| Are there any restrictions on voting rights? If yes, detail |
Yes. Unless otherwise agreed between the parties, the Registered Owner will not exercise any voting rights. |
| Scheduled return date (if any): | Not applicable. |
| Does the borrower have the right to return early? If yes, detail |
Yes. Upon an Event of Default under the GMSLA, the GMSLA provides, broadly, that both parties payment and delivery obligations will be accelerated and replaced with an obligation of one party to pay a single cash sum to the other determined in accordance with the provisions of the GMSLA (as modified by the Annex). The GMSLA provides that the parties’ right to terminate the Agreement upon notice will not affect the parties’ existing obligations in respect of any outstanding loans of securities. The Annex amended and restricted the Borrower's termination rights–i.e. Borrower may not have the right to terminate and return the borrowed securities - as the Borrower was to borrow the securities issued by it (or its sister company) to provide protection against the insolvency of the issuer and so usual rights of termination in a GMSLA were restricted. Subject to the terms of the relevant Loan, the Borrower, may early terminate a Loan and return Equivalent Securities at any time provided that it “shall cease to have such entitlement if an Act of Insolvency with respect to any Security Issuer or any of the Borrower’s or any Security Issuer’s affiliates has occurred, or any such person takes any steps preparatory to any of the matters which would constitute an Act of Insolvency |
| Does the lender have the right to recall early? If yes, detail |
Yes, at notice. |
| Will the securities be returned on settlement? If yes, detail any exceptions |
Yes. |
A copy of this agreement will be provided to APA Group Ltd. or the Australian Securities and Investments Commission upon request.
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