Aowei Holding Limited — Capital/Financing Update 2013

Nov 17, 2013

Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如閣下欲以本身名義登記將獲發行的香港發售股份，請使用本表格

Staple your This Application Form uses the same terms as defined in the prospectus of Hengshi Mining Investments Limited (the “ Company ”) dated Monday, November 18, 2013 (the “ Prospectus ”). 本申請表格使用 恒實礦 payment 業投資有限公司 （「 本公司 」）於二零一三年十一月十八日（星期一）刊發的招股章程（「 招股章程 」）所 here 界定的詞語。 請將股款 Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to 緊訂在此 buy any Hong Kong Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong Offer Shares may not be offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章程概不構成在香港以外司法權區要約出售或游說要約購 買香港發售股份。若無根據美國《證券法》登記或豁免登記，香港發售股份不得在美國提呈發售或 出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 任何根據當地法例不得發送、派發或複製本申請表格及 招股章程的司法權區內概不得發送或派發或複製（不論方式，也不論全部或部分）本申請表格及招股 章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the “Documents Delivered to the Registrar of Companies and Available for Inspection” section in Appendix VII to the Prospectus, have been registered by the Registrar of Companies in Hong Kong. Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Hong Kong Stock Exchange ”), Hong Kong Securities Clearing Company Limited (“ HKSCC ”), the Securities and Futures Commission of Hong Kong (the “ SFC ”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄七「送呈公司註冊處處長及備查文件」 一節所述其他文件已送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所 有限公司（「 香港聯交所 」）、香港中央結算有限公司（「 香港結算 」）、香港證券及期貨事務監察委員 會（「 證監會 」）及香港公司註冊處處長對此等文件的內容概不負責。 HENGSHI MINING INVESTMENTS LIMITED 恒實礦業投資有限公司 (Incorporated in the Cayman Islands with limited liability) （於開曼群島註冊成立之有限公司） Stock code : 1370 股份代號 : 1370 Maximum Offer Price : HK$3.40 per Hong Kong offer Share, plus 1% brokerage, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005%(payable in full on application in Hong Kong dollars and subject to refund) 最高發售價 : 每股香港發售股份3.40港元，另加1%經紀佣金、 0.003%證監會交易徵費及0.005%香港聯交所交易 費（須於申請時以港元繳足，可予退還） You should read this Application Form in conjunction with the Prospectus, which contains further information on the ， 一 。 application procedures. 招股章程尚有其他關於申請程序的其他資料 本申請表格應與招股章程 併閱讀 Application Form 申請表格 To: Hengshi Mining Investments Limited 致：恒實礦業投資有限公司 Merrill Lynch Far East Limited 美林遠東有限公司 Credit Suisse (Hong Kong) Limited 瑞士信貸（香港）有限公司 The Hong Kong Underwriters 香港包銷商 Applicants’ declaration 申請人聲明

本人╱吾等同意本申請表格及招股章程的條款及條件 以及申請程序。見本申請表格「填交本申請表格的效用」 一節。

I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.

一 警告：任何人士只限作出 次為其利益而進行的認購申 。 請 請參閱「填交本申請表格的效用」一節最後四點。

Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.

Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如閣下欲以本身名義登記將獲發行的香港發售股份，請使用本表格

For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀此欄供經紀填寫 Lodged by 遞交申請的經紀 Lodged by 遞交申請的經紀遞交申請的經紀 Broker No. 經紀號碼經紀號碼 Broker’s Chop 經紀印章經紀印章

Signed by (all) applicant(s) (all joint applicants must sign): For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀此欄供經紀填寫 Lodged by 遞交申請的經紀 Lodged by 遞交申請的經紀遞交申請的經紀 由（所有）申請人簽署（所有聯名申請人必須簽署）： Broker No. 經紀號碼經紀號碼 Broker’s Chop 經紀印章經紀印章 Date: 日期： / / D日 M月 Y年 Number of Hong Kong Offer Shares applied for (not Cheque/banker’s cashier order number 支票╱銀行 more than 18,750,000 shares) 申請香港發售股份數目（不 本票號碼 超過18,750,000股股份） Name of bank on which cheque/banker’s cashier order is drawn (see “How to make your application” section) Total amount 總額 兌現支票╱銀行本票的銀行名稱（見「申請手續」一節） HK$ 港元 Name in English 英文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業（以英文填寫） Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱護照號碼╱香港商業登記號碼（請刪 除不適用者） Names of all other joint applicants in English (if any) Hong Kong Identity Card No./Passport No./Hong Kong 所有其他聯名申請人的英文姓名╱名稱（如有） Business Registration No. of all other joint applicants (Please delete as appropriate) 所有其他聯名申請 1) 人的香港身份證號碼╱護照號碼╱香港商業登記 號碼（請刪除不適用者） 2) 1) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only) 香港地址（以英文填寫）（聯名申請人只須填寫排名首位申請人的地址及電話號碼） Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交：代名人若不填寫本節， 是項認購申請將視作為閣下利益提出。請填寫每名（聯 名）實益擁有人的賬戶號碼或識別編碼。 ADDRESS LABEL 地址標貼（ Your name(s) and address in Hong Kong in BLOCK letters 請用英文正楷 填寫姓名╱名稱及香港地址）

For Internal use 此欄供內部使用

Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如閣下欲以本身名義登記將獲發行的香港發售股份，請使用本表格

• (1) An individual must provide his Hong Kong Identity Card number or, if he does not hold a Hong Kong Identity Card, his passport number. A body corporate must provide its Hong Kong Business Registration number. Each joint applicant must provide its or his relevant number. The Hong Kong Identity Card number(s)/passport number(s)/Hong Kong Business Registration number(s) will be transferred to a third party for checking the Application Form’s validity. 個別人士須填寫其香港身份證號碼或（如非香港身份證持有人）護照號碼。法 人團體須填寫其香港商業登記號碼。每名聯名申請人均須提供其相關號碼。該等香港身份證號碼╱護 照號碼╱香港商業登記號碼將轉交第三方以核實申請表格的有效性。

• (2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 日後如需退回申請股 款，退款支票上或會印有閣下或（如屬聯名申請人）排名首位申請人的香港身份證號碼╱護照號碼的一 部分。銀行兌現退款支票前或會要求查證閣下的香港身份證號碼╱護照號碼。

• (3) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company,

• then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司，而： • 該公司主要從事證券買賣業務；及 • 閣下對該公司可行使法定控制權，

• 是項申請將視作為閣下的利益提出。

Please use this form if you want the Hong Kong Offer Shares to be issued in your name

How to make your application

1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000 Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected.

How to make your application 1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000 Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
No. of Hong Kong Offer Shares applied for Amount payable on application No. of Hong Kong Offer Shares applied for Amount payable on application No. of Hong Kong Offer Shares applied for Amount payable on application No. of Hong Kong Offer Shares applied for Amount payable on application HK$ HK$ HK$ HK$ 1,000 3,434.27 30,000 103,028.16 500,000 1,717,136.00 9,000,000 30,908,448.00 2,000 6,868.54 35,000 120,199.52 600,000 2,060,563.20 10,000,000 34,342,720.00 3,000 10,302.82 40,000 137,370.88 700,000 2,403,990.40 11,000,000 37,776,992.00 4,000 13,737.09 45,000 154,542.24 800,000 2,747,417.60 12,000,000 41,211,264.00 5,000 17,171.36 50,000 171,713.60 900,000 3,090,844.80 13,000,000 44,645,536.00 6,000 20,605.63 60,000 206,056.32 1,000,000 3,434,272.00 14,000,000 48,079,808.00 7,000 24,039.90 70,000 240,399.04 2,000,000 6,868,544.00 15,000,000 51,514,080.00 8,000 27,474.18 80,000 274,741.76 3,000,000 10,302,816.00 16,000,000 54,948,352.00 9,000 30,908.45 90,000 309,084.48 4,000,000 13,737,088.00 17,000,000 58,382,624.00 10,000 34,342.72 100,000 343,427.20 5,000,000 17,171,360.00 18,750,000(1) 64,392,600.00 15,000 51,514.08 200,000 686,854.40 6,000,000 20,605,632.00 (1)Maximum number of Hong Kong Offer Shares you may apply for. 20,000 68,685.44 300,000 1,030,281.60 7,000,000 24,039,904.00 25,000 85,856.80 400,000 1,373,708.80 8,000,000 27,474,176.00 2. Complete the form in English and sign it. Only written signatures will be accepted (and not by way of personal chop). 3. Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected ifyour cheque or banker’s cashier order does not meet all the followingrequirements: The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “The Bank of East Asia (Nominees) Limited – Hengshi Mining Public Offer”; • be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank account in Hong Kong; and • show your account name, which must either be pre- printed on the cheque, or be endorsed on the back by a person authorised by the bank. This account name must correspond with your name. If it is a joint application, the account name must be the same as the first-named applicant’s name. • be issued by a licensed bank in Hong Kong, and have your name certified on the back by a person authorised by the bank. The name on the banker’s cashier order must correspond with your name. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the first- named applicant’s name. Sample樣版

Please use this form if you want the Hong Kong Offer Shares to be issued in your name

1. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of The Bank of East Asia, Limited: Branch Address Hong Kong Island Queen’s Road Central Branch Shop A–C, G/F, Wah Ying Cheong Central Building, 158–164 Queen's Road, Central Wanchai Branch Shop A–C, G/F, Easey Commercial Building, 253–261 Hennessy Road, Wanchai Chai Wan Branch 345 Chai Wan Road Taikoo Shing Branch Shop G1010–1011, Yiu Sing Mansion Admiralty Branch Shop 1007–1008, 1/F, United Centre, 95 Queensway Kowloon Mongkok Branch 638–640 Nathan Road Hoi Yuen Road Branch Unit 1, G/F, Hewlett Centre, 54 Hoi Yuen Road Ma Tau Wei Road Branch 23–27 Ma Tau Wei Road Whampoa Garden Branch Shop 1–3, G/F, Site 9, Whampoa Garden Wong Tai Sin Branch Shop UG15, Upper Ground Floor, Wong Tai Sin Plaza, Kowloon New Territories Tai Wai Branch 16–18 Tai Wai Road, Cheung Fung Mansion, Shatin Tai Po Plaza Branch Units 49–52, Level 1, Tai Po Plaza Tuen Mun Branch Shop G16, G/F, Eldo Court Shopping Centre Park Central Branch Shop G6, G/F, Park Central, 9 Tong Tak Street, Tseung Kwan O Yuen Long Branch 77 Castle Peak Road 5. Your Application Form can be lodged at these times: 6. The latest time for lodging your application is 12:00 noon on Thursday, November 21, 2013. The — Monday, November 18, 2013 9:00 a.m. to 5:00 p.m. application lists will be open between 11:45 a.m. — Tuesday, November 19, 2013 9:00 a.m. to 5:00 p.m. and 12:00 noon on that day, subject only to the — Wednesday, November 20, 2013 9:00 a.m. to 5:00 p.m. weather conditions, as described in “Effect of bad Thursday, November 21, 2013 — 9:00 a.m. to 12:00 noon weather on the opening of the application lists” in the “How to Apply for Hong Kong Offer Shares” section of the Prospectus.

如閣下欲以本身名義登記將獲發行的香港發售股份，請使用本表格

申請手續

申請手續
1.使用下表計算閣下應付的款項。閣下申請認購的股數須至少為1,000股香港發售股份，並為下表所列的其
中一個數目，否則恕不受理。
可供申請認購股份數目及應繳款項
申請認購的 香港發售 股份數目 申請時 應繳款項 申請認購的 香港發售 股份數目 申請時 應繳款項 申請認購的 香港發售 股份數目 申請時 應繳款項 申請認購的 香港發售 股份數目 申請時 應繳款項 港元 港元 港元 港元 1,000 3,434.27 30,000 103,028.16 500,000 1,717,136.00 9,000,000 30,908,448.00 2,000 6,868.54 35,000 120,199.52 600,000 2,060,563.20 10,000,000 34,342,720.00 3,000 10,302.82 40,000 137,370.88 700,000 2,403,990.40 11,000,000 37,776,992.00 4,000 13,737.09 45,000 154,542.24 800,000 2,747,417.60 12,000,000 41,211,264.00 5,000 17,171.36 50,000 171,713.60 900,000 3,090,844.80 13,000,000 44,645,536.00 6,000 20,605.63 60,000 206,056.32 1,000,000 3,434,272.00 14,000,000 48,079,808.00 7,000 24,039.90 70,000 240,399.04 2,000,000 6,868,544.00 15,000,000 51,514,080.00 8,000 27,474.18 80,000 274,741.76 3,000,000 10,302,816.00 16,000,000 54,948,352.00 9,000 30,908.45 90,000 309,084.48 4,000,000 13,737,088.00 17,000,000 58,382,624.00 10,000 34,342.72 100,000 343,427.20 5,000,000 17,171,360.00 18,750,000(1) 64,392,600.00 15,000 51,514.08 200,000 686,854.40 6,000,000 20,605,632.00 (1) 閣下可申請認購的香港發 售股份最高數目。 20,000 68,685.44 300,000 1,030,281.60 7,000,000 24,039,904.00 25,000 85,856.80 400,000 1,373,708.80 8,000,000 27,474,176.00 2.以英文填妥及簽署申請表格。只接納親筆簽名（不得以個人印章代替）。 3.閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請須附一張獨立開出支票或一張獨立開出銀行 本票。支票或銀行本票必須符合以下所有規定，否則有關的認購申請不獲接納： 支票必須： 銀行本票必須： • 為港元； • 不得為期票； • 註明抬頭人為「東亞銀行受託代管有限公司－恒實礦業公開發售」； • 劃線註明「只准入抬頭人賬戶」； • 從閣下在香港的港元銀行賬戶中開出；及 • 顯示閣下的賬戶名稱，而該賬戶名稱必須已預 印在支票上，或由有關銀行授權的人士在支票 背書。賬戶名稱必須與閣下姓名╱名稱相同。 如屬聯名申請，賬戶名稱必須與排名首位申請 人的姓名╱名稱相同。 • 須由香港持牌銀行開出，並由有關銀行授權的 人士在銀行本票背面簽署核證閣下姓名╱名 稱。銀行本票所示姓名╱名稱須與閣下姓名╱ 名稱相同。如屬聯名申請，銀行本票背面所示 姓名╱名稱必須與排名首位申請人的姓名╱名 稱相同。 Sample樣版

如閣下欲以本身名義登記將獲發行的香港發售股份，請使用本表格

1. 請撕下申請表格，對摺一次，然後將填妥的申請表格（連同支票或銀行本票）投入下列任何一家東亞銀行有 限公司分行特設的收集箱： 分行 地址 香港島 皇后大道中分行 中環皇后大道中158–164號 華英昌中區大廈地下A–C號 灣仔分行 灣仔軒尼詩道253–261號 依時商業大廈地下A–C號 柴灣分行 柴灣道345號 太古城分行 耀星閣G1010–1011號 金鐘分行 金鐘道95號統一中心1樓1007–1008號 九龍 旺角分行 彌敦道638至640號 開源道分行 開源道54號豐利中心地下1號 馬頭圍道分行 馬頭圍道23至27號 黃埔花園分行 黃埔花園第9期地下1–3號 黃大仙分行 九龍黃大仙中心 地下高層UG15號 新界 大圍分行 沙田大圍道16–18號祥豐大樓 大埔廣場分行 大埔廣場地下商場49–52號 屯門分行 雅都花園商場地下G16號 將軍澳中心分行 將軍澳唐德街9號將軍澳中心地下G6號 元朗分行 青山道77號 5. 閣下可於下列時間遞交申請表格： 6. 截止遞交申請的時間為二零一三年十一月二十一 日（星期四）中午十二時正。本公司將於當日上午 二零一三年十一月十八日（星期一）[—] 上午九時正至下午五時正 十一時四十五分至中午十二時正期間登記認購申 二零一三年十一月十九日（星期二）[—] 上午九時正至下午五時正 請，唯一會影響此時間的變化因素為當日的天氣 二零一三年十一月二十日（星期三）[—] 上午九時正至下午五時正 情況（詳見招股章程「如何申請香港發售股份」一節 二零一三年十一月二十一日（星期四）[—] 上午九時正至中午十二時正 「惡劣天氣對開始辦理申請登記的影響」）。

Please use this form if you want the Hong Kong Offer Shares to be issued in your name HENGSHI MINING INVESTMENTS LIMITED (Incorporated in the Cayman Islands with limited liability) GLOBAL OFFERING Conditions of your application A. Who can apply • confirm that you have received and read the Prospectus 1. You and any person(s) for whose benefit you are applying and have only relied on the information and representations must be 18 years of age or older and must have a Hong Kong contained in the Prospectus in making your application and address. will not rely on any other information or representations except 2. If you are a firm, the application must be in the individual those in any supplement to the Prospectus; members’ names. • confirm that you are aware of the restrictions on the Global 3. The number of joint applicants may not exceed 4. Offering in the Prospectus; 4. If you are a body corporate, the application must be signed • agree that none of the Company, the Joint Global Coordinators, by a duly authorised officer, who must state his representative the Underwriters, their respective directors, officers, employees, capacity, and stamped with your corporation’s chop. partners, agents, advisers and any other parties involved in the 5. You must be outside the United States, not be a United States Global Offering is or will be liable for any information and Person (as defined in Regulation S under the U.S. Securities representations not in the Prospectus (and any supplement to it); Act) and not be a legal or natural person of the PRC. • undertake and confirm that you or the person(s) for whose 6. Unless permitted by the Listing Rules, you cannot apply for any benefit you have made the application have not applied for or Hong Kong Offer Shares if you are: taken up, or indicated an interest for, and will not apply for • an existing beneficial owner of shares in the Company or take up, or indicate an interest for, any Offer Shares under and/or any of its subsidiaries; the International Offering nor participated in the International • an Eligible Director; Offering; • a connected person of the Company or will become a • agree to disclose to the Company, our Hong Kong Share connected person of the Company immediately upon Registrar, receiving banks, the Joint Global Coordinators, completion of the Global Offering; the Underwriters and/or their respective advisers and agents • an associate of any of the above; or any personal data which they may require about you and the • have been allocated or have applied for or indicated person(s) for whose benefit you have made the application; an interest in any Offer Shares under the International • if the laws of any place outside Hong Kong apply to your Offering. application, agree and warrant that you have complied with all such laws and none of the Company, the Joint Global B. If you are a nominee Coordinators and the Underwriters nor any of their respective You, as a nominee, may make more than one application for the officers or advisers will breach any law outside Hong Kong Hong Kong Offer Shares by: (i) giving electronic instructions to as a result of the acceptance of your offer to purchase, or any HKSCC via Central Clearing and Settlement System (“ CCASS ”) (if action arising from your rights and obligations under the terms you are a CCASS Participant); or (ii) using a WHITE or YELLOW and conditions contained in the Prospectus and this Application Application Form, and lodge more than one application in your own Form; name on behalf of different beneficial owners. • agree that once your application has been accepted, you may not rescind it because of an innocent misrepresentation; C. Effect of completing and submitting this Application Form • agree that your application will be governed by the laws of By completing and submitting this Application Form, you (and if you Hong Kong; are joint applicants, each of you jointly and severally) for yourself or • represent , warrant and undertake that (i) you understand as an agent or a nominee on behalf of each person for whom you act: that the Hong Kong Offer Shares have not been and will not • undertake to execute all relevant documents and instruct and be registered under the U.S. Securities Act; and (ii) you and authorise the Company and/or the Joint Global Coordinators (or any person for whose benefit you are applying for the Hong their agents or nominees), as agents of the Company, to execute Kong Offer Shares are outside the United States (as defined in any documents for you and to do on your behalf all things Regulation S) or are a person described in paragraph (h)(3) of necessary to register any Hong Kong Offer Shares allocated to Rule 902 of Regulation S; you in your name as required by the Articles of Association; • warrant that the information you have provided is true and • agree to comply with the Hong Kong Companies Ordinance accurate; and the Articles of Association; •

• agree to accept the Hong Kong Offer Shares applied for, or any lesser number allocated to you under the application;

• confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;

Please use this form if you want the Hong Kong Offer Shares to be issued in your name

If your application for Hong Kong Offer Shares is successful (in whole or in part)

• authorise the Company to place your name(s) on the If your application for Hong Kong Offer Shares is successful (in whole Company’s register of members as the holder(s) of any or in part) Hong Kong Offer Shares allocated to you, and the Company If you apply for 1,000,000 or more Hong Kong Offer Shares, you may and/or its agents to send any share certificate(s) and/or any collect it/them in person from: Computershare Hong Kong Investor refund cheque(s) to you or the first-named applicant for joint Services Limited at Shops 1712–1716, 17th Floor, Hopewell Centre, 183 application by ordinary post at your own risk to the address Queen’s Road East, Wan Chai, Hong Kong on Wednesday, November 27, stated on the application, unless you have chosen to collect the 2013 or such other date as notified by us in the newspapers. share certificate(s) and/or refund cheque(s) in person; If you are an individual who is eligible for personal collection, you must • declare and represent that this is the only application made and not authorise any other person to collect for you. If you are a corporate the only application intended by me/us to be made to benefit applicant which is eligible for personal collection, your authorised me/us or the person for whose benefit I am/we are applying; representative must bear a letter of authorisation from your corporation • understand that the Company and the Joint Global stamped with your corporation’s chop. Both individuals and authorised Coordinators will rely on your declarations and representations representatives must produce, at the time of collection, evidence of identity in deciding whether or not to make any allotment of any of the acceptable to Computershare Hong Kong Investor Services Limited. Hong Kong Offer Shares to you and that you may be prosecuted If you do not collect your Share certificate(s) personally within the time for making a false declaration; period specified for collection, they will be dispatched promptly to the • (if the application is made for your own benefit) warrant that address as specified on this Application Form by ordinary post at your no other application has been or will be made for your benefit own risk. on a WHITE or YELLOW Application Form or by giving If you apply for less than 1,000,000 Hong Kong Offer Shares, your electronic application instructions to HKSCC or through the refund cheque(s) and/or share certificate(s) will be sent to the address on Hong Kong eIPO White Form Service Provider by you or by the relevant Application Form on Wednesday, November 27, 2013, by any one as your agent or by any other person; and ordinary post and at your own risk. • (if you are making the application as an agent for the benefit of another person) warrant that (i) no other application has Refund of your money been or will be made by you as agent for or for the benefit of If you do not receive any Hong Kong Offer Shares or if your application that person or by that person or by any other person as agent is accepted only in part, the Company will refund to you your application for that person on a WHITE or YELLOW Application Form monies (including the related 1% brokerage, 0.003% SFC transaction levy or by giving electronic application instructions to HKSCC and and 0.005% Hong Kong Stock Exchange trading fee) without interest. If (ii) you have due authority to sign the Application Form or give the offer price is less than the maximum Offer Price, the Company will electronic application instructions on behalf of that other person refund to you the surplus application monies (including the related 1% as their agent. brokerage, 0.003% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee) without interest. D. Power of attorney The refund procedures are stated in the “Despatch/collection of Share If your application is made through an authorised attorney, the certificates and refund monies” in the “How to Apply for Hong Kong Company and the Joint Global Coordinators may accept or reject Offer Shares” section of the Prospectus. your application at their discretion, and on any conditions they think fit, including evidence of the attorney’s authority. Application by HKSCC Nominees Limited (“ HKSCC Nominees ”) Where this Application Form is signed by HKSCC Nominees on behalf of Determination of Offer Price and Allocation of Hong Kong Offer persons who have given electronic application instructions to apply for the Shares Hong Kong Offer Shares, the provisions of this Application Form which The Offer Price is expected to be fixed on or around Thursday, November are inconsistent with those set out in the Prospectus shall not apply and 21, 2013. Applicants are required to pay the maximum Offer Price of provisions in the Prospectus shall prevail. HK$3.40 for each Hong Kong Offer Share together with 1% brokerage, Without limiting the generality of this paragraph, the following sections 0.003% SFC transaction levy and 0.005% Hong Kong Stock Exchange of this Application Form are inapplicable where this form is signed by trading fee. If the Offer Price is not agreed between the Company, and HKSCC Nominees: the Joint Global Coordinators (on behalf of the underwriters) on or before • “Applicants’ declaration” on the first page; Wednesday, November 27, 2013, the Global Offering will not proceed. • “Warning” on the first page; Applications for Hong Kong Offer Shares will not be processed and • “If you are a nominee”; no allotment of any Hong Kong Offer Shares will be made until the • All representations and warranties under the “Effect of completing application lists close. and submitting this Application Form” section, except the first one The Company expects to announce the fixed offer price, the indication of regarding registration of Hong Kong Offer Shares in the applicant’s the level of interest in the International Offering, the level of applications name and the signing of documents to enable the applicant to be under the Hong Kong Public Offer and the basis of allocation of the Hong registered as the holder of the Hong Kong Offer Shares; Kong Public Offer on Wednesday, November 27, 2013 in the South China • “If your application for Hong Kong Offer Shares is successful (in Morning Post (in English), the Hong Kong Economic Times (in Chinese), whole or in part)”; and the website of the Hong Kong Stock Exchange at www.hkexnews.hk and • “Refund of your money”. the Company’s website at www.hengshimining.com . Results of allocations The following sections in the “How to Apply for Hong Kong Offer in Hong Kong Public Offer, and the Hong Kong Identity Card/passport/ Shares” section of the Prospectus are inapplicable where this form is Hong Kong business registration numbers of successful applicants (where signed by HKSCC Nominees: applicable) will be available on the above websites. • “How many applications can you make”; and

• “Circumstances in which you will not be allotted offer shares”.

• 如閣下欲以本身名義登記將獲發行的香港發售股份，請使用本表格 恒實礦業投資有限公司 （於開曼群島註冊成立之有限公司） 全球發售

• 申請條件 甲. 可提出申請的人士 • 確認 閣下已接獲及細閱招股章程，提出申請 1. 閣下及閣下為其利益提出申請的人士必須年 時也僅依據招股章程載列的資料及陳述，而 滿18歲並有香港地址。 除招股章程任何補充文件外，不會依賴任何

• 1. 如閣下為商號，申請須以個別成員名義提出。 其他資料或陳述； 3. 聯名申請人不得超過四名。 • 確認 閣下知悉招股章程內有關全球發售的限 4. 如閣下為法人團體，申請須經獲正式授權人 制； 員簽署，並註明其所屬代表身份及蓋上公司 • 同意 本公司、聯席全球協調人、包銷商、彼 印鑑。 等各自的董事、高級職員、僱員、合夥人、
• 1. 閣下必須身處美國境外，並非美國籍人士（定 代理、顧問及參與全球發售的任何其他人士 義見美國《證券法》S規例），亦非中國法人或 現時及日後均毋須對並非載於招股章程（及其 自然人。 任何補充文件）的任何資料及陳述負責；
• 1. 除《上市規則》批准外，下列人士概不得申請 • 承諾 及 確認 閣下或閣下為其利益提出申請的 認購任何香港發售股份： 人士並無申請或接納或表示有意認購（亦不會 • 本公司及╱或其任何附屬公司股份的現有 申請或接納或表示有意認購）國際發售的任何 實益擁有人； 發售股份，也沒有參與國際發售；

• • 合資格董事； • 同意 在本公司、香港股份過戶登記處、收款 • 本公司關連人士或緊隨全球發售完成後成 銀行、聯席全球協調人、包銷商及╱或彼等 為本公司關連人士的人士； 各自的顧問及代理提出要求時，向彼等披露

• • 上述任何人士的聯繫人；或 其所要求提供有關閣下及閣下為其利益提出 • 已獲分配或已申請或表示有意申請國際發 申請的人士的個人資料； 售的任何發售股份。 • 若如香港境外任何地方的法例適用於閣下的 申請，則 同意 及 保證 閣下已遵守所有有關法

• 乙. 如閣下為代名人 例，且本公司、聯席全球協調人及包銷商和 閣下作為代名人可提交超過一份香港發售股份申 彼等各自的高級職員或顧問概不會因接納閣 請，方法是：(i)透過中央結算及交收系統（「 中央 下的購買要約，或閣下在招股章程及本申請 結算系統 」）向香港結算發出電子認購指示（如閣下 表格所載的條款及條件項下的權利及責任所 為中央結算系統參與者）；或(ii)使用 白色 或 黃色 引致的任何行動，而違反香港境外的任何法 申請表格，以自身名義代表不同的實益擁有人提 例； 交超過一份申請。 • 同意 閣下的申請一經接納，即不得因無意的 失實陳述而撤銷；

• 丙. 填交本申請表格的效用 • 同意 閣下的申請受香港法例規管； 閣下填妥並遞交本申請表格，即表示閣下（如屬聯 • 聲明 、 保證 及 承諾 ：(i)閣下明白香港發售股份 名申請人，即各人共同及個別）代表閣下本身，或 不曾亦不會根據美國《證券法》登記；及(ii)閣 作為閣下代其行事的每位人士的代理或代名人： 下及閣下為其利益申請香港發售股份的人士 • 承諾 促使所有相關文件生效，並指示及授權 均身處美國境外（定義見S規例），或屬S規例 本公司及╱或作為本公司代理的聯席全球協 第902條第(h)(3)段所述的人士； 調人（或彼等的代理或代名人），代表閣下促 • 保證 閣下提供的資料真實及準確； 使任何文件生效，並為按照組織章程細則的 • 同意 接納所申請數目或根據申請分配予閣下 規定將閣下獲分配的任何香港發售股份以閣 但數目較少的香港發售股份； 下名義登記；

• 同意 遵守香港《公司條例》及組織章程細則；

• 確認 閣下已細閱招股章程及本申請表格所載 的條款及條件以及申請程序，並同意受其約 束；

如閣下欲以本身名義登記將獲發行的香港發售股份，請使用本表格

• 授權 本公司將閣下的姓名╱名稱列入本公司 如閣下成功申請認購香港發售股份（全部或部分） 股東名冊，作為閣下獲分配的任何香港發售 如閣下申請認購1,000,000股或以上香港發售股份，閣 股份的持有人，並授權本公司及╱或其代理 下可於二零一三年十一月二十七日（星期三）或本公司 以普通郵遞方式按申請所示地址向閣下或聯 在報章上公布的其他日期，親身前往香港中央證券登 名申請的首名申請人發送任何股票及╱或退 記有限公司，地址為香港灣仔皇后大道東183號合和 款支票，郵誤風險由閣下承擔，除非閣下已 中心17樓1712–1716室領取股票。 選擇親身領取股票及╱或退款支票； 如閣下為個人申請人並合資格親身領取，閣下不得授 • 聲明 及 表示 此乃本人╱吾等為本身或本人╱ 權任何其他人士代領。如閣下為公司申請人並合資格 吾等為其利益提出申請的人士提出及擬提出 派人領取，閣下的授權代表須攜同蓋上公司印鑑的授 的唯一申請； 權書領取。個人申請人及授權代表領取股票時均須出 • 明白 本公司及聯席全球協調人將依據閣下的 示香港中央證券登記有限公司接納的身份證明文件。 聲明及陳述而決定是否向閣下分配任何香港 如閣下並無在指定領取時間內親身領取股票，有關股 發售股份，閣下如作出虛假聲明，可能會被 票將會立刻寄往本申請表格所示地址，郵誤風險由閣 檢控； 下承擔。 • （如本申請為閣下本身的利益提出） 保證 閣下 如閣下申請認購1,000,000股以下香港發售股份，閣下 或作為閣下代理的任何人士或任何其他人士 的退款支票及╱或股票將於二零一三年十一月二十七 不曾亦不會為閣下的利益以 白色 或 黃色 申請 日（星期三）以普通郵遞方式寄往本申請表格所示地 表格或向香港結算或透過 白表eIPO 服務發出 址，郵誤風險由閣下承擔。 電子認購指示而提出其他申請；及 • （如閣下作為代理為另一人士的利益提出申 退回款項 請） 保證 (i)閣下（作為代理或為該人士利益）或 若閣下未獲分配任何香港發售股份或申請僅部分獲接 該人士或任何其他作為該人士代理的人士不 納，本公司將不計利息退回閣下的申請股款（包括相 曾亦不會以 白色 或 黃色 申請表格或向香港結 關的1%經紀佣金、0.003%證監會交易徵費及0.005% 算發出電子認購指示而提出其他申請；及(ii) 香港聯交所交易費）。如最終釐定的發售價低於最高 閣下獲正式授權作為該人士的代理代為簽署 發售價，本公司將不計利息退回多收申請股款（包 本表格或發出電子認購指示。 括相關的1%經紀佣金、0.003%證監會交易徵費及 0.005%香港聯交所交易費）。 丁. 授權書 有關退款程序載於招股章程「如何申請香港發售股份」 如閣下透過授權人士提出申請，本公司及聯席全 一節「寄發╱領取股票及退款」一段。 球協調人可按其認為合適的條件（包括出示獲授權 證明）酌情接納或拒絕閣下的申請。 香港中央結算（代理人）有限公司（「香港結算代理人」） 提出的申請 釐定發售價及香港發售股份的分配 如本申請表格由香港結算代理人代表發出電子認購指 預期發售價於二零一三年十一月二十一日（星期四）或 示申請香港發售股份的人士簽署，本申請表格與招股 前後釐定。申請人須繳付每股香港發售股份3.40港元 章程不符的條文將不適用，且以招股章程所述者為 的最高發售價，另加1%經紀佣金、0.003%證監會交 準。 易徵費及0.005%香港聯交所交易費。倘若本公司與聯 在不限制此段一般應用的前提下，本申請表格的以下 席全球協調人（代表包銷商）並無於二零一三年十一月 部分在香港結算代理人作簽署人的情況下並不適用： 二十七日（星期三）或之前協定發售價，全球發售將不 • 第一頁的「申請人聲明」； 會進行。 • 第一頁的「警告」； 截止登記認購申請前，概不處理香港發售股份的申請 • 「如閣下為代名人」； 或配發任何香港發售股份。 • 「填交本申請表格的效用」一節項下的所有陳述及 本公司預期於二零一三年十一月二十七日（星期三）在南 保證，惟首項有關以申請人名義登記香港發售股 華早報（英文）、香港經濟日報（中文）、香港聯交所網站 份及簽署使申請人登記成為香港發售股份持有人 www.hkexnews.hk 及本公司網站 www.hengshimining.com 的文件除外； 公布協定發售價、國際發售踴躍程度、香港公開發售 • 「如閣下成功申請認購香港發售股份（全部或部 認購水平及香港公開發售分配基準。香港公開發售的 分）」；及 分配結果以及成功申請人的香港身份證╱護照╱香港 • 「退回款項」。 商業登記號碼（如適用）亦同於上述網站公布。 招股章程「如何申請香港發售股份」一節的以下部分在

• 「如閣下成功申請認購香港發售股份（全部或部 分）」；及 • 「退回款項」。 招股章程「如何申請香港發售股份」一節的以下部分在 香港結算代理人作簽署人的情況下並不適用：

• 「閣下可提交的申請數目」；及

• 「閣下不獲配發發售股份的情況」。

Please use this form if you want the Hong Kong Offer Shares to be issued in your name

Personal Data

Personal Information Collection Statement

3. Transfer of personal data

• This Personal Information Collection Statement informs the 3. Transfer of personal data applicant for, and holder of, Hong Kong Offer Shares, of the Personal data held by the Company and its Hong Kong policies and practices of the Company and its Hong Kong Share Registrar relating to the securities holders will be Share Registrar in relation to personal data and the Personal kept confidential but the Company and its Hong Kong Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Share Registrar may, to the extent necessary for achieving Kong) (the “ Ordinance ”). any of the above purposes, disclose or transfer (whether within or outside Hong Kong) the personal data to any of

• 1. Reasons for the collection of your personal data the following: It is necessary for applicants and registered holders of • the Company’s appointed agents such as financial securities to supply correct personal data to the Company advisers, receiving bankers and overseas principal or its agents and the Hong Kong Share Registrar when share registrar; applying for securities or transferring securities into or out • where applicants for securities request a deposit into of their names or in procuring the services of the Hong CCASS, HKSCC or HKSCC Nominees, who will Kong Share Registrar. use the personal data for the purposes of operating Failure to supply the requested data may result in your CCASS; application for securities being rejected, or in delay or • any agents, contractors or third-party service providers the inability of the Company or its Hong Kong Share who offer administrative, telecommunications, Registrar to effect transfers or otherwise render their computer, payment or other services to the Company services. It may also prevent or delay registration or or the Hong Kong Share Registrar in connection with transfers of the Hong Kong Offer Shares which you have their respective business operation; successfully applied for and/or the dispatch of share • the Hong Kong Stock Exchange, the SFC and any certificate(s) and/or refund cheque(s) to which you are other statutory regulatory or governmental bodies or entitled. otherwise as required by laws, rules or regulations; It is important that securities holders inform the Company and and the Hong Kong Share Registrar immediately of any • any persons or institutions with which the securities’ inaccuracies in the personal data supplied. holders have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers

• 2. Purposes etc. The personal data of the securities holders may be held and processed for the following purposes: 4. Access to and correction of personal data • processing your application and refund cheque, where Securities holders have the right to ascertain whether applicable, verification of compliance with the terms the Company or the Hong Kong Share Registrar hold and application procedures set out in this Application their personal data, to obtain a copy of that data, and to Form and the Prospectus and announcing results of correct any data that is inaccurate. The Company and the allocation of the Hong Kong Offer Shares; Hong Kong Share Registrar have the right to charge a

• • compliance with applicable laws and regulations in reasonable fee for the processing of such requests. Hong Kong and elsewhere; All requests for access to data or correction of data should

• • registering new issues or transfers into or out of be addressed to us, at our registered address disclosed in the names of securities’ holders including, where the “Corporate Information” section of the Prospectus applicable, HKSCC Nominees; or as notified from time to time, for the attention of the

• • maintaining or updating the register of securities’ company secretary, or our Hong Kong Share Registrar for holders of the Company; the attention of the privacy compliance officer.

• • verifying securities holders’ identities; • establishing benefit entitlements of securities’ holders By signing an Application Form or by giving electronic of the Company, such as dividends, rights issues and application instructions to HKSCC, you agree to all of the bonus issues; above.

• • distributing communications from the Company and its subsidiaries;

• • compiling statistical information and shareholder profiles;

• • disclosing relevant information to facilitate claims on entitlements; and

• • any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to securities’ holders and/or regulators and/or any other purposes to which the securities’ holders may from time to time agree.

如閣下欲以本身名義登記將獲發行的香港發售股份，請使用本表格

個人資料 個人資料收集聲明

此項個人資料收集聲明是向香港發售股份的申請人 和持有人說明有關本公司及其香港股份過戶登記處 有關個人資料和香港法例第486章《個人資料（私隱）486章《個人資料（私隱）章《個人資料（私隱） 條例》（「《（「《 條例 》」）方面的政策和慣例。

• 此項個人資料收集聲明是向香港發售股份的申請人 3. 轉交個人資料 和持有人說明有關本公司及其香港股份過戶登記處 本公司及其香港股份過戶登記處所持有關證券 有關個人資料和香港法例第486章《個人資料（私隱）486章《個人資料（私隱）章《個人資料（私隱） 持有人的個人資料將會保密，但本公司及其香 條例》（「《（「《 條例 》」）方面的政策和慣例。 港股份過戶登記處可以在為達到上述任何目的 之必要情況下，向下列任何人士披露或轉交（無

• 1. 收集閣下個人資料的原因 論在香港境內或境外）有關個人資料： 證券申請人及登記持有人以本身名義申請證券 • 本公司委任的代理人，例如財務顧問、收款 或轉讓或受讓證券時或尋求香港股份過戶登記 銀行和主要海外股份過戶登記處； 處的服務時，必須向本公司或其代理人及香港 • （如證券申請人要求將證券存於中央結算系 股份過戶登記處提供準確個人資料。 統）香港結算或香港結算代理人；彼等將會 未能提供所要求的資料可能導致閣下申請證券 就中央結算系統的運作使用有關個人資料； 被拒或延遲，或本公司或其香港股份過戶登記 • 向本公司或香港股份過戶登記處提供與其各 處無法落實轉讓或提供服務。此舉也可能妨礙 自業務營運有關的行政、電訊、電腦、付款 或延遲登記或轉讓閣下成功申請的香港發售股 或其他服務的任何代理人、承包商或第三方 份及╱或寄發閣下應得的股票及╱或退款支票。 服務供應商； 證券持有人所提供的個人資料如有任何錯誤， • 香港聯交所、證監會及任何其他法定監管機 須立即通知本公司及香港股份過戶登記處。 關或政府部門或遵照其他法例、規則或法 規；及

• 2. 目的 • 證券持有人與其進行或擬進行交易的任何人 證券持有人的個人資料可作以下目的持有及處 士或機構，例如彼等的銀行、律師、會計師 理： 或股票經紀等。 • 處理閣下的申請及退款支票（如適用）、核實 是否符合本申請表格及招股章程載列的條款 4. 查閱和更正個人資料 和申請程序以及公布香港發售股份的分配結 證券持有人有權確定本公司或香港股份過戶登 果； 記處是否持有其個人資料，並有權索取有關該

• • 遵守香港及其他地區的適用法律及法規； 資料的副本並更正任何不準確資料。本公司和 • 以證券持有人（包括香港結算代理人（如適 香港股份過戶登記處有權就處理任何查閱資料 用））的名義登記新發行證券或轉讓或受讓證 的要求收取合理費用。 券； 所有查閱資料或更正資料的要求應按招股章程

• • 存置或更新本公司證券持有人的名冊； 「公司資料」一節所披露或不時通知的本公司註 • 核實證券持有人的身份； 冊地址送交公司秘書，或向本公司的香港股份 • 確定本公司證券持有人的受益權利，例如股 過戶登記處的個人資料私隱事務主任提出。 息、供股和紅股等；

• • 分發本公司及其附屬公司的通訊； 閣下簽署申請表格或向香港結算發出電子認購指 • 編製統計數據和股東資料； 示，即表示同意上述各項。 • 披露有關資料以便就權益索償；及 • 與上述有關的任何其他附帶或相關目的及╱ 或使本公司及香港股份過戶登記處能履行對 證券持有人及╱或監管機構承擔的責任及╱ 或證券持有人不時同意的任何其他目的。

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