Aowei Holding Limited - Capital/Financing Update 2013

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“ HKSCC Nominees ”) and deposited directly into the Central Clearing and Settlement System (“ CCASS ”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於閣下的中央結算系統投資者戶口持有人股份戶口或閣下指定的中央結算系統參與者股份戶口，請使用本表格 Staple your This Application Form uses the same terms as defined in the prospectus of Hengshi Mining Investments Limited (the “ Company ”) dated Monday, November 18, 2013 (the “ Prospectus ”). 本申請表格使用 恒實礦業 payment 投資有限公司 （「 本公司 」）於二零一三年十一月十八日（星期一）刊發的招股章程（「 招股章程 」）所界定的詞 here 語。 請將股款 Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to 緊訂在此 buy any Hong Kong Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong Offer Shares may not be offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章程概不構成在香港以外司法權區要約出售或游說要約購買香港發售股份。若無根據美國《證券法》登記或豁免登記，香港發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內概不得發送或派發或複製（不論方式，也不論全部或部分）本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the “Documents Delivered to the Registrar of Companies and Available for Inspection” section in Appendix VII to the Prospectus, have been registered by the Registrar of Companies in Hong Kong. Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Hong Kong Stock Exchange ”), Hong Kong Securities Clearing Company Limited (“ HKSCC ”), the Securities and Futures Commission of Hong Kong (the “ SFC ”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄七「送呈公司註冊處處長及備查文件」一節所述其他文件已送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限公司（「 香港聯交所 」）、香港中央結算有限公司（「 香港結算 」）、香港證券及期貨事務監察委員會（「 證監會 」）及香港公司註冊處處長對此等文件的內容概不負責。 HENGSHI MINING INVESTMENTS LIMITED 恒實礦業投資有限公司 Stock code : 1370 股份代號 : 1370 Maximum Offer Price : HK$3.40 per Hong Kong offer Share, plus 1% brokerage, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 最高發售價 : 每股香港發售股份3.40港元，另加1%經紀佣金、 0.003%證監會交易徵費及0.005%香港聯交所交易費（須於申請時以港元繳足，可予退還） You should read this Application Form in conjunction with the Prospectus, which contains further information on the ，一。 application procedures. 招股章程尚有其他關於申請程序的其他資料本申請表格應與招股章程併閱讀 Application Form 申請表格 To: Hengshi Mining Investments Limited 致：恒實礦業投資有限公司 Merrill Lynch Far East Limited 美林遠東有限公司 Credit Suisse (Hong Kong) Limited 瑞士信貸（香港）有限公司 The Hong Kong Underwriters 香港包銷商 Applicants’ declaration 申請人聲明 I/We agree to the terms and conditions and application 本人╱吾等同意本申請表格及招股章程的條款及條件以 procedures in this Application Form and the Prospectus. 及申請程序。見本申請表格「填交本申請表格的效用」 Please refer to the “Effect of completing and submitting 一節。 this Application Form” section of this Application Form.

Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.

一警告：任何人士只限作出次為其利益而進行的認購申。請請參閱「填交本申請表格的效用」一節最後四點。

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account ofyour designated CCASS Participant
How to make your application
1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000 Hong
Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected. NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS No. of Hong Kong Offer Shares applied for Amount payable on application No. of Hong Kong Offer Shares applied for Amount payable on application No. of Hong Kong Offer Shares applied for Amount payable on application No. of Hong Kong Offer Shares applied for Amount payable on application HK$ HK$ HK$ HK$ 1,000 3,434.27 30,000 103,028.16 500,000 1,717,136.00 9,000,000 30,908,448.00 2,000 6,868.54 35,000 120,199.52 600,000 2,060,563.20 10,000,000 34,342,720.00 3,000 10,302.82 40,000 137,370.88 700,000 2,403,990.40 11,000,000 37,776,992.00 4,000 13,737.09 45,000 154,542.24 800,000 2,747,417.60 12,000,000 41,211,264.00 5,000 17,171.36 50,000 171,713.60 900,000 3,090,844.80 13,000,000 44,645,536.00 6,000 20,605.63 60,000 206,056.32 1,000,000 3,434,272.00 14,000,000 48,079,808.00 7,000 24,039.90 70,000 240,399.04 2,000,000 6,868,544.00 15,000,000 51,514,080.00 8,000 27,474.18 80,000 274,741.76 3,000,000 10,302,816.00 16,000,000 54,948,352.00 9,000 30,908.45 90,000 309,084.48 4,000,000 13,737,088.00 17,000,000 58,382,624.00 10,000 34,342.72 100,000 343,427.20 5,000,000 17,171,360.00 18,750,000(1) 64,392,600.00 15,000 51,514.08 200,000 686,854.40 6,000,000 20,605,632.00 (1)Maximum number of Hong Kong Offer Shares you may apply for. 20,000 68,685.44 300,000 1,030,281.60 7,000,000 24,039,904.00 25,000 85,856.80 400,000 1,373,708.80 8,000,000 27,474,176.00 2. You, as the applicant(s), must complete the form in English as indicated below and sign on the first page of the Application Form. Only written signatures will be accepted (and not by way of personal chop). If you are applying through a designated CCASS Participant (other than a CCASS investor participant): • the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its participant I.D. in the appropriate box. If you are applying as an individual CCASS Investor Participant: • the form must contain your NAME and Hong Kong I.D. Card number. • your participant I.D. must be inserted in the appropriate box. If you are applying as a joint individual CCASS Investor Participant: • the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card number of all joint investor participants; • your participant I.D. must be inserted in the appropriate box. If you are applying as a corporate CCASS Investor Participant: • the form must contain your company NAME and Hong Kong Business Registration number; • your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box. Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing Sample樣版
its company name or other similar matters may render your application invalid.

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“ HKSCC Nominees ”) and deposited directly into the Central Clearing and Settlement System (“ CCASS ”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be

rejected if your cheque or banker’s cashier order does not meet all the following requirements: The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “The Bank of East Asia (Nominees) Limited – Hengshi Mining Public Offer”; • be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank account • be issued by a licensed bank in Hong Kong, and in Hong Kong; and have your name certified on the back by a person • show your account name, which must either be preauthorised by the bank. The name on the banker’s printed on the cheque, or be endorsed on the back cashier order must correspond with your name. If by a person authorised by the bank. This account it is a joint application, the name on the back of the name must correspond with your name. If it is a banker’s cashier order must be the same as the firstjoint application, the account name must be the named applicant’s name. same as the first-named applicant’s name. 4. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of The Bank of East Asia, Limited: Branch Address Hong Kong Island Queen’s Road Central Branch Shop A–C, G/F, Wah Ying Cheong Central Building, 158–164 Queen's Road Central, Central Wanchai Branch Shop A–C, G/F, Easey Commercial Building, 253–261 Hennessy Road, Wanchai Chai Wan Branch 345 Chai Wan Road Taikoo Shing Branch Shop G1010–1011, Yiu Sing Mansion Admiralty Branch Shop 1007–1008, 1/F, United Centre, 95 Queensway Kowloon Mongkok Branch 638–640 Nathan Road Hoi Yuen Road Branch Unit 1, G/F, Hewlett Centre, 54 Hoi Yuen Road Ma Tau Wei Road Branch 23–27 Ma Tau Wei Road Whampoa Garden Branch Shop 1–3, G/F, Site 9, Whampoa Garden Wong Tai Sin Branch Shop UG15, Upper Ground Floor, Wong Tai Sin Plaza, Kowloon New Territories Tai Wai Branch 16–18 Tai Wai Road, Cheung Fung Mansion, Shatin Tai Po Plaza Branch Units 49–52, Level 1, Tai Po Plaza Tuen Mun Branch Shop G16, G/F, Eldo Court Shopping Centre Park Central Branch Shop G6, G/F, Park Central, 9 Tong Tak Street, Tseung Kwan O Yuen Long Branch 77 Castle Peak Road 5. Your Application Form can be lodged at these times: 6. The latest time for lodging your application is 12:00 noon on Thursday, November 21, 2013. The – Monday, November 18, 2013 9:00 a.m. to 5:00 p.m. application lists will be open between 11:45 a.m. and – Tuesday, November 19, 2013 9:00 a.m. to 5:00 p.m. 12:00 noon on that day, subject only to the weather Wednesday, November 20, 2013 – 9:00 a.m. to 5:00 p.m. conditions, as described in “Effect of bad weather on Thursday, November 21, 2013 – 9:00 a.m. to 12:00 noon the opening of the application lists” in the “How to

The latest time for lodging your application is 12:00 noon on Thursday, November 21, 2013. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in “Effect of bad weather on the opening of the application lists” in the “How to Apply for Hong Kong Offer Shares” section of the Prospectus.

如閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於閣下的中央結算系統投資者戶口持有人股份戶口或閣下指定的中央結算系統參與者股份戶口，請使用本表格

申請手續
1.使用下表計算閣下應付的款項。閣下申請認購的股數須至少為1,000股香港發售股份，並為下表所列的其
中一個數目，否則不受理。可供申請認購股份數目及應繳款項申請認購的香港發售股份數目申請時應繳款項申請認購的香港發售股份數目申請時應繳款項申請認購的香港發售股份數目申請時應繳款項申請認購的香港發售股份數目申請時應繳款項港元港元港元港元 1,000 3,434.27 30,000 103,028.16 500,000 1,717,136.00 9,000,000 30,908,448.00 2,000 6,868.54 35,000 120,199.52 600,000 2,060,563.20 10,000,000 34,342,720.00 3,000 10,302.82 40,000 137,370.88 700,000 2,403,990.40 11,000,000 37,776,992.00 4,000 13,737.09 45,000 154,542.24 800,000 2,747,417.60 12,000,000 41,211,264.00 5,000 17,171.36 50,000 171,713.60 900,000 3,090,844.80 13,000,000 44,645,536.00 6,000 20,605.63 60,000 206,056.32 1,000,000 3,434,272.00 14,000,000 48,079,808.00 7,000 24,039.90 70,000 240,399.04 2,000,000 6,868,544.00 15,000,000 51,514,080.00 8,000 27,474.18 80,000 274,741.76 3,000,000 10,302,816.00 16,000,000 54,948,352.00 9,000 30,908.45 90,000 309,084.48 4,000,000 13,737,088.00 17,000,000 58,382,624.00 10,000 34,342.72 100,000 343,427.20 5,000,000 17,171,360.00 18,750,000(1) 64,392,600.00 15,000 51,514.08 200,000 686,854.40 6,000,000 20,605,632.00 (1) 閣下可申請認購的香港發售股份最高數目。 20,000 68,685.44 300,000 1,030,281.60 7,000,000 24,039,904.00 25,000 85,856.80 400,000 1,373,708.80 8,000,000 27,474,176.00 2.閣下作為申請人，必須按照下列指示以英文填妥表格，並於申請表格首頁簽署，只接納親筆簽名（不得以個人印章代替）。如閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請： • 該指定中央結算系統參與者必須於表格蓋上公司印鑑（附有公司名稱），並在適當方格內填寫參與者編號。如閣下以個人中央結算系統投資者戶口持有人名義提出申請： • 表格須載有閣下的姓名和香港身份證號碼。 • 須在適當方格內填寫閣下的參與者編號。如閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請： • 表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼； • 須在適當方格內填寫閣下的參與者編號。如閣下以公司中央結算系統投資者戶口持有人名義提出申請： • 表格須載有閣下的公司名稱和香港商業登記號碼； • 須在適當方格內填寫閣下的參與者編號並蓋上公司印鑑（附有公司名稱）。中央結算系統參與者的資料（包括參與者編號及╱或顯示公司名稱之公司印鑑）或其他類似事項如有不確或遺漏，均可能導致申請無效。 Sample樣版

申請手續

1.使用下表計算閣下應付的款項。閣下申請認購的股數須至少為1,000股香港發售股份，並為下表所列的其

中一個數目，否則不受理。
可供申請認購股份數目及應繳款項
申請認購的
香港發售
股份數目
申請時
應繳款項
申請認購的
香港發售
股份數目
申請時
應繳款項
申請認購的
香港發售
股份數目
申請時
應繳款項
申請認購的
香港發售
股份數目
申請時
應繳款項
港元
港元
港元
港元
1,000
3,434.27
30,000
103,028.16
500,000
1,717,136.00
9,000,000
30,908,448.00
2,000
6,868.54
35,000
120,199.52
600,000
2,060,563.20
10,000,000
34,342,720.00
3,000
10,302.82
40,000
137,370.88
700,000
2,403,990.40
11,000,000
37,776,992.00
4,000
13,737.09
45,000
154,542.24
800,000
2,747,417.60
12,000,000
41,211,264.00
5,000
17,171.36
50,000
171,713.60
900,000
3,090,844.80
13,000,000
44,645,536.00
6,000
20,605.63
60,000
206,056.32
1,000,000
3,434,272.00
14,000,000
48,079,808.00
7,000
24,039.90
70,000
240,399.04
2,000,000
6,868,544.00
15,000,000
51,514,080.00
8,000
27,474.18
80,000
274,741.76
3,000,000
10,302,816.00
16,000,000
54,948,352.00
9,000
30,908.45
90,000
309,084.48
4,000,000
13,737,088.00
17,000,000
58,382,624.00
10,000
34,342.72
100,000
343,427.20
5,000,000
17,171,360.00
18,750,000(1)
64,392,600.00
15,000
51,514.08
200,000
686,854.40
6,000,000
20,605,632.00
(1) 閣下可申請認購的香港發
售股份最高數目。
20,000
68,685.44
300,000
1,030,281.60
7,000,000
24,039,904.00
25,000
85,856.80
400,000
1,373,708.80
8,000,000
27,474,176.00
2.閣下作為申請人，必須按照下列指示以英文填妥表格，並於申請表格首頁簽署，只接納親筆簽名（不得以
個人印章代替）。
如閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請：
•
該指定中央結算系統參與者必須於表格蓋上公司印鑑（附有公司名稱），並在適當方格內填寫參與者編
號。
如閣下以個人中央結算系統投資者戶口持有人名義提出申請：
•
表格須載有閣下的姓名和香港身份證號碼。
•
須在適當方格內填寫閣下的參與者編號。
如閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請：
•
表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼；
•
須在適當方格內填寫閣下的參與者編號。
如閣下以公司中央結算系統投資者戶口持有人名義提出申請：
•
表格須載有閣下的公司名稱和香港商業登記號碼；
•
須在適當方格內填寫閣下的參與者編號並蓋上公司印鑑（附有公司名稱）。
中央結算系統參與者的資料（包括參與者編號及╱或顯示公司名稱之公司印鑑）或其他類似事項如有不確或
遺漏，均可能導致申請無效。
Sample樣版

如閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於閣下的中央結算系統投資者戶口持有人股份戶口或閣下指定的中央結算系統參與者股份戶口，請使用本表格

閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請須附一張獨立開出支票或一張獨立開出銀行本票。支票或銀行本票必須符合以下所有規定，否則有關的認購申請不獲接納：

支票必須：銀行本票必須： • 為港元； • 不得為期票； • 註明抬頭人為「東亞銀行受託代管有限公司－恒實礦業公開發售」； • 劃線註明「只准入抬頭人賬戶」； • 從閣下在香港的港元銀行賬戶中開出；及 • 顯示閣下的賬戶名稱，而該賬戶名稱必須已預印在支票上，或由有關銀行授權的人士在支票背書。賬戶名稱必須與閣下姓名╱名稱相同。如屬聯名申請，該賬戶名稱必須與排名首位申請人的姓名╱名稱相同。 • 須由香港持牌銀行開出，並由有關銀行授權的人士在銀行本票背面簽署核證閣下姓名╱名稱。銀行本票所示姓名╱名稱必須與閣下姓名╱名稱相同。如屬聯名申請，銀行本票背面所示姓名╱名稱必須與排名首位申請人的姓名╱名稱相同。 4.請撕下申請表格，對摺一次，然後將填妥的申請表格（連同支票或銀行本票）投入下列任何一家東亞銀行有限公司分行特設的收集箱：分行地址香港島皇后大道中分行中環皇后大道中158–164號華英昌中區大廈地下A–C號灣仔分行灣仔軒尼詩道253–261號依時商業大廈地下A–C號柴灣分行柴灣道345號太古城分行耀星閣G1010–1011號金鐘分行金鐘道95號統一中心1樓1007–1008號九龍旺角分行彌敦道638至640號開源道分行開源道54號豐利中心地下1號馬頭圍道分行馬頭圍道23至27號黃埔花園分行黃埔花園第9期地下1–3號黃大仙分行九龍黃大仙中心地下高層UG15號新界大圍分行沙田大圍道16–18號祥豐大樓大埔廣場分行大埔廣場地下商場49–52號屯門分行雅都花園商場地下G16號將軍澳中心分行將軍澳唐德街9號將軍澳中心地下G6號元朗分行青山道77號 Sample樣版	支票必須：銀行本票必須： • 為港元； • 不得為期票； • 註明抬頭人為「東亞銀行受託代管有限公司－恒實礦業公開發售」； • 劃線註明「只准入抬頭人賬戶」； • 從閣下在香港的港元銀行賬戶中開出；及 • 顯示閣下的賬戶名稱，而該賬戶名稱必須已預印在支票上，或由有關銀行授權的人士在支票背書。賬戶名稱必須與閣下姓名╱名稱相同。如屬聯名申請，該賬戶名稱必須與排名首位申請人的姓名╱名稱相同。 • 須由香港持牌銀行開出，並由有關銀行授權的人士在銀行本票背面簽署核證閣下姓名╱名稱。銀行本票所示姓名╱名稱必須與閣下姓名╱名稱相同。如屬聯名申請，銀行本票背面所示姓名╱名稱必須與排名首位申請人的姓名╱名稱相同。 4.請撕下申請表格，對摺一次，然後將填妥的申請表格（連同支票或銀行本票）投入下列任何一家東亞銀行有限公司分行特設的收集箱：分行地址香港島皇后大道中分行中環皇后大道中158–164號華英昌中區大廈地下A–C號灣仔分行灣仔軒尼詩道253–261號依時商業大廈地下A–C號柴灣分行柴灣道345號太古城分行耀星閣G1010–1011號金鐘分行金鐘道95號統一中心1樓1007–1008號九龍旺角分行彌敦道638至640號開源道分行開源道54號豐利中心地下1號馬頭圍道分行馬頭圍道23至27號黃埔花園分行黃埔花園第9期地下1–3號黃大仙分行九龍黃大仙中心地下高層UG15號新界大圍分行沙田大圍道16–18號祥豐大樓大埔廣場分行大埔廣場地下商場49–52號屯門分行雅都花園商場地下G16號將軍澳中心分行將軍澳唐德街9號將軍澳中心地下G6號元朗分行青山道77號 Sample樣版
5.閣下可於下列時間遞交申請表格： 6.截止遞交申請的時間為二零一三年十一月二十一
日（星期四）中午十二時正。本公司將於當日上午
二零一三年十一月十八日（星期一）－上午九時正至下午五時正十一時四十五分至中午十二時正期間登記認購申
二零一三年十一月十九日（星期二）－上午九時正至下午五時正請，唯一會影響此時間的變化因素為當日的天氣
二零一三年十一月二十日（星期三）－上午九時正至下午五時正情況（詳見招股章程「如何申請香港發售股份」一節
二零一三年十一月二十一日（星期四）－上午九時正至中午十二時正「惡劣天氣對開始辦理申請登記的影響」）。

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“ HKSCC Nominees ”) and deposited directly into the Central Clearing and Settlement System (“ CCASS ”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant HENGSHI MINING INVESTMENTS LIMITED (Incorporated in the Cayman Islands with limited liability) GLOBAL OFFERING Conditions of your application A. Who can apply 1. You and any person(s) for whose benefit you are applying must • confirm that you are aware of the restrictions on the Global be 18 years of age or older and must have a Hong Kong address. Offering in the prospectus; 2. If you are a firm, the application must be in the individual • agree that none of the Company, the Joint Global Coordinators, members’ names. the Underwriters, their respective directors, officers, employees, 3. The number of joint applicants may not exceed 4. partners, agents, advisers and any other parties involved in the 4. If you are a body corporate, the application must be signed by Global Offering is or will be liable for any information and a duly authorised officer, who must state his representative representations not in the Prospectus (and any supplement to it); capacity, and stamped with your corporation’s chop. • undertake and confirm that you or the person(s) for whose 5. You must be outside the United States, not be a United States benefit you have made the application have not applied for or Person (as defined in Regulation S under the U.S. Securities taken up, or indicated an interest for, and will not apply for Act) and not be a legal or natural person of the PRC. or take up, or indicate an interest for, any Offer Shares under 6. Unless permitted by the Listing Rules, you cannot apply for any the International Offering nor participated in the International Hong Kong Offer Shares if you are: Offering; • an existing beneficial owner of shares in the Company and/ • agree to disclose to the Company, our Hong Kong Share or any of its subsidiaries; Registrar, receiving banks, the Joint Global Coordinators, • an Eligible Director; the Underwriters and/or their respective advisers and agents • a connected person of the Company or will become a any personal data which they may require about you and the connected person of the Company immediately upon person(s) for whose benefit you have made the application; completion of the Global Offering; • if the laws of any place outside Hong Kong apply to your • an associate of any of the above; or application, agree and warrant that you have complied with • have been allocated or have applied for or indicated all such laws and none of the Company, the Joint Global an interest in any Offer Shares under the International Coordinators and the Underwriters nor any of their respective Offering. officers or advisers will breach any law outside Hong Kong B. If you are a nominee as a result of the acceptance of your offer to purchase, or any action arising from your rights and obligations under the terms You, as a nominee, may make more than one application for the and conditions contained in the Prospectus and this Application Hong Kong Offer Shares by: (i) giving electronic instructions to HKSCC via Central Clearing and Settlement System (“ CCASS ”) (if Form; you are a CCASS Participant); or (ii) using a WHITE or YELLOW • agree that once your application has been accepted, you may not rescind it because of an innocent misrepresentation; Application Form, and lodge more than one application in your own name on behalf of different beneficial owners. • agree that your application will be governed by the laws of Hong Kong; C. Effect of completing and submitting this Application Form • represent , warrant and undertake that (i) you understand By completing and submitting this Application Form, you (and if you that the Hong Kong Offer Shares have not been and will not are joint applicants, each of you jointly and severally) for yourself or as be registered under the U.S. Securities Act; and (ii) you and an agent or a nominee on behalf of each person for whom you act: any person for whose benefit you are applying for the Hong • undertake to execute all relevant documents and instruct and Kong Offer Shares are outside the United States (as defined in authorise the Company and/or the Joint Global Coordinators (or Regulation S) or are a person described in paragraph (h)(3) of their agents or nominees), as agents of the Company, to execute Rule 902 of Regulation S; any documents for you and to do on your behalf all things • warrant that the information you have provided is true and necessary to register any Hong Kong Offer Shares allocated accurate; to you in the name of HKSCC Nominees as required by the • agree to accept the Hong Kong Offer Shares applied for, or any Articles of Association; lesser number allocated to you under the application; • agree to comply with the Hong Kong Companies Ordinance and • authorise the Company to place the name of the HKSCC the Articles of Association; Nominees on the Company’s register of members as the • confirm that you have read the terms and conditions and holder(s) of any Hong Kong Offer Shares allocated to you, and application procedures set out in the Prospectus and in this the Company and/or its agents to deposit any share certificate(s) Application Form and agree to be bound by them;

Nominees on the Company’s register of members as the holder(s) of any Hong Kong Offer Shares allocated to you, and the Company and/or its agents to deposit any share certificate(s) into CCASS and/or to send any refund cheque(s) to you or the first named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you have chosen to collect refund cheque(s) in person;
confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“ HKSCC Nominees ”) and deposited directly into the Central Clearing and Settlement System (“ CCASS ”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

• agree that the shares to be allotted shall be issued in the name of Applications for Hong Kong Offer Shares will not be processed and HKSCC Nominees and deposited directly into CCASS for credit no allotment of any Hong Kong Offer Shares will be made until the to your investor participant stock account or the stock account of application lists close. your designated CCASS participant; The Company expects to announce the fixed offer price, the indication of • agree that each of HKSCC and HKSCC Nominees reserves the the level of interest in the International Offering, the level of applications right (1) not to accept any or part of such allotted shares issued under the Hong Kong Public Offer and the basis of allocation of the Hong in the name of HKSCC Nominees or not to accept such allotted Kong Public Offer on Wednesday, November 27, 2013 in South China shares for deposit into CCASS; (2) to cause such allotted shares Morning Post (in English) and Hong Kong Economic Times (in Chinese), to be withdrawn from CCASS and issued in your name at your the website of the Hong Kong Stock Exchange at www.hkexnews.hk own risk and costs; and (3) to cause such allotted shares to be and the Company’s website at www.hengshimining.com . Results of issued in your name (or, if you are a joint applicant, to the firstallocations in Hong Kong Public Offer, and the Hong Kong Identity Card/ named applicant) and in such a case, to post the certificates for passport/Hong Kong business registration numbers of successful applicants such allotted shares at your own risk to the address on your (where applicable) will be available on the above websites. application form by ordinary post or to make available the same If your application for Hong Kong Offer Shares is successful (in whole for your collection; or in part) • agree that each of HKSCC and HKSCC Nominees may adjust If your application is wholly or partially successful, your Share certificate(s) the number of allotted shares issued in the name of HKSCC (subject to their becoming valid certificates of title provided that the Hong Nominees; Kong Public Offering has become unconditional and not having been • agree that neither HKSCC nor HKSCC Nominees shall have terminated at Thursday, November 28, 2013) will be issued in the name of any liability for the information and representations not so HKSCC Nominees and deposited directly into CCASS for credit to your contained in the Prospectus and this application form; CCASS Investor Participant stock account or the stock account of your • agree that neither HKSCC nor HKSCC Nominees shall be liable designated CCASS Participant as instructed by you in your Application to you in any way; Form on Wednesday, November 27, 2013 or, in the event of a contingency, • declare and represent that this is the only application made and on any other date as shall be determined by HKSCC or HKSCC Nominees. the only application intended by me/us to be made to benefit me/ • If you are applying through a designated CCASS Participant (other us or the person for whose benefit I am/we are applying; than a CCASS Investor Participant): For Hong Kong Offer Shares • understand that the Company and the Joint Global Coordinators credited to the stock account of your designated CCASS Participant will rely on your declarations and representations in deciding (other than a CCASS Investor Participant), you can check the whether or not to make any allotment of any of the Hong Kong number of Hong Kong Offer Shares allotted to you with that CCASS Offer Shares to you and that you may be prosecuted for making Participant. a false declaration; • If you are applying as a CCASS Investor Participant: The Company • (if the application is made for your own benefit) warrant that expects to publish the results of CCASS Investor Participants’ no other application has been or will be made for your benefit applications together with the results of the Hong Kong Public on a WHITE or YELLOW Application Form or by giving Offering in the South China Morning Post (in English) and the Hong electronic application instructions to HKSCC or through the Kong Economic Times (in Chinese) on Wednesday, November Hong Kong eIPO White Form Service Provider by you or by 27, 2013. You should check the announcement published by the any one as your agent or by any other person; and Company and report any discrepancies to HKSCC before 5:00 p.m. • (if you are making the application as an agent for the benefit of on Wednesday, November 27, 2013 or such other date as shall be another person) warrant that (i) no other application has been or determined by HKSCC or HKSCC Nominees. Immediately after the will be made by you as agent for or for the benefit of that person credit of the Hong Kong Offer Shares to your stock account you can or by that person or by any other person as agent for that person check your new account balance via the CCASS Phone System and on a WHITE or YELLOW Application Form or by giving CCASS Internet System (under the procedures contained in HKSCC’s electronic application instructions to HKSCC; and (ii) you have “An Operating Guide for Investor Participants” in effect from time to due authority to sign the Application Form or give electronic time). HKSCC will also make available to you an activity statement application instructions on behalf of that other person as their showing the number of Hong Kong Offer Shares credited to your agent. stock account. D. Power of attorney No receipt will be issued for application money paid. The Company will If your application is made through an authorised attorney, the not issue temporary documents of title. Company and the Joint Global Coordinators may accept or reject your Refund of your money application at their discretion, and on any conditions they think fit, If you do not receive any Hong Kong Offer Shares or if your application including evidence of the attorney’s authority. is accepted only in part, the Company will refund to you your application Determination of Offer Price and Allocation of Hong Kong Offer monies (including the related 1% brokerage, 0.003% SFC transaction levy Shares and 0.005% Hong Kong Stock Exchange trading fee) without interest. If The Offer Price is expected to be fixed on or around Thursday, November the offer price is less than the maximum Offer Price, the Company will 21, 2013. Applicants are required to pay the maximum Offer Price of refund to you the surplus application monies (including the related 1% HK$3.40 for each Hong Kong Offer Share together with 1% brokerage, brokerage, 0.003% SFC transaction levy and 0.005% Hong Kong Stock 0.003% SFC transaction levy and 0.005% Hong Kong Stock Exchange Exchange trading fee) without interest. trading fee. If the Offer Price is not agreed between the Company, and The refund procedures are stated in the “Despatch/Collection of share the Joint Global Coordinators (on behalf of the underwriters) on or before certificates and refund monies” in the “How to Apply for Hong Kong Offer Wednesday, November 27, 2013 the Global Offering will not proceed. Shares” section of the Prospectus.

如閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於閣下的中央結算系統投資者戶口持有人股份戶口或閣下指定的中央結算系統參與者股份戶口，請使用本表格恒實礦業投資有限公司（於開曼群島註冊成立之有限公司） 全球發售
申請條件甲. 可提出申請的人士 1. 閣下及閣下為其利益提出申請的人士必須年 • 確認閣下知悉招股章程內有關全球發售的限滿18歲並有香港地址。制；
1. 如閣下為商號，申請須以個別成員名義 • 同意本公司、聯席全球協調人、包銷商、彼提出。等各自的董事、高級職員、僱員、合夥人、
1. 聯名申請人不得超過四名。代理、顧問及參與全球發售的任何其他人士
1. 如閣下為法人團體，申請須經獲正式授權人現時及日後均毋須對並非載於招股章程（及其
員簽署，並註明其所屬代表身份及蓋上公司任何補充文件）的任何資料及陳述負責；
印鑑。 • 承諾及確認閣下或閣下為其利益提出申請的
1. 閣下必須身處美國境外，並非美國籍人士（定義見美國《證券法》S規例），亦非中國法人或人士並無申請或接納或表示有意認購（亦不會自然人。申請或接納或表示有意認購）國際發售的任何
1. 除《上市規則》批准外，下列人士概不得申請發售股份，也沒有參與國際發售；認購任何香港發售股份： • 同意在本公司、香港股份過戶登記處、收款 • 本公司及╱或其任何附屬公司股份的現有銀行、聯席全球協調人、包銷商及╱或彼等實益擁有人；各自的顧問及代理提出要求時，向彼等披露
• 合資格董事；其所要求提供有關閣下及閣下為其利益提出
• 本公司關連人士或緊隨全球發售完成後成申請的人士的個人資料；
為本公司關連人士的人士； • 若香港境外任何地方的法例適用於閣下的申
• 上述任何人士的聯繫人；或請，則同意及保證閣下已遵守所有有關法
• 已獲分配或已申請或表示有意申請國際發例，且本公司、聯席全球協調人及包銷商和
售的任何發售股份。彼等各自的高級職員或顧問概不會因接納閣
乙. 如閣下為代名人 下的購買要約，或閣下在招股章程及本申請
閣下作為代名人可提交超過一份香港發售股份申表格所載的條款及條件項下的權利及責任所
請，方法是：(i)透過中央結算及交收系統（「中央引致的任何行動，而違反香港境外的任何法
結算系統 」）向香港結算發出電子認購指示（如閣下例；
為中央結算系統參與者）；或(ii)使用白色或黃色申請表格以自身名義代表不同的實益擁有人提交 • 同意閣下的申請一經接納，即不得因無意的超過一份申請。失實陳述而撤銷； • 同意閣下的申請受香港法例規管；
丙. 填交本申請表格的效用 閣下填妥並遞交本申請表格，即表示閣下（如屬聯 • 聲明、保證及承諾：(i)閣下明白香港發售股份名申請人，即各人共同及個別）代表閣下本身，或不曾亦不會根據美國《證券法》登記；及(ii)閣作為閣下代其行事的每位人士的代理或代名人：下及閣下為其利益申請香港發售股份的人士 • 承諾促使所有相關文件生效，並指示及授權均身處美國境外（定義見S規例），或屬S規例本公司及╱或作為本公司代理的聯席全球協第902條第(h)(3)段所述的人士；調人（或彼等的代理或代名人），代表閣下促 • 保證閣下提供的資料真實及準確；使任何文件生效，並為按照組織章程細則的 • 同意接納所申請數目或根據申請分配予閣下規定將閣下獲分配的任何香港發售股份以香但數目較少的香港發售股份；
港結算代理人的名義登記； • 授權本公司將香港結算代理人的名稱列入本
• 同意遵守香港《公司條例》及組織章程細則；
- 授權本公司將香港結算代理人的名稱列入本公司股東名冊，作為閣下獲分配的任何香港發售股份的持有人，並授權本公司及╱或其代理將任何股票存入中央結算系統及╱或以普通郵遞方式按申請所示地址向閣下或聯名申請的首名申請人發送任何退款支票，郵誤風險由閣下承擔，除非閣下已選擇親身領取退款支票；
確認閣下已細閱招股章程及本申請表格所載的條款及條件以及申請程序，並同意受其約束；
確認閣下已接獲及細閱招股章程，提出申請時也僅依據招股章程載列的資料及陳述，而除招股章程任何補充文件外，不會依賴任何其他資料或陳述；

如閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於閣下的中央結算系統投資者戶口持有人股份戶口或閣下指定的中央結算系統參與者股份戶口，請使用本表格 • 同意獲配發的股份是以香港結算代理人的名截止登記認購申請前概不處理香港發售股份的申請或義發行，並直接存入中央結算系統，以便記配發任何香港發售股份。存於閣下的中央結算系統投資者戶口持有人本公司預期於二零一三年十一月二十七日（星期股份戶口或閣下的指定中央結算系統參與者三）在南華早報（英文）、香港經濟日報（中文）、股份戶口；香港聯交所網站 www.hkexnews.hk 及本公司網站 • 同意香港結算及香港結算代理人各自保留權 www.hengshimining.com 公布協定發售價、國際發售利(1)不接納以香港結算代理人名義發行的該踴躍程度、香港公開發售認購水平及香港公開發售分等獲配發的任何或部分股份，或不接納該等配基準。香港公開發售的分配結果以及成功申請人的獲配發的股份存入中央結算系統；(2)促使該等香港身份證╱護照╱香港商業登記號碼（如適用）亦同獲配發的股份從中央結算系統提取，並轉入於上述網站公布。閣下名下，有關風險及費用概由閣下自行承擔；及(3)促使該等獲配發的股份以閣下名義 如閣下成功申請認購香港發售股份（全部或部分） 發行（或如屬聯名申請人，則以排名首位申請如閣下的申請全部或部分獲接納，閣下的股票（前提人的名義發行），而在此情況下，會以普通郵是到二零一三年十一月二十八日（星期四）香港公開發遞方式將該等獲配發股份的股票寄往閣下在售成為無條件而並無終止，股票成為有效的所有權證申請表格上所示地址（郵誤風險概由閣下自行明）將以香港結算代理人名義發出，並按閣下在申請承擔）或提供該等股票予閣下領取；表格的指示於二零一三年十一月二十七日（星期三）或 • 同意香港結算及香港結算代理人均可調整獲在特別情況下由香港結算或香港結算代理人指定的任配發以香港結算代理人名義發行的股份數目；何其他日期直接存入中央結算系統，記入閣下的中央 • 同意香港結算及香港結算代理人對招股章程結算系統投資者戶口持有人股份戶口或閣下指定的中及本申請表格未有載列的資料及陳述概不負央結算系統參與者股份戶口。責； • 如閣下透過中央結算系統投資者戶口持有人以外 • 同意香港結算及香港結算代理人概不以任何的指定中央結算系統參與者提出申請：香港發售方式對閣下負責；股份將存入閣下指定的中央結算系統參與者（非中 • 聲明及表示此乃本人╱吾等為本身或本人╱ 央結算系統投資者戶口持有人）股份戶口，閣下可吾等為其利益提出申請的人士提出及擬提出向該中央結算系統參與者查詢閣下獲配發的香港的唯一申請；發售股份數目。 • 明白本公司及聯席全球協調人將依據閣下的 • 如閣下以中央結算系統投資者戶口持有人身份提聲明及陳述而決定是否向閣下分配任何香港出申請：本公司預期於二零一三年十一月二十七發售股份，閣下如作出虛假聲明，可能會被日（星期三）在南華早報（英文）及香港經濟日報（中檢控；文）刊登中央結算系統投資者戶口持有人的申請 • （如本申請是為閣下本身利益提出）保證閣下結果及香港公開發售的結果。閣下應查閱本公司或作為閣下代理的任何人士或任何其他人士刊發的公告，如有任何資料不符，請於二零一三不曾亦不會為閣下利益而以白色或黃色申請年十一月二十七日（星期三）或香港結算或香港結表格或向香港結算或透過 白表eIPO 服務發出算代理人釐定的任何其他日期下午五時正前知會電子認購指示而提出其他申請；及香港結算。在香港發售股份存入閣下的股份戶口 • （如閣下作為代理為另一人士的利益提出申後，閣下即可透過「結算通」電話系統及中央結算請）保證 (i)閣下（作為代理或為該人士利益）或系統互聯網系統（根據香港結算當時生效的《投資該人士或任何其他作為該人士代理的人士不者戶口操作簡介》所載程序）查詢閣下的新戶口結曾亦不會以白色或黃色申請表格或向香港結餘。香港結算亦將向閣下提供一份活動結單，列算發出電子認購指示而提出其他申請；及(ii) 出存入閣下股份戶口的香港發售股份數目。閣下獲正式授權作為該人士的代理代為簽署本公司不會就申請時繳付的款項發出收據，亦不會發本表格或發出電子認購指示。出臨時所有權文件。 丁. 授權書退回款項 如閣下透過授權人士提出申請，本公司及聯席全若閣下未獲分配任何香港發售股份或申請僅部分獲接球協調人可按其認為合適的條件（包括出示獲授權納，本公司將不計利息退回閣下的申請股款（包括相證明）酌情接納或拒絕閣下的申請。關的1%經紀佣金、0.003%證監會交易徵費及0.005% 香港聯交所交易費）。如最終釐定的發售價低於最高 釐定發售價及香港發售股份的分配 發售價，本公司將不計利息退回多收申請股款（包預期發售價於二零一三年十一月二十一日（星期四）或括相關的1%經紀佣金、0.003%證監會交易徵費及前後釐定。申請人須繳付每股香港發售股份3.40港元 0.005%香港聯交所交易費）。的最高發售價，另加1%經紀佣金、0.003%證監會交有關退款程序載於招股章程「如何申請香港發售股份」易徵費及0.005%香港聯交所交易費。倘若本公司與聯一節「寄發╱領取股票及退款」一段。席全球協調人（代表包銷商）並無於二零一三年十一月二十七日（星期三）或之前協定發售價，全球發售將不會進行。

Personal Data

Personal Information Collection Statement This Personal Information Collection Statement informs 3. Transfer of personal data the applicant for, and holder of, Hong Kong Offer Personal data held by the Company and its Hong Shares, of the policies and practices of the Company and Kong Share Registrar relating to the securities
its Hong Kong Share Registrar in relation to personal holders will be kept confidential but the Company
data and the Personal Data (Privacy) Ordinance (Chapter and its Hong Kong Share Registrar may, to the
486 of the Laws of Hong Kong) (the “ Ordinance ”). extent necessary for achieving any of the above
1. Reasons for the collection of your personal data purposes, disclose or transfer (whether within or It is necessary for applicants and registered holders outside Hong Kong) the personal data to any of the of securities to supply correct personal data to the following: Company or its agents and the Hong Kong Share • the Company’s appointed agents such as Registrar when applying for securities or transferring financial advisers, receiving bankers and securities into or out of their names or in procuring overseas principal share registrar; the services of the Hong Kong Share Registrar. • where applicants for securities request a deposit Failure to supply the requested data may result in into CCASS, HKSCC or HKSCC Nominees, your application for securities being rejected, or in who will use the personal data for the purposes delay or the inability of the Company or its Hong of operating CCASS; Kong Share Registrar to effect transfers or otherwise • any agents, contractors or third-party render their services. It may also prevent or delay service providers who offer administrative, registration or transfers of the Hong Kong Offer telecommunications, computer, payment or Shares which you have successfully applied for and/ other services to the Company or the Hong or the dispatch of share certificate(s) and/or refund Kong Share Registrar in connection with their cheque(s) to which you are entitled. respective business operation;
It is important that securities holders inform the • the Hong Kong Stock Exchange, the SFC and Company and the Hong Kong Share Registrar any other statutory regulatory or governmental
immediately of any inaccuracies in the personal data bodies or otherwise as required by laws, rules or
supplied. regulations; and
2. Purposes • any persons or institutions with which the The personal data of the securities holders may be securities’ holders have or propose to have held and processed for the following purposes: dealings, such as their bankers, solicitors, • processing your application and refund cheque, accountants or stockbrokers etc. where applicable, verification of compliance 4. Access to and correction of personal data
with the terms and application procedures set Securities holders have the right to ascertain whether
out in this Application Form and the Prospectus the Company or the Hong Kong Share Registrar hold
and announcing results of allocation of the Hong their personal data, to obtain a copy of that data, and
Kong Offer Shares;
• compliance with applicable laws and regulations to correct any data that is inaccurate. The Company and the Hong Kong Share Registrar have the right
in Hong Kong and elsewhere;
• registering new issues or transfers into or out to charge a reasonable fee for the processing of such of the names of securities’ holders including, requests. All requests for access to data or correction of data
where applicable, HKSCC Nominees;
• maintaining or updating the register of should be addressed to us, at our registered address securities’ holders of the Company; disclosed in the “Corporate Information” section of
• verifying securities holders’ identities; the Prospectus or as notified from time to time, for • establishing benefit entitlements of securities’ the attention of the company secretary, or our Hong holders of the Company, such as dividends, Kong Share Registrar for the attention of the privacy rights issues and bonus issues; compliance officer.
• distributing communications from the Company and its subsidiaries; By signing an Application Form or by giving
• compiling statistical information and shareholder electronic application instructions to HKSCC, you profiles; agree to all of the above.
• disclosing relevant information to facilitate claims on entitlements; and
• any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to securities’ holders and/or regulators and/or any other purposes to which the securities’ holders may from time to time agree.

如閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於閣下的中央結算系統投資者戶口持有人股份戶口或閣下指定的中央結算系統參與者股份戶口，請使用本表格

個人資料

個人資料收集聲明

此項個人資料收集聲明是向香港發售股份的申請人 3. 轉交個人資料 和持有人說明有關本公司及其香港股份過戶登記處本公司及其香港股份過戶登記處所持有關證券有關個人資料和香港法例第486章《個人資料（私隱）持有人的個人資料將會保密，但本公司及其香條例》（「《條例》」）方面的政策和慣例。港股份過戶登記處可以在為達到上述任何目的之必要情況下，向下列任何人士披露或轉交（無
1. 收集閣下個人資料的原因 論在香港境內或境外）有關個人資料：
證券申請人及登記持有人以本身名義申請證券 • 本公司委任的代理人，例如財務顧問、收款
或轉讓或受讓證券時或尋求香港股份過戶登記銀行和主要海外股份過戶登記處；
處的服務時，必須向本公司或其代理人及香港 • （如證券申請人要求將證券存於中央結算系
股份過戶登記處提供準確個人資料。統）香港結算或香港結算代理人；彼等將會
未能提供所要求的資料可能導致閣下申請證券就中央結算系統的運作使用有關個人資料；
被拒或延遲，或本公司或其香港股份過戶登記 • 向本公司或香港股份過戶登記處提供與其各
處無法落實轉讓或提供服務。此舉也可能妨礙自業務營運有關的行政、電訊、電腦、付款
或延遲登記或轉讓閣下成功申請的香港發售股或其他服務的任何代理人、承包商或第三方
份及╱或寄發閣下應得的股票及╱或退款支票。服務供應商；
證券持有人所提供的個人資料如有任何錯誤， • 香港聯交所、證監會及任何其他法定監管機
須立即通知本公司及香港股份過戶登記處。關或政府部門或遵照其他法例、規則或法
2. 目的 規；及 • 證券持有人與其進行或擬進行交易的任何人
證券持有人的個人資料可作以下目的持有及處理：士或機構，例如彼等的銀行、律師、會計師 • 處理閣下的申請及退款支票（如適用）、核實或股票經紀等。是否符合本申請表格及招股章程載列的條款 4. 查閱和更正個人資料
和申請程序以及公布香港發售股份的分配結證券持有人有權確定本公司或香港股份過戶登
果；記處是否持有其個人資料，並有權索取有關該
• 遵守香港及其他地區的適用法律及法規；資料的副本並更正任何不準確資料。本公司和
• 以證券持有人（包括香港結算代理人（如適香港股份過戶登記處有權就處理任何查閱資料
用））的名義登記新發行證券或轉讓或受讓證的要求收取合理費用。
券；所有查閱資料或更正資料的要求應按招股章程
• 存置或更新本公司證券持有人的名冊；「公司資料」一節所披露或不時通知的本公司註
• 核實證券持有人的身份；冊地址送交公司秘書，或向本公司的香港股份
• 確定本公司證券持有人的受益權利，例如股過戶登記處的個人資料私隱事務主任提出。
息、供股和紅股等；
• 分發本公司及其附屬公司的通訊； 閣下簽署申請表格或向香港結算發出電子認購指
• 編製統計數據和股東資料； 示，即表示同意上述各項。
• 披露有關資料以便就權益索償；及 • 與上述有關的任何其他附帶或相關目的及╱ 或使本公司及香港股份過戶登記處能履行對證券持有人及╱或監管機構承擔的責任及╱ 或證券持有人不時同意的任何其他目的。

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支票必須：銀行本票必須： • 為港元； • 不得為期票； • 註明抬頭人為「東亞銀行受託代管有限公司－恒實礦業公開發售」； • 劃線註明「只准入抬頭人賬戶」； • 從閣下在香港的港元銀行賬戶中開出；及 • 顯示閣下的賬戶名稱，而該賬戶名稱必須已預印在支票上，或由有關銀行授權的人士在支票背書。賬戶名稱必須與閣下姓名╱名稱相同。如屬聯名申請，該賬戶名稱必須與排名首位申請人的姓名╱名稱相同。 • 須由香港持牌銀行開出，並由有關銀行授權的人士在銀行本票背面簽署核證閣下姓名╱名稱。銀行本票所示姓名╱名稱必須與閣下姓名╱名稱相同。如屬聯名申請，銀行本票背面所示姓名╱名稱必須與排名首位申請人的姓名╱名稱相同。 4.請撕下申請表格，對摺一次，然後將填妥的申請表格（連同支票或銀行本票）投入下列任何一家東亞銀行有限公司分行特設的收集箱：分行地址香港島皇后大道中分行中環皇后大道中158–164號華英昌中區大廈地下A–C號灣仔分行灣仔軒尼詩道253–261號依時商業大廈地下A–C號柴灣分行柴灣道345號太古城分行耀星閣G1010–1011號金鐘分行金鐘道95號統一中心1樓1007–1008號九龍旺角分行彌敦道638至640號開源道分行開源道54號豐利中心地下1號馬頭圍道分行馬頭圍道23至27號黃埔花園分行黃埔花園第9期地下1–3號黃大仙分行九龍黃大仙中心地下高層UG15號新界大圍分行沙田大圍道16–18號祥豐大樓大埔廣場分行大埔廣場地下商場49–52號屯門分行雅都花園商場地下G16號將軍澳中心分行將軍澳唐德街9號將軍澳中心地下G6號元朗分行青山道77號 Sample樣版	支票必須：銀行本票必須： • 為港元； • 不得為期票； • 註明抬頭人為「東亞銀行受託代管有限公司－恒實礦業公開發售」； • 劃線註明「只准入抬頭人賬戶」； • 從閣下在香港的港元銀行賬戶中開出；及 • 顯示閣下的賬戶名稱，而該賬戶名稱必須已預印在支票上，或由有關銀行授權的人士在支票背書。賬戶名稱必須與閣下姓名╱名稱相同。如屬聯名申請，該賬戶名稱必須與排名首位申請人的姓名╱名稱相同。 • 須由香港持牌銀行開出，並由有關銀行授權的人士在銀行本票背面簽署核證閣下姓名╱名稱。銀行本票所示姓名╱名稱必須與閣下姓名╱名稱相同。如屬聯名申請，銀行本票背面所示姓名╱名稱必須與排名首位申請人的姓名╱名稱相同。 4.請撕下申請表格，對摺一次，然後將填妥的申請表格（連同支票或銀行本票）投入下列任何一家東亞銀行有限公司分行特設的收集箱：分行地址香港島皇后大道中分行中環皇后大道中158–164號華英昌中區大廈地下A–C號灣仔分行灣仔軒尼詩道253–261號依時商業大廈地下A–C號柴灣分行柴灣道345號太古城分行耀星閣G1010–1011號金鐘分行金鐘道95號統一中心1樓1007–1008號九龍旺角分行彌敦道638至640號開源道分行開源道54號豐利中心地下1號馬頭圍道分行馬頭圍道23至27號黃埔花園分行黃埔花園第9期地下1–3號黃大仙分行九龍黃大仙中心地下高層UG15號新界大圍分行沙田大圍道16–18號祥豐大樓大埔廣場分行大埔廣場地下商場49–52號屯門分行雅都花園商場地下G16號將軍澳中心分行將軍澳唐德街9號將軍澳中心地下G6號元朗分行青山道77號 Sample樣版
5.閣下可於下列時間遞交申請表格： 6.截止遞交申請的時間為二零一三年十一月二十一
日（星期四）中午十二時正。本公司將於當日上午
二零一三年十一月十八日（星期一）－上午九時正至下午五時正十一時四十五分至中午十二時正期間登記認購申
二零一三年十一月十九日（星期二）－上午九時正至下午五時正請，唯一會影響此時間的變化因素為當日的天氣
二零一三年十一月二十日（星期三）－上午九時正至下午五時正情況（詳見招股章程「如何申請香港發售股份」一節
二零一三年十一月二十一日（星期四）－上午九時正至中午十二時正「惡劣天氣對開始辦理申請登記的影響」）。

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Aowei Holding Limited — Capital/Financing Update 2013

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Aowei Holding Limited Capital/Financing Update 2013