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Aowei Holding Limited Capital/Financing Update 2013

Nov 17, 2013

49881_rns_2013-11-17_d6e28d93-9eab-42fd-9ff1-877634cdd433.pdf

Capital/Financing Update

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HONG KONG PUBLIC OFFERING – WHITE FORM eIPO SERVICE PROVIDER APPLICATION FORM 香港公開發售[—] 白表 eIPO 服務供應商申請表格 Please use this Application Form if you are a White Form eIPO Service Provider and are applying for Hong Kong Offer Shares on behalf of underlying applicants. 倘閣下為白表 eIPO 服務供應商,並代表相關申請人申請認購香港發售股份,請使用本申請表格。

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HENGSHI MINING INVESTMENTS LIMITED 恒實礦業投資有限公司

(Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立之有限公司)

GLOBAL OFFERING

Number of Offer Shares under the Global Offering : 375,000,000 Shares (subject to the Over-allotment Option) Number Number of Hong Kong Offer Shares : 37,500,000 Shares (subject to reallocation) Number of International Offer Shares : 337,500,000 Shares (subject to reallocation and the Over-allotment Option) Maximum Offer Price : HK$3.40 per Offer Share plus brokerage of 1%, SFC transaction levy of 0.003% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) Nominal value : HK$0.0001 per Share Stock code : 1370

Nominal value Stock code

全球發售

全球發售的發售股份數目 香港發售股份數目 國際發售股份數目 最高發售價

面值 股份代號

Please read carefully the prospectus of Hengshi Mining Investments Limited (the “ Company ”) dated Monday, November 18, 2013 (the “ Prospectus ”) (in particular, the sections headed “How to Apply for Hong Kong Offer Shares” in the Prospectus) and the guide on the back of this Application Form before completing this Application Form. Terms defined in the Prospectus have the same meaning when used in this Application Form unless defined herein.

Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “ Stock Exchange ”) and Hong Kong Securities Clearing Company Limited (“ HKSCC ”) take no responsibility for the contents of this Application Form, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of this Application Form.

  • : 375,000,000股股份(視乎超額配股權行使與否而定) : 37,500,000股股份(可予重新分配) : 337,500,000股股份(可予重新分配及視乎超額配股權行使與否而定) : 每股發售股份3.40港元,另加1%經紀佣金、0.003%證監會交易徵費及 0.005%聯交所交易費(須於申請時以港元繳足,多繳款項可予退還)

  • : 每股股份0.0001港元 : 1370

在填寫本申請表格前,請仔細閱讀恒實礦業投資有限公司(「 本公司 」)於二零一三年十一月十八日 (星期一)刊發的招股章程(「 招股章程 」)(尤其是招股章程「如何申請香港發售股份」一節)及刊於本申 請表格背面的指引。除另有界定者外,招股章程所界定詞彙在本申請表格具相同涵義。

香港交易及結算所有限公司、香港聯合交易所有限公司(「 聯交所 」)及香港中央結算有限公司(「 香港 結算 」)對本申請表格的內容概不負責,對其準確性或完整性亦不發表任何聲明,並明確表示不會就 因本申請表格全部或任何部份內容而產生或因依賴該等內容而引致的任何損失承擔任何責任。

A copy of this Application Form, together with a copy of each of the WHITE and YELLOW 本申請表格連同各份 白色黃色 申請表格、招股章程及招股章程「附錄七-送呈香港公司註冊處處 Application Forms, the Prospectus and the other documents specified in the paragraph headed 長及備查文件」內「送呈公司註冊處處長的文件」一段所列明的其他文件,已遵照香港法例第32章香 “Documents Delivered to the Registrar of Companies” in “Appendix VII – Documents Delivered to 港公司條例(「 公司條例 」)第342C條的規定,送呈香港公司註冊處處長登記。香港證券及期貨事務監 the Registrar of Companies and Available for Inspection” in the Prospectus, have been registered by 察委員會(「 證監會 」)及香港公司註冊處處長對任何該等文件的內容概不負責。 the Registrar of Companies in Hong Kong as required by Section 342C of the Companies Ordinance of Hong Kong (Chapter 32 of the laws of Hong Kong) (the “ Companies Ordinance ”). The Securities and Futures Commission of Hong Kong (the “ SFC ”) and the Registrar of Companies in Hong Kong take no responsibility as to the contents of any of these documents. Nothing in this Application Form or the Prospectus constitutes an offer to sell or the solicitation of 本申請表格或招股章程所載者概不構成提呈出售要約或招攬他人要約購買香港發售股份,而在任何 an offer to buy nor shall there be any sale of Hong Kong Offer Shares in any jurisdiction in which 作出有關要約、招攬或出售即屬違法的司法權區內,概不得出售任何香港發售股份。本申請表格及 such offer, solicitation or sale would be unlawful. This Application Form and the Prospectus are not 招股章程不得在或向美國境內直接或間接派發,而此項申請亦不是在美國出售或認購香港發售股份 for distribution, directly or indirectly, in or into the United States, nor is this application an offer of 的要約。香港發售股份並無亦將不會根據一九三三年美國證券法(經修訂)(「 美國證券法 」)登記,除 Hong Kong Offer Shares for sale or subscription in the United States. The Hong Kong Offer Shares 根據登記或獲豁免美國證券法的登記規定外,概不可供提呈發售或出售。不會在美國進行香港發售 have not been and will not be registered under the U.S. Securities Act of 1933, as amended (the “ U.S. 股份的香港公開發售。 Securities Act ”) and may not be offered or sold except pursuant to registration or an exemption from the registration requirements of the U.S. Securities Act. The Hong Kong Public Offering of the Hong Kong Offer Shares will not be made in the United States. This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in 在任何根據有關法例不得發送、派發或複製本申請表格及招股章程的任何司法權區內,本申請表格 whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution 及招股章程概不得以任何方式發送或派發或複製(全部或部份)。本申請表格及招股章程僅提供予閣 or reproduction is not permitted under the law of that jurisdiction. This Application Form and the 下本人。概不得發送或派發或複製本申請表格或招股章程的全部或部份。如未能遵守此項指令,可 Prospectus are addressed to you personally. Any forwarding or distribution or reproduction of this 能違反美國證券法或其他司法權區的適用法律。閣下一經接納本申請表格及招股章程的條款,即確 Application Form or the Prospectus in whole or in part is unauthorised. Failure to comply with 認及同意遵守以下限制:本申請表格及招股章程或其任何副本不得攜進或傳送至美國或其任何領地 this directive may result in a violation of the U.S. Securities Act or the applicable laws of other 或屬地,亦不得直接或間接在美國或向位於美國的收件人的任何員工或聯繫人士派發。 jurisdictions. By accepting the terms in this Application Form and the Prospectus, you acknowledge and agree to the following restrictions: this Application Form and the Prospectus, or any copy thereof, may not be taken or transmitted into the United States or any of its territories or possessions or distributed, directly or indirectly, in the United States or to any employee or affiliate of the recipient located therein. Your attention is drawn to the paragraph headed “Personal Data” in the section “How to Apply for 閣下敬請留意招股章程「如何申請香港發售股份」一節「個人資料」一段,當中載有本公司及其香港股 Hong Kong Offer Shares” in the Prospectus which sets out the policies and practices of the Company 份過戶登記處有關個人資料及遵守《個人資料(私隱)條例》的政策及慣例。 and its Hong Kong Share Registrar in relation to personal data and compliance with the Personal Data (Privacy) Ordinance. To: Hengshi Mining Investments Limited 致: 恒實礦業投資有限公司 Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 Merrill Lynch Far East Limited 美林遠東有限公司 Hong Kong Underwriters 香港包銷商 1 We confirm that we have (i) complied with the Guidelines for Electronic Public Offerings and the Operational Procedures for White Form eIPO Applications submitted via banks/ 及吾等就香港公開發售提供吾等確認吾等已(i)遵照電子公開發售指引及通過銀行╱股票經紀遞交 白表eIPO 服務的所有適用法律及規例(法定或其他);及 白表eIPO 申請的運作程序以(ii)閱讀招股 stockbrokers and all applicable laws and regulations (whether statutory or otherwise) in 章程及本申請表格所載的條款和條件及申請程序,並同意受其約束。為代表與本申請有關的各相 relation to the provision of our White Form eIPO services in connection with the Hong Kong 關申請人作出申請,吾等: Public Offering; and (ii) read the terms and conditions and application procedures set out in the Prospectus and this Application Form and agree to be bound by them. Applying on behalf of each of the underlying applicants to whom this application relates, we: • apply for the number of Hong Kong Offer Shares set out below, on the terms and • 按照招股章程及本申請表格的條款及條件,並在組織章程細則規限下, 申請 以下數目的香港 conditions of the Prospectus and this Application Form, and subject to the Articles of 發售股份; Association; • enclose payment in full for the Hong Kong Offer Shares applied for, including 1% • 夾附 申請認購香港發售股份所需的全數款項(包括1%經紀佣金、0.003%證監會交易徵費及 brokerage, 0.003% SFC transaction levy and 0.005% Stock Exchange trading fee; 0.005%聯交所交易費); • confirm that the underlying applicants have undertaken and agreed to accept the Hong • 確認 相關申請人已承諾及同意接納該等相關申請人根據本申請所申請的香港發售股份,或該 Kong Offer Shares applied for, or any lesser number allocated to such underlying 等相關申請人根據本申請獲分配的任何較少數目的香港發售股份; applicants on this application; • understand that these declarations and representations will be relied upon by the • 明白 貴公司、聯席全球協調人、聯席賬簿管理人及聯席保薦人將依賴該等聲明及陳述,以 Company, the Joint Global Coordinators, the Joint Bookrunners and the Joint Sponsors 決定是否就本申請分配任何香港發售股份; in deciding whether or not to allocate any Hong Kong Offer Shares in response to this application; • authorise the Company to place the name(s) of the underlying applicant(s) on the • 授權 貴公司將相關申請人的姓名╱名稱列入 貴公司股東名冊內,作為任何將配發予相關 register of members of the Company as the holder(s) of any Hong Kong Offer Shares to 申請人的香港發售股份的持有人,並(在符合本申請表格及招股章程所載條款及條件的情況 be allotted to them, and (subject to the terms and conditions set out in this Application 下)根據本申請表格、 白表eIPO 服務供應商的指定網站 www.eipo.com.hk 及招股章程所載程 Form and the Prospectus) to send any Share certificate(s) and/or any refund cheque(s) 序,本申請表格上所示地址以普通郵遞方式寄發任何股票及╱或退款支票(如適用),郵誤風 (where applicable) by ordinary post at that underlying applicant’s own risk to the address 險概由該相關申請人自行承擔; stated on this Application Form in accordance with the procedures prescribed in this Application Form, the designated website for the White Form eIPO Service Provider at www.eipo.com.hk and in the Prospectus; • request that any e-Refund payment instructions be despatched to the application • 要求 把任何電子退款指示發送到以單一銀行戶口繳交申請股款的申請付款賬戶內; payment account where the applicants had paid the application monies from a single bank account; • request that any refund cheque(s) be made payable to the underlying applicant(s) who • 要求 任何以多個銀行戶口繳交申請股款之申請人的退款支票以相關申請人為抬頭人; had used multiple bank accounts to pay the application monies; • confirm that each underlying applicant has read the terms and conditions and • 確認各相關申請人已細閱 本申請表格、 白表eIPO 服務供應商的指定網站 www.eipo.com.hk 及 application procedures set out in this Application Form, the designated website for the 招股章程所載的條款與條件及申請程序,並 同意 受其約束; White Form eIPO Service Provider at www.eipo.com.hk and in the Prospectus and agrees to be bound by them; • represent, warrant and undertake that the allotment of or application for the Hong • 聲明、保證及承諾 向相關申請人或由相關申請人或為其利益而提出本申請的人士配發或申請 Kong Offer Shares to the underlying applicants or by underlying applicants or for 認購香港發售股份,不會要求 貴公司、聯席全球協調人、聯席賬簿管理人及聯席保薦人須 whose benefit this application is made would not require the Company, the Joint 遵從香港以外任何地區的法律或法規的任何規定(不論是否具法律效力); Global Coordinators, the Joint Bookrunners or the Joint Sponsors to comply with any requirements under any law or regulation (whether or not having the force of law) of any territory outside Hong Kong; • agree that this application, any acceptance of it and the resulting contract will be • 同意 本申請、任何對本申請的接納以及因此訂立的合同,將受香港法例規管及按其詮釋;及 governed by and construed in accordance with the laws of Hong Kong; and • agree that the Company, the Joint Global Coordinators, the Joint Bookrunners and the • 同意 貴公司、聯席全球協調人、聯席賬簿管理人及聯席保薦人(及其各自的代理)及參與全 Joint Sponsors (and their respective agents) and other parties involved in the Global 球發售的其他各方均有權依賴閣下或相關申請人作出之任何保證或陳述。 Offering are entitled to rely on any warranty or representation made by you or the underlying applicants. Signature: Date: 簽名: 日期: Name of applicant: Capacity: 申請人姓名: 身份: 2 We, on behalf of the Total number of Shares Hong Kong Offer Shares on behalf of the underlying applicants whose details are contained in the underlying applicants, 股份總數 read-only CD-ROM submitted with this Application Form. offer to purchase 香港發售股份(代表相關申請人,其詳細資料載於連同本申請表格遞交的唯讀光碟)。 吾等(代表相關 申請人)提出認購

3

Total number of cheque(s) Cheque number(s) cheques 張支票 支票編號 支票總數 are enclosed for a HK$ total sum of 其總金額為 港元

Please use BLOCK letters 請用 正楷 填寫

Name of White Form eIPO Service Provider 白表eIPO 服務供應商名稱 Chinese name White Form eIPO Service Provider ID 中文名稱 白表eIPO 服務供應商編號 Name of contact person Contact number Fax number 聯絡人士姓名 聯絡電話號碼 傳真號碼 Address For Broker use 此欄供經紀填寫 地址 Lodged by 申請由以下經紀遞交 Broker no. 經紀號碼 Broker’s chop 經紀印章

4

For bank use 此欄供銀行填寫

HONG KONG PUBLIC OFFERING – WHITE FORM eIPO SERVICE PROVIDER APPLICATION FORM 香港公開發售[—] 白表 eIPO 服務供應商申請表格 Please use this Application Form if you are a White Form eIPO Service Provider and are applying for Hong Kong Offer Shares on behalf of underlying applicants. 倘閣下為白表 eIPO 服務供應商,並代表相關申請人申請認購香港發售股份,請使用本申請表格。

填寫本申請表格的指引

GUIDE TO COMPLETING THIS APPLICATION FORM

申請表格一經填妥及遞交,即表明除非根據公司條例第40條須對招股章程負責的人士 根據該條發出公告,免除或限制該名人士對招股章程須負的責任,否則閣下同意不得 於開始登記認購申請的時間起計第五日(就此而言不包括任何非營業日的日子)前撤回 認購申請。

By completing and submitting an Application Form, you agree that your application cannot be revoked before the fifth day after the time of the opening of the application lists (excluding for this purpose any day which is not a business day), unless a person responsible for the Prospectus under Section 40 of the Companies Ordinance gives a public notice under that section which excludes or limits the responsibility of that person of the Prospectus.

下列號碼乃申請表格中各欄的編號。

References to boxes below are to the numbered boxes on the Application Form.

  • 1 在申請表格欄1簽署及填上日期。只接受親筆簽名。

  • 1 Sign and date the Application Form in Box 1. Only a written signature will be accepted.

  • 簽署人的姓名╱名稱及代表身份亦必須註明。

The name and the representative capacity of the signatory should also be stated.

  • 使用本申請表格申請認購香港發售股份,閣下必須為名列於香港證券及期貨事 務監察委員會公佈的 白表eIPO 服務供應商名單內可以就香港公開發售提供 白表 eIPO 服務的人士。

  • To apply for Hong Kong Offer Shares using this Application Form, you must be named in the list of White Form eIPO Service Providers who may provide White Form eIPO services in relation to the Hong Kong Public Offering, which was released by the Securities and Futures Commission of Hong Kong.

  • 2 在欄2填上閣下欲代表相關申請人申請認購的香港發售股份總數(以數字填寫)。

  • 2 Put in Box 2 (in figures) the total number of Hong Kong Offer Shares for which you wish to apply on behalf of the underlying applicants.

  • 閣下代表相關申請人作出申請的申請人資料必須載於連同本申請表格遞交的唯讀 光碟格式的資料檔案。

  • Applicant details of the underlying applicants on whose behalf you are applying must be contained in one data file in read only CD-ROM format submitted together with this Application Form.

  • 3 在欄3填上閣下付款的詳細資料。

  • 3 Complete your payment details in Box 3.

  • 閣下必須在本欄註明閣下連同本申請表格隨附的支票編號;及閣下必須在每張支 票的背面註明(i)閣下的 白表eIPO 服務供應商編號及(ii)載有相關申請人的申請詳 細資料的資料檔案的檔案編號。

  • You must state in this box the number of cheque(s) you are enclosing together with this Application Form; and you must state on the reverse of each of those cheque(s)(i) your White Form eIPO Service Provider ID and (ii) the file number of the data file containing application details of the underlying applicant(s). The dollar amount(s) stated in this box must be equal to the amount payable for the total number of Hong Kong Offer Shares applied for in Box 2.

本欄所列金額必須與欄2所申請認購的香港發售股份總數的應付款項相同。

  • 所有支票及本申請表格,連同載有該唯讀光碟的密封信封(如有)必須放進印有閣 下公司印章的信封內。

All cheque(s) and this Application Form together with a sealed envelope containing the CD-ROM, if any, must be placed in the envelope bearing your company chop.

如以支票繳付股款,該支票必須:

For payments by cheque, the cheque must:

  • 為港幣支票;

  • be in Hong Kong dollars;

  • 由在香港開設的港幣銀行戶口開出;

  • be drawn on a Hong Kong dollar bank account in Hong Kong;

  • 顯示閣下(或閣下代名人)的賬戶名稱;

  • show your (or your nominee’s) account name;

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• be made payable to “The Bank of East Asia (Nominees) Limited – Hengshi • 註明抬頭人為「東亞銀行受託代管有限公司-恒實礦業公開發售」;
Mining Public Offer”;
• be crossed “Account Payee Only”; • 劃線註明「只准存入抬頭人賬戶」;
• not be post dated; and • 不得為期票;及
• be signed by the authorised signatories of the White Form eIPO Service • 由 白表eIPO 服務供應商的授權簽署人簽署。
Provider.
Your application may be rejected if any of these requirements is not met or if the 倘未能符合任何此等規定或支票首次過戶不獲兌現,則閣下的申請可能不獲接
cheque is dishonoured on its first presentation. 納。
It is your responsibility to ensure that details on the cheque(s) submitted 閣下須負責確保所遞交的支票的詳細資料,與就本申請遞交的唯讀光碟或資料檔
correspond with the application details contained in the CD-ROM or data file 案所載的申請詳細資料相同。如有差異,本公司及聯席全球協調人可全權拒絕接
submitted in respect of this application. The Company and the Joint Global 受任何申請。
Coordinators have full discretion to reject any applications in the case of
discrepancies.
No receipt will be issued for sums paid on application. 申請所繳付的金額將不會獲發收據。
4 Insert your details in Box 4 (using BLOCK letters). 4 在欄4填上閣下的詳細資料(請用正楷)。
You should write your name, White Form eIPO Service Provider ID and address 閣下必須在本欄填上閣下的姓名、 白表eIPO 服務供應商編號及地址。閣下亦必
in this box. You should also include the name and telephone number of the 須填寫閣下辦公地點的聯絡人士的姓名及電話號碼及(如適用)經紀號碼並蓋上經
contact person at your place of business and where applicable, the Broker No. and 紀印章。
Broker’s Chop.
PERSONAL DATA 個人資料
Personal Information Collection Statement 個人資料收集聲明
This Personal Information Collection Statement informs the applicant for, 此項個人資料收集聲明是向香港發售股份的申請人和持有人說明有關本公司及其香港
and holder of, Hong Kong Offer Shares, of the policies and practices of the 股份過戶登記處有關個人資料和香港法例第486章《個人資料(私隱)條例》(「《條例》」)
Company and its Hong Kong Share Registrar in relation to personal data and the 方面的政策和慣例。
Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the
“Ordinance”).
1 Reasons for the collection of your personal data 1 收集閣下個人資料的原因
It is necessary for applicants and registered holders of securities to supply correct 證券申請人及登記持有人以本身名義申請證券或轉讓或受讓證券時或尋求香港股
personal data to the Company or its agents and the Hong Kong Share Registrar 份過戶登記處的服務時,必須向本公司或其代理人及香港股份過戶登記處提供準
when applying for securities or transferring securities into or out of their names or 確個人資料。
in procuring the services of the Hong Kong Share Registrar.
Failure to supply the requested data may result in your application for securities 未能提供所要求的資料可能導致閣下申請證券被拒或延遲,或本公司或其香港股
being rejected, or in delay or the inability of the Company or its Hong Kong Share 份過戶登記處無法落實轉讓或提供服務。此舉也可能妨礙或延遲登記或轉讓閣下
Registrar to effect transfers or otherwise render their services. It may also prevent 成功申請的香港發售股份及╱或寄發閣下應得的股票及╱或退款支票。
or delay registration or transfers of the Hong Kong Offer Shares which you have
successfully applied for and/or the dispatch of share certificate(s) and/or refund
cheque(s) to which you are entitled.
It is important that securities holders inform the Company and the Hong Kong 證券持有人所提供的個人資料如有任何錯誤,須立即通知本公司及香港股份過戶
Share Registrar immediately of any inaccuracies in the personal data supplied. 登記處。
2 Purposes 2 目的
The personal data of the securities holders may be held and processed for the 證券持有人的個人資料可作以下目的持有及處理:
following purposes:
• processing your application and refund cheque, where applicable, verification • 處理閣下的申請及退款支票(如適用)、核實是否符合本申請表格及招股章程
of compliance with the terms and application procedures set out in this 載列的條款和申請程序以及公布香港發售股份的分配結果;
Application Form and the Prospectus and announcing results of allocation of
the Hong Kong Offer Shares;
• compliance with applicable laws and regulations in Hong Kong and • 遵守香港及其他地區的適用法律及法規;
elsewhere;
• registering new issues or transfers into or out of the names of securities’ • 以證券持有人(包括香港結算代理人(如適用))的名義登記新發行證券或轉讓
holders including, where applicable, HKSCC Nominees; 或受讓證券;
• maintaining or updating the register of securities’ holders of the Company; • 存置或更新本公司證券持有人的名冊;
• verifying securities holders’ identities; • 核實證券持有人的身份;
• establishing benefit entitlements of securities’ holders of the Company, such • 確定本公司證券持有人的受益權利,例如股息、供股和紅股等;
as dividends, rights issues and bonus issues;
• distributing communications from the Company and its subsidiaries; • 分發本公司及其附屬公司的通訊;
• compiling statistical information and shareholder profiles; • 編製統計數據和股東資料;
• disclosing relevant information to facilitate claims on entitlements; and • 披露有關資料以便就權益索償;及
• any other incidental or associated purposes relating to the above and/or to • 與上述有關的任何其他附帶或相關目的及╱或使本公司及香港股份過戶登記
enable the Company and the Hong Kong Share Registrar to discharge their 處能履行對證券持有人及╱或監管機構承擔的責任及╱或證券持有人不時同
obligations to securities’ holders and/or regulators and/or any other purposes 意的任何其他目的。
to which the securities’ holders may from time to time agree.
3 Transfer of personal data 3 轉交個人資料
樣版
Sample
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  • 3 轉交個人資料 本公司及其香港股份過戶登記處所持有關證券持有人的個人資料將會保密,但本 公司及其香港股份過戶登記處可以在為達到上述任何目的之必要情況下,向下列 任何人士披露或轉交(無論在香港境內或境外)有關個人資料:

Personal data held by the Company and its Hong Kong Share Registrar relating to the securities holders will be kept confidential but the Company and its Hong Kong Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose or transfer (whether within or outside Hong Kong) the personal data to any of the following:

  • 本公司委任的代理人,例如財務顧問、收款銀行和主要海外股份過戶登記 處;

  • • (如證券申請人要求將證券存於中央結算系統)香港結算或香港結算代理人; 彼等將會就中央結算系統的運作使用有關個人資料;

  • the Company’s appointed agents such as financial advisers, receiving bankers and overseas principal share registrar;

  • where applicants for securities request a deposit into CCASS, HKSCC or HKSCC Nominees, who will use the personal data for the purposes of operating CCASS;

  • 向本公司或香港股份過戶登記處提供與其各自業務營運有關的行政、電訊、 電腦、付款或其他服務的任何代理人、承包商或第三方服務供應商;

  • any agents, contractors or third-party service providers who offer administrative, telecommunications, computer, payment or other services to the Company or the Hong Kong Share Registrar in connection with their respective business operation;

  • 香港聯交所、證監會及任何其他法定監管機關或政府部門或遵照其他法例、 規則或法規;及

  • the Hong Kong Stock Exchange, the SFC and any other statutory regulatory or governmental bodies or otherwise as required by laws, rules or regulations; and

  • 證券持有人與其進行或擬進行交易的任何人士或機構,例如彼等的銀行、律 師、會計師或股票經紀等。

  • any persons or institutions with which the securities’ holders have or propose to have dealings, such as their bankers, solicitors, accountants or stockbrokers etc.

  • 4 查閱和更正個人資料

  • 4 Access to and correction of personal data

  • 證券持有人有權確定本公司或香港股份過戶登記處是否持有其個人資料,並有權 索取有關該資料的副本並更正任何不準確資料。本公司和香港股份過戶登記處有 權就處理任何查閱資料的要求收取合理費用。

Securities holders have the right to ascertain whether the Company or the Hong Kong Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company and the Hong Kong Share Registrar have the right to charge a reasonable fee for the processing of such requests.

  • 所有查閱資料或更正資料的要求應按招股章程「公司資料」一節所披露或不時通知 的本公司註冊地址送交公司秘書,或向本公司的香港股份過戶登記處的個人資料 私隱事務主任提出。

All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the “Corporate Information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or our Hong Kong Share Registrar for the attention of the privacy compliance officer.

閣下簽署申請表格或向香港結算發出電子認購指示,即表示同意上述各項。

By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.

遞交本申請表格

DELIVERY OF THIS APPLICATION FORM

此填妥的申請表格,連同相關支票,必須於二零一三年十一月二十一日(星期四)下午 四時正前,送達下列收款銀行任何一間分行:

This completed Application Form, together with the appropriate cheque(s) must be submitted to the following receiving bank branches by 4:00 p.m. on Thursday, November 21, 2013: The Bank of East Asia, Limited 42/F, BEA Tower, Millennium City 5, 418 Kwun Tong Road, Kwun Tong, Kowloon

東亞銀行有限公司 九龍 觀塘觀塘道418號 創紀之城五期東亞銀行中心42樓