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Aon plc Regulatory Filings 2022

Feb 28, 2022

29919_rns_2022-02-28_068b1fd1-fc05-4ee3-a689-95e549650fcd.zip

Regulatory Filings

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): February 25, 2022

Aon plc

(Exact name of registrant as specified in its charter)

Ireland 1-7933 95-1539969
(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.)
Metropolitan Building , James Joyce Street Dublin 1 , Ireland D01 K0Y85
(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code: +353 1 266 6000

Former name or former address, if changed since last report: Not Applicable

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of each exchange on which registered
Class A Ordinary Shares, $0.01 nominal value AON New York Stock Exchange
Guarantees of Aon plc’s 4.000% Senior Notes due 2023 AON23 New York Stock Exchange
Guarantees of Aon plc’s 3.500% Senior Notes due 2024 AON24 New York Stock Exchange
Guarantees of Aon plc’s 3.875% Senior Notes due 2025 AON25 New York Stock Exchange
Guarantees of Aon plc’s 2.875% Senior Notes due 2026 AON26 New York Stock Exchange
Guarantees of Aon Corp. and Aon Global Holdings plc’s 2.050% Senior Notes due 2031 AON31 New York Stock Exchange
Guarantees of Aon Corp. and Aon Global Holdings plc’s 2.600% Senior Notes due 2031 AON31A New York Stock Exchange
Guarantees of Aon plc’s 4.250% Senior Notes due 2042 AON42 New York Stock Exchange
Guarantees of Aon plc’s 4.450% Senior Notes due 2043 AON43 New York Stock Exchange
Guarantees of Aon plc’s 4.600% Senior Notes due 2044 AON44 New York Stock Exchange
Guarantees of Aon plc’s 4.750% Senior Notes due 2045 AON45 New York Stock Exchange
Guarantees of Aon Corp. and Aon Global Holdings plc’s 2.900% Senior Notes due 2051 AON51 New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 8.01 Other Information.

On February 25, 2022, Aon plc (the “Company”) identified a cyber incident impacting a limited number of systems. Promptly upon its identification of the incident, the Company launched an investigation, and engaged the services of third-party advisors, incident response professionals, and counsel. The incident has not had a significant impact on the Company’s operations. Although the Company is in the early stages of assessing the incident, based on the information currently known, the Company does not expect the incident to have a material impact on its business, operations or financial condition.

Safe Harbor Statement

This communication contains certain statements related to future results, or states Aon’s intentions, beliefs and expectations or predictions for the future which are forward-looking statements as that term is defined in the Private Securities Litigation Reform Act of 1995. These forward-looking statements are subject to certain risks and uncertainties that could cause actual results to differ materially from either historical or anticipated results depending on a variety of factors. These forward-looking statements include information relating to the possible impact of the cyber incident, including the Company’s expectations regarding the impact of the cyber incident on its business, operations or financial condition.

The following factors, among others, could cause actual results to differ from those set forth in or anticipated by the forward looking statements: the ongoing assessment of the cyber incident; legal, reputational and financial risks resulting from the cyber incident or additional cyber incidents; and the other factors set forth in the Company’s Annual Report on Form 10-K for the year ended December 31, 2021.

Any or all of Aon’s forward-looking statements may turn out to be inaccurate. The factors identified above are not exhaustive. Accordingly, you should not place undue reliance on forward-looking statements, which speak only as of the dates on which they are made. These factors may be revised or supplemented in subsequent reports filed with the SEC. Aon is not under, and expressly disclaims, any obligation to update or alter any forward-looking statement that it may make from time to time, whether as a result of new information, future events or otherwise.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: February 28, 2022
By: /s/ Julie Cho
Name: Julie Cho
Title: Assistant Company Secretary