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Aon plc — Director's Dealing 2023
Feb 15, 2023
29919_dirs_2023-02-14_9ad93266-fdd9-46d3-b98c-aca15df6d319.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aon plc (AON)
CIK: 0000315293
Period of Report: 2023-02-10
Reporting Person: Case Gregory C (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-10 | Class A Ordinary Stock | G | 70684 | $0.00 | Disposed | 70683 | Indirect |
| 2022-11-10 | Class A Ordinary Stock | G | 70683 | $0.00 | Disposed | 0 | Indirect |
| 2022-11-10 | Class A Ordinary Stock | G | 70684 | $0.00 | Acquired | 145486 | Indirect |
| 2022-11-10 | Class A Ordinary Stock | G | 70683 | $0.00 | Acquired | 145485 | Indirect |
| 2022-12-09 | Class A Ordinary Stock | G | 16700 | $0.00 | Disposed | 423855 | Direct |
| 2023-02-10 | Class A Ordinary Stock | M | 1765 | — | Acquired | 425620 | Direct |
| 2023-02-10 | Class A Ordinary Stock | F | 741 | $317.82 | Disposed | 424879 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-10 | Restricted Share Unit (Right to Receive) | $ | M | 1765 | Disposed | 2024-02-12 | Class A Ordinary Shares (1765) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Ordinary Stock | 122000 | Indirect |
| Class A Ordinary Stock | 122000 | Indirect |
| Class A Ordinary Stock | 400000 | Indirect |
Footnotes
F1: On November 10, 2022, the GRAT returned 141,311 shares to the reporting person as an annuity payment. Also on November 10, 2022, the GRAT transferred 70,684 and 70,683 shares to trusts reported as indirectly owned by the reporting person. On November 29, 2022, the reporting person contributed 400,000 shares previously held as direct to a new GRAT.
F2: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.
F3: Class A Ordinary Shares withheld by the issuer for payment of taxes in connection with the vesting of the award.
F4: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.
F5: A restricted share unit award was granted on February 12, 2021 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.