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Aon plc — Director's Dealing 2023
Feb 23, 2023
29919_dirs_2023-02-22_c6b76248-4dc9-4e5f-8d27-b77fd73e133d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aon plc (AON)
CIK: 0000315293
Period of Report: 2023-02-17
Reporting Person: Davies Christa (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-17 | Class A Ordinary Stock | S | 3845 | $309.54 | Disposed | 246970 | Direct |
| 2023-02-17 | Class A Ordinary Stock | S | 47099 | $310.19 | Disposed | 199871 | Direct |
| 2023-02-17 | Class A Ordinary Stock | S | 300 | $310.78 | Disposed | 199571 | Direct |
| 2023-02-17 | Class A Ordinary Stock | M | 871 | — | Acquired | 200442 | Direct |
| 2023-02-17 | Class A Ordinary Stock | F | 343 | $310.27 | Disposed | 200099 | Direct |
| 2023-02-21 | Class A Ordinary Stock | S | 6455 | $304.15 | Disposed | 193644 | Direct |
| 2023-02-21 | Class A Ordinary Stock | S | 8753 | $305.08 | Disposed | 184891 | Direct |
| 2023-02-21 | Class A Ordinary Stock | S | 3797 | $306.11 | Disposed | 181094 | Direct |
| 2023-02-21 | Class A Ordinary Stock | S | 1523 | $306.87 | Disposed | 179571 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-17 | Restricted Share Unit (Right to Receive) | $ | M | 871 | Disposed | 2025-02-17 | Class A Ordinary Shares (871) | Direct |
Footnotes
F1: The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1 entered into on November 23, 2022.
F2: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $308.725 to $309.72, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
F3: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $309.75 to $310.745, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
F4: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $310.76 to $310.79, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
F5: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.
F6: Class A Ordinary Shares withheld by the issuer for payment of taxes in connection with the vesting of the award.
F7: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $303.59 to $304.58, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
F8: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $304.60 to $305.46, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
F9: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $305.63 to $306.62, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
F10: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $306.65 to $307.40, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
F11: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.
F12: A restricted share unit award was granted on February 17, 2022 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.