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Aon plc — Director's Dealing 2021
Mar 17, 2021
29919_dirs_2021-03-17_38c31bc8-c6e5-4d41-99f9-d38bf15c4ed8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aon plc (AON)
CIK: 0000315293
Period of Report: 2021-03-15
Reporting Person: Neller Michael (Principal Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-17 | Class A Ordinary Stock | G | 2577 | $0.00 | Disposed | 0 | Direct |
| 2021-02-17 | Class A Ordinary Stock | G | 2577 | $0.00 | Acquired | 6036 | Indirect |
| 2021-03-15 | Class A Ordinary Stock | M | 163 | — | Acquired | 163 | Direct |
| 2021-03-15 | Class A Ordinary Stock | F | 73 | $225.50 | Disposed | 90 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-15 | Restrictive Share Unit (Right to Receive) | $ | M | 163 | Disposed | 2021-03-15 | Class A Ordinary Shares (163) | Direct |
Footnotes
F1: Represents the transfer of shares previously reported as directly held by Reporting Person to a family LLC.
F2: Represents shares held by a family LLC, for which Reporting Person is a Manager.
F3: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.
F4: Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award.
F5: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with Irish law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.
F6: A restricted share unit award was granted on March 15, 2018 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.