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Aon plc — Director's Dealing 2016
Feb 17, 2016
29919_dirs_2016-02-17_5b219dc9-e1d5-4788-bf9a-f5d8fbbb63da.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aon plc (AON)
CIK: 0000315293
Period of Report: 2016-02-14
Reporting Person: Case Gregory C (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-14 | Class A Ordinary Shares | M | 4312 | — | Acquired | 379121 | Direct |
| 2016-02-14 | Class A Ordinary Shares | F | 1341 | $93.80 | Disposed | 377780 | Direct |
| 2016-02-15 | Class A Ordinary Shares | M | 6038 | — | Acquired | 383818 | Direct |
| 2016-02-15 | Class A Ordinary Shares | F | 1878 | $93.80 | Disposed | 381940 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-14 | Restricted Share Unit (Right to Receive) | $ | M | 4312 | Disposed | 2017-02-14 | Class A Ordinary Shares (4312) | Direct |
| 2016-02-15 | Restricted Share Unit (Right to Receive) | $ | M | 6038 | Disposed | 2016-02-15 | Class A Ordinarry Shares (6038) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Ordinary Shares | 176000 | Indirect |
| Class A Ordinary Shares | 500000 | Indirect |
Footnotes
F1: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.
F2: Class A Ordinary Shares withheld by the issuer for the payment of withholding taxes in connection with the vesting of a restricted share unit award.
F3: The restricted share unit award converts to Class A Ordinary Shares on 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.
F4: The restricted share unit award vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 33 1/3% of the awards vest on each of the first through third anniversaries of the date of grant.