AI assistant
Aon plc — Director's Dealing 2015
Mar 11, 2015
29919_dirs_2015-03-11_fdb20c89-e7a9-426c-aefd-2e5f2e03f3c5.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aon plc (AON)
CIK: 0000315293
Period of Report: 2015-03-09
Reporting Person: Case Gregory C (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-09 | Class A Ordinary Shares | M | 50000 | $22.860 | Acquired | 1351323 | Direct |
| 2015-03-09 | Class A Ordinary Shares | S | 29334 | $98.394 | Disposed | 1321989 | Direct |
| 2015-03-10 | Class A Ordinary Shares | M | 50000 | $22.860 | Acquired | 1371989 | Direct |
| 2015-03-10 | Class A Ordinary Shares | S | 29244 | $96.809 | Disposed | 1342745 | Direct |
| 2015-03-11 | Class A Ordinary Shares | M | 50000 | $22.860 | Acquired | 1392745 | Direct |
| 2015-03-11 | Class A Ordinary Shares | S | 29402 | $96.065 | Disposed | 1363343 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-09 | Employee Stock Option (Right to Buy) | $22.860 | M | 50000 | Disposed | 2015-04-04 | Class A Ordinary Shares (50000) | Direct |
| 2015-03-10 | Employee Stock Option (Right to Buy) | $22.860 | M | 50000 | Disposed | 2015-04-04 | Class A Ordinary Shares (50000) | Direct |
| 2015-03-11 | Employess Stock Option (Right to Buy) | $22.860 | M | 50000 | Disposed | 2015-04-04 | Class A Ordinary Shares (50000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Ordinary Shares | 176000 | Indirect |
Footnotes
F1: The Transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1. The reporting person entered into the trading plan in August 2014 for the sole purpose of exercising options otherwise scheduled to expire in March and April 2015 with the sale of shares intended to be limited to only those necessary to cover exercise price and applicable taxes.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $98.080 to $98.880, inclusive. The reporting person undertakes to provide to Aon plc, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $96.500 to $97.290, inclusive. The reporting person undertakes to provide to Aon plc, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $95.950 to $96.150, inclusive. The reporting person undertakes to provide to Aon plc, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: Vesting occurred in accordance with the terms of Aon Stock Incentive Plan as follows: one-third of the options vested on each of the second through fourth anniversaries of the date of grant.
F6: Stock option granted pursuant to Aon Stock Incentive Plan.