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Aon plc — Director's Dealing 2014
Mar 1, 2014
29919_dirs_2014-02-28_9e534837-ceb4-4f7d-ba11-4953521ce580.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aon plc (AON)
CIK: 0000315293
Period of Report: 2014-02-26
Reporting Person: Case Gregory C (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-26 | Class A Ordinary Shares | M | 65594 | $40.91 | Acquired | 789119 | Direct |
| 2014-02-26 | Class A Ordinary Shares | S | 61787 | $85.44 | Disposed | 727332 | Direct |
| 2014-02-26 | Class A Ordinary Shares | S | 3807 | $85.94 | Disposed | 723525 | Direct |
| 2014-02-27 | Class A Ordinary Shares | M | 30838 | $40.91 | Acquired | 754363 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-26 | Employee Stock Option (Right to Buy) | $40.91 | M | 65594 | Disposed | 2014-03-13 | Class A Ordinary Shares (65594) | Direct |
| 2014-02-27 | Employee Stock Option (Right to Buy) | $40.91 | M | 30838 | Disposed | 2014-03-13 | Class A Ordinary Shares (30838) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Ordinary Shares | 176000 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $85.23 to $86.73, inclusive. The reporting person undertakes to provide to Aon plc, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $85.74 to $86.24, inclusive. The reporting person undertakes to provide to Aon plc, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Vesting occurred in accordance with the terms of the Aon Stock Incentive Plan as follows: 33.34% of the options vested on the first anniversary of the date of grant, and 33.33% of the options vested on each of the second and third anniversaries of the date of grant.
F4: Stock option granted pursuant to the Aon Stock Incentive Plan