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Aon plc — Director's Dealing 2014
Jul 17, 2014
29919_dirs_2014-07-17_278c2699-f6d0-4e7b-9496-50944670483f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aon plc (AON)
CIK: 0000315293
Period of Report: 2014-07-15
Reporting Person: LIEB PETER M (EVP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-15 | Class A Ordinary Shares | M | 11666 | — | Acquired | 64780.85 | Direct |
| 2014-07-15 | Class A Ordinary Shares | F | 5299 | $89.49 | Disposed | 59481.85 | Direct |
| 2014-07-16 | Class A Ordinary Shares | S | 9367 | $89.786 | Disposed | 50114.85 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-07-15 | Restricted Stock Unit Award (Right to Receive) | $ | M | 11666 | Disposed | 2014-07-15 | Class A Ordinary Shares (11666) | Direct |
Footnotes
F1: Class A Ordinary Shares acquired upon the vesting of a restricted stock unit award.
F2: Includes 107.128 shares acquired under the Aon employee share purchase plan.
F3: Class A Ordinary Shares withheld by the issuer for the payment of withholding taxes in connection with the vesting of a restricted stock unit award.
F4: The sales reported in this Form 4 were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $89.58 to $89.95, inclusive. The reporting person undertakes to provide to Aon plc, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The restricted stock unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.
F7: Award vested in accordance with the terms of the Aon Stock Incentive Plan as follows: one-third of the awards vested on each of the third through fifth anniversaries of the date of grant.