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Aon plc — Director's Dealing 2010
Nov 4, 2010
29919_dirs_2010-11-04_d4bfa7e6-dfea-494e-a3a2-329b8b89772f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AON CORP (AOC)
CIK: 0000315293
Period of Report: 2010-11-02
Reporting Person: FRADIN RUSSELL P (CEO/Chair - Aon Hewitt)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-11-02 | Common Stock | S | 88942 | $39.84 | Disposed | 140291 | Direct |
| 2010-11-02 | Common Stock | M | 271320 | $20.44 | Acquired | 411611 | Direct |
| 2010-11-02 | Common Stock | S | 271320 | $39.84 | Disposed | 140291 | Direct |
| 2010-11-02 | Common Stock | M | 193800 | $17.65 | Acquired | 334091 | Direct |
| 2010-11-02 | Common Stock | S | 193800 | $39.84 | Disposed | 140291 | Direct |
| 2010-11-02 | Common Stock | M | 234627 | $17.65 | Acquired | 374918 | Direct |
| 2010-11-02 | Common Stock | S | 234627 | $39.84 | Disposed | 140291 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-11-02 | Employee Stock Option (Right to Buy) | $20.44 | M | 271320 | Disposed | 2018-12-01 | Common Stock (271320) | Direct |
| 2010-11-02 | Employee Stock Option (Right to Buy) | $17.65 | M | 193800 | Disposed | 2015-02-15 | Common Stock (193800) | Direct |
| 2010-11-02 | Employee Stock Option (Right to Buy) | $17.65 | M | 234627 | Disposed | 2016-09-05 | Common Stock (234627) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.70 to $39.99, inclusive. The reporting person undertakes to provide Aon Corporation ("Aon"), any stockholder of Aon, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: Includes 127,291 shares representing a fully vested restricted stock unit award that will be settled and distributed upon the reporting person's departure from Aon.
F3: Represents an option to purchase shares of Hewitt common stock that was converted to an option to purchase shares of Aon common stock pursuant to the Agreement and Plan of Merger dated as of July 11, 2010, among Aon, Alps Merger Corp., Alps Merger LLC and Hewitt Associates, LLC. The option is fully vested and immediately exercisable.