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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2021

Oct 31, 2021

10425_rns_2021-11-01_68375260-6175-4c87-b2f8-46d9172bce19.pdf

Major Shareholding Notification

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==> picture [114 x 36] intentionally omitted <==

29 October 2021

Market Announcements Office ASX Limited Level 4 20 Bridge Street SYDNEY NSW 2000

Notice Corporations Act Subsection 259C(2)

Attached is a notice given in accordance with a Corporations Act Subsection 259C(2) exemption. It has been approved for distribution by ANZ’s Company Secretary.

Yours faithfully

Simon Pordage Company Secretary

Australia and New Zealand Banking Group Limited

Australia and New Zealand Banking Group Limited ABN 11 005 357 522 ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008

Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 29 October 2021

The previous notice was given to the ASX on: 15 October 2021

The previous notice was dated: 15 October 2021

2. Issued Share Capital

2,821,579,294 fully paid Ordinary Shares in the capital of ANZ have been issued as at 28 October 2021.

3(a). Previous and present aggregated % of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ in respect of which its controlled entities have power to control voting or disposal and voting shares underlying derivatives, when last required, and when now required, to give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
**Total Number ** % of Total Shares **Total Number ** % of Total Shares
OrdinaryFullyPaid 4,835,437 0.17% 4,844,781 0.17%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 4,835,437 0.17% 4,844,781 0.17%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
119,257 0.00%
Reserve Bank of NZ ANZ New Zealand Investments
Limited on behalf of various
investmentfunds and client portfolios
100,000 0.00%
JP Morgan Chase Bank ANZ New Zealand Investments
Limited on behalf of various
investmentfunds and client portfolios
2,614,648 0.09%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investmentfunds and client portfolios
452,245 0.02%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients
1,558,631 0.06%
Aggregation 4,844,781 0.17%

5. Changes in Voting Particulars of change in voting shares in ANZ in respect of which its controlled entities

Shares are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation to
change ($)
Class of Share Number of
Shares
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,835.62 Ordinary fully
paid
-62
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,128.99 Ordinary fully
paid
38
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
888.20 Ordinary fully
paid
30
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,318.91 Ordinary fully
paid
280
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,407.28 Ordinary fully
paid
182
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
177.64 Ordinary fully
paid
6
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,871.75 Ordinary fully
paid
63
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,480.34 Ordinary fully
paid
-50
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,243.48 Ordinary fully
paid
42
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
11,408.77 Ordinary fully
paid
384
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 118.43 Ordinary fully
paid
-4
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 828.99 Ordinary fully
paid
-28
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,151.57 Ordinary fully
paid
-174
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,095.45 Ordinary fully
paid
37
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,101.53 Ordinary fully
paid
340
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,302.70 Ordinary fully
paid
44
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
12,151.54 Ordinary fully
paid
409
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,687.58 Ordinary fully
paid
-57
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,664.61 Ordinary fully
paid
90
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
24,719.03 Ordinary fully
paid
832
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
325.67 Ordinary fully
paid
11
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,208.71 Ordinary fully
paid
108
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
680.96 Ordinary fully
paid
23
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,506.57 Ordinary fully
paid
219
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,125.06 Ordinary fully
paid
38
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,250.07 Ordinary fully
paid
345
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
532.92 Ordinary fully
paid
18
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,050.76 Ordinary fully
paid
170
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
917.81 Ordinary fully
paid
31
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,467.45 Ordinary fully
paid
285
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,184.27 Ordinary fully
paid
40
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,814.57 Ordinary fully
paid
364
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
473.71 Ordinary fully
paid
16
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,575.40 Ordinary fully
paid
154
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
207.25 Ordinary fully
paid
7
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,228.28 Ordinary fully
paid
75
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,446.41 Ordinary fully
paid
116
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 236.85 Ordinary fully
paid
-8
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,292.98 Ordinary fully
paid
-145
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
414.49 Ordinary fully
paid
14
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,040.61 Ordinary fully
paid
136
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,332.30 Ordinary fully
paid
-45
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
266.46 Ordinary fully
paid
9
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,792.78 Ordinary fully
paid
94
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,361.91 Ordinary fully
paid
-46
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,450.73 Ordinary fully
paid
-49
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 769.77 Ordinary fully
paid
-26
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,125.06 Ordinary fully
paid
38
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,458.05 Ordinary fully
paid
352
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,924.44 Ordinary fully
paid
65
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
17,796.50 Ordinary fully
paid
599
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,996.91 Ordinary fully
paid
135
20/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
37,197.38 Ordinary fully
paid
1,252
25/10/2021 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
1,198
27/10/2021 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
30
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 896.46 Ordinary fully
paid
-30
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 358.58 Ordinary fully
paid
-12
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,844.46 Ordinary fully
paid
195
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 627.52 Ordinary fully
paid
-21
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
839.21 Ordinary fully
paid
28
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,002.09 Ordinary fully
paid
67
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,928.43 Ordinary fully
paid
-98
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,468.40 Ordinary fully
paid
183
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
14,566.20 Ordinary fully
paid
486
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,737.34 Ordinary fully
paid
192
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,918.18 Ordinary fully
paid
64
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,854.78 Ordinary fully
paid
-129
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 657.40 Ordinary fully
paid
-22
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
14,672.04 Ordinary fully
paid
491
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,724.58 Ordinary fully
paid
191
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,639.92 Ordinary fully
paid
355
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 956.23 Ordinary fully
paid
-32
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 657.40 Ordinary fully
paid
-22
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,360.68 Ordinary fully
paid
-79
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 567.76 Ordinary fully
paid
-19
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,779.02 Ordinary fully
paid
-93
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,408.64 Ordinary fully
paid
-181
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 328.70 Ordinary fully
paid
-11
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,077.84 Ordinary fully
paid
-103
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,137.61 Ordinary fully
paid
-105
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,942.33 Ordinary fully
paid
-65
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,346.78 Ordinary fully
paid
-112
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,135.51 Ordinary fully
paid
-38
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
13,028.54 Ordinary fully
paid
436
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,330.79 Ordinary fully
paid
-78
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,613.63 Ordinary fully
paid
-54
27/10/2021 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,942.33 Ordinary fully
paid
-65
Addresses The addresses ofentitiesnamedinthisformare asfollows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
ZealandLimited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

print name Simon Pordage

Capacity Company Secretary

Sign here

Date 29 October 2021