AI assistant
Australia and New Zealand Banking Group Ltd. — Major Shareholding Notification 2022
Dec 29, 2022
10425_rns_2022-12-29_cd8bd510-cd31-4ea3-9aa9-1757ad5b7ab2.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
603 page 1/2
15 July 2001
Form 603
Corporations Act 2001 Section 671B
| To Company Name/Scheme ACN/ARSN 1. Details of substantial holder (1) Name ACN/ARSN (if applicable) The holder became a substantial holder on |
Notice of initial substantial holder ANZ Group Holdings Limited |
|---|---|
| __________ 659 510 791 |
|
| Vanguard Group (The Vanguard Group, Inc. and its controlled entities including those | |
listed in Annexure A) |
|
N/A |
|
23 December 2022 |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person’s votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinary | 158,333,352 | 158,333,352 | 5.272% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
==> picture [452 x 22] intentionally omitted <==
----- Start of picture text -----
Holder of relevant interest Nature of relevant interest (7) Class and number of securities
Vanguard Group Vanguard Group is the manager of various Mutual funds and Ordinary – 158,333,352
----- End of picture text -----
accounts and in that capacity has the power to dispose of the shares. The other members of Vanguard Group have a relevant interest under section 608(3) of the Corporations Act.
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
==> picture [464 x 99] intentionally omitted <==
----- Start of picture text -----
Holder of relevant Registered holder of Person entitled to be Class and
interest securities registered as holder (8) number of
securities
Vanguard Group Brown Brothers Harriman Various funds and other accounts of Vanguard Group Ordinary –
8,926,785
Vanguard Group BNY Mellon Various funds and other accounts of Vanguard Group Ordinary –
11,362,132
Vanguard Group JP Morgan Chase Bank, Various funds and other accounts of Vanguard Group Ordinary –
N.A. 111,981,251
Vanguard Group State Street Bank and Trust Various funds and other accounts of Vanguard Group Ordinary –
Company 26,063,184
----- End of picture text -----
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder | of | relevant | interest | Date | of | acquisition | Consideration (9) | Class and number of securities |
|---|---|---|---|---|---|---|---|---|
| See Annexure A |
==> picture [470 x 9] intentionally omitted <==
----- Start of picture text -----
603 page 2/2 15 July 2001
----- End of picture text -----
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: Name and ACN/ARSN (if applicable) Nature of association N/A N/A 7. Addresses The addresses of persons named in this form are as follows: Name Address Vanguard Group P.O. Box 2600, V26 Valley Forge, PA 19482 USA print name Shawn Acker capacity Compliance Manager sign here date 29 December 2022
| DIRECTIONS | |
|---|---|
| (1) | If there are a number of substantial holders with similar or related interests (eg. a corporation and its related corporations, or the |
| manager and | |
| trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are | |
| essentially | |
| similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names | |
| and addresses | |
| of members is clearly set out in paragraph 7 of the form. | |
| (2) | See the definition of “associate” in section 9 of the Corporations Act 2001. |
| (3) | See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001. |
| (4) | The voting shares of a company constitute one class unless divided into separate classes. |
| (5) | The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person |
| or an | |
| Associate has a relevant interest in. | |
| (6) | The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100. |
| (7) | Include details of: |
| (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a |
|
| copy of | |
| any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate | |
| details of any contract, | |
| scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or | |
| arrangement; and | |
| (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers |
|
| or disposal of the | |
| securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). | |
| See the definition of “relevant agreement” in section 9 of the Corporations Act 2001. | |
| (8) | If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write |
| “unknown”. | |
| (9) | Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest has |
| acquired has, or | |
| may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the | |
| happening or not of a | |
| contingency. Details must be included of any benefit paid on behalf of the substantial holder of its associate in relation to the | |
| acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired. |
Annexure A
==> picture [509 x 437] intentionally omitted <==
----- Start of picture text -----
To Company ANZ Group Holdings Limited
ACN/ARSN 659 510 791
Substantial Holder Name Vanguard Group
ACN/ARSN N/A
Date of change Person whose relevant interest changed Nature of Change(6) Consideration given in relation to change(7) Class Number of securities affected Person's votes affected
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 24,616 24,616
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 387,027 387,027
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 21,476 21,476
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 48,203 48,203
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 842,590 842,590
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 114,393 114,393
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 6,101,672 6,101,672
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 1,569,428 1,569,428
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 22,745,293 22,745,293
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 3,564,081 3,564,081
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 39,890,421 39,890,421
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 479,010 479,010
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 144,561 144,561
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 17,820,738 17,820,738
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 1,546,658 1,546,658
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 2,313,824 2,313,824
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 310,158 310,158
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 726,162 726,162
20-Dec-2022 The Vanguard Group, Inc. BUY 23.67 Ordinary 5,160 5,160
20-Dec-2022 The Vanguard Group, Inc. SELL 23.79 Ordinary (7,123) (7,123)
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 731,520 731,520
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 1,039,791 1,039,791
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 422,054 422,054
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 136,173 136,173
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 7,446 7,446
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 728,382 728,382
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 5,265,793 5,265,793
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 243,342 243,342
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 20,662 20,662
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 57,012 57,012
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 63,479 63,479
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 98,061 98,061
20-Dec-2022 The Vanguard Group, Inc. Tax Free Exchange - Receive - Ordinary 61,525 61,525
21-Dec-2022 The Vanguard Group, Inc. BUY 24.11 Ordinary 1,954 1,954
21-Dec-2022 The Vanguard Group, Inc. BUY 24.11 Ordinary 2,786 2,786
21-Dec-2022 The Vanguard Group, Inc. SELL 24.11 Ordinary (675) (675)
21-Dec-2022 The Vanguard Group, Inc. BUY 24.11 Ordinary 53,657 53,657
23-Dec-2022 The Vanguard Group, Inc. BUY 24.07 Ordinary 946 946
20-Dec-2022 Vanguard Investments Australia Ltd. Tax Free Exchange - Receive - Ordinary 40,145,958 40,145,958
20-Dec-2022 Vanguard Investments Australia Ltd. Tax Free Exchange - Receive - Ordinary 410,263 410,263
20-Dec-2022 Vanguard Investments Australia Ltd. Tax Free Exchange - Receive - Ordinary 1,767 1,767
20-Dec-2022 Vanguard Investments Australia Ltd. Tax Free Exchange - Receive - Ordinary 1,251,567 1,251,567
20-Dec-2022 Vanguard Investments Australia Ltd. Tax Free Exchange - Receive - Ordinary 8,938,451 8,938,451
21-Dec-2022 Vanguard Investments Australia Ltd. SELL 24.11 Ordinary (3,090) (3,090)
23-Dec-2022 Vanguard Investments Australia Ltd. BUY 24.07 Ordinary 6,180 6,180
This is Annexure A of 1 page referred to in Form 603, Notice of initial substantial holder.
Signature:
Name: Shawn Acker
Capacity: Compliance Manager
Date: 29 December 2022
----- End of picture text -----
Page 1 of 1