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Australia and New Zealand Banking Group Ltd. — Major Shareholding Notification 2021
Oct 31, 2021
10425_rns_2021-11-01_68375260-6175-4c87-b2f8-46d9172bce19.pdf
Major Shareholding Notification
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==> picture [114 x 36] intentionally omitted <==
29 October 2021
Market Announcements Office ASX Limited Level 4 20 Bridge Street SYDNEY NSW 2000
Notice Corporations Act Subsection 259C(2)
Attached is a notice given in accordance with a Corporations Act Subsection 259C(2) exemption. It has been approved for distribution by ANZ’s Company Secretary.
Yours faithfully
Simon Pordage Company Secretary
Australia and New Zealand Banking Group Limited
Australia and New Zealand Banking Group Limited ABN 11 005 357 522 ANZ Centre Melbourne, Level 9A, 833 Collins Street, Docklands VIC 3008
| Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption | |
|---|---|
| To | Market Announcements Office |
| ASX Limited | |
| Level 4 | |
| 20 Bridge Street | |
| SYDNEY NSW 2000 |
1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.
Date of present notice: 29 October 2021
The previous notice was given to the ASX on: 15 October 2021
The previous notice was dated: 15 October 2021
2. Issued Share Capital
2,821,579,294 fully paid Ordinary Shares in the capital of ANZ have been issued as at 28 October 2021.
3(a). Previous and present aggregated % of Voting Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ in respect of which its controlled entities have power to control voting or disposal and voting shares underlying derivatives, when last required, and when now required, to give a notice to the ASX are:
| Class of Shares | Previous Notice | Previous Notice | Present Notice | Present Notice |
|---|---|---|---|---|
| **Total Number ** | % of Total Shares | **Total Number ** | % of Total Shares | |
| OrdinaryFullyPaid | 4,835,437 | 0.17% | 4,844,781 | 0.17% |
3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares
| Class of Shares | Previous Notice | Previous Notice | Present Notice | Present Notice | |
|---|---|---|---|---|---|
| Total Number | % of Total Shares | Total Number | % of Total Shares | ||
| OrdinaryFullyPaid | 4,835,437 | 0.17% | 4,844,781 | 0.17% | |
| 4. Details of Controlled Entity Holdings |
The following controlled entities are the holders in the Voting Shares referred to in paragraph3 above. |
| Registered Holder | Controlled Entity entitled to be registered |
Number of Shares | % of Total Shares |
|---|---|---|---|
| ANZEST Pty Ltd as Trustee for ANZ Employee Share Acquisition Plan |
ANZEST Pty Ltd as Trustee for ANZ Employee Share Acquisition Plan |
119,257 | 0.00% |
| Reserve Bank of NZ | ANZ New Zealand Investments Limited on behalf of various investmentfunds and client portfolios |
100,000 | 0.00% |
| JP Morgan Chase Bank | ANZ New Zealand Investments Limited on behalf of various investmentfunds and client portfolios |
2,614,648 | 0.09% |
| JP Morgan Chase Bank / Reserve Bank of NZ |
ANZ New Zealand Investments Limited on behalf of various investmentfunds and client portfolios |
452,245 | 0.02% |
|---|---|---|---|
| JP Morgan Nominees Australia Limited |
ANZ Custodial Services New Zealand Limited as trustee for various private clients |
1,558,631 | 0.06% |
| Aggregation | 4,844,781 | 0.17% |
5. Changes in Voting Particulars of change in voting shares in ANZ in respect of which its controlled entities
Shares are or were entitled since ANZ was last required to give a notice to the ASX are:
| Date of Change |
Controlled Entity entitled whose shareholding changed |
Nature of Change | Consideration given in relation to change ($) |
Class of Share | Number of Shares |
|---|---|---|---|---|---|
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 1,835.62 | Ordinary fully paid |
-62 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
1,128.99 | Ordinary fully paid |
38 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
888.20 | Ordinary fully paid |
30 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
8,318.91 | Ordinary fully paid |
280 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
5,407.28 | Ordinary fully paid |
182 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
177.64 | Ordinary fully paid |
6 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
1,871.75 | Ordinary fully paid |
63 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 1,480.34 | Ordinary fully paid |
-50 |
|---|---|---|---|---|---|
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
1,243.48 | Ordinary fully paid |
42 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
11,408.77 | Ordinary fully paid |
384 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 118.43 | Ordinary fully paid |
-4 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 828.99 | Ordinary fully paid |
-28 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 5,151.57 | Ordinary fully paid |
-174 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
1,095.45 | Ordinary fully paid |
37 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
10,101.53 | Ordinary fully paid |
340 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
1,302.70 | Ordinary fully paid |
44 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
12,151.54 | Ordinary fully paid |
409 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 1,687.58 | Ordinary fully paid |
-57 |
|---|---|---|---|---|---|
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
2,664.61 | Ordinary fully paid |
90 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
24,719.03 | Ordinary fully paid |
832 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
325.67 | Ordinary fully paid |
11 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
3,208.71 | Ordinary fully paid |
108 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
680.96 | Ordinary fully paid |
23 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
6,506.57 | Ordinary fully paid |
219 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
1,125.06 | Ordinary fully paid |
38 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
10,250.07 | Ordinary fully paid |
345 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
532.92 | Ordinary fully paid |
18 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
5,050.76 | Ordinary fully paid |
170 |
|---|---|---|---|---|---|
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
917.81 | Ordinary fully paid |
31 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
8,467.45 | Ordinary fully paid |
285 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
1,184.27 | Ordinary fully paid |
40 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
10,814.57 | Ordinary fully paid |
364 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
473.71 | Ordinary fully paid |
16 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
4,575.40 | Ordinary fully paid |
154 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
207.25 | Ordinary fully paid |
7 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
2,228.28 | Ordinary fully paid |
75 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
3,446.41 | Ordinary fully paid |
116 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 236.85 | Ordinary fully paid |
-8 |
|---|---|---|---|---|---|
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 4,292.98 | Ordinary fully paid |
-145 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
414.49 | Ordinary fully paid |
14 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
4,040.61 | Ordinary fully paid |
136 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 1,332.30 | Ordinary fully paid |
-45 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
266.46 | Ordinary fully paid |
9 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
2,792.78 | Ordinary fully paid |
94 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 1,361.91 | Ordinary fully paid |
-46 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 1,450.73 | Ordinary fully paid |
-49 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 769.77 | Ordinary fully paid |
-26 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
1,125.06 | Ordinary fully paid |
38 |
|---|---|---|---|---|---|
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
10,458.05 | Ordinary fully paid |
352 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
1,924.44 | Ordinary fully paid |
65 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
17,796.50 | Ordinary fully paid |
599 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
3,996.91 | Ordinary fully paid |
135 |
| 20/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
37,197.38 | Ordinary fully paid |
1,252 |
| 25/10/2021 | ANZEST Pty Ltd as Trustee for ANZ Employee Share Acquisition Plan (the “Plan”) |
The change in holding occurred as a result of shares under the Plan being forfeited due to cessation of an individual’s employment or vesting conditions not being met and / or shares being allocated under the Plan |
Not applicable | Ordinary fully paid |
1,198 |
| 27/10/2021 | ANZEST Pty Ltd as Trustee for ANZ Employee Share Acquisition Plan (the “Plan”) |
The change in holding occurred as a result of shares under the Plan being forfeited due to cessation of an individual’s employment or vesting conditions not being met and / or shares being allocated under the Plan |
Not applicable | Ordinary fully paid |
30 |
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 896.46 | Ordinary fully paid |
-30 |
|---|---|---|---|---|---|
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 358.58 | Ordinary fully paid |
-12 |
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
5,844.46 | Ordinary fully paid |
195 |
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 627.52 | Ordinary fully paid |
-21 |
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
839.21 | Ordinary fully paid |
28 |
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
2,002.09 | Ordinary fully paid |
67 |
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 2,928.43 | Ordinary fully paid |
-98 |
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
5,468.40 | Ordinary fully paid |
183 |
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
14,566.20 | Ordinary fully paid |
486 |
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
5,737.34 | Ordinary fully paid |
192 |
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
1,918.18 | Ordinary fully paid |
64 |
|---|---|---|---|---|---|
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 3,854.78 | Ordinary fully paid |
-129 |
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 657.40 | Ordinary fully paid |
-22 |
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
14,672.04 | Ordinary fully paid |
491 |
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
5,724.58 | Ordinary fully paid |
191 |
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
10,639.92 | Ordinary fully paid |
355 |
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 956.23 | Ordinary fully paid |
-32 |
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 657.40 | Ordinary fully paid |
-22 |
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 2,360.68 | Ordinary fully paid |
-79 |
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 567.76 | Ordinary fully paid |
-19 |
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 2,779.02 | Ordinary fully paid |
-93 |
|---|---|---|---|---|---|
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 5,408.64 | Ordinary fully paid |
-181 |
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 328.70 | Ordinary fully paid |
-11 |
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 3,077.84 | Ordinary fully paid |
-103 |
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 3,137.61 | Ordinary fully paid |
-105 |
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 1,942.33 | Ordinary fully paid |
-65 |
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 3,346.78 | Ordinary fully paid |
-112 |
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 1,135.51 | Ordinary fully paid |
-38 |
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market purchase |
13,028.54 | Ordinary fully paid |
436 |
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 2,330.79 | Ordinary fully paid |
-78 |
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 1,613.63 | Ordinary fully paid |
-54 |
|---|---|---|---|---|---|
| 27/10/2021 | ANZ Custodial Services New Zealand Limited as trustee for various private clients |
On-market sale | 1,942.33 | Ordinary fully paid |
-65 |
| Addresses | The addresses ofentitiesnamedinthisformare asfollows: |
|---|---|
| Name | Address |
| ANZ | Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008 |
| ANZEST Pty Ltd | Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008 |
| ANZ New Zealand Investments Limited |
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand |
| JP Morgan Chase Bank |
85 Castlereagh Street, Sydney NSW 2000 |
| JP Morgan Nominees Australia Limited |
85 Castlereagh Street, Sydney NSW 2000 |
| Reserve Bank of NZ | 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand |
| ANZ Custodial Services New ZealandLimited |
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand |
print name Simon Pordage
Capacity Company Secretary
Sign here
Date 29 October 2021