Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2019

Sep 20, 2019

10425_rns_2019-09-20_e1459b28-361e-4bde-9955-5f7ae53890cd.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 20 September 2019

The previous notice was given to the ASX on: 13 September 2019

The previous notice was dated: 13 September 2019

2. Issued Share Capital

2,834,584,923 fully paid Ordinary Shares in the capital of ANZ have been issued as at 19 September 2019.

The aggregated number and percentage of shares in each class of voting shares in ANZ 3(a). Previous and in respect of which its controlled entities have power to control voting or disposal and present aggregated % voting shares underlying derivatives, when last required, and when now required, to of Voting Shares give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 21,638,627 0.76% 21,636,730 0.76%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 21,638,627 0.76% 21,636,730 0.76%

4. Details of Controlled The following controlled entities are the holders in the Voting Shares referred to in Entity Holdings paragraph 3 above.

Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
63,601 0.00%
Reserve Bank of NZ ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
43,134 0.00%
JP Morgan Chase Bank ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
2,931,319 0.10%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
230,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients
1,081,881 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
862,494 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool
314,178 0.01%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust
43,235 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
1,321,977 0.05%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OPTIMIX
Wholesale Australian Shares Trust -
VINVA
614,339 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Optimix
Wholesale Australian Share Trust
873,229 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index Pool
11,493,345 0.41%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Australian Shares – Imputation Index
Pool
320,776 0.01%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OptiMix
Australian Shares Fidelity
453,285 0.02%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entity for Grow Wrap -
Aligned Dealer Group
72,843 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Dominion
10,525 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor FSP
48,345 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Mentor
7,386 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Matrix
4,838 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Voyage
311,149 0.01%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Wealthtrac
95,051 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor PortfolioOne
439,577 0.02%
Aggregation 21,636,730 0.76%

5. Changes in Voting Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation to
change ($)
Class of Share Number of
Shares
13/09/2019 OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Australian
Shares -
Imputation
Index Pool
On-market sale 50,003.59 Ordinary fully
paid
-1,796
13/09/2019 One Path
Custodian as
responsible
entityfor FSP
On-market sale 23,155.21 Ordinary fully
paid
-834
13/09/2019 One Path
Custodian as
responsible
entity for
PortfolioOne
On-market sale 12,808.98 Ordinary fully
paid
-462
13/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 35,800.76 Ordinary fully
paid
-1,216
16/09/2019 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
2,351
16/09/2019 One Path
Custodian as
responsible
entity for
Voyage
On-market sale 25,894.70 Ordinary fully
paid
-939
16/09/2019 One Path
Custodian as
responsible
entity for
Voyage
On-market sale 6,526.91 Ordinary fully
paid
-238
16/09/2019 One Path
Custodian as
responsible
entity for
Voyage
On-market sale 9,089.06 Ordinary fully
paid
-331
17/09/2019 One Path
Custodian as
responsible
entity for
Voyage
On-market
purchase
3,231.59 Ordinary fully
paid
116
17/09/2019 One Path
Custodian as
responsible
entity for
Voyage
On-market sale 3,910.38 Ordinary fully
paid
-143
17/09/2019 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
1,067
18/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,573.32 Ordinary fully
paid
86
18/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,846.18 Ordinary fully
paid
228
18/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
957.52 Ordinary fully
paid
32
18/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,552.30 Ordinary fully
paid
85
18/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,393.79 Ordinary fully
paid
-80
18/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 149.61 Ordinary fully
paid
-5
18/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,675.65 Ordinary fully
paid
-56
18/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,615.81 Ordinary fully
paid
54
18/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,233.81 Ordinary fully
paid
141
18/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,555.96 Ordinary fully
paid
52
18/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,083.68 Ordinary fully
paid
136
18/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,034.72 Ordinary fully
paid
-68
18/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
807.90 Ordinary fully
paid
27
18/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,191.98 Ordinary fully
paid
73
18/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
867.75 Ordinary fully
paid
29
18/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,402.17 Ordinary fully
paid
80
18/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
718.14 Ordinary fully
paid
24
18/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,981.79 Ordinary fully
paid
66
18/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,872.54 Ordinary fully
paid
-96
18/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 867.75 Ordinary fully
paid
-29
18/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,256.74 Ordinary fully
paid
-42
18/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,710.37 Ordinary fully
paid
-124
18/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
538.60 Ordinary fully
paid
18
18/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,471.32 Ordinary fully
paid
49
18/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,453.63 Ordinary fully
paid
82
18/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,515.87 Ordinary fully
paid
217
18/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,949.75 Ordinary fully
paid
132
18/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,419.39 Ordinary fully
paid
347
18/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,077.20 Ordinary fully
paid
-36
19/09/2019 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
106
19/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 15,005.00 Ordinary fully
paid
-500
19/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 6,002.00 Ordinary fully
paid
-200
19/09/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 9,003.00 Ordinary fully
paid
-300
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
OnePath Funds
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
OnePath
Custodians PtyLtd
Level 23, 242 Pitt Street, Sydney NSW 2000
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

print name Simon Pordage

Capacity Company Secretary

Sign here

Date 20 September 2019