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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2019

Aug 18, 2019

10425_rns_2019-08-19_ff88c2a7-f353-44c0-a08d-046958add0b8.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 16 August 2019

The previous notice was given to the ASX on: 2 August 2019 The previous notice was dated: 2 August 2019

2. Issued Share Capital

2,834,584,923 fully paid Ordinary Shares in the capital of ANZ have been issued as at 15 August 2019.

The aggregated number and percentage of shares in each class of voting shares in ANZ 3(a). Previous and in respect of which its controlled entities have power to control voting or disposal and present aggregated % voting shares underlying derivatives, when last required, and when now required, to of Voting Shares give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 21,831,948 0.77% 21,724,602 0.77%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 21,831,948 0.77% 21,724,602 0.77%

4. Details of Controlled The following controlled entities are the holders in the Voting Shares referred to in Entity Holdings paragraph 3 above.

Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
59,253 0.00%
Reserve Bank of NZ ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
43,134 0.00%
JP Morgan Chase Bank ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
2,931,319 0.10%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
230,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients
1,073,384 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
882,173 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool
302,904 0.01%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust
41,730 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
1,321,977 0.05%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OPTIMIX
Wholesale Australian Shares Trust -
VINVA
635,106 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Optimix
Wholesale Australian Share Trust
900,790 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index Pool
11,493,345 0.41%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Australian Shares – Imputation Index
Pool
321,334 0.01%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OptiMix
Australian Shares Fidelity
479,513 0.02%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entity for Grow Wrap -
Aligned Dealer Group
73,760 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Dominion
10,525 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor FSP
49,179 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Mentor
7,386 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Matrix
5,362 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Voyage
317,095 0.01%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Wealthtrac
96,710 0.01%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor PortfolioOne
448,400 0.02%
Aggregation 21,724,602 0.77%

5. Changes in Voting Particulars of change in voting shares in ANZ in respect of which its controlled entities

Shares are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation to
change ($)
Class of Share Number of
Shares
2/08/2019 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
4,406
2/08/2019 OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market sale 758,123.88 Ordinary fully
paid
-27,372
2/08/2019 OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market sale 19,461.53 Ordinary fully
paid
-705
2/08/2019 OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market sale 677,768.89 Ordinary fully
paid
-24,397
2/08/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Dominion
On-market sale 6,890.01 Ordinary fully
paid
-250
5/08/2019 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
362
6/08/2019 OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market sale 293,315.50 Ordinary fully
paid
-10,981
6/08/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 5,304.00 Ordinary fully
paid
-200
6/08/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 21,720.51 Ordinary fully
paid
-820
7/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,224.66 Ordinary fully
paid
152
7/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
33,797.22 Ordinary fully
paid
1,216
7/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,741.99 Ordinary fully
paid
-99
7/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
972.78 Ordinary fully
paid
35
7/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 83.09 Ordinary fully
paid
-3
7/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 775.51 Ordinary fully
paid
-28
7/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,891.13 Ordinary fully
paid
140
7/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,135.57 Ordinary fully
paid
-41
7/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,306.31 Ordinary fully
paid
47
7/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,680.77 Ordinary fully
paid
169
7/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,363.05 Ordinary fully
paid
121
7/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,000.57 Ordinary fully
paid
36
7/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,613.19 Ordinary fully
paid
130
7/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,028.95 Ordinary fully
paid
73
7/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 775.51 Ordinary fully
paid
-28
7/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,917.77 Ordinary fully
paid
69
7/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 720.12 Ordinary fully
paid
-26
7/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 110.79 Ordinary fully
paid
-4
7/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
14,758.50 Ordinary fully
paid
531
7/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,279.66 Ordinary fully
paid
118
7/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 609.33 Ordinary fully
paid
-22
7/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,112.90 Ordinary fully
paid
112
7/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,056.74 Ordinary fully
paid
74
7/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,085.68 Ordinary fully
paid
147
7/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 775.51 Ordinary fully
paid
-28
7/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,338.13 Ordinary fully
paid
300
7/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,254.18 Ordinary fully
paid
261
7/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 387.76 Ordinary fully
paid
-14
7/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,434.41 Ordinary fully
paid
124
7/08/2019 OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market sale 497,223.66 Ordinary fully
paid
-18,488
7/08/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
Off-market transfer 17,540.47 Ordinary fully
paid
-596
8/08/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 40,121.79 Ordinary fully
paid
-1,500
9/08/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market sale 15,267.67 Ordinary fully
paid
-567
9/08/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Wealthtrac
On-market sale 5,642.61 Ordinary fully
paid
-210
9/08/2019 OnePath Funds
Management Ltd
as responsible
entity for ANZ
Select Leaders
Pool
On-market sale 104,845.43 Ordinary fully
paid
-3,883
12/08/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 7,254.61 Ordinary fully
paid
-270
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
17,492.00 Ordinary fully
paid
613
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,705.03 Ordinary fully
paid
304
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,310.07 Ordinary fully
paid
116
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,660.83 Ordinary fully
paid
58
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,282.81 Ordinary fully
paid
-80
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,539.62 Ordinary fully
paid
-89
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 856.05 Ordinary fully
paid
-30
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,966.38 Ordinary fully
paid
-139
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,367.13 Ordinary fully
paid
-118
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 28.54 Ordinary fully
paid
-1
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,425.48 Ordinary fully
paid
-85
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 884.59 Ordinary fully
paid
-31
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,482.55 Ordinary fully
paid
-87
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,027.26 Ordinary fully
paid
-36
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,163.58 Ordinary fully
paid
216
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,063.94 Ordinary fully
paid
107
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,883.32 Ordinary fully
paid
66
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
973.59 Ordinary fully
paid
34
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,250.45 Ordinary fully
paid
184
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,663.05 Ordinary fully
paid
93
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
713.38 Ordinary fully
paid
25
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
372.25 Ordinary fully
paid
13
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,455.29 Ordinary fully
paid
-51
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 6,534.53 Ordinary fully
paid
-229
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 7,333.52 Ordinary fully
paid
-257
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,281.53 Ordinary fully
paid
-115
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 370.96 Ordinary fully
paid
-13
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 570.70 Ordinary fully
paid
-20
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,792.62 Ordinary fully
paid
203
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,863.50 Ordinary fully
paid
100
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 856.05 Ordinary fully
paid
-30
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,934.02 Ordinary fully
paid
243
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,436.19 Ordinary fully
paid
120
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
713.38 Ordinary fully
paid
25
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
372.25 Ordinary fully
paid
13
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,053.25 Ordinary fully
paid
-107
13/08/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,936.57 Ordinary fully
paid
-173
13/08/2019 OnePath Funds
Management Ltd
as responsible
entity for ANZ
Australian
Industrial
Equities Fund
On-market sale 673,816.36 Ordinary fully
paid
-24,976
14/08/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Wealthtrac
On-market sale 1,448.96 Ordinary fully
paid
-55
15/08/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 312.94 Ordinary fully
paid
-13
15/08/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 32,342.84 Ordinary fully
paid
-1,235
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
OnePath Funds
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
OnePath
Custodians PtyLtd
Level 23, 242 Pitt Street, Sydney NSW 2000
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

print name Simon Pordage

Capacity Company Secretary

Sign here

Date 16 August 2019