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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2019

Jun 21, 2019

10425_rns_2019-06-21_d6a6434b-ba6c-4094-8199-36218fa26aa6.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 21 June 2019

The previous notice was given to the ASX on: 7 June 2019

The previous notice was dated: 7 June 2019

2,833,175,579 fully paid Ordinary Shares in the capital of ANZ have been issued as at 2. Issued Share Capital 20 June 2019.

The aggregated number and percentage of shares in each class of voting shares in ANZ 3(a). Previous and in respect of which its controlled entities have power to control voting or disposal and present aggregated % voting shares underlying derivatives, when last required, and when now required, to of Voting Shares give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 22,190,652 0.78% 22,145,168 0.78%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 22,190,652 0.78% 22,145,168 0.78%

4. Details of Controlled The following controlled entities are the holders in the Voting Shares referred to in Entity Holdings paragraph 3 above.

Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
54,529 0.00%
Reserve Bank of NZ ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
43,134 0.00%
JP Morgan Chase Bank ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
2,964,807 0.10%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
230,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients
1,068,013 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
907,149 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool
310,505 0.01%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust
41,730 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
1,356,826 0.05%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OPTIMIX
Wholesale Australian Shares Trust -
VINVA
698,474 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Optimix
Wholesale Australian Share Trust
1,011,789 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index Pool
11,583,507 0.41%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Australian Shares – Imputation Index
Pool
380,431 0.01%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OptiMix
Australian Shares Fidelity
479,513 0.02%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entity for Grow Wrap -
Aligned Dealer Group
75,850 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Dominion
10,595 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor FSP
48,687 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Mentor
7,265 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Matrix
5,345 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Voyage
320,370 0.01%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Wealthtrac
96,754 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor PortfolioOne
449,672 0.02%
Aggregation 22,145,168 0.78%

5. Changes in Voting Particulars of change in voting shares in ANZ in respect of which its controlled entities

Shares are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation to
change ($)
Class of Share Number of
Shares
7/06/2019 OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Australian
Shares -
Imputation
Index Pool
On-market sale 73,142.08 Ordinary fully
paid
-2,579
7/06/2019 OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Sustainable
Investments -
Wholesale
Australian Share
Trust
On-market sale 20,392.42 Ordinary fully
paid
-723
7/06/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 15,513.01 Ordinary fully
paid
-550
7/06/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 32,014.37 Ordinary fully
paid
-1,135
11/06/2019 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
11,187
12/06/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market
purchase
10,054.00 Ordinary fully
paid
350
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,739.05 Ordinary fully
paid
-123
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,519.94 Ordinary fully
paid
-50
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,559.82 Ordinary fully
paid
-150
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 972.76 Ordinary fully
paid
-32
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
11,794.73 Ordinary fully
paid
388
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
640.61 Ordinary fully
paid
21
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 942.36 Ordinary fully
paid
-31
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 243.19 Ordinary fully
paid
-8
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,343.87 Ordinary fully
paid
-110
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 425.58 Ordinary fully
paid
-14
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 881.57 Ordinary fully
paid
-29
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,550.34 Ordinary fully
paid
-51
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,377.43 Ordinary fully
paid
-144
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,857.49 Ordinary fully
paid
-94
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 881.56 Ordinary fully
paid
-29
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
729.57 Ordinary fully
paid
24
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
61.01 Ordinary fully
paid
2
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,134.24 Ordinary fully
paid
136
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
213.53 Ordinary fully
paid
7
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,495.86 Ordinary fully
paid
115
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
183.03 Ordinary fully
paid
6
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 881.56 Ordinary fully
paid
-29
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,039.88 Ordinary fully
paid
-100
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,279.91 Ordinary fully
paid
75
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
152.52 Ordinary fully
paid
5
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,471.79 Ordinary fully
paid
-180
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,915.12 Ordinary fully
paid
-63
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,651.02 Ordinary fully
paid
153
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
244.04 Ordinary fully
paid
8
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,070.28 Ordinary fully
paid
-101
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 759.97 Ordinary fully
paid
-25
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,367.95 Ordinary fully
paid
-45
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,684.57 Ordinary fully
paid
-187
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
16,688.94 Ordinary fully
paid
549
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
915.15 Ordinary fully
paid
30
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,127.92 Ordinary fully
paid
-70
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 395.18 Ordinary fully
paid
-13
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,766.29 Ordinary fully
paid
91
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
152.52 Ordinary fully
paid
5
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,316.63 Ordinary fully
paid
-142
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,660.50 Ordinary fully
paid
252
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
396.56 Ordinary fully
paid
13
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,307.15 Ordinary fully
paid
43
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
91.51 Ordinary fully
paid
3
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
820.77 Ordinary fully
paid
27
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
61.01 Ordinary fully
paid
2
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,100.67 Ordinary fully
paid
-102
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 577.58 Ordinary fully
paid
-19
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,459.14 Ordinary fully
paid
-48
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
11,399.55 Ordinary fully
paid
375
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
610.11 Ordinary fully
paid
20
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,438.22 Ordinary fully
paid
146
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
213.53 Ordinary fully
paid
7
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,459.14 Ordinary fully
paid
-48
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,131.08 Ordinary fully
paid
-103
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,735.89 Ordinary fully
paid
-90
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,006.32 Ordinary fully
paid
-66
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,580.74 Ordinary fully
paid
-52
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,583.89 Ordinary fully
paid
-85
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,793.53 Ordinary fully
paid
59
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
122.02 Ordinary fully
paid
4
12/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer In 58,909.50 Ordinary fully
paid
1,950
14/06/2019 OnePath Funds
Management Ltd
as responsible
entity for
OptiMix
Australian
Shares Fidelity
On-market sale 1,529,867.79 Ordinary fully
paid
-54,267
14/06/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
8,530.38 Ordinary fully
paid
302
14/06/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market sale 2,027.15 Ordinary fully
paid
-73
14/06/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Dominion
On-market
purchase
6,005.21 Ordinary fully
paid
212
17/06/2019 OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Sustainable
Investments -
Wholesale
Australian Share
Trust
On-market sale 16,545.48 Ordinary fully
paid
-584
17/06/2019 OnePath Funds
Management Ltd
as responsible
entity for ANZ
Select Leaders
Pool
On-market sale 85,333.88 Ordinary fully
paid
-3,012
17/06/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 283,700.00 Ordinary fully
paid
-10,000
18/06/2019 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
53
18/06/2019 OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Sustainable
Investments -
Wholesale
Australian Share
Trust
On-market sale 16,628.92 Ordinary fully
paid
-589
19/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,651.76 Ordinary fully
paid
89
19/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,434.46 Ordinary fully
paid
48
19/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,314.92 Ordinary fully
paid
44
19/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,303.36 Ordinary fully
paid
144
19/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 7,448.76 Ordinary fully
paid
-250
19/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,154.54 Ordinary fully
paid
-173
19/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,337.04 Ordinary fully
paid
-112
19/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 29.80 Ordinary fully
paid
-1
19/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,426.43 Ordinary fully
paid
-115
19/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,376.94 Ordinary fully
paid
113
19/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
864.06 Ordinary fully
paid
29
19/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,018.32 Ordinary fully
paid
101
19/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
866.65 Ordinary fully
paid
29
19/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,013.03 Ordinary fully
paid
34
19/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,770.94 Ordinary fully
paid
-93
19/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,553.99 Ordinary fully
paid
52
19/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,042.83 Ordinary fully
paid
-35
19/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 387.33 Ordinary fully
paid
-13
19/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 774.67 Ordinary fully
paid
-26
19/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,860.32 Ordinary fully
paid
-96
19/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 6,107.99 Ordinary fully
paid
-205
19/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,549.34 Ordinary fully
paid
52
19/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,279.29 Ordinary fully
paid
345
19/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
16,983.17 Ordinary fully
paid
570
19/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
537.91 Ordinary fully
paid
18
20/06/2019 OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market sale 87,341.73 Ordinary fully
paid
-3,031
20/06/2019 OnePath Funds
Management Ltd
as responsible
entity for
OptiMix
Australian
Shares Fidelity
On-market
purchase
426,509.62 Ordinary fully
paid
14,816
20/06/2019 OnePath Funds
Management Ltd
as responsible
entity for
OptiMix
Australian
Shares Fidelity
On-market
purchase
43,364.97 Ordinary fully
paid
1,507
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
OnePath Funds
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
OnePath
Custodians PtyLtd
Level 23, 242 Pitt Street, Sydney NSW 2000
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

print name Simon Pordage

Capacity Company Secretary

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Date 21 June 2019