Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2019

Jun 9, 2019

10425_rns_2019-06-10_adba6bfa-8f06-4bc5-9599-a7d9e2b2754a.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 7 June 2019

The previous notice was given to the ASX on: 24 May 2019

The previous notice was dated: 24 May 2019

2,833,175,579 fully paid Ordinary Shares in the capital of ANZ have been issued as at 2. Issued Share Capital 6 June 2019.

The aggregated number and percentage of shares in each class of voting shares in ANZ 3(a). Previous and in respect of which its controlled entities have power to control voting or disposal and present aggregated % voting shares underlying derivatives, when last required, and when now required, to of Voting Shares give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 22,348,665 0.79% 22,190,652 0.78%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 22,348,665 0.79% 22,190,652 0.78%

4. Details of Controlled The following controlled entities are the holders in the Voting Shares referred to in Entity Holdings paragraph 3 above.

Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
43,289 0.00%
Reserve Bank of NZ ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
43,134 0.00%
JP Morgan Chase Bank ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
2,964,807 0.10%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
230,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients
1,065,381 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
907,149 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool
313,517 0.01%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust
43,626 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
1,356,826 0.05%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OPTIMIX
Wholesale Australian Shares Trust -
VINVA
701,505 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Optimix
Wholesale Australian Share Trust
1,011,789 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index Pool
11,583,507 0.41%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Australian Shares – Imputation Index
Pool
383,010 0.01%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OptiMix
Australian Shares Fidelity
517,457 0.02%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entity for Grow Wrap -
Aligned Dealer Group
75,621 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Dominion
10,383 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor FSP
48,687 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Mentor
7,265 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Matrix
5,345 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Voyage
322,055 0.01%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Wealthtrac
96,754 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor PortfolioOne
459,322 0.02%
Aggregation 22,190,652 0.78%

5. Changes in Voting Particulars of change in voting shares in ANZ in respect of which its controlled entities

Shares are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation to
change ($)
Class of Share Number of
Shares
24/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entityfor FSP
On-market sale 13,703.21 Ordinary fully
paid
-494
27/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 25,085.51 Ordinary fully
paid
-908
27/05/2019 OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market sale 1,642,757.29 Ordinary fully
paid
-59,069
27/05/2019 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
465
28/05/2019 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
106
28/05/2019 OnePath Funds
Management Ltd
as responsible
entity for ANZ
Select Leaders
Pool
On-market sale 97,467.97 Ordinary fully
paid
-3,481
28/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entityfor FSP
On-market sale 13,995.01 Ordinary fully
paid
-500
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,047.67 Ordinary fully
paid
237
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
55,781.73 Ordinary fully
paid
1,868
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 862.37 Ordinary fully
paid
-29
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 208.16 Ordinary fully
paid
-7
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
12,667.96 Ordinary fully
paid
426
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 683.95 Ordinary fully
paid
-23
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 446.06 Ordinary fully
paid
-15
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,260.01 Ordinary fully
paid
-76
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,200.54 Ordinary fully
paid
-74
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,695.01 Ordinary fully
paid
-57
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 624.48 Ordinary fully
paid
-21
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 535.27 Ordinary fully
paid
-18
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,516.58 Ordinary fully
paid
-51
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 208.16 Ordinary fully
paid
-7
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 386.58 Ordinary fully
paid
-13
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 802.90 Ordinary fully
paid
-27
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 594.74 Ordinary fully
paid
-20
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 148.69 Ordinary fully
paid
-5
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
327.11 Ordinary fully
paid
11
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,906.61 Ordinary fully
paid
165
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
11,005.87 Ordinary fully
paid
369
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,133.44 Ordinary fully
paid
139
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,605.80 Ordinary fully
paid
-54
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,457.11 Ordinary fully
paid
49
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,787.93 Ordinary fully
paid
127
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,627.91 Ordinary fully
paid
-122
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,073.97 Ordinary fully
paid
-137
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 178.42 Ordinary fully
paid
-6
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 505.53 Ordinary fully
paid
-17
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 386.58 Ordinary fully
paid
-13
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,457.11 Ordinary fully
paid
-49
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,798.71 Ordinary fully
paid
-195
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,022.12 Ordinary fully
paid
-68
29/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,289.75 Ordinary fully
paid
77
30/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 897.28 Ordinary fully
paid
-32
30/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 3,028.32 Ordinary fully
paid
-108
30/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 2,775.96 Ordinary fully
paid
-99
30/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 560.80 Ordinary fully
paid
-20
30/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 140.20 Ordinary fully
paid
-5
30/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,233.76 Ordinary fully
paid
-44
30/05/2019 OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market
purchase
46,967.79 Ordinary fully
paid
1,674
30/05/2019 OnePath Funds
Management Ltd
as responsible
entity for ANZ
Select Leaders
Pool
On-market sale 240,078.98 Ordinary fully
paid
-8,570
30/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
1,516.64 Ordinary fully
paid
53
30/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entityfor FSP
On-market sale 4,207.07 Ordinary fully
paid
-151
30/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 14,627.77 Ordinary fully
paid
-522
31/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 2,278.55 Ordinary fully
paid
-84
31/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market sale 11,884.42 Ordinary fully
paid
-429
3/06/2019 OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market sale 1,506,436.43 Ordinary fully
paid
-54,718
3/06/2019 OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Australian
Shares -
Imputation
Index Pool
On-market sale 786,943.58 Ordinary fully
paid
-28,584
5/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,589.03 Ordinary fully
paid
259
5/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
39,724.57 Ordinary fully
paid
1,351
5/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,230.65 Ordinary fully
paid
42
5/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,263.02 Ordinary fully
paid
213
5/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
468.82 Ordinary fully
paid
16
5/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,558.13 Ordinary fully
paid
87
5/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
556.72 Ordinary fully
paid
19
5/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,852.17 Ordinary fully
paid
97
5/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 205.11 Ordinary fully
paid
-7
5/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,406.46 Ordinary fully
paid
-48
5/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,933.88 Ordinary fully
paid
-66
5/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
146.51 Ordinary fully
paid
5
5/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
911.52 Ordinary fully
paid
31
5/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 996.24 Ordinary fully
paid
-34
5/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 996.24 Ordinary fully
paid
-34
5/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,318.56 Ordinary fully
paid
-45
5/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,904.58 Ordinary fully
paid
-65
5/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,812.92 Ordinary fully
paid
96
5/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
14,584.30 Ordinary fully
paid
496
5/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,930.13 Ordinary fully
paid
-100
5/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 820.44 Ordinary fully
paid
-28
5/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,728.77 Ordinary fully
paid
-59
5/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
410.22 Ordinary fully
paid
14
5/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,322.90 Ordinary fully
paid
79
5/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,406.46 Ordinary fully
paid
-48
5/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,432.01 Ordinary fully
paid
83
5/06/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
12,702.46 Ordinary fully
paid
432
5/06/2019 OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market sale 31,237.60 Ordinary fully
paid
-1,115
5/06/2019 OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market sale 1,094.14 Ordinary fully
paid
-39
5/06/2019 OnePath Funds
Management Ltd
as responsible
entity for ANZ
Select Leaders
Pool
On-market sale 150,004.19 Ordinary fully
paid
-5,355
5/06/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
2,522.09 Ordinary fully
paid
90
6/06/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market
purchase
7,513.59 Ordinary fully
paid
265
6/06/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market sale 42,132.79 Ordinary fully
paid
-1,489
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
OnePath Funds
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
OnePath
Custodians PtyLtd
Level 23, 242 Pitt Street, Sydney NSW 2000
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

print name Simon Pordage

Capacity Company Secretary

Sign here

Date 7 June 2019