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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2019

May 24, 2019

10425_rns_2019-05-24_766eb4ec-20df-4f17-9f8d-3c1561649e3c.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 24 May 2019

The previous notice was given to the ASX on: 10 May 2019

The previous notice was dated: 10 May 2019

2. Issued Share Capital

2,833,175,579 fully paid Ordinary Shares in the capital of ANZ have been issued as at 23 May 2019.

The aggregated number and percentage of shares in each class of voting shares in ANZ 3(a). Previous and in respect of which its controlled entities have power to control voting or disposal and present aggregated % voting shares underlying derivatives, when last required, and when now required, to of Voting Shares give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 22,473,641 0.79% 22,348,665 0.79%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 22,473,641 0.79% 22,348,665 0.79%

4. Details of Controlled The following controlled entities are the holders in the Voting Shares referred to in Entity Holdings paragraph 3 above.

Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
42,718 0.00%
Reserve Bank of NZ ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
43,134 0.00%
JP Morgan Chase Bank ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
2,964,807 0.11%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
230,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients
1,060,539 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
907,149 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool
330,923 0.01%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust
43,626 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
1,356,826 0.05%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OPTIMIX
Wholesale Australian Shares Trust -
VINVA
700,985 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Optimix
Wholesale Australian Share Trust
1,011,789 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index Pool
11,697,294 0.41%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Australian Shares – Imputation Index
Pool
411,594 0.01%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OptiMix
Australian Shares Fidelity
517,457 0.02%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entity for Grow Wrap -
Aligned Dealer Group
77,396 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Dominion
10,383 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor FSP
49,832 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Mentor
7,265 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Matrix
5,345 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Voyage
322,312 0.01%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Wealthtrac
96,754 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor PortfolioOne
460,314 0.02%
Aggregation 22,348,665 0.79%

5. Changes in Voting Particulars of change in voting shares in ANZ in respect of which its controlled entities

Shares are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation to
change ($)
Class of Share Number of
Shares
10/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 8,085.46 Ordinary fully
paid
-295
13/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Mentor
On-market
purchase
5,317.61 Ordinary fully
paid
200
13/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entityfor Matrix
On-market sale 23,373.46 Ordinary fully
paid
-885
14/05/2019 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
694
14/05/2019 OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market
purchase
94,964.00 Ordinary fully
paid
3,645
14/05/2019 OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Sustainable
Investments -
Wholesale
Australian Share
Trust
On-market sale 24,474.16 Ordinary fully
paid
-939
14/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market sale 12,603.58 Ordinary fully
paid
-486
14/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Dominion
On-market sale 14,548.29 Ordinary fully
paid
-562
15/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 2,076.70 Ordinary fully
paid
-79
15/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 6,624.38 Ordinary fully
paid
-252
15/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 1,182.93 Ordinary fully
paid
-45
15/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
Transfer Out 11,224.65 Ordinary fully
paid
-427
15/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 17,702.25 Ordinary fully
paid
-675
15/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market sale 14,103.27 Ordinary fully
paid
-538
15/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 11,655.70 Ordinary fully
paid
-445
16/05/2019 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
106
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,095.64 Ordinary fully
paid
-112
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 801.55 Ordinary fully
paid
-29
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 829.19 Ordinary fully
paid
-30
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,409.62 Ordinary fully
paid
-51
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,035.39 Ordinary fully
paid
-146
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,188.51 Ordinary fully
paid
-43
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,216.14 Ordinary fully
paid
-44
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
967.39 Ordinary fully
paid
35
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
194.06 Ordinary fully
paid
7
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
884.47 Ordinary fully
paid
32
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
166.33 Ordinary fully
paid
6
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,542.85 Ordinary fully
paid
-92
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,459.93 Ordinary fully
paid
89
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
388.11 Ordinary fully
paid
14
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,781.66 Ordinary fully
paid
-173
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
3,786.64 Ordinary fully
paid
137
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
637.62 Ordinary fully
paid
23
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,492.54 Ordinary fully
paid
-54
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,025.45 Ordinary fully
paid
218
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,025.73 Ordinary fully
paid
37
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,294.09 Ordinary fully
paid
-83
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,045.34 Ordinary fully
paid
74
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
360.39 Ordinary fully
paid
13
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
304.04 Ordinary fully
paid
11
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
55.45 Ordinary fully
paid
2
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,435.07 Ordinary fully
paid
269
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,247.51 Ordinary fully
paid
45
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 663.35 Ordinary fully
paid
-24
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,814.28 Ordinary fully
paid
-138
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 193.48 Ordinary fully
paid
-7
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,409.62 Ordinary fully
paid
-51
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,859.61 Ordinary fully
paid
212
16/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
998.01 Ordinary fully
paid
36
16/05/2019 OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market
purchase
52,194.04 Ordinary fully
paid
1,961
16/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 8,908.58 Ordinary fully
paid
-343
16/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 2,750.41 Ordinary fully
paid
-105
16/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 5,192.48 Ordinary fully
paid
-197
17/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
Off-market transfer 26,660.00 Ordinary fully
paid
-1,000
17/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 7,893.97 Ordinary fully
paid
-297
17/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 487.01 Ordinary fully
paid
-20
17/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,742.76 Ordinary fully
paid
62
20/05/2019 OnePath Funds
Management Ltd
as responsible
entity for ANZ
Australian
Industrial
Equities Fund
On-market sale 804,942.28 Ordinary fully
paid
-29,112
20/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
2,535.22 Ordinary fully
paid
91
20/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
4,260.37 Ordinary fully
paid
154
20/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
5,325.91 Ordinary fully
paid
193
20/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market sale 12,134.79 Ordinary fully
paid
-443
20/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
3,023.68 Ordinary fully
paid
109
20/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
4,047.91 Ordinary fully
paid
146
21/05/2019 OnePath Funds
Management Ltd
as responsible
entity for Blue
ChipPool
On-market sale 2,489,730.98 Ordinary fully
paid
-88,499
21/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 68,423.87 Ordinary fully
paid
-2,419
21/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 12,635.04 Ordinary fully
paid
-452
21/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 64,005.87 Ordinary fully
paid
-2,262
21/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market sale 17,332.39 Ordinary fully
paid
-617
21/05/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 9,981.58 Ordinary fully
paid
-355
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 631.76 Ordinary fully
paid
-21
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 421.17 Ordinary fully
paid
-14
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
571.59 Ordinary fully
paid
19
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,025.91 Ordinary fully
paid
34
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 962.68 Ordinary fully
paid
-32
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 571.59 Ordinary fully
paid
-19
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,353.77 Ordinary fully
paid
45
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,413.92 Ordinary fully
paid
80
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 180.50 Ordinary fully
paid
-6
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 722.01 Ordinary fully
paid
-24
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,444.02 Ordinary fully
paid
48
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,594.96 Ordinary fully
paid
86
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,708.68 Ordinary fully
paid
223
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
11,798.03 Ordinary fully
paid
391
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,737.62 Ordinary fully
paid
-91
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,376.62 Ordinary fully
paid
-79
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 451.26 Ordinary fully
paid
-15
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,436.78 Ordinary fully
paid
-81
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,075.78 Ordinary fully
paid
-69
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,279.13 Ordinary fully
paid
-109
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,624.52 Ordinary fully
paid
54
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,836.35 Ordinary fully
paid
94
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
872.43 Ordinary fully
paid
29
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,599.22 Ordinary fully
paid
53
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
812.26 Ordinary fully
paid
27
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,478.53 Ordinary fully
paid
49
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,971.06 Ordinary fully
paid
-132
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,203.35 Ordinary fully
paid
-40
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
812.26 Ordinary fully
paid
27
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,448.36 Ordinary fully
paid
48
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,821.78 Ordinary fully
paid
260
22/05/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
13,759.35 Ordinary fully
paid
456
23/05/2019 OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Australian
Shares -
Imputation
Index Pool
On-market sale 57,593.27 Ordinary fully
paid
-2,062
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
OnePath Funds
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
OnePath
Custodians PtyLtd
Level 23, 242 Pitt Street, Sydney NSW 2000
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

print name Simon Pordage

Capacity Company Secretary

Sign here

Date 24 May 2019