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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2019

Mar 14, 2019

10425_rns_2019-03-14_99d58fb1-78a3-46a6-a8ad-514b5c0e1fa1.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 15 March 2019

The previous notice was given to the ASX on: 1 March 2019

The previous notice was dated: 1 March 2019

2. Issued Share Capital

2,837,805,596 fully paid Ordinary Shares in the capital of ANZ have been issued as at 14 March 2019.

3(a). Previous and present aggregated % of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ in respect of which its controlled entities have power to control voting or disposal and voting shares underlying derivatives, when last required, and when now required, to give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 22,543,790 0.79% 22,500,543 0.79%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 22,543,790 0.79% 22,500,543 0.79%

4. Details of Controlled The following controlled entities are the holders in the Voting Shares referred to in

Entity Holdings paragraph 3 above.

Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
13,146 0.00%
Reserve Bank of NZ ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
43,134 0.00%
JP Morgan Chase Bank ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
2,964,807 0.10%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
230,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients
1,061,230 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
1,055,625 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool
361,932 0.01%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust
46,304 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
1,303,570 0.05%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OPTIMIX
Wholesale Australian Shares Trust -
VINVA
657,695 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Optimix
Wholesale Australian Share Trust
1,011,789 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index Pool
11,702,831 0.41%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Australian Shares – Imputation Index
Pool
449,391 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OptiMix
Australian Shares Fidelity
530,981 0.02%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entity for Grow Wrap -
Aligned Dealer Group
79,355 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Dominion
10,945 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor FSP
47,832 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Mentor
7,065 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Matrix
9,998 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Voyage
328,660 0.01%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Wealthtrac
97,269 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor PortfolioOne
486,761 0.02%
Aggregation 22,500,543 0.79%

5. Changes in Voting Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation to
change ($)
Class of Share Number of
Shares
1/03/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 7,738.02 Ordinary fully
paid
-276
1/03/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 7,199.41 Ordinary fully
paid
-257
4/03/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 51,015.65 Ordinary fully
paid
-1,834
4/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 9,406.55 Ordinary fully
paid
-323
4/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,951.21 Ordinary fully
paid
-67
4/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,484.86 Ordinary fully
paid
-154
4/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 6,552.55 Ordinary fully
paid
-225
5/03/2019 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
-11,412
5/03/2019 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and client
portfolios
On-market
purchase
1,683,194.01 Ordinary fully
paid
60,566
6/03/2019 OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market sale 475,120.31 Ordinary fully
paid
-17,136
6/03/2019 OnePath Funds
Management Ltd
as responsible
entity for
Optimix
Wholesale
Australian Share
Trust
On-market sale 277,530.24 Ordinary fully
paid
-10,025
6/03/2019 OnePath Funds
Management Ltd
as responsible
entity for
OptiMix
Australian
Shares Fidelity
On-market sale 306,588.07 Ordinary fully
paid
-11,093
6/03/2019 OnePath Funds
Management Ltd
as responsible
entity for
OptiMix
Australian
Shares Fidelity
On-market sale 575,293.48 Ordinary fully
paid
-20,771
6/03/2019 OnePath
Custodians Pty
Ltd as
responsible
entityfor FSP
On-market sale 16,218.17 Ordinary fully
paid
-587
6/03/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 10,521.81 Ordinary fully
paid
-381
6/03/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 11,417.11 Ordinary fully
paid
-414
7/03/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
8,417.35 Ordinary fully
paid
304
7/03/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 6,225.69 Ordinary fully
paid
-226
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,154.21 Ordinary fully
paid
-40
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,837.76 Ordinary fully
paid
-133
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 461.68 Ordinary fully
paid
-16
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 807.95 Ordinary fully
paid
-28
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,348.17 Ordinary fully
paid
220
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
549.90 Ordinary fully
paid
19
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,164.15 Ordinary fully
paid
75
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
202.59 Ordinary fully
paid
7
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,933.31 Ordinary fully
paid
67
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
202.59 Ordinary fully
paid
7
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,587.04 Ordinary fully
paid
-55
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,347.22 Ordinary fully
paid
-116
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,107.39 Ordinary fully
paid
-177
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
577.11 Ordinary fully
paid
20
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
57.89 Ordinary fully
paid
2
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,038.79 Ordinary fully
paid
-36
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 86.57 Ordinary fully
paid
-3
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 346.26 Ordinary fully
paid
-12
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 750.24 Ordinary fully
paid
-26
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,703.41 Ordinary fully
paid
-163
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 779.09 Ordinary fully
paid
-27
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,799.92 Ordinary fully
paid
-201
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 86.57 Ordinary fully
paid
-3
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,184.97 Ordinary fully
paid
249
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
636.72 Ordinary fully
paid
22
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 750.24 Ordinary fully
paid
-26
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 981.08 Ordinary fully
paid
-34
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 201.99 Ordinary fully
paid
-7
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 432.83 Ordinary fully
paid
-15
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 288.55 Ordinary fully
paid
-10
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
14,341.09 Ordinary fully
paid
497
7/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,244.50 Ordinary fully
paid
43
8/03/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
Off-market transfer 10,232.86 Ordinary fully
paid
-336
8/03/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
Off-market transfer 10,232.86 Ordinary fully
paid
336
8/03/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 6,765.33 Ordinary fully
paid
-251
8/03/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 33,936.42 Ordinary fully
paid
-1,251
11/03/2019 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
1,750
11/03/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 14,560.57 Ordinary fully
paid
-538
12/03/2019 OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market sale 702,817.97 Ordinary fully
paid
-26,243
12/03/2019 OnePath Funds
Management Ltd
as responsible
entity for ANZ
Select Leaders
Pool
On-market sale 158,214.62 Ordinary fully
paid
-5,915
12/03/2019 OnePath
Custodians Pty
Ltd as
responsible
entityfor FSP
On-market sale 14,010.96 Ordinary fully
paid
-521
14/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,472.35 Ordinary fully
paid
53
14/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,032.01 Ordinary fully
paid
73
14/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,555.70 Ordinary fully
paid
-56
14/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 444.49 Ordinary fully
paid
-16
14/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 361.14 Ordinary fully
paid
-13
14/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 583.38 Ordinary fully
paid
-21
14/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 777.85 Ordinary fully
paid
-28
14/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,055.74 Ordinary fully
paid
74
14/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,867.09 Ordinary fully
paid
103
14/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,250.11 Ordinary fully
paid
-45
14/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 194.46 Ordinary fully
paid
-7
14/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 27.78 Ordinary fully
paid
-1
14/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,805.99 Ordinary fully
paid
-173
14/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 388.92 Ordinary fully
paid
-14
14/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 472.27 Ordinary fully
paid
-17
14/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,944.89 Ordinary fully
paid
178
14/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,903.29 Ordinary fully
paid
248
14/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 305.58 Ordinary fully
paid
-11
14/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 583.39 Ordinary fully
paid
-21
14/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,139.17 Ordinary fully
paid
-113
14/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
888.97 Ordinary fully
paid
32
14/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,280.44 Ordinary fully
paid
46
14/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
5,028.23 Ordinary fully
paid
181
14/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
7,014.63 Ordinary fully
paid
252
14/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,222.33 Ordinary fully
paid
44
14/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,725.82 Ordinary fully
paid
62
14/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,472.35 Ordinary fully
paid
-53
14/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
750.07 Ordinary fully
paid
27
14/03/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,085.60 Ordinary fully
paid
39
14/03/2019 OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market
purchase
95,439.34 Ordinary fully
paid
3,586
14/03/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
1,604.70 Ordinary fully
paid
59
14/03/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
5,005.49 Ordinary fully
paid
186
14/03/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
1,018.63 Ordinary fully
paid
37
14/03/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
2,993.69 Ordinary fully
paid
111
14/03/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Mentor
On-market sale 23,059.34 Ordinary fully
paid
-869
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
OnePath Funds
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
OnePath
Custodians PtyLtd
Level 23, 242 Pitt Street, Sydney NSW 2000
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

print name Simon Pordage

Capacity Company Secretary

Sign here

Date 15 March 2019