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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2019

Oct 17, 2019

10425_rns_2019-10-17_5d585565-bd92-4560-8a55-765a42ae6f07.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
ASX Limited
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 18 October 2019

The previous notice was given to the ASX on: 4 October 2019

The previous notice was dated: 4 October 2019

  • 2,834,584,923 fully paid Ordinary Shares in the capital of ANZ have been issued as at

  • 2. Issued Share Capital 17 October 2019.

The aggregated number and percentage of shares in each class of voting shares in ANZ 3(a). Previous and in respect of which its controlled entities have power to control voting or disposal and present aggregated % voting shares underlying derivatives, when last required, and when now required, to of Voting Shares give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 21,593,441 0.76% 21,598,221 0.76%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 21,593,441 0.76% 21,598,221 0.76%

4. Details of Controlled The following controlled entities are the holders in the Voting Shares referred to in Entity Holdings paragraph 3 above.

Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee
for ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
66,530 0.00%
Reserve Bank of NZ ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
43,134 0.00%
JP Morgan Chase Bank ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
2,931,319 0.11%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
230,223 0.01%
JP Morgan Nominees
Australia Limited
ANZ Custodial Services New Zealand
Limited as trustee for various private
clients
1,080,088 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
862,494 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool
326,922 0.01%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust
43,235 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
1,356,854 0.05%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OPTIMIX
Wholesale Australian Shares Trust -
VINVA
605,856 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Optimix
Wholesale Australian Share Trust
873,229 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index Pool
11,420,335 0.40%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Australian Shares – Imputation Index
Pool
323,089 0.01%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OptiMix
Australian Shares Fidelity
453,285 0.02%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entity for Grow Wrap -
Aligned Dealer Group
75,159 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Dominion
10,464 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor FSP
48,345 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Mentor
7,386 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Matrix
4,838 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Voyage
308,515 0.01%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor Wealthtrac
94,483 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entityfor PortfolioOne
432,438 0.02%
Aggregation 21,598,221 0.76%

5. Changes in Voting Particulars of change in voting shares in ANZ in respect of which its controlled entities

Shares are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation to
change ($)
Class of Share Number of
Shares
4/10/2019 OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Australian
Shares -
Imputation
Index Pool
On-market
purchase
35,658.80 Ordinary fully
paid
1,312
4/10/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Dominion
On-market sale 1,627.99 Ordinary fully
paid
-61
7/10/2019 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
106
7/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,679.27 Ordinary fully
paid
-162
8/10/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market
purchase
4,973.92 Ordinary fully
paid
179
8/10/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Wealthtrac
On-market sale 5,837.89 Ordinary fully
paid
-214
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 469.23 Ordinary fully
paid
-16
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 469.23 Ordinary fully
paid
-16
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
19,824.99 Ordinary fully
paid
676
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,196.63 Ordinary fully
paid
-109
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
9,560.57 Ordinary fully
paid
326
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 234.62 Ordinary fully
paid
-8
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,404.81 Ordinary fully
paid
-82
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,548.55 Ordinary fully
paid
-121
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 29.33 Ordinary fully
paid
-1
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,290.38 Ordinary fully
paid
-44
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,319.71 Ordinary fully
paid
-45
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,173.08 Ordinary fully
paid
-40
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,287.50 Ordinary fully
paid
-78
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 674.52 Ordinary fully
paid
-23
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 733.17 Ordinary fully
paid
-25
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 615.86 Ordinary fully
paid
-21
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,349.04 Ordinary fully
paid
-46
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,662.98 Ordinary fully
paid
159
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,964.90 Ordinary fully
paid
-67
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,258.17 Ordinary fully
paid
77
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,287.50 Ordinary fully
paid
-78
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,055.77 Ordinary fully
paid
36
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 117.31 Ordinary fully
paid
-4
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,495.67 Ordinary fully
paid
-51
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 10,117.78 Ordinary fully
paid
-345
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 967.79 Ordinary fully
paid
-33
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 322.59 Ordinary fully
paid
-11
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
9,149.99 Ordinary fully
paid
312
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,434.13 Ordinary fully
paid
83
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 29.33 Ordinary fully
paid
-1
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 909.13 Ordinary fully
paid
-31
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,114.42 Ordinary fully
paid
38
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,000.61 Ordinary fully
paid
34
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 938.46 Ordinary fully
paid
-32
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 8,387.50 Ordinary fully
paid
-286
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,812.50 Ordinary fully
paid
-130
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,903.36 Ordinary fully
paid
99
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 938.46 Ordinary fully
paid
-32
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,085.10 Ordinary fully
paid
-37
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,082.21 Ordinary fully
paid
-71
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,942.95 Ordinary fully
paid
100
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 527.88 Ordinary fully
paid
-18
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 498.56 Ordinary fully
paid
-17
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,457.69 Ordinary fully
paid
152
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,349.04 Ordinary fully
paid
-46
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
6,062.49 Ordinary fully
paid
206
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,522.11 Ordinary fully
paid
-86
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,753.85 Ordinary fully
paid
-128
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,463.46 Ordinary fully
paid
84
9/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
4,017.79 Ordinary fully
paid
137
10/10/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
1,005.95 Ordinary fully
paid
36
10/10/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market sale 5,291.41 Ordinary fully
paid
-196
10/10/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 25,037.80 Ordinary fully
paid
-925
10/10/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market
purchase
18,273.53 Ordinary fully
paid
665
11/10/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market
purchase
40,985.20 Ordinary fully
paid
1,510
11/10/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
On-market sale 5,062.69 Ordinary fully
paid
-186
11/10/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 13,122.01 Ordinary fully
paid
-480
15/10/2019 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and
/ or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
2,558
16/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 597.56 Ordinary fully
paid
-20
16/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 3,704.86 Ordinary fully
paid
-124
16/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,015.85 Ordinary fully
paid
34
16/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,258.63 Ordinary fully
paid
42
16/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,165.24 Ordinary fully
paid
39
16/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,468.41 Ordinary fully
paid
49
16/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,225.00 Ordinary fully
paid
-41
16/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
687.19 Ordinary fully
paid
23
16/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
869.06 Ordinary fully
paid
29
16/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
8,515.21 Ordinary fully
paid
285
16/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
10,398.75 Ordinary fully
paid
347
16/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 5,975.59 Ordinary fully
paid
-200
16/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 2,181.09 Ordinary fully
paid
-73
16/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,912.19 Ordinary fully
paid
64
16/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,337.47 Ordinary fully
paid
78
16/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,942.07 Ordinary fully
paid
65
16/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,367.44 Ordinary fully
paid
79
16/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 4,690.84 Ordinary fully
paid
-157
16/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 567.68 Ordinary fully
paid
-19
16/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,121.33 Ordinary fully
paid
71
16/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,547.24 Ordinary fully
paid
85
16/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,942.07 Ordinary fully
paid
65
16/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
2,337.47 Ordinary fully
paid
78
16/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,404.26 Ordinary fully
paid
47
16/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market
purchase
1,768.08 Ordinary fully
paid
59
16/10/2019 ANZ Custodial
Services New
Zealand Limited
as trustee for
various private
clients
On-market sale 1,762.80 Ordinary fully
paid
-59
16/10/2019 OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market sale 30,974.23 Ordinary fully
paid
-1,101
16/10/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 6,683.52 Ordinary fully
paid
-239
16/10/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 4,857.68 Ordinary fully
paid
-174
17/10/2019 OnePath Funds
Management Ltd
as responsible
entity for
OnePath
Australian
Shares -
Imputation
Index Pool
On-market
purchase
27,986.34 Ordinary fully
paid
1,001
17/10/2019 OnePath Funds
Management Ltd
as responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market sale 984.02 Ordinary fully
paid
-35
17/10/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for Grow
Wrap – Aligned
Dealer Group
Off-market transfer 14,445.38 Ordinary fully
paid
592
17/10/2019 OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
Off-market transfer 14,445.38 Ordinary fully
paid
-592
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
OnePath Funds
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
OnePath
Custodians PtyLtd
Level 23, 242 Pitt Street, Sydney NSW 2000
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
JP Morgan
Nominees Australia
Limited
85 Castlereagh Street, Sydney NSW 2000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

print name Simon Pordage

Capacity Company Secretary

Sign here

Date 18 October 2019