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Australia and New Zealand Banking Group Ltd. — Major Shareholding Notification 2017
Jan 26, 2017
10425_rns_2017-01-26_8bb5ac65-bd1a-4642-bca5-7d7cefb9db61.pdf
Major Shareholding Notification
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603 page 1/2 15 July 2001
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
To Company Name/Scheme
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD
ACN/ARSN
005 357 522
1. Details of substantial holder (1)
Name
BlackRock Group (BlackRock Inc. and subsidiaries named in AnnexuresACN/ARSN (if applicable)
to this form)
The holder became a substantial holder on
25 01 / / 2017
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
ord |
147,294,008 |
147,294,008 |
5.01 |
Listed Option |
539 |
53,900 |
0.00 |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| llows: | ||
|---|---|---|
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
Annexure A & D |
||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant Registered holder of Person entitled to be Class and number interest securities registered as holder (8) of securities see Annexure A
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) |
Consideration (9) |
Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
see Annexure B |
||||
603 page 2/2 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
==> picture [455 x 134] intentionally omitted <==
----- Start of picture text -----
Name and ACN/ARSN (if applicable) Nature of association
see Annexure A
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
see Annexure C
----- End of picture text -----
Signature
print name Kayla Mulvihill capacity Authorised Signatory* sign here date 27 / 01 / 2017
-
At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited. DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
-
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
-
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(7) Include details of:
-
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
-
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
This is Annexure A of 5 pages referred to in form 603 Notice of initial substantial shareholder
27-Jan-17 Date
Annexure A
Kayla Mulvihill, Authorised Signatory
3. Details of Relevant Interests
4. Details of present registered holders
6. Associates
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY BRUS | ord | 40,178 | 40,178 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 136,136 | 136,136 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 432,543 | 432,543 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Singapore) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 2,332 | 2,332 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY BRUS | ord | 32,461 | 32,461 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 9,517,059 | 9,517,059 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | CB-CACEIS BANK | ord | 1,551 | 1,551 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM - J.P. Morgan Zurich | ord | 207,346 | 207,346 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 1,772,395 | 1,772,395 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 667,245 | 667,245 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | RBC-DEXIA BIL- LONDON | ord | 563,396 | 563,396 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 9,391,500 | 9,391,500 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | DUBLIN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | STATE STREET BANK, | ord | 16,083 | 16,083 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | MUNICH, ZURICH | BlackRock Inc. | ||||
| investment manager or trustee. | BRANCH | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ord | 207,852 | 207,852 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 1,252,896 | 1,252,896 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 6,349 | 6,349 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 108,867 | 108,867 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Limited | investment manager or trustee. |
page 1 of 5
ANZ
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 1,266,626 | 1,266,626 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 1,867,339 | 1,867,339 | subsidiary of | |
| Management Deutschland | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | ||||
| AG | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 76,452 | 76,452 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 1,050,361 | 1,050,361 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, HONG | ord | 216,262 | 216,262 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | HSBC-HSBC Institutional | ord | 10 | 10 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | Trust Services (Asia) Ltd | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ord | 11,308 | 11,308 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ord | 4,856 | 4,856 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ord | 64,258 | 64,258 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 329,986 | 329,986 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ord | 60,214 | 60,214 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 261,640 | 261,640 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - | ord | 192,655 | 192,655 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 517,176 | 517,176 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | Listed | 539 | 53,900 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | BANK, BOSTON | Option | BlackRock Inc. | |||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 124,763 | 124,763 | subsidiary of | |
| securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 457,512 | 457,512 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 169,726 | 169,726 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 34,784,439 | 34,784,439 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 3,005,698 | 3,005,698 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BOA-MERRILL LYNCH | ord | 5,076 | 5,076 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INTL PRIME BROKER - | BlackRock Inc. | ||||
| Association | investment manager or trustee. | NEW YORK |
page 2 of 5
ANZ
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | GS-GOLDMAN SACHS | ord | 3,434 | 3,434 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | PRIME BROKER - NEW | BlackRock Inc. | ||||
| Association | investment manager or trustee. | YORK | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 561,835 | 561,835 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 1,108,555 | 1,108,555 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB BOSTON | ord | 62,068 | 62,068 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 2,137,030 | 2,137,030 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ord | 1,380,692 | 1,380,692 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 214,008 | 214,008 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 190,133 | 190,133 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 34,520,610 | 34,520,610 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | UBS- UBS- ZURICH | ord | 78,960 | 78,960 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Association | investment manager or trustee. | ||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 155,283 | 155,283 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 990,354 | 990,354 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 16,678 | 16,678 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | SYDNEY | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ord | 6,305,288 | 6,305,288 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ord | 1,242,757 | 1,242,757 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 155,124 | 155,124 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | AP7 | ord | 382,071 | 382,071 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP Paribas Milan | ord | 133,255 | 133,255 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY BRUS | ord | 402,793 | 402,793 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 1,390,965 | 1,390,965 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CB-CACEIS BANK | ord | 17,731 | 17,731 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. |
page 3 of 5
ANZ
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, LONDON | ord | 2,794,351 | 2,794,351 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 289,863 | 289,863 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - | ord | 242,990 | 242,990 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 155,685 | 155,685 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 727,281 | 727,281 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SEB-SKANDINAVISKA | ord | 80,317 | 80,317 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | ENSKILDA BANKEN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ord | 58,786 | 58,786 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 659,809 | 659,809 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 189,260 | 189,260 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 114,389 | 114,389 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 1,705,718 | 1,705,718 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 2,008,466 | 2,008,466 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 2,727 | 2,727 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | ||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | USB-US BANK | ord | 43,039 | 43,039 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ord | 34,920 | 34,920 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 3,745,990 | 3,745,990 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | MITSUI-SUMITOMO | ord | 11,678 | 11,678 | subsidiary of | |
| securities and/or the power to dispose of securities as | TRUST | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-State Street Bank And | ord | 2,509,050 | 2,509,050 | subsidiary of | |
| securities and/or the power to dispose of securities as | Trust Co. | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 45,295 | 45,295 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP PARIBAS | ord | 109,762 | 109,762 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA - COGENT | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-Citigroup Australia - | ord | 96,248 | 96,248 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. |
page 4 of 5
ANZ
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 2,209,541 | 2,209,541 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ord | 2,227,167 | 2,227,167 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 6,959,506 | 6,959,506 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacityas responsible entity. |
page 5 of 5
ANZ
Annexure B
This is Annexure B of 15 pages referred to in form 603 Notice of initial substantial shareholder
27-Jan-17
Kayla Mulvihill,
Date
Authorised Signatory
5. Consideration
| AUSTRALIA & NEW ZEALAND BANKING GROUP LTD (ANZ) | AUSTRALIA & NEW ZEALAND BANKING GROUP LTD (ANZ) |
|---|---|
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
| BlackRock Fund Advisors 26-Sep-16 yes |
27.00 on mkt buy AUD ord 43,589 43,589 |
| BlackRock Fund Advisors 26-Sep-16 no |
n/a in specie AUD ord 2,798 2,798 |
| BlackRock Asset Management Deutschland AG 26-Sep-16 yes |
27.00 on mkt buy AUD ord 4,269 4,269 |
| BlackRock Asset Management Deutschland AG 26-Sep-16 yes |
27.00 on mkt buy AUD ord 3,697 3,697 |
| BlackRock Advisors,LLC 26-Sep-16 yes |
27.00 on mkt buy AUD ord 31,641 31,641 |
| BlackRock Institutional Trust Company, National Association 26-Sep-16 yes |
27.00 on mkt buy AUD ord 23,222 23,222 |
| BlackRock Investment Management (Australia) Limited 27-Sep-16 yes |
27.00 on mkt buy AUD ord 8,608 8,608 |
| BlackRock Investment Management (Australia) Limited 27-Sep-16 yes |
27.00 on mkt buy AUD ord 44,382 44,382 |
| BlackRock Investment Management (Australia) Limited 27-Sep-16 yes |
27.00 on mkt buy AUD ord 5,471 5,471 |
| BlackRock Fund Advisors 27-Sep-16 yes |
27.00 on mkt buy AUD ord 583 583 |
| BlackRock Fund Advisors 27-Sep-16 yes |
27.00 on mkt buy AUD ord 2,106 2,106 |
| BlackRock Fund Advisors 27-Sep-16 yes |
27.00 on mkt buy AUD ord 5,984 5,984 |
| BlackRock Fund Advisors 27-Sep-16 no |
n/a in specie AUD ord 2,798 2,798 |
| BlackRock Asset Management Deutschland AG 27-Sep-16 yes |
27.00 on mkt buy AUD ord 1,424 1,424 |
| BlackRock Advisors(UK)Limited 27-Sep-16 yes |
27.00 on mkt buy AUD ord 7,673 7,673 |
| BlackRock Advisors(UK)Limited 27-Sep-16 yes |
27.00 on mkt buy AUD ord 8,760 8,760 |
| BlackRock Advisors(UK)Limited 27-Sep-16 yes |
27.00 on mkt buy AUD ord 1,460 1,460 |
| BlackRock Advisors,LLC 27-Sep-16 yes |
27.00 on mkt buy AUD ord 21,463 21,463 |
| BlackRock Investment Management (Australia) Limited 27-Sep-16 yes |
27.00 on mkt buy AUD ord 33,196 33,196 |
| BlackRock Investment Management (Australia) Limited 27-Sep-16 yes |
27.00 on mkt buy AUD ord 2,890 2,890 |
| BlackRock(Netherlands)B.V. 27-Sep-16 yes |
27.00 on mkt buy AUD ord 1,836 1,836 |
| BlackRock Investment Management,LLC 27-Sep-16 yes |
27.00 on mkt buy AUD ord 5,790 5,790 |
| BlackRock Investment Management (Australia) Limited 27-Sep-16 yes |
27.00 on mkt buy AUD ord 15,072 15,072 |
| BlackRock Fund Advisors 27-Sep-16 yes |
27.00 on mkt buy AUD ord 13,972 13,972 |
| BlackRock Fund Advisors 27-Sep-16 no |
n/a in specie AUD ord 119,484 119,484 |
| BlackRock Investment Management (Australia) Limited 27-Sep-16 yes |
27.00 on mkt buy AUD ord 3,102 3,102 |
| BlackRock(Netherlands)B.V. 28-Sep-16 yes |
27.00 on mkt buy AUD ord 248 248 |
| BlackRock Fund Advisors 28-Sep-16 no |
n/a in specie AUD ord 8,698 8,698 |
| BlackRock Fund Advisors 28-Sep-16 no |
n/a in specie AUD ord 8,698 8,698 |
| BlackRock Asset Management Deutschland AG 28-Sep-16 yes |
27.00 on mkt buy AUD ord 2,848 2,848 |
| BlackRock Advisors(UK)Limited 28-Sep-16 yes |
27.00 on mkt buy AUD ord 1,460 1,460 |
| BlackRock Advisors,LLC 28-Sep-16 yes |
27.00 on mkt buy AUD ord 38,616 38,616 |
| BlackRock Fund Advisors 28-Sep-16 yes |
27.00 on mkt buy AUD ord 1,109 1,109 |
| BlackRock Investment Management (Australia) Limited 29-Sep-16 yes |
27.00 on mkt buy AUD ord 8,170 8,170 |
| BlackRock Investment Management (Australia) Limited 29-Sep-16 yes |
27.00 on mkt buy AUD ord 47,023 47,023 |
| BlackRock Asset Management Canada Limited 29-Sep-16 no |
n/a in specie AUD ord 21,849 21,849 |
| BlackRock Investment Management (Australia) Limited 29-Sep-16 yes |
27.00 on mkt buy AUD ord 5,490 5,490 |
| BlackRock Fund Advisors 29-Sep-16 no |
n/a in specie AUD ord 10,710 10,710 |
| BlackRock Asset Management Deutschland AG 29-Sep-16 yes |
27.00 on mkt buy AUD ord 2,848 2,848 |
| BlackRock Investment Management (Australia) Limited 29-Sep-16 yes |
27.00 on mkt buy AUD ord 26,596 26,596 |
| BlackRock Investment Management (Australia) Limited 29-Sep-16 yes |
27.00 on mkt buy AUD ord 2,517 2,517 |
| BlackRock Investment Management (Australia) Limited 29-Sep-16 yes |
27.00 on mkt buy AUD ord 19,097 19,097 |
page 1 of 15
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 29-Sep-16 yes |
27.00 on mkt buy AUD ord 2,973 2,973 |
| BlackRock Asset Management Canada Limited 30-Sep-16 yes |
27.00 on mkt buy AUD ord 12,712 12,712 |
| BlackRock Asset Management North Asia Limited 30-Sep-16 yes |
27.00 on mkt buy AUD ord 3,750 3,750 |
| BlackRock Fund Advisors 30-Sep-16 no |
n/a in specie AUD ord 7,497 7,497 |
| BlackRock Investment Management (Australia) Limited 30-Sep-16 yes |
27.00 on mkt buy AUD ord 27,296 27,296 |
| BlackRock Institutional Trust Company, National Association 30-Sep-16 yes |
27.00 on mkt buy AUD ord 6,704 6,704 |
| BlackRock Investment Management,LLC 30-Sep-16 yes |
27.00 on mkt buy AUD ord 6,747 6,747 |
| BlackRock Institutional Trust Company, National Association 03-Oct-16 yes |
27.00 on mkt buy AUD ord 1,582 1,582 |
| BlackRock Fund Advisors 03-Oct-16 yes |
27.00 on mkt buy AUD ord 10,580 10,580 |
| BlackRock Fund Advisors 03-Oct-16 yes |
27.00 on mkt buy AUD ord 15,708 15,708 |
| BlackRock Advisors(UK)Limited 03-Oct-16 yes |
27.00 on mkt buy AUD ord 34,644 34,644 |
| BlackRock Institutional Trust Company, National Association 03-Oct-16 yes |
27.00 on mkt buy AUD ord 8,612 8,612 |
| BlackRock Institutional Trust Company, National Association 03-Oct-16 yes |
27.00 on mkt buy AUD ord 3,472 3,472 |
| BlackRock Institutional Trust Company, National Association 03-Oct-16 yes |
27.00 on mkt buy AUD ord 422 422 |
| BlackRock Fund Advisors 03-Oct-16 yes |
27.00 on mkt buy AUD ord 26,278 26,278 |
| BlackRock Financial Management,Inc. 04-Oct-16 yes |
27.00 on mkt buy AUD ord 6,418 6,418 |
| BlackRock Investment Management (Australia) Limited 04-Oct-16 yes |
27.00 on mkt buy AUD ord 1,854 1,854 |
| BlackRock Investment Management (Australia) Limited 04-Oct-16 yes |
27.00 on mkt buy AUD ord 11,184 11,184 |
| BlackRock Japan Co.,Ltd. 04-Oct-16 yes |
27.00 on mkt buy AUD ord 422 422 |
| BlackRock Advisors,LLC 04-Oct-16 yes |
27.00 on mkt buy AUD ord 6,831 6,831 |
| BlackRock Institutional Trust Company, National Association 04-Oct-16 yes |
27.00 on mkt buy AUD ord 2,054 2,054 |
| BlackRock Investment Management (Australia) Limited 04-Oct-16 yes |
27.00 on mkt buy AUD ord 1,552 1,552 |
| BlackRock Investment Management,LLC 04-Oct-16 yes |
28.00 on mkt buy AUD ord 4,433 4,433 |
| BlackRock Investment Management,LLC 04-Oct-16 yes |
28.00 on mkt buy AUD ord 6,700 6,700 |
| BlackRock Fund Advisors 04-Oct-16 yes |
27.00 on mkt buy AUD ord 1,119 1,119 |
| BlackRock Asset Management Canada Limited 04-Oct-16 yes |
28.00 on mkt buy AUD ord 34 34 |
| BlackRock International Limited 04-Oct-16 yes |
27.00 on mkt buy AUD ord 3,630 3,630 |
| BlackRock Investment Management (Australia) Limited 04-Oct-16 yes |
27.00 on mkt buy AUD ord 1,347 1,347 |
| BlackRock Financial Management,Inc. 04-Oct-16 yes |
27.00 on mkt buy AUD ord 14,439 14,439 |
| BlackRock Investment Management (Australia) Limited 04-Oct-16 yes |
27.00 on mkt buy AUD ord 7,463 7,463 |
| BlackRock Financial Management,Inc. 04-Oct-16 yes |
27.00 on mkt buy AUD ord 3,396 3,396 |
| BlackRock Investment Management (Australia) Limited 04-Oct-16 yes |
27.00 on mkt buy AUD ord 3,551 3,551 |
| BlackRock Advisors(UK)Limited 05-Oct-16 yes |
28.00 on mkt buy AUD ord 41,055 41,055 |
| BlackRock Fund Advisors 05-Oct-16 yes |
27.00 on mkt buy AUD ord 2,640 2,640 |
| BlackRock Fund Advisors 05-Oct-16 yes |
28.00 on mkt buy AUD ord 23,232 23,232 |
| BlackRock Fund Advisors 05-Oct-16 yes |
28.00 on mkt buy AUD ord 7,327 7,327 |
| BlackRock Asset Management Deutschland AG 05-Oct-16 yes |
28.00 on mkt buy AUD ord 1,424 1,424 |
| BlackRock Asset Management Deutschland AG 05-Oct-16 yes |
28.00 on mkt buy AUD ord 3,698 3,698 |
| BlackRock Institutional Trust Company, National Association 05-Oct-16 yes |
28.00 on mkt buy AUD ord 708 708 |
| BlackRock Advisors,LLC 05-Oct-16 yes |
28.00 on mkt buy AUD ord 1,550 1,550 |
| BlackRock Investment Management (UK) Limited 06-Oct-16 yes |
28.00 on mkt buy AUD ord 12,889 12,889 |
| BlackRock Investment Management (UK) Limited 06-Oct-16 yes |
28.00 on mkt buy AUD ord 6,269 6,269 |
| BlackRock Investment Management,LLC 06-Oct-16 yes |
28.00 on mkt buy AUD ord 8,741 8,741 |
| BlackRock Investment Management (Australia) Limited 07-Oct-16 yes |
28.00 on mkt buy AUD ord 44,493 44,493 |
| BlackRock Advisors(UK)Limited 07-Oct-16 yes |
28.00 on mkt buy AUD ord 7,407 7,407 |
| BlackRock Institutional Trust Company, National Association 07-Oct-16 yes |
28.00 on mkt buy AUD ord 43,671 43,671 |
| BlackRock(Netherlands)B.V. 07-Oct-16 yes |
28.00 on mkt buy AUD ord 820 820 |
| BlackRock Fund Advisors 07-Oct-16 yes |
28.00 on mkt buy AUD ord 17,727 17,727 |
| BlackRock Fund Advisors 07-Oct-16 no |
n/a in specie AUD ord 33,120 33,120 |
| BlackRock Fund Advisors 07-Oct-16 yes |
28.00 on mkt buy AUD ord 8,228 8,228 |
| BlackRock Advisors(UK)Limited 07-Oct-16 yes |
28.00 on mkt buy AUD ord 11,548 11,548 |
page 2 of 15
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 07-Oct-16 yes |
28.00 on mkt buy AUD ord 21,066 21,066 |
| BlackRock Investment Management (Australia) Limited 07-Oct-16 yes |
28.00 on mkt buy AUD ord 3,647 3,647 |
| BlackRock Investment Management (Australia) Limited 07-Oct-16 yes |
28.00 on mkt buy AUD ord 20,058 20,058 |
| BlackRock Fund Advisors 07-Oct-16 yes |
28.00 on mkt buy AUD ord 9,468 9,468 |
| BlackRock Asset Management Canada Limited 07-Oct-16 yes |
28.00 on mkt buy AUD ord 10,395 10,395 |
| BlackRock Asset Management Deutschland AG 10-Oct-16 yes |
28.00 on mkt buy AUD ord 1,424 1,424 |
| BlackRock Investment Management (Australia) Limited 11-Oct-16 yes |
28.00 on mkt buy AUD ord 8,040 8,040 |
| BlackRock Japan Co.,Ltd. 11-Oct-16 yes |
28.00 on mkt buy AUD ord 4,858 4,858 |
| BlackRock Fund Advisors 11-Oct-16 yes |
28.00 on mkt buy AUD ord 9,612 9,612 |
| BlackRock Fund Advisors 11-Oct-16 yes |
28.00 on mkt buy AUD ord 17,171 17,171 |
| BlackRock Fund Advisors 11-Oct-16 yes |
28.00 on mkt buy AUD ord 2,618 2,618 |
| BlackRock Advisors(UK)Limited 11-Oct-16 yes |
28.00 on mkt buy AUD ord 12,450 12,450 |
| BlackRock Advisors(UK)Limited 11-Oct-16 yes |
28.00 on mkt buy AUD ord 7,673 7,673 |
| BlackRock Investment Management (UK) Limited 11-Oct-16 yes |
28.00 on mkt buy AUD ord 2,243 2,243 |
| BlackRock Advisors,LLC 11-Oct-16 yes |
28.00 on mkt buy AUD ord 20,748 20,748 |
| BlackRock Advisors,LLC 11-Oct-16 yes |
28.00 on mkt buy AUD ord 163 163 |
| BlackRock Investment Management (Australia) Limited 11-Oct-16 yes |
28.00 on mkt buy AUD ord 5,880 5,880 |
| BlackRock(Netherlands)B.V. 11-Oct-16 yes |
28.00 on mkt buy AUD ord 18 18 |
| BlackRock(Netherlands)B.V. 11-Oct-16 yes |
28.00 on mkt buy AUD ord 2,254 2,254 |
| BlackRock Institutional Trust Company, National Association 11-Oct-16 yes |
28.00 on mkt buy AUD ord 3,101 3,101 |
| BlackRock Fund Advisors 11-Oct-16 yes |
28.00 on mkt buy AUD ord 8,085 8,085 |
| BlackRock Investment Management (Australia) Limited 11-Oct-16 yes |
28.00 on mkt buy AUD ord 226 226 |
| BlackRock Fund Advisors 12-Oct-16 yes |
28.00 on mkt buy AUD ord 369 369 |
| BlackRock Advisors(UK)Limited 12-Oct-16 yes |
28.00 on mkt buy AUD ord 11,548 11,548 |
| BlackRock Advisors(UK)Limited 12-Oct-16 yes |
28.00 on mkt buy AUD ord 6,225 6,225 |
| BlackRock Advisors(UK)Limited 12-Oct-16 yes |
28.00 on mkt buy AUD ord 7,673 7,673 |
| BlackRock Institutional Trust Company, National Association 12-Oct-16 yes |
28.00 on mkt buy AUD ord 7,053 7,053 |
| BlackRock Institutional Trust Company, National Association 12-Oct-16 no |
n/a in specie AUD ord 42,462 42,462 |
| BlackRock Institutional Trust Company, National Association 13-Oct-16 yes |
27.00 on mkt buy AUD ord 30,040 30,040 |
| BlackRock Fund Advisors 13-Oct-16 no |
n/a in specie AUD ord 4,626 4,626 |
| BlackRock Fund Advisors 13-Oct-16 yes |
27.00 on mkt buy AUD ord 12,353 12,353 |
| BlackRock Advisors(UK)Limited 13-Oct-16 yes |
27.00 on mkt buy AUD ord 2,187 2,187 |
| BlackRock Advisors(UK)Limited 13-Oct-16 yes |
27.00 on mkt buy AUD ord 729 729 |
| BlackRock Investment Management (Australia) Limited 13-Oct-16 yes |
27.00 on mkt buy AUD ord 15,151 15,151 |
| BlackRock Investment Management,LLC 13-Oct-16 yes |
28.00 on mkt buy AUD ord 8,349 8,349 |
| BlackRock Fund Advisors 14-Oct-16 no |
n/a in specie AUD ord 44,180 44,180 |
| BlackRock Advisors(UK)Limited 14-Oct-16 yes |
27.00 on mkt buy AUD ord 23,096 23,096 |
| BlackRock Advisors(UK)Limited 14-Oct-16 yes |
27.00 on mkt buy AUD ord 7,674 7,674 |
| BlackRock Institutional Trust Company, National Association 17-Oct-16 yes |
27.00 on mkt buy AUD ord 3,437 3,437 |
| BlackRock Institutional Trust Company, National Association 17-Oct-16 yes |
27.00 on mkt buy AUD ord 30,097 30,097 |
| BlackRock Investment Management,LLC 17-Oct-16 yes |
27.00 on mkt buy AUD ord 6,273 6,273 |
| BlackRock Institutional Trust Company, National Association 17-Oct-16 yes |
27.00 on mkt buy AUD ord 23,049 23,049 |
| BlackRock Fund Advisors 17-Oct-16 yes |
27.00 on mkt buy AUD ord 87,360 87,360 |
| BlackRock Fund Advisors 17-Oct-16 yes |
27.00 on mkt buy AUD ord 1,975 1,975 |
| BlackRock Fund Advisors 17-Oct-16 no |
n/a in specie AUD ord 2,798 2,798 |
| BlackRock Institutional Trust Company, National Association 17-Oct-16 yes |
27.00 on mkt buy AUD ord 10,965 10,965 |
| BlackRock Institutional Trust Company, National Association 17-Oct-16 yes |
27.00 on mkt buy AUD ord 5,587 5,587 |
| BlackRock Institutional Trust Company, National Association 17-Oct-16 yes |
27.00 on mkt buy AUD ord 145,904 145,904 |
| BlackRock Institutional Trust Company, National Association 18-Oct-16 yes |
27.00 on mkt buy AUD ord 37,922 37,922 |
| BlackRock Institutional Trust Company, National Association 18-Oct-16 yes |
27.00 on mkt buy AUD ord 622 622 |
| BlackRock Fund Advisors 18-Oct-16 yes |
27.00 on mkt buy AUD ord 9,527 9,527 |
| BlackRock Fund Advisors 18-Oct-16 no |
n/a in specie AUD ord 8,680 8,680 |
| BlackRock Fund Advisors 18-Oct-16 yes |
27.00 on mkt buy AUD ord 9,419 9,419 |
page 3 of 15
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors(UK)Limited 18-Oct-16 yes |
27.00 on mkt buy AUD ord 1,379 1,379 |
| BlackRock Fund Advisors 19-Oct-16 yes |
27.00 on mkt buy AUD ord 9,529 9,529 |
| BlackRock Advisors(UK)Limited 19-Oct-16 yes |
27.00 on mkt buy AUD ord 3,650 3,650 |
| BlackRock Fund Advisors 19-Oct-16 yes |
27.00 on mkt buy AUD ord 20,168 20,168 |
| BlackRock Investment Management,LLC 19-Oct-16 yes |
28.00 on mkt buy AUD ord 11,413 11,413 |
| BlackRock Institutional Trust Company, National Association 19-Oct-16 yes |
27.00 on mkt buy AUD ord 6,909 6,909 |
| BlackRock Institutional Trust Company, National Association 19-Oct-16 yes |
27.00 on mkt buy AUD ord 7,197 7,197 |
| BlackRock Institutional Trust Company, National Association 19-Oct-16 yes |
27.00 on mkt buy AUD ord 11,640 11,640 |
| BlackRock Investment Management,LLC 20-Oct-16 no |
n/a in specie AUD ord 58,866 58,866 |
| BlackRock Investment Management (Australia) Limited 20-Oct-16 yes |
28.00 on mkt buy AUD ord 9,763 9,763 |
| BlackRock Investment Management (Australia) Limited 20-Oct-16 yes |
28.00 on mkt buy AUD ord 7,474 7,474 |
| BlackRock Advisors(UK)Limited 21-Oct-16 yes |
28.00 on mkt buy AUD ord 4,563 4,563 |
| BlackRock Investment Management (UK) Limited 21-Oct-16 yes |
28.00 on mkt buy AUD ord 32,385 32,385 |
| BlackRock Fund Advisors 21-Oct-16 yes |
28.00 on mkt buy AUD ord 8,866 8,866 |
| BlackRock Advisors(UK)Limited 21-Oct-16 yes |
28.00 on mkt buy AUD ord 5,775 5,775 |
| BlackRock Institutional Trust Company, National Association 21-Oct-16 yes |
28.00 on mkt buy AUD ord 7,514 7,514 |
| BlackRock Institutional Trust Company, National Association 21-Oct-16 yes |
28.00 on mkt buy AUD ord 10,158 10,158 |
| BlackRock Investment Management,LLC 24-Oct-16 yes |
28.00 on mkt buy AUD ord 40,891 40,891 |
| BlackRock Fund Advisors 24-Oct-16 no |
n/a in specie AUD ord 10,850 10,850 |
| BlackRock Investment Management (Australia) Limited 24-Oct-16 yes |
28.00 on mkt buy AUD ord 10,224 10,224 |
| BlackRock Advisors(UK)Limited 24-Oct-16 yes |
28.00 on mkt buy AUD ord 6,225 6,225 |
| BlackRock Asset Management Canada Limited 24-Oct-16 yes |
28.00 on mkt buy AUD ord 1,006 1,006 |
| BlackRock Advisors,LLC 25-Oct-16 yes |
28.00 on mkt buy AUD ord 50,267 50,267 |
| BlackRock Investment Management (UK) Limited 25-Oct-16 yes |
28.00 on mkt buy AUD ord 7,490 7,490 |
| BlackRock Asset Management North Asia Limited 25-Oct-16 yes |
28.00 on mkt buy AUD ord 102,015 102,015 |
| BlackRock Investment Management (UK) Limited 25-Oct-16 yes |
28.00 on mkt buy AUD ord 47,400 47,400 |
| BlackRock Asset Management North Asia Limited 25-Oct-16 yes |
28.00 on mkt buy AUD ord 3,948 3,948 |
| BlackRock Fund Advisors 25-Oct-16 yes |
28.00 on mkt buy AUD ord 3,740 3,740 |
| BlackRock Advisors(UK)Limited 25-Oct-16 yes |
28.00 on mkt buy AUD ord 795 795 |
| BlackRock Asset Management North Asia Limited 25-Oct-16 yes |
28.00 on mkt buy AUD ord 36,535 36,535 |
| BlackRock Investment Management,LLC 25-Oct-16 yes |
28.00 on mkt buy AUD ord 10,108 10,108 |
| BlackRock Fund Advisors 26-Oct-16 yes |
28.00 on mkt buy AUD ord 10,897 10,897 |
| BlackRock Fund Advisors 26-Oct-16 no |
n/a in specie AUD ord 44,320 44,320 |
| BlackRock Fund Advisors 26-Oct-16 yes |
28.00 on mkt buy AUD ord 7,308 7,308 |
| BlackRock Advisors(UK)Limited 26-Oct-16 no |
n/a in specie AUD ord 37,038 37,038 |
| BlackRock Advisors(UK)Limited 26-Oct-16 yes |
28.00 on mkt buy AUD ord 522 522 |
| BlackRock Advisors(UK)Limited 26-Oct-16 yes |
28.00 on mkt buy AUD ord 2,920 2,920 |
| BlackRock Japan Co.,Ltd. 26-Oct-16 yes |
28.00 on mkt buy AUD ord 1,444 1,444 |
| BlackRock Investment Management (UK) Limited 27-Oct-16 yes |
28.00 on mkt buy AUD ord 64,179 64,179 |
| BlackRock Fund Advisors 27-Oct-16 yes |
28.00 on mkt buy AUD ord 10,705 10,705 |
| BlackRock Fund Advisors 27-Oct-16 no |
n/a in specie AUD ord 13,642 13,642 |
| BlackRock Asset Management Canada Limited 27-Oct-16 yes |
28.00 on mkt buy AUD ord 8,880 8,880 |
| BlackRock Fund Advisors 27-Oct-16 no |
n/a in specie AUD ord 378 378 |
| BlackRock Investment Management (UK) Limited 27-Oct-16 yes |
28.00 on mkt buy AUD ord 16,000 16,000 |
| BlackRock Investment Management (UK) Limited 27-Oct-16 yes |
28.00 on mkt buy AUD ord 5,000 5,000 |
| BlackRock Institutional Trust Company, National Association 27-Oct-16 yes |
28.00 on mkt buy AUD ord 3,735 3,735 |
| BlackRock Fund Advisors 27-Oct-16 no |
n/a in specie AUD ord 66,920 66,920 |
| BlackRock Investment Management,LLC 28-Oct-16 yes |
27.00 on mkt buy AUD ord 45,741 45,741 |
| BlackRock Investment Management,LLC 28-Oct-16 no |
n/a in specie AUD ord 21,261 21,261 |
| BlackRock Fund Advisors 28-Oct-16 no |
n/a in specie AUD ord 15,260 15,260 |
| BlackRock Fund Advisors 28-Oct-16 no |
n/a in specie AUD ord 4,197 4,197 |
| BlackRock Fund Advisors 28-Oct-16 no |
n/a in specie AUD ord 4,197 4,197 |
| BlackRock Asset Management Deutschland AG 28-Oct-16 yes |
27.00 on mkt buy AUD ord 1,415 1,415 |
page 4 of 15
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Asset Management Deutschland AG 28-Oct-16 yes |
27.00 on mkt buy AUD ord 3,698 3,698 |
| BlackRock Advisors(UK)Limited 28-Oct-16 yes |
27.00 on mkt buy AUD ord 5,110 5,110 |
| BlackRock Investment Management (UK) Limited 28-Oct-16 no |
n/a in specie AUD ord 38,300 38,300 |
| BlackRock Japan Co.,Ltd. 28-Oct-16 yes |
27.00 on mkt buy AUD ord 222 222 |
| BlackRock Fund Advisors 28-Oct-16 no |
n/a in specie AUD ord 66,920 66,920 |
| BlackRock Asset Management Canada Limited 28-Oct-16 no |
n/a in specie AUD ord 108,867 108,867 |
| BlackRock Investment Management (UK) Limited 31-Oct-16 yes |
27.00 on mkt buy AUD ord 1,077 1,077 |
| BlackRock Asset Management Canada Limited 31-Oct-16 yes |
27.00 on mkt buy AUD ord 18,610 18,610 |
| BlackRock Investment Management (UK) Limited 31-Oct-16 yes |
27.00 on mkt buy AUD ord 8,277 8,277 |
| BlackRock Asset Management North Asia Limited 31-Oct-16 yes |
27.00 on mkt buy AUD ord 1,621 1,621 |
| BlackRock Fund Advisors 31-Oct-16 no |
n/a in specie AUD ord 1,399 1,399 |
| BlackRock Fund Advisors 31-Oct-16 no |
n/a in specie AUD ord 378 378 |
| BlackRock Institutional Trust Company, National Association 31-Oct-16 yes |
27.00 on mkt buy AUD ord 16,498 16,498 |
| BlackRock Investment Management,LLC 31-Oct-16 yes |
27.00 on mkt buy AUD ord 6,449 6,449 |
| BlackRock Investment Management (UK) Limited 31-Oct-16 yes |
27.00 on mkt buy AUD ord 12,645 12,645 |
| BlackRock Advisors(UK)Limited 01-Nov-16 yes |
27.00 on mkt buy AUD ord 13,042 13,042 |
| BlackRock Asset Management North Asia Limited 01-Nov-16 yes |
27.00 on mkt buy AUD ord 37,335 37,335 |
| BlackRock Investment Management (UK) Limited 01-Nov-16 yes |
27.00 on mkt buy AUD ord 20,388 20,388 |
| BlackRock Advisors(UK)Limited 01-Nov-16 yes |
27.00 on mkt buy AUD ord 3,564 3,564 |
| BlackRock Advisors(UK)Limited 01-Nov-16 yes |
27.00 on mkt buy AUD ord 11,550 11,550 |
| BlackRock Advisors(UK)Limited 01-Nov-16 yes |
27.00 on mkt buy AUD ord 3,390 3,390 |
| BlackRock Advisors(UK)Limited 01-Nov-16 yes |
27.00 on mkt buy AUD ord 2,385 2,385 |
| BlackRock Investment Management,LLC 02-Nov-16 no |
n/a in specie AUD ord 51,890 51,890 |
| BlackRock Investment Management,LLC 02-Nov-16 no |
n/a in specie AUD ord 52,130 52,130 |
| BlackRock Fund Advisors 02-Nov-16 no |
n/a in specie AUD ord 8,714 8,714 |
| BlackRock Fund Advisors 02-Nov-16 no |
n/a in specie AUD ord 8,714 8,714 |
| BlackRock Fund Advisors 02-Nov-16 yes |
27.00 on mkt buy AUD ord 17,810 17,810 |
| BlackRock Fund Advisors 02-Nov-16 no |
n/a in specie AUD ord 2,798 2,798 |
| BlackRock Fund Advisors 02-Nov-16 no |
n/a in specie AUD ord 2,798 2,798 |
| BlackRock Advisors(UK)Limited 02-Nov-16 yes |
27.00 on mkt buy AUD ord 8,030 8,030 |
| BlackRock Advisors(UK)Limited 02-Nov-16 yes |
27.00 on mkt buy AUD ord 1,584 1,584 |
| BlackRock Advisors(UK)Limited 03-Nov-16 yes |
27.00 on mkt buy AUD ord 19,152 19,152 |
| BlackRock Advisors(UK)Limited 03-Nov-16 yes |
27.00 on mkt buy AUD ord 11,528 11,528 |
| BlackRock Advisors(UK)Limited 03-Nov-16 yes |
27.00 on mkt buy AUD ord 730 730 |
| BlackRock Investment Management,LLC 03-Nov-16 yes |
27.00 on mkt buy AUD ord 11,446 11,446 |
| BlackRock Fund Advisors 03-Nov-16 no |
n/a in specie AUD ord 66,920 66,920 |
| BlackRock Advisors(UK)Limited 04-Nov-16 yes |
27.00 on mkt buy AUD ord 5,773 5,773 |
| BlackRock Advisors,LLC 04-Nov-16 yes |
26.00 on mkt buy AUD ord 1,622 1,622 |
| BlackRock Investment Management,LLC 04-Nov-16 yes |
26.00 on mkt buy AUD ord 1,448 1,448 |
| BlackRock Investment Management,LLC 04-Nov-16 yes |
27.00 on mkt buy AUD ord 623 623 |
| BlackRock Advisors(UK)Limited 07-Nov-16 yes |
27.00 on mkt buy AUD ord 8,772 8,772 |
| BlackRock Advisors(UK)Limited 08-Nov-16 no |
n/a in specie AUD ord 18,160 18,160 |
| BlackRock Investment Management (Australia) Limited 08-Nov-16 yes |
26.00 on mkt buy AUD ord 19,493 19,493 |
| BlackRock Fund Advisors 08-Nov-16 no |
n/a in specie AUD ord 4,360 4,360 |
| BlackRock Asset Management Deutschland AG 08-Nov-16 yes |
27.00 on mkt buy AUD ord 4,654 4,654 |
| BlackRock Investment Management (Australia) Limited 08-Nov-16 yes |
26.00 on mkt buy AUD ord 21,661 21,661 |
| BlackRock Investment Management (UK) Limited 09-Nov-16 yes |
26.00 on mkt buy AUD ord 1,595 1,595 |
| BlackRock Asset Management North Asia Limited 09-Nov-16 yes |
26.00 on mkt buy AUD ord 1,494 1,494 |
| BlackRock Advisors(UK)Limited 09-Nov-16 yes |
26.00 on mkt buy AUD ord 5,782 5,782 |
| BlackRock Asset Management Deutschland AG 09-Nov-16 yes |
26.00 on mkt buy AUD ord 1,875 1,875 |
| BlackRock Financial Management,Inc. 10-Nov-16 yes |
27.00 on mkt buy AUD ord 48,817 48,817 |
| BlackRock Advisors(UK)Limited 10-Nov-16 yes |
27.00 on mkt buy AUD ord 11,090 11,090 |
| BlackRock Advisors(UK)Limited 10-Nov-16 yes |
27.00 on mkt buy AUD ord 1,462 1,462 |
| BlackRock Advisors(UK)Limited 10-Nov-16 yes |
27.00 on mkt buy AUD ord 2,358 2,358 |
| BlackRock Fund Advisors 10-Nov-16 no |
n/a in specie AUD ord 80,304 80,304 |
| BlackRock Fund Advisors 11-Nov-16 no |
n/a in specie AUD ord 20,152 20,152 |
| BlackRock Fund Advisors 11-Nov-16 no |
n/a in specie AUD ord 26,142 26,142 |
| BlackRock Fund Advisors 11-Nov-16 no |
n/a in specie AUD ord 2,798 2,798 |
page 5 of 15
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors(UK)Limited 11-Nov-16 yes |
28.00 on mkt buy AUD ord 23,132 23,132 |
| BlackRock Advisors(UK)Limited 11-Nov-16 yes |
28.00 on mkt buy AUD ord 2,924 2,924 |
| BlackRock Investment Management (UK) Limited 11-Nov-16 no |
n/a in specie AUD ord 30,651 30,651 |
| BlackRock Investment Management (UK) Limited 14-Nov-16 yes |
27.00 on mkt buy AUD ord 6,513 6,513 |
| BlackRock Investment Management,LLC 14-Nov-16 yes |
27.00 on mkt buy AUD ord 3,215 3,215 |
| BlackRock Asset Management North Asia Limited 14-Nov-16 yes |
27.00 on mkt buy AUD ord 4,278 4,278 |
| BlackRock Fund Advisors 14-Nov-16 no |
n/a in specie AUD ord 3,855 3,855 |
| BlackRock Fund Advisors 14-Nov-16 yes |
27.00 on mkt buy AUD ord 160 160 |
| BlackRock Fund Advisors 14-Nov-16 yes |
27.00 on mkt buy AUD ord 15,453 15,453 |
| BlackRock Fund Advisors 14-Nov-16 no |
n/a in specie AUD ord 24,376 24,376 |
| BlackRock Advisors(UK)Limited 14-Nov-16 yes |
27.00 on mkt buy AUD ord 23,104 23,104 |
| BlackRock Advisors(UK)Limited 14-Nov-16 yes |
27.00 on mkt buy AUD ord 5,780 5,780 |
| BlackRock Advisors(UK)Limited 14-Nov-16 yes |
27.00 on mkt buy AUD ord 10,248 10,248 |
| BlackRock Advisors(UK)Limited 14-Nov-16 yes |
27.00 on mkt buy AUD ord 1,346 1,346 |
| BlackRock Advisors,LLC 14-Nov-16 yes |
27.00 on mkt buy AUD ord 21,443 21,443 |
| BlackRock Institutional Trust Company, National Association 14-Nov-16 no |
n/a in specie AUD ord 42,585 42,585 |
| BlackRock Japan Co.,Ltd. 15-Nov-16 yes |
27.00 on mkt buy AUD ord 1,087 1,087 |
| BlackRock Fund Advisors 15-Nov-16 no |
n/a in specie AUD ord 11,095 11,095 |
| BlackRock Fund Advisors 15-Nov-16 no |
n/a in specie AUD ord 4,197 4,197 |
| BlackRock Advisors(UK)Limited 15-Nov-16 yes |
27.00 on mkt buy AUD ord 11,558 11,558 |
| BlackRock Fund Advisors 15-Nov-16 no |
n/a in specie AUD ord 378 378 |
| BlackRock Advisors(UK)Limited 16-Nov-16 yes |
27.00 on mkt buy AUD ord 5,647 5,647 |
| BlackRock Fund Advisors 16-Nov-16 no |
n/a in specie AUD ord 95,854 95,854 |
| BlackRock Fund Advisors 16-Nov-16 yes |
27.00 on mkt buy AUD ord 10,838 10,838 |
| BlackRock Fund Advisors 16-Nov-16 no |
n/a in specie AUD ord 8,876 8,876 |
| BlackRock Fund Advisors 16-Nov-16 no |
n/a in specie AUD ord 11,095 11,095 |
| BlackRock Fund Advisors 16-Nov-16 no |
n/a in specie AUD ord 1,399 1,399 |
| BlackRock Advisors(UK)Limited 16-Nov-16 yes |
27.00 on mkt buy AUD ord 5,794 5,794 |
| BlackRock Advisors(UK)Limited 16-Nov-16 yes |
27.00 on mkt buy AUD ord 23,176 23,176 |
| BlackRock Advisors(UK)Limited 16-Nov-16 yes |
27.00 on mkt buy AUD ord 1,256 1,256 |
| BlackRock Investment Management (Australia) Limited 16-Nov-16 yes |
27.00 on mkt buy AUD ord 4,137 4,137 |
| BlackRock Investment Management,LLC 16-Nov-16 yes |
27.00 on mkt buy AUD ord 1,965 1,965 |
| BlackRock Investment Management (Australia) Limited 16-Nov-16 yes |
27.00 on mkt buy AUD ord 3,733 3,733 |
| BlackRock Financial Management,Inc. 16-Nov-16 yes |
27.00 on mkt buy AUD ord 790 790 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
27.00 on mkt buy AUD ord 10,927 10,927 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
27.00 on mkt buy AUD ord 198,840 198,840 |
| BlackRock Fund Advisors 17-Nov-16 no |
n/a in specie AUD ord 5,397 5,397 |
| BlackRock Fund Advisors 17-Nov-16 no |
n/a in specie AUD ord 10,023 10,023 |
| BlackRock Fund Advisors 17-Nov-16 no |
n/a in specie AUD ord 37,757 37,757 |
| BlackRock Asset Management Deutschland AG 17-Nov-16 yes |
27.00 on mkt buy AUD ord 2,842 2,842 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
27.00 on mkt buy AUD ord 11,588 11,588 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
27.00 on mkt buy AUD ord 17,421 17,421 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
27.00 on mkt buy AUD ord 167,706 167,706 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
27.00 on mkt buy AUD ord 4,392 4,392 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
27.00 on mkt buy AUD ord 5,652 5,652 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
27.00 on mkt buy AUD ord 2,512 2,512 |
| BlackRock Investment Management (Australia) Limited 17-Nov-16 yes |
27.00 on mkt buy AUD ord 557,286 557,286 |
| BlackRock Fund Advisors 18-Nov-16 no |
n/a in specie AUD ord 3,978 3,978 |
| BlackRock Advisors(UK)Limited 18-Nov-16 yes |
27.00 on mkt buy AUD ord 75,491 75,491 |
| BlackRock Advisors(UK)Limited 18-Nov-16 yes |
27.00 on mkt buy AUD ord 17,421 17,421 |
| BlackRock Advisors(UK)Limited 18-Nov-16 yes |
27.00 on mkt buy AUD ord 934 934 |
| BlackRock Investment Management (Australia) Limited 18-Nov-16 yes |
27.00 on mkt buy AUD ord 3,828 3,828 |
| BlackRock Advisors(UK)Limited 21-Nov-16 no |
n/a in specie AUD ord 29,488 29,488 |
| BlackRock Investment Management (UK) Limited 21-Nov-16 no |
n/a in specie AUD ord 29,536 29,536 |
| BlackRock Advisors(UK)Limited 21-Nov-16 yes |
27.00 on mkt buy AUD ord 23,176 23,176 |
| BlackRock Advisors(UK)Limited 22-Nov-16 yes |
27.00 on mkt buy AUD ord 5,794 5,794 |
| BlackRock Advisors(UK)Limited 22-Nov-16 yes |
27.00 on mkt buy AUD ord 4,398 4,398 |
| BlackRock Fund Advisors 23-Nov-16 no |
n/a in specie AUD ord 3,855 3,855 |
| BlackRock Fund Advisors 23-Nov-16 no |
n/a in specie AUD ord 3,978 3,978 |
| BlackRock Fund Advisors 23-Nov-16 no |
n/a in specie AUD ord 13,260 13,260 |
| BlackRock Fund Advisors 23-Nov-16 no |
n/a in specie AUD ord 11,192 11,192 |
| BlackRock Asset Management Deutschland AG 23-Nov-16 yes |
28.00 on mkt buy AUD ord 5,688 5,688 |
| BlackRock Advisors(UK)Limited 23-Nov-16 yes |
28.00 on mkt buy AUD ord 1,466 1,466 |
page 6 of 15
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Limited 24-Nov-16 yes |
28.00 on mkt buy AUD ord 2,588 2,588 |
| BlackRock Asset Management North Asia Limited 24-Nov-16 yes |
28.00 on mkt buy AUD ord 956 956 |
| BlackRock Fund Advisors 25-Nov-16 no |
n/a in specie AUD ord 19,989 19,989 |
| BlackRock Asset Management Deutschland AG 25-Nov-16 yes |
28.00 on mkt buy AUD ord 1,423 1,423 |
| BlackRock Fund Advisors 28-Nov-16 yes |
27.00 on mkt buy AUD ord 10,171 10,171 |
| BlackRock Advisors(UK)Limited 28-Nov-16 yes |
27.00 on mkt buy AUD ord 2,516 2,516 |
| BlackRock Investment Management (UK) Limited 28-Nov-16 yes |
27.00 on mkt buy AUD ord 1,385 1,385 |
| BlackRock Investment Management,LLC 28-Nov-16 yes |
27.00 on mkt buy AUD ord 631 631 |
| BlackRock Fund Advisors 29-Nov-16 no |
n/a in specie AUD ord 17,768 17,768 |
| BlackRock Asset Management Deutschland AG 29-Nov-16 yes |
28.00 on mkt buy AUD ord 1,423 1,423 |
| BlackRock Advisors(UK)Limited 29-Nov-16 yes |
28.00 on mkt buy AUD ord 5,797 5,797 |
| BlackRock Advisors(UK)Limited 29-Nov-16 yes |
28.00 on mkt buy AUD ord 3,665 3,665 |
| BlackRock Advisors(UK)Limited 29-Nov-16 yes |
28.00 on mkt buy AUD ord 1,887 1,887 |
| BlackRock Japan Co.,Ltd. 29-Nov-16 yes |
28.00 on mkt buy AUD ord 958 958 |
| BlackRock Fund Advisors 29-Nov-16 no |
n/a in specie AUD ord 66,920 66,920 |
| BlackRock Advisors(UK)Limited 30-Nov-16 no |
n/a in specie AUD ord 17,797 17,797 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.00 on mkt buy AUD ord 6,626 6,626 |
| BlackRock Investment Management (Australia) Limited 30-Nov-16 yes |
28.00 on mkt buy AUD ord 340 340 |
| BlackRock Advisors(UK)Limited 30-Nov-16 yes |
28.00 on mkt buy AUD ord 4,227 4,227 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.00 on mkt buy AUD ord 1,429 1,429 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.00 on mkt buy AUD ord 5,791 5,791 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.00 on mkt buy AUD ord 21,846 21,846 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.00 on mkt buy AUD ord 88,557 88,557 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.00 on mkt buy AUD ord 81,368 81,368 |
| BlackRock Asset Management Canada Limited 30-Nov-16 yes |
28.00 on mkt buy AUD ord 339 339 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.00 on mkt buy AUD ord 157,824 157,824 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.00 on mkt buy AUD ord 1,090 1,090 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.00 on mkt buy AUD ord 270 270 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.00 on mkt buy AUD ord 6,484 6,484 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.00 on mkt buy AUD ord 1,599 1,599 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.00 on mkt buy AUD ord 29 29 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.00 on mkt buy AUD ord 118 118 |
| BlackRock Financial Management,Inc. 30-Nov-16 yes |
28.00 on mkt buy AUD ord 36,562 36,562 |
| BlackRock Financial Management,Inc. 30-Nov-16 yes |
28.00 on mkt buy AUD ord 20,911 20,911 |
| BlackRock Financial Management,Inc. 30-Nov-16 yes |
28.00 on mkt buy AUD ord 894 894 |
| BlackRock International Limited 30-Nov-16 yes |
28.00 on mkt buy AUD ord 12,122 12,122 |
| BlackRock Investment Management (UK) Limited 30-Nov-16 yes |
28.00 on mkt buy AUD ord 4,702 4,702 |
| BlackRock Financial Management,Inc. 30-Nov-16 yes |
28.00 on mkt buy AUD ord 842 842 |
| BlackRock Fund Advisors 30-Nov-16 yes |
28.00 on mkt buy AUD ord 4,513 4,513 |
| BlackRock Fund Advisors 30-Nov-16 yes |
28.00 on mkt buy AUD ord 18,293 18,293 |
| BlackRock Fund Advisors 30-Nov-16 yes |
28.00 on mkt buy AUD ord 1,256 1,256 |
| BlackRock Advisors(UK)Limited 30-Nov-16 yes |
28.00 on mkt buy AUD ord 10,204 10,204 |
| BlackRock Advisors(UK)Limited 30-Nov-16 yes |
28.00 on mkt buy AUD ord 50,724 50,724 |
| BlackRock Advisors(UK)Limited 30-Nov-16 yes |
28.00 on mkt buy AUD ord 479 479 |
| BlackRock Advisors(UK)Limited 30-Nov-16 yes |
28.00 on mkt buy AUD ord 1,107 1,107 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.00 on mkt buy AUD ord 2,567 2,567 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.00 on mkt buy AUD ord 633 633 |
| BlackRock Advisors(UK)Limited 30-Nov-16 yes |
28.00 on mkt buy AUD ord 1,081 1,081 |
| BlackRock Advisors,LLC 30-Nov-16 yes |
28.00 on mkt buy AUD ord 34,528 34,528 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.00 on mkt buy AUD ord 12,858 12,858 |
page 7 of 15
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 30-Nov-16 yes |
28.00 on mkt buy AUD ord 17,027 17,027 |
| BlackRock Investment Management (Australia) Limited 30-Nov-16 yes |
28.00 on mkt buy AUD ord 1,766 1,766 |
| BlackRock Investment Management,LLC 30-Nov-16 yes |
28.00 on mkt buy AUD ord 559 559 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.00 on mkt buy AUD ord 24,648 24,648 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.00 on mkt buy AUD ord 99,910 99,910 |
| BlackRock Fund Advisors 30-Nov-16 yes |
28.00 on mkt buy AUD ord 10,852 10,852 |
| BlackRock Fund Advisors 30-Nov-16 yes |
28.00 on mkt buy AUD ord 2,677 2,677 |
| BlackRock Investment Management (Australia) Limited 30-Nov-16 yes |
28.00 on mkt buy AUD ord 1,408 1,408 |
| BlackRock Investment Management (Australia) Limited 30-Nov-16 yes |
28.00 on mkt buy AUD ord 194 194 |
| BlackRock Institutional Trust Company, National Association 01-Dec-16 yes |
28.00 on mkt buy AUD ord 65,579 65,579 |
| BlackRock Institutional Trust Company, National Association 01-Dec-16 yes |
28.00 on mkt buy AUD ord 162,098 162,098 |
| BlackRock Investment Management,LLC 01-Dec-16 yes |
28.00 on mkt buy AUD ord 8,125 8,125 |
| BlackRock Fund Advisors 01-Dec-16 no |
n/a in specie AUD ord 79,560 79,560 |
| BlackRock Fund Advisors 01-Dec-16 no |
n/a in specie AUD ord 5,450 5,450 |
| BlackRock Investment Management (Australia) Limited 02-Dec-16 yes |
28.00 on mkt buy AUD ord 112 112 |
| BlackRock Japan Co.,Ltd. 02-Dec-16 yes |
28.00 on mkt buy AUD ord 13,151 13,151 |
| BlackRock Fund Advisors 02-Dec-16 no |
n/a in specie AUD ord 35,360 35,360 |
| BlackRock Fund Advisors 02-Dec-16 no |
n/a in specie AUD ord 7,630 7,630 |
| BlackRock Fund Advisors 02-Dec-16 no |
n/a in specie AUD ord 22,210 22,210 |
| BlackRock Fund Advisors 02-Dec-16 yes |
28.00 on mkt buy AUD ord 11,268 11,268 |
| BlackRock Fund Advisors 02-Dec-16 no |
n/a in specie AUD ord 3,605 3,605 |
| BlackRock Investment Management (Australia) Limited 02-Dec-16 yes |
28.00 on mkt buy AUD ord 156 156 |
| BlackRock Japan Co.,Ltd. 05-Dec-16 yes |
28.00 on mkt buy AUD ord 13,150 13,150 |
| BlackRock Institutional Trust Company, National Association 06-Dec-16 yes |
28.00 on mkt buy AUD ord 48,440 48,440 |
| BlackRock Fund Advisors 06-Dec-16 no |
n/a in specie AUD ord 3,978 3,978 |
| BlackRock Fund Advisors 06-Dec-16 no |
n/a in specie AUD ord 7,956 7,956 |
| BlackRock Fund Advisors 06-Dec-16 yes |
28.00 on mkt buy AUD ord 133 133 |
| BlackRock Fund Advisors 06-Dec-16 no |
n/a in specie AUD ord 2,798 2,798 |
| BlackRock Advisors(UK)Limited 06-Dec-16 yes |
28.00 on mkt buy AUD ord 34,746 34,746 |
| BlackRock Investment Management (UK) Limited 06-Dec-16 yes |
28.00 on mkt buy AUD ord 41,194 41,194 |
| BlackRock Fund Advisors 06-Dec-16 yes |
28.00 on mkt buy AUD ord 10,114 10,114 |
| BlackRock Advisors,LLC 06-Dec-16 yes |
28.00 on mkt buy AUD ord 1,712 1,712 |
| BlackRock Institutional Trust Company, National Association 06-Dec-16 yes |
28.00 on mkt buy AUD ord 17,201 17,201 |
| BlackRock Asset Management Canada Limited 07-Dec-16 yes |
28.00 on mkt buy AUD ord 18,813 18,813 |
| BlackRock Fund Advisors 07-Dec-16 yes |
28.00 on mkt buy AUD ord 13,991 13,991 |
| BlackRock Fund Advisors 07-Dec-16 no |
n/a in specie AUD ord 33,315 33,315 |
| BlackRock Fund Advisors 07-Dec-16 no |
n/a in specie AUD ord 11,105 11,105 |
| BlackRock Fund Advisors 07-Dec-16 yes |
28.00 on mkt buy AUD ord 3,707 3,707 |
| BlackRock Fund Advisors 07-Dec-16 no |
n/a in specie AUD ord 8,394 8,394 |
| BlackRock Investment Management (Australia) Limited 07-Dec-16 yes |
28.00 on mkt buy AUD ord 27,264 27,264 |
| BlackRock Japan Co.,Ltd. 07-Dec-16 yes |
28.00 on mkt buy AUD ord 668 668 |
| BlackRock Institutional Trust Company, National Association 07-Dec-16 yes |
28.00 on mkt buy AUD ord 8,535 8,535 |
| BlackRock Institutional Trust Company, National Association 07-Dec-16 no |
n/a in specie AUD ord 42,948 42,948 |
| BlackRock Fund Advisors 07-Dec-16 no |
n/a in specie AUD ord 53,628 53,628 |
| BlackRock Fund Advisors 07-Dec-16 no |
n/a in specie AUD ord 53,628 53,628 |
| BlackRock Fund Advisors 07-Dec-16 no |
n/a in specie AUD ord 40,221 40,221 |
| BlackRock Investment Management (UK) Limited 08-Dec-16 yes |
29.00 on mkt buy AUD ord 38,275 38,275 |
| BlackRock Investment Management (UK) Limited 08-Dec-16 yes |
29.00 on mkt buy AUD ord 122,302 122,302 |
| BlackRock Fund Advisors 08-Dec-16 no |
n/a in specie AUD ord 8,840 8,840 |
| BlackRock Fund Advisors 08-Dec-16 no |
n/a in specie AUD ord 44,200 44,200 |
| BlackRock Financial Management, Inc. 08-Dec-16 no |
n/a in specie AUD Listed Option 539 53,900 |
| BlackRock Investment Management (Australia) Limited 09-Dec-16 yes |
29.00 on mkt buy AUD ord 6,229 6,229 |
| BlackRock Investment Management (UK) Limited 09-Dec-16 no |
n/a in specie AUD ord 1,988 1,988 |
page 8 of 15
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Limited 09-Dec-16 no |
n/a in specie AUD ord 3,980 3,980 |
| BlackRock Investment Management (UK) Limited 09-Dec-16 no |
n/a in specie AUD ord 4,185 4,185 |
| BlackRock Investment Management (UK) Limited 09-Dec-16 no |
n/a in specie AUD ord 5,997 5,997 |
| BlackRock Investment Management (UK) Limited 09-Dec-16 no |
n/a in specie AUD ord 5,280 5,280 |
| BlackRock Investment Management (UK) Limited 09-Dec-16 no |
n/a in specie AUD ord 2,295 2,295 |
| BlackRock Financial Management, Inc. 09-Dec-16 no |
n/a collateral transfer AUD ord 164 164 |
| BlackRock Investment Management (UK) Limited 09-Dec-16 no |
n/a collateral transfer AUD ord 27,462 27,462 |
| BlackRock Asset Management North Asia Limited 09-Dec-16 yes |
29.00 on mkt buy AUD ord 4,261 4,261 |
| BlackRock Fund Advisors 09-Dec-16 no |
n/a in specie AUD ord 33,360 33,360 |
| BlackRock Fund Advisors 09-Dec-16 no |
n/a in specie AUD ord 22,310 22,310 |
| BlackRock Asset Management Deutschland AG 09-Dec-16 yes |
29.00 on mkt buy AUD ord 1,424 1,424 |
| BlackRock Advisors(UK)Limited 09-Dec-16 yes |
29.00 on mkt buy AUD ord 5,840 5,840 |
| BlackRock Advisors,LLC 09-Dec-16 yes |
29.00 on mkt buy AUD ord 22,052 22,052 |
| BlackRock Fund Advisors 09-Dec-16 no |
n/a in specie AUD ord 40,221 40,221 |
| BlackRock Advisors(UK)Limited 12-Dec-16 yes |
29.00 on mkt buy AUD ord 5,791 5,791 |
| BlackRock Advisors(UK)Limited 12-Dec-16 yes |
29.00 on mkt buy AUD ord 5,807 5,807 |
| BlackRock Fund Advisors 12-Dec-16 no |
n/a in specie AUD ord 378 378 |
| BlackRock Japan Co.,Ltd. 12-Dec-16 yes |
29.00 on mkt buy AUD ord 396 396 |
| BlackRock Fund Advisors 13-Dec-16 no |
n/a in specie AUD ord 141,440 141,440 |
| BlackRock Fund Advisors 13-Dec-16 no |
n/a in specie AUD ord 44,200 44,200 |
| BlackRock Fund Advisors 13-Dec-16 no |
n/a in specie AUD ord 15,617 15,617 |
| BlackRock Fund Advisors 13-Dec-16 no |
n/a in specie AUD ord 10,516 10,516 |
| BlackRock Advisors (UK) Limited 14-Dec-16 no |
n/a collateral transfer AUD ord 85,986 85,986 |
| BlackRock Institutional Trust Company, National Association 14-Dec-16 no |
n/a in specie AUD ord 33,547 33,547 |
| BlackRock Fund Advisors 14-Dec-16 no |
n/a in specie AUD ord 58,380 58,380 |
| BlackRock Fund Advisors 14-Dec-16 no |
n/a in specie AUD ord 22,310 22,310 |
| BlackRock Fund Advisors 14-Dec-16 no |
n/a in specie AUD ord 29,003 29,003 |
| BlackRock Fund Advisors 14-Dec-16 no |
n/a in specie AUD ord 13,145 13,145 |
| BlackRock Fund Advisors 14-Dec-16 no |
n/a in specie AUD ord 4,197 4,197 |
| BlackRock Advisors(UK)Limited 14-Dec-16 yes |
29.00 on mkt buy AUD ord 2,504 2,504 |
| BlackRock Fund Advisors 14-Dec-16 no |
n/a in specie AUD ord 378 378 |
| BlackRock Fund Advisors 14-Dec-16 no |
n/a in specie AUD ord 14,499 14,499 |
| BlackRock Investment Management (UK) Limited 15-Dec-16 yes |
29.00 on mkt buy AUD ord 626 626 |
| BlackRock Investment Management (Australia) Limited 15-Dec-16 yes |
29.00 on mkt buy AUD ord 280,091 280,091 |
| BlackRock Advisors (UK) Limited 15-Dec-16 no |
n/a collateral transfer AUD ord 62,790 62,790 |
| BlackRock Fund Advisors 15-Dec-16 no |
n/a in specie AUD ord 5,304 5,304 |
| BlackRock Fund Advisors 15-Dec-16 no |
n/a in specie AUD ord 16,680 16,680 |
| BlackRock Fund Advisors 15-Dec-16 no |
n/a in specie AUD ord 17,680 17,680 |
| BlackRock Fund Advisors 15-Dec-16 yes |
29.00 on mkt buy AUD ord 7,001 7,001 |
| BlackRock Fund Advisors 15-Dec-16 no |
n/a in specie AUD ord 14,499 14,499 |
| BlackRock Investment Management (UK) Limited 15-Dec-16 yes |
29.00 on mkt buy AUD ord 3,815 3,815 |
| BlackRock Japan Co.,Ltd. 16-Dec-16 yes |
29.00 on mkt buy AUD ord 677 677 |
| BlackRock Advisors (UK) Limited 16-Dec-16 no |
n/a collateral transfer AUD ord 27,626 27,626 |
| BlackRock Asset Management North Asia Limited 16-Dec-16 no |
n/a collateral transfer AUD ord 3,476 3,476 |
| BlackRock Investment Management (UK) Limited 16-Dec-16 yes |
29.00 on mkt buy AUD ord 28,537 28,537 |
| BlackRock Investment Management (UK) Limited 16-Dec-16 yes |
29.00 on mkt buy AUD ord 40,038 40,038 |
| BlackRock Fund Advisors 16-Dec-16 no |
n/a in specie AUD ord 6,630 6,630 |
| BlackRock Fund Advisors 16-Dec-16 no |
n/a in specie AUD ord 50,040 50,040 |
| BlackRock Fund Advisors 16-Dec-16 no |
n/a in specie AUD ord 8,394 8,394 |
| BlackRock Investment Management (Australia) Limited 16-Dec-16 yes |
29.00 on mkt buy AUD ord 3,606 3,606 |
| BlackRock Institutional Trust Company, National Association 16-Dec-16 yes |
29.00 on mkt buy AUD ord 20,115 20,115 |
| BlackRock Institutional Trust Company, National Association 16-Dec-16 yes |
29.00 on mkt buy AUD ord 387 387 |
page 9 of 15
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 16-Dec-16 yes |
29.00 on mkt buy AUD ord 2,274 2,274 |
| BlackRock Advisors (UK) Limited 19-Dec-16 no |
n/a collateral transfer AUD ord 29,541 29,541 |
| BlackRock Investment Management (UK) Limited 19-Dec-16 no |
n/a collateral transfer AUD ord 1 1 |
| BlackRock Advisors (UK) Limited 19-Dec-16 no |
n/a collateral transfer AUD ord 4,888 4,888 |
| BlackRock Investment Management,LLC 19-Dec-16 yes |
29.00 on mkt buy AUD ord 4,120 4,120 |
| BlackRock Investment Management,LLC 19-Dec-16 yes |
29.00 on mkt buy AUD ord 3,568 3,568 |
| BlackRock Investment Management (Australia) Limited 19-Dec-16 yes |
29.00 on mkt buy AUD ord 9,297 9,297 |
| BlackRock Investment Management (Australia) Limited 19-Dec-16 no |
n/a in specie AUD ord 1,233,460 1,233,460 |
| BlackRock Investment Management (Australia) Limited 19-Dec-16 yes |
29.00 on mkt buy AUD ord 20,448 20,448 |
| BlackRock Asset Management Canada Limited 19-Dec-16 yes |
29.00 on mkt buy AUD ord 7,818 7,818 |
| BlackRock Advisors(UK)Limited 19-Dec-16 yes |
29.00 on mkt buy AUD ord 975 975 |
| BlackRock Institutional Trust Company, National Association 19-Dec-16 yes |
29.00 on mkt buy AUD ord 9,561 9,561 |
| BlackRock Investment Management (Australia) Limited 20-Dec-16 yes |
30.00 on mkt buy AUD ord 6,048 6,048 |
| BlackRock Investment Management (Australia) Limited 20-Dec-16 yes |
30.00 on mkt buy AUD ord 39,196 39,196 |
| BlackRock Advisors (UK) Limited 20-Dec-16 no |
n/a collateral transfer AUD ord 60,981 60,981 |
| BlackRock Investment Management (Australia) Limited 20-Dec-16 yes |
30.00 on mkt buy AUD ord 697 697 |
| BlackRock Advisors(UK)Limited 20-Dec-16 yes |
30.00 on mkt buy AUD ord 6,175 6,175 |
| BlackRock Investment Management (Australia) Limited 20-Dec-16 yes |
30.00 on mkt buy AUD ord 48,927 48,927 |
| BlackRock Institutional Trust Company, National Association 20-Dec-16 yes |
30.00 on mkt buy AUD ord 6,355 6,355 |
| BlackRock Investment Management (Australia) Limited 20-Dec-16 yes |
30.00 on mkt buy AUD ord 216 216 |
| BlackRock Investment Management,LLC 20-Dec-16 yes |
30.00 on mkt buy AUD ord 1,518 1,518 |
| BlackRock Investment Management (Australia) Limited 20-Dec-16 yes |
30.00 on mkt buy AUD ord 5,744 5,744 |
| BlackRock Investment Management (Australia) Limited 20-Dec-16 yes |
30.00 on mkt buy AUD ord 964 964 |
| BlackRock (Singapore) Limited 21-Dec-16 no |
n/a collateral transfer AUD ord 4,321 4,321 |
| BlackRock Advisors (UK) Limited 21-Dec-16 no |
n/a collateral transfer AUD ord 459,280 459,280 |
| BlackRock Financial Management, Inc. 21-Dec-16 no |
n/a collateral transfer AUD ord 2,782 2,782 |
| BlackRock Investment Management, LLC 21-Dec-16 no |
n/a collateral transfer AUD ord 90 90 |
| BlackRock Investment Management (UK) Limited 21-Dec-16 no |
n/a collateral transfer AUD ord 6,396 6,396 |
| BlackRock Investment Management, LLC 21-Dec-16 no |
n/a collateral transfer AUD ord 2 2 |
| BlackRock Investment Management (UK) Limited 21-Dec-16 no |
n/a collateral transfer AUD ord 9 9 |
| BlackRock Investment Management (UK) Limited 21-Dec-16 yes |
30.00 on mkt buy AUD ord 3,474 3,474 |
| BlackRock Asset Management Canada Limited 21-Dec-16 yes |
30.00 on mkt buy AUD ord 2,022 2,022 |
| BlackRock Advisors(UK)Limited 21-Dec-16 yes |
30.00 on mkt buy AUD ord 8,030 8,030 |
| BlackRock Advisors(UK)Limited 21-Dec-16 yes |
30.00 on mkt buy AUD ord 660 660 |
| BlackRock Institutional Trust Company, National Association 21-Dec-16 yes |
30.00 on mkt buy AUD ord 1,503 1,503 |
| BlackRock Investment Management (Australia) Limited 21-Dec-16 yes |
30.00 on mkt buy AUD ord 4,153 4,153 |
| BlackRock Investment Management (Australia) Limited 21-Dec-16 yes |
30.00 on mkt buy AUD ord 6,486 6,486 |
| BlackRock Investment Management (Australia) Limited 21-Dec-16 yes |
30.00 on mkt buy AUD ord 9,774 9,774 |
| BlackRock Advisors(UK)Limited 22-Dec-16 yes |
30.00 on mkt buy AUD ord 2,647 2,647 |
| BlackRock (Singapore) Limited 22-Dec-16 no |
n/a collateral transfer AUD ord 5,177 5,177 |
| BlackRock Financial Management, Inc. 22-Dec-16 no |
n/a collateral transfer AUD ord 2,528 2,528 |
| BlackRock Investment Management, LLC 22-Dec-16 no |
n/a collateral transfer AUD ord 362 362 |
page 10 of 15
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Limited 22-Dec-16 no |
n/a collateral transfer AUD ord 5,970 5,970 |
| BlackRock Fund Advisors 22-Dec-16 no |
n/a in specie AUD ord 3,855 3,855 |
| BlackRock Fund Advisors 22-Dec-16 no |
n/a in specie AUD ord 5,304 5,304 |
| BlackRock Fund Advisors 22-Dec-16 no |
n/a in specie AUD ord 6,630 6,630 |
| BlackRock Fund Advisors 22-Dec-16 no |
n/a in specie AUD ord 19,620 19,620 |
| BlackRock Investment Management (Australia) Limited 22-Dec-16 yes |
30.00 on mkt buy AUD ord 268 268 |
| BlackRock Investment Management (UK) Limited 23-Dec-16 no |
n/a collateral transfer AUD ord 771 771 |
| BlackRock Advisors (UK) Limited 23-Dec-16 no |
n/a collateral transfer AUD ord 50 50 |
| BlackRock Fund Advisors 23-Dec-16 yes |
30.00 on mkt buy AUD ord 119 119 |
| BlackRock Fund Advisors 23-Dec-16 no |
n/a in specie AUD ord 66,208 66,208 |
| BlackRock Fund Advisors 23-Dec-16 yes |
30.00 on mkt buy AUD ord 7,686 7,686 |
| BlackRock Institutional Trust Company, National Association 23-Dec-16 yes |
30.00 on mkt buy AUD ord 5,463 5,463 |
| BlackRock Investment Management,LLC 23-Dec-16 yes |
30.00 on mkt buy AUD ord 831 831 |
| BlackRock Fund Advisors 23-Dec-16 yes |
30.00 on mkt buy AUD ord 28,345 28,345 |
| BlackRock (Singapore) Limited 27-Dec-16 no |
n/a collateral transfer AUD ord 29,346 29,346 |
| BlackRock Financial Management, Inc. 27-Dec-16 no |
n/a collateral transfer AUD ord 30,322 30,322 |
| BlackRock Investment Management, LLC 27-Dec-16 no |
n/a collateral transfer AUD ord 1,155 1,155 |
| BlackRock Investment Management (UK) Limited 27-Dec-16 no |
n/a collateral transfer AUD ord 58,801 58,801 |
| BlackRock Advisors (UK) Limited 27-Dec-16 no |
n/a collateral transfer AUD ord 148,826 148,826 |
| BlackRock Fund Advisors 27-Dec-16 no |
n/a in specie AUD ord 3,978 3,978 |
| BlackRock Fund Advisors 27-Dec-16 no |
n/a in specie AUD ord 17,540 17,540 |
| BlackRock Fund Advisors 27-Dec-16 no |
n/a in specie AUD ord 17,540 17,540 |
| BlackRock Investment Management (Australia) Limited 28-Dec-16 yes |
30.00 on mkt buy AUD ord 8,854 8,854 |
| BlackRock Japan Co., Ltd. 28-Dec-16 no |
n/a collateral transfer AUD ord 353,000 353,000 |
| BlackRock Advisors (UK) Limited 28-Dec-16 no |
n/a collateral transfer AUD ord 2,000,304 2,000,304 |
| BlackRock Investment Management (UK) Limited 28-Dec-16 no |
n/a collateral transfer AUD ord 267,755 267,755 |
| BlackRock Fund Advisors 28-Dec-16 no |
n/a in specie AUD ord 3,855 3,855 |
| BlackRock Fund Advisors 28-Dec-16 no |
n/a in specie AUD ord 5,045 5,045 |
| BlackRock Fund Advisors 28-Dec-16 no |
n/a in specie AUD ord 16,552 16,552 |
| BlackRock Fund Advisors 28-Dec-16 no |
n/a in specie AUD ord 2,180 2,180 |
| BlackRock Fund Advisors 28-Dec-16 yes |
30.00 on mkt buy AUD ord 52,905 52,905 |
| BlackRock Fund Advisors 28-Dec-16 yes |
30.00 on mkt buy AUD ord 11,303 11,303 |
| BlackRock Fund Advisors 28-Dec-16 no |
n/a in specie AUD ord 6,453 6,453 |
| BlackRock Fund Advisors 28-Dec-16 no |
n/a in specie AUD ord 4,744 4,744 |
| BlackRock Asset Management Deutschland AG 28-Dec-16 yes |
30.00 on mkt buy AUD ord 4,260 4,260 |
| BlackRock Investment Management (Australia) Limited 28-Dec-16 yes |
30.00 on mkt buy AUD ord 1,318 1,318 |
| BlackRock Investment Management (Australia) Limited 28-Dec-16 yes |
30.00 on mkt buy AUD ord 2,991 2,991 |
| BlackRock Investment Management (Australia) Limited 28-Dec-16 yes |
30.00 on mkt buy AUD ord 3,490 3,490 |
| BlackRock Japan Co., Ltd. 29-Dec-16 no |
n/a collateral transfer AUD ord 167,000 167,000 |
| BlackRock Fund Advisors 29-Dec-16 yes |
30.00 on mkt buy AUD ord 90 90 |
| BlackRock Fund Advisors 29-Dec-16 no |
n/a in specie AUD ord 22,050 22,050 |
| BlackRock Advisors(UK)Limited 29-Dec-16 yes |
30.00 on mkt buy AUD ord 5,794 5,794 |
| BlackRock Advisors(UK)Limited 29-Dec-16 yes |
30.00 on mkt buy AUD ord 11,588 11,588 |
| BlackRock Advisors(UK)Limited 29-Dec-16 yes |
30.00 on mkt buy AUD ord 11,655 11,655 |
| BlackRock Advisors(UK)Limited 29-Dec-16 yes |
30.00 on mkt buy AUD ord 1,497 1,497 |
| BlackRock Advisors (UK) Limited 30-Dec-16 no |
n/a collateral transfer AUD ord 32,572 32,572 |
| BlackRock Investment Management (UK) Limited 30-Dec-16 yes |
30.00 on mkt buy AUD ord 7,413 7,413 |
| BlackRock Advisors(UK)Limited 30-Dec-16 yes |
30.00 on mkt buy AUD ord 2,190 2,190 |
| BlackRock Institutional Trust Company, National Association 30-Dec-16 yes |
30.00 on mkt buy AUD ord 13,974 13,974 |
| BlackRock Institutional Trust Company, National Association 30-Dec-16 yes |
30.00 on mkt buy AUD ord 1,284 1,284 |
| BlackRock Japan Co., Ltd. 03-Jan-17 no |
n/a collateral transfer AUD ord 24 24 |
page 11 of 15
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 03-Jan-17 no |
n/a in specie AUD ord 72,122 72,122 |
| BlackRock Investment Management (UK) Limited 03-Jan-17 no |
n/a collateral transfer AUD ord 27,626 27,626 |
| BlackRock Asset Management North Asia Limited 03-Jan-17 no |
n/a collateral transfer AUD ord 1 1 |
| BlackRock Institutional Trust Company, National Association 03-Jan-17 yes |
30.00 on mkt buy AUD ord 124,498 124,498 |
| BlackRock Institutional Trust Company, National Association 03-Jan-17 no |
n/a in specie AUD ord 52,463 52,463 |
| BlackRock Institutional Trust Company, National Association 03-Jan-17 yes |
30.00 on mkt buy AUD ord 30,244 30,244 |
| BlackRock Fund Advisors 03-Jan-17 no |
n/a in specie AUD ord 52,596 52,596 |
| BlackRock Japan Co., Ltd. 04-Jan-17 no |
n/a collateral transfer AUD ord 1,300,000 1,300,000 |
| BlackRock Investment Management (UK) Limited 04-Jan-17 no |
n/a collateral transfer AUD ord 60,316 60,316 |
| BlackRock Institutional Trust Company, National Association 04-Jan-17 yes |
31.00 on mkt buy AUD ord 28,558 28,558 |
| BlackRock Investment Management (UK) Limited 04-Jan-17 yes |
31.00 on mkt buy AUD ord 54,064 54,064 |
| BlackRock Fund Advisors 04-Jan-17 no |
n/a in specie AUD ord 22,050 22,050 |
| BlackRock Fund Advisors 04-Jan-17 yes |
31.00 on mkt buy AUD ord 9,528 9,528 |
| BlackRock Fund Advisors 04-Jan-17 no |
n/a in specie AUD ord 2,766 2,766 |
| BlackRock Asset Management Deutschland AG 04-Jan-17 yes |
31.00 on mkt buy AUD ord 1,421 1,421 |
| BlackRock Advisors(UK)Limited 04-Jan-17 yes |
31.00 on mkt buy AUD ord 5,296 5,296 |
| BlackRock Advisors,LLC 04-Jan-17 yes |
31.00 on mkt buy AUD ord 16,192 16,192 |
| BlackRock Advisors,LLC 04-Jan-17 yes |
31.00 on mkt buy AUD ord 6,058 6,058 |
| BlackRock Advisors,LLC 04-Jan-17 yes |
31.00 on mkt buy AUD ord 1,808 1,808 |
| BlackRock Institutional Trust Company, National Association 04-Jan-17 yes |
31.00 on mkt buy AUD ord 8,202 8,202 |
| BlackRock Japan Co.,Ltd. 05-Jan-17 yes |
31.00 on mkt buy AUD ord 305 305 |
| BlackRock Investment Management (UK) Limited 05-Jan-17 yes |
31.00 on mkt buy AUD ord 2,603 2,603 |
| BlackRock Asset Management North Asia Limited 05-Jan-17 yes |
31.00 on mkt buy AUD ord 30,295 30,295 |
| BlackRock Investment Management,LLC 05-Jan-17 yes |
31.00 on mkt buy AUD ord 8,483 8,483 |
| BlackRock Investment Management (UK) Limited 05-Jan-17 yes |
31.00 on mkt buy AUD ord 13,091 13,091 |
| BlackRock Asset Management North Asia Limited 05-Jan-17 yes |
31.00 on mkt buy AUD ord 2,467 2,467 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD ord 6,168 6,168 |
| BlackRock Fund Advisors 05-Jan-17 yes |
31.00 on mkt buy AUD ord 32,604 32,604 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD ord 66,360 66,360 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD ord 26,460 26,460 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD ord 30,870 30,870 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD ord 5,728 5,728 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD ord 4,149 4,149 |
| BlackRock Advisors(UK)Limited 05-Jan-17 yes |
31.00 on mkt buy AUD ord 4,386 4,386 |
| BlackRock Advisors(UK)Limited 05-Jan-17 yes |
31.00 on mkt buy AUD ord 731 731 |
| BlackRock Advisors(UK)Limited 05-Jan-17 yes |
31.00 on mkt buy AUD ord 787 787 |
| BlackRock Advisors(UK)Limited 05-Jan-17 yes |
31.00 on mkt buy AUD ord 787 787 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD ord 378 378 |
| BlackRock Investment Management (Australia) Limited 05-Jan-17 yes |
31.00 on mkt buy AUD ord 292 292 |
| BlackRock Advisors(UK)Limited 06-Jan-17 yes |
31.00 on mkt buy AUD ord 10,096 10,096 |
| BlackRock Japan Co., Ltd. 06-Jan-17 no |
n/a collateral transfer AUD ord 572,435 572,435 |
| BlackRock Asset Management Deutschland AG 06-Jan-17 yes |
31.00 on mkt buy AUD ord 1,421 1,421 |
| BlackRock Advisors(UK)Limited 06-Jan-17 yes |
31.00 on mkt buy AUD ord 7,623 7,623 |
| BlackRock Advisors(UK)Limited 06-Jan-17 yes |
31.00 on mkt buy AUD ord 2,676 2,676 |
| BlackRock Investment Management (UK) Limited 06-Jan-17 yes |
31.00 on mkt buy AUD ord 3,272 3,272 |
| BlackRock Investment Management,LLC 06-Jan-17 yes |
31.00 on mkt buy AUD ord 1,039 1,039 |
| BlackRock Fund Advisors 06-Jan-17 no |
n/a in specie AUD ord 131,490 131,490 |
| BlackRock(Netherlands)B.V. 09-Jan-17 yes |
31.00 on mkt buy AUD ord 1,052 1,052 |
| BlackRock Fund Advisors 09-Jan-17 no |
n/a in specie AUD ord 41,475 41,475 |
| BlackRock Fund Advisors 09-Jan-17 no |
n/a in specie AUD ord 16,590 16,590 |
| BlackRock Asset Management Deutschland AG 09-Jan-17 yes |
31.00 on mkt buy AUD ord 1,421 1,421 |
| BlackRock Advisors, LLC 10-Jan-17 no |
n/a collateral transfer AUD ord 2,887 2,887 |
page 12 of 15
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management, LLC 10-Jan-17 no |
n/a collateral transfer AUD ord 6,885 6,885 |
| BlackRock Investment Management (UK) Limited 10-Jan-17 no |
n/a collateral transfer AUD ord 339,849 339,849 |
| BlackRock Asset Management North Asia Limited 10-Jan-17 no |
n/a collateral transfer AUD ord 21,198 21,198 |
| BlackRock Fund Advisors 10-Jan-17 no |
n/a in specie AUD ord 21,032 21,032 |
| BlackRock Advisors (UK) Limited 11-Jan-17 no |
n/a collateral transfer AUD ord 2,030,471 2,030,471 |
| BlackRock Fund Advisors 11-Jan-17 yes |
31.00 on mkt buy AUD ord 180 180 |
| BlackRock Fund Advisors 11-Jan-17 no |
n/a in specie AUD ord 8,770 8,770 |
| BlackRock Fund Advisors 11-Jan-17 no |
n/a in specie AUD ord 17,540 17,540 |
| BlackRock Fund Advisors 11-Jan-17 no |
n/a in specie AUD ord 8,720 8,720 |
| BlackRock Fund Advisors 11-Jan-17 yes |
31.00 on mkt buy AUD ord 19,331 19,331 |
| BlackRock Fund Advisors 11-Jan-17 no |
n/a in specie AUD ord 28,665 28,665 |
| BlackRock Asset Management Deutschland AG 11-Jan-17 yes |
31.00 on mkt buy AUD ord 1,421 1,421 |
| BlackRock Investment Management (UK) Limited 12-Jan-17 no |
n/a in specie AUD ord 7,496 7,496 |
| BlackRock Advisors, LLC 12-Jan-17 no |
n/a collateral transfer AUD ord 5,470 5,470 |
| BlackRock Japan Co., Ltd. 12-Jan-17 no |
n/a collateral transfer AUD ord 6,104 6,104 |
| BlackRock Investment Management, LLC 12-Jan-17 no |
n/a collateral transfer AUD ord 9,294 9,294 |
| BlackRock Investment Management (UK) Limited 12-Jan-17 no |
n/a collateral transfer AUD ord 349,809 349,809 |
| BlackRock Asset Management North Asia Limited 12-Jan-17 no |
n/a collateral transfer AUD ord 40,672 40,672 |
| BlackRock Advisors (UK) Limited 12-Jan-17 no |
n/a collateral transfer AUD ord 5,441 5,441 |
| BlackRock Investment Management,LLC 12-Jan-17 yes |
31.00 on mkt buy AUD ord 6,040 6,040 |
| BlackRock Fund Advisors 12-Jan-17 no |
n/a in specie AUD ord 22,170 22,170 |
| BlackRock Asset Management Deutschland AG 12-Jan-17 yes |
31.00 on mkt buy AUD ord 2,842 2,842 |
| BlackRock Financial Management,Inc. 12-Jan-17 yes |
31.00 on mkt buy AUD ord 8,915 8,915 |
| BlackRock Institutional Trust Company, National Association 12-Jan-17 yes |
31.00 on mkt buy AUD ord 4,008 4,008 |
| BlackRock Fund Advisors 12-Jan-17 no |
n/a in specie AUD ord 65,745 65,745 |
| BlackRock Advisors (UK) Limited 13-Jan-17 no |
n/a collateral transfer AUD ord 392,205 392,205 |
| BlackRock Institutional Trust Company, National Association 13-Jan-17 no |
n/a in specie AUD ord 11,926 11,926 |
| BlackRock Fund Advisors 13-Jan-17 no |
n/a in specie AUD ord 33,255 33,255 |
| BlackRock Investment Management,LLC 13-Jan-17 yes |
31.00 on mkt buy AUD ord 789 789 |
| BlackRock Fund Advisors 13-Jan-17 no |
n/a in specie AUD ord 52,596 52,596 |
| BlackRock (Singapore) Limited 16-Jan-17 no |
n/a collateral transfer AUD ord 16,352 16,352 |
| BlackRock Advisors (UK) Limited 16-Jan-17 no |
n/a collateral transfer AUD ord 674,565 674,565 |
| BlackRock Financial Management, Inc. 16-Jan-17 no |
n/a collateral transfer AUD ord 45,286 45,286 |
| BlackRock Investment Management, LLC 16-Jan-17 no |
n/a collateral transfer AUD ord 31 31 |
| BlackRock Investment Management (UK) Limited 16-Jan-17 no |
n/a collateral transfer AUD ord 35,685 35,685 |
| BlackRock Asset Management Deutschland AG 16-Jan-17 yes |
30.00 on mkt buy AUD ord 2,808 2,808 |
| BlackRock Advisors(UK)Limited 16-Jan-17 yes |
30.00 on mkt buy AUD ord 17,442 17,442 |
| BlackRock Investment Management (Australia) Limited 16-Jan-17 yes |
30.00 on mkt buy AUD ord 2,514 2,514 |
| BlackRock(Netherlands)B.V. 16-Jan-17 yes |
30.00 on mkt buy AUD ord 1,973 1,973 |
| BlackRock Asset Management North Asia Limited 17-Jan-17 no |
n/a collateral transfer AUD ord 1,390 1,390 |
| BlackRock Asset Management Deutschland AG 17-Jan-17 yes |
30.00 on mkt buy AUD ord 1,404 1,404 |
| BlackRock Advisors(UK)Limited 17-Jan-17 yes |
30.00 on mkt buy AUD ord 5,856 5,856 |
| BlackRock Advisors,LLC 17-Jan-17 yes |
30.00 on mkt buy AUD ord 6,402 6,402 |
| BlackRock Advisors,LLC 17-Jan-17 yes |
30.00 on mkt buy AUD ord 15,345 15,345 |
| BlackRock Institutional Trust Company, National Association 17-Jan-17 no |
n/a in specie AUD ord 41,369 41,369 |
| BlackRock Fund Advisors 17-Jan-17 no |
n/a in specie AUD ord 52,596 52,596 |
| BlackRock Fund Advisors 18-Jan-17 no |
n/a in specie AUD ord 35,080 35,080 |
| BlackRock Fund Advisors 18-Jan-17 no |
n/a in specie AUD ord 33,255 33,255 |
| BlackRock Advisors(UK)Limited 18-Jan-17 yes |
30.00 on mkt buy AUD ord 11,582 11,582 |
page 13 of 15
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 18-Jan-17 yes |
30.00 on mkt buy AUD ord 1,696 1,696 |
| BlackRock Japan Co., Ltd. 19-Jan-17 no |
n/a collateral transfer AUD ord 1,116,886 1,116,886 |
| BlackRock Advisors (UK) Limited 19-Jan-17 no |
n/a collateral transfer AUD ord 672,761 672,761 |
| BlackRock Fund Advisors 19-Jan-17 no |
n/a in specie AUD ord 26,310 26,310 |
| BlackRock Fund Advisors 19-Jan-17 no |
n/a in specie AUD ord 52,620 52,620 |
| BlackRock Fund Advisors 19-Jan-17 no |
n/a in specie AUD ord 43,600 43,600 |
| BlackRock Advisors(UK)Limited 19-Jan-17 yes |
29.00 on mkt buy AUD ord 5,791 5,791 |
| BlackRock Advisors(UK)Limited 19-Jan-17 yes |
29.00 on mkt buy AUD ord 5,791 5,791 |
| BlackRock Advisors(UK)Limited 19-Jan-17 yes |
29.00 on mkt buy AUD ord 5,124 5,124 |
| BlackRock Japan Co.,Ltd. 20-Jan-17 yes |
29.00 on mkt buy AUD ord 746 746 |
| BlackRock Advisors (UK) Limited 20-Jan-17 no |
n/a collateral transfer AUD ord 415,545 415,545 |
| BlackRock Investment Management (UK) Limited 20-Jan-17 no |
n/a collateral transfer AUD ord 27,526 27,526 |
| BlackRock Advisors (UK) Limited 20-Jan-17 no |
n/a collateral transfer AUD ord 530 530 |
| BlackRock Fund Advisors 20-Jan-17 no |
n/a in specie AUD ord 17,540 17,540 |
| BlackRock Fund Advisors 20-Jan-17 no |
n/a in specie AUD ord 6,540 6,540 |
| BlackRock Fund Advisors 20-Jan-17 no |
n/a in specie AUD ord 74,120 74,120 |
| BlackRock Fund Advisors 20-Jan-17 no |
n/a in specie AUD ord 25,070 25,070 |
| BlackRock Asset Management Deutschland AG 20-Jan-17 yes |
29.00 on mkt buy AUD ord 2,810 2,810 |
| BlackRock Advisors(UK)Limited 20-Jan-17 yes |
29.00 on mkt buy AUD ord 4,392 4,392 |
| BlackRock Japan Co., Ltd. 23-Jan-17 no |
n/a collateral transfer AUD ord 1,629,296 1,629,296 |
| BlackRock Financial Management, Inc. 23-Jan-17 no |
n/a collateral transfer AUD ord 28,472 28,472 |
| BlackRock Investment Management, LLC 23-Jan-17 no |
n/a collateral transfer AUD ord 109,720 109,720 |
| BlackRock Investment Management (UK) Limited 23-Jan-17 no |
n/a collateral transfer AUD ord 277,413 277,413 |
| BlackRock Asset Management North Asia Limited 23-Jan-17 no |
n/a collateral transfer AUD ord 47,407 47,407 |
| BlackRock Advisors (UK) Limited 23-Jan-17 no |
n/a collateral transfer AUD ord 100,439 100,439 |
| BlackRock Asset Management North Asia Limited 23-Jan-17 no |
n/a collateral transfer AUD ord 645,160 645,160 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 17,540 17,540 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 35,080 35,080 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 39,906 39,906 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 22,170 22,170 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 46,557 46,557 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 284,748 284,748 |
| BlackRock Asset Management Deutschland AG 23-Jan-17 yes |
29.00 on mkt buy AUD ord 2,810 2,810 |
| BlackRock Advisors(UK)Limited 23-Jan-17 yes |
29.00 on mkt buy AUD ord 17,376 17,376 |
| BlackRock Advisors(UK)Limited 23-Jan-17 yes |
29.00 on mkt buy AUD ord 982 982 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 378 378 |
| BlackRock Investment Management (UK) Limited 24-Jan-17 no |
n/a collateral transfer AUD ord 16,532 16,532 |
| BlackRock Institutional Trust Company, National Association 24-Jan-17 yes |
29.00 on mkt buy AUD ord 65,683 65,683 |
| BlackRock Fund Advisors 24-Jan-17 no |
n/a in specie AUD ord 33,180 33,180 |
| BlackRock Fund Advisors 24-Jan-17 no |
n/a in specie AUD ord 26,604 26,604 |
| BlackRock Fund Advisors 24-Jan-17 no |
n/a in specie AUD ord 19,953 19,953 |
| BlackRock Fund Advisors 24-Jan-17 yes |
29.00 on mkt buy AUD ord 4,035 4,035 |
| BlackRock Fund Advisors 24-Jan-17 no |
n/a in specie AUD ord 8,592 8,592 |
| BlackRock Advisors(UK)Limited 24-Jan-17 yes |
29.00 on mkt buy AUD ord 8,514 8,514 |
| BlackRock Advisors,LLC 24-Jan-17 yes |
29.00 on mkt buy AUD ord 17,445 17,445 |
| BlackRock Investment Management (UK) Limited 25-Jan-17 yes |
29.00 on mkt buy AUD ord 22,996 22,996 |
| BlackRock Japan Co., Ltd. 25-Jan-17 no |
n/a collateral transfer AUD ord 1,223,250 1,223,250 |
| BlackRock Advisors (UK) Limited 25-Jan-17 no |
n/a collateral transfer AUD ord 1,436,856 1,436,856 |
| BlackRock Asset Management North Asia Limited 25-Jan-17 no |
n/a collateral transfer AUD ord 10 10 |
| BlackRock Advisors(UK)Limited 25-Jan-17 yes |
29.00 on mkt buy AUD ord 32,461 32,461 |
| BlackRock Fund Advisors 25-Jan-17 no |
n/a in specie AUD ord 33,180 33,180 |
| BlackRock Fund Advisors 25-Jan-17 no |
n/a in specie AUD ord 35,080 35,080 |
| BlackRock Fund Advisors 25-Jan-17 no |
n/a in specie AUD ord 3,610 3,610 |
| BlackRock Advisors(UK)Limited 25-Jan-17 yes |
29.00 on mkt buy AUD ord 11,584 11,584 |
page 14 of 15
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors(UK)Limited 25-Jan-17 yes |
29.00 on mkt buy AUD ord 985 985 |
| BlackRock Advisors(UK)Limited 25-Jan-17 yes |
29.00 on mkt buy AUD ord 13,790 13,790 |
| BlackRock Advisors(UK)Limited 25-Jan-17 yes |
29.00 on mkt buy AUD ord 2,196 2,196 |
| BlackRock Advisors,LLC 25-Jan-17 yes |
29.00 on mkt buy AUD ord 1,905 1,905 |
page 15 of 15
ANZ
Annexure C
This is Annexure C of 1 page referred to in form 603 Notice of initial substantial shareholder
27-Jan-17
Kayla Mulvihill, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street |
| New York NY 10055 USA | |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor |
| Amstelplein | |
| Amsterdam Netherlands | |
| BlackRock (Singapore) Limited | 20 Anson Road #18-01 |
| 079912 Singapore | |
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue. |
| London, EC2N 2DL, | |
| United Kingdom | |
| BlackRock Advisors, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 |
| Toronto, Ontario M5J 2S1 | |
| Canada | |
| BlackRock Asset Management Deutschland AG | Max-Joseph-Straße 6 |
| D-80333 Munich,Germany | |
| BlackRock Asset Management North Asia Limited | 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower, |
| 3 Garden Road,Central,HongKong | |
| BlackRock Financial Management, Inc. | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco, CA, 94105 | |
| United States | |
| BlackRock Institutional Trust Company, National | 1225 17th Street, |
| Association | Suite 300, |
| Denver,CO 80202(Colorado,USA) | |
| BlackRock International Limited | Exchange Place One, |
| 1 Semple Street, | |
| Edinburgh, EH3 8BL, | |
| United Kingdom(Scotland, United Kingdom) | |
| BlackRock Investment Management (Australia) Limited | Level 26, 101 Collins Street |
| Melbourne VIC 3000 | |
| Australia(Victoria,Australia) | |
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue |
| London EC2N 2DL | |
| United Kingdom | |
| BlackRock Investment Management, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Japan Co., Ltd. | Marunouchi Trust Tower Main, |
| 1-8-3 Marunouchi, | |
| Chiyoda-ku,Tokyo 100-8217(Japan) |
page 1 of 1
ANZ
Annexure D
This is Annexure D of 1 page referred to in form 603 Notice of initial substantial shareholder
| 27-Jan-17 Kayla Mulvihill, Authorised Signatory Date |
27-Jan-17 Kayla Mulvihill, Authorised Signatory Date |
|---|---|
| Type of agreement: | Global Master Securities Lending Agreement |
| Parties to agreement: | Party A - Citigroup Global Markets Limited Party B - HSBC Institutional Trust Services (Asia) Limited |
| Transfer date: | Refer to Annexure B (transactions identified as collateral transfers) |
| Holder of voting rights: | BlackRock Asset Management North Asia Limited (as investment manager for the funds) |
| Are there any restrictions on voting rights? If yes, detail |
Yes. Unless otherwise agreed between the parties, the Registered Owner will not exercise any voting rights. |
| Scheduled return date (if any): | Not applicable. |
| Does the borrower have the right to return early? If yes, detail |
Yes. Upon an Event of Default under the GMSLA, the GMSLA provides, broadly, that both parties payment and delivery obligations will be accelerated and replaced with an obligation of one party to pay a single cash sum to the other determined in accordance with the provisions of the GMSLA (as modified by the Annex). The GMSLA provides that the parties’ right to terminate the Agreement upon notice will not affect the parties’ existing obligations in respect of any outstanding loans of securities. The Annex amended and restricted the Borrower's termination rights – i.e. Borrower may not have the right to terminate and return the borrowed securities - as the Borrower was to borrow the securities issued by it (or its sister company) to provide protection against the insolvency of the issuer and so usual rights of termination in a GMSLA were restricted. Subject to the terms of the relevant Loan, the Borrower, may early terminate a Loan and return Equivalent Securities at any time provided that it “shall cease to have such entitlement if an Act of Insolvency with respect to any Security Issuer or any of the Borrower’s or any Security Issuer’s affiliates has occurred, or any such person takes any steps preparatory to any of the matters which would constitute an Act of Insolvency |
| Does the lender have the right to recall early? If yes, detail |
Yes, at notice. |
| Will the securities be returned on settlement? If yes, detail any exceptions |
Yes. |
A copy of this agreement will be provided to AUSTRALIA & NEW ZEALAND BANKING GROUP LTD or the Australian Securities and Investments Commission upon request.
ANZ page 1 of 1