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Australia and New Zealand Banking Group Ltd. — Major Shareholding Notification 2017
Mar 30, 2017
10425_rns_2017-03-30_ee0a2734-5062-4ac3-b7c8-57ba1aa378ed.pdf
Major Shareholding Notification
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603 page 1/2 15 July 2001
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
To Company Name/Scheme
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD
ACN/ARSN
005 357 522
1. Details of substantial holder (1)
Name
BlackRock Group (BlackRock Inc. and subsidiaries named in AnnexuresACN/ARSN (if applicable)
to this form)
The holder became a substantial holder on
29 03 / / 2017
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
ord |
147,932,142 |
147,932,142 |
5.03 |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| llows: | ||
|---|---|---|
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
Annexure A & D |
||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant Registered holder of Person entitled to be Class and number interest securities registered as holder (8) of securities see Annexure A
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) |
Consideration (9) |
Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
see Annexure B |
||||
603 page 2/2 15 July 2001
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The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) Nature of association
see Annexure A
Name Address
see Annexure C
print name Dennis Ivers capacity Authorised Signatory
sign here date 31 / 03 / 2017
DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an
equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to
throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the
See the definition of "associate" in section 9 of the Corporations Act 2001.
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
The voting shares of a company constitute one class unless divided into separate classes.
The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out
the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany
this form, together with a written statement certifying this contract, scheme or arrangement; and
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to
which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become
entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be
included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom
the relevant interest was acquired.
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6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
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Name and ACN/ARSN (if applicable) Nature of association
see Annexure A
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
see Annexure C
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Signature
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
-
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
-
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(7) Include details of:
-
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
-
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Annexure A
This is Annexure A of 8 pages referred to in form 603 Notice of initial substantial shareholder
| 31-Mar-17 | |
|---|---|
| Dennis Ivers, | Date |
| Authorised Signatory |
3. Details of Relevant Interests
4. Details of present registered holders
6. Associates
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY BRUS | ord | 40,178 | 40,178 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 135,304 | 135,304 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 429,769 | 429,769 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Singapore) | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 282 | 282 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Singapore) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 2,332 | 2,332 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 8,796,971 | 8,796,971 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM - J.P. Morgan Zurich | ord | 219,952 | 219,952 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 1,966,182 | 1,966,182 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - | ord | 33,533 | 33,533 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | ||||
| investment manager or trustee. |
page 1 of 8
ANZ
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 775,101 | 775,101 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | RBC-DEXIA BIL- LONDON | ord | 557,539 | 557,539 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 5,650 | 5,650 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 8,296,272 | 8,296,272 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | DUBLIN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | STATE STREET BANK, | ord | 15,126 | 15,126 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | MUNICH, ZURICH | BlackRock Inc. | ||||
| investment manager or trustee. | BRANCH | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ord | 204,906 | 204,906 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 1,386,008 | 1,386,008 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 6,349 | 6,349 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 108,867 | 108,867 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 1,259,563 | 1,259,563 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 1,235,700 | 1,235,700 | subsidiary of | |
| Management Deutschland | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | ||||
| AG | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 77,472 | 77,472 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 1,263,640 | 1,263,640 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. |
page 2 of 8
ANZ
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, HONG | ord | 218,488 | 218,488 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ord | 11,308 | 11,308 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ord | 4,856 | 4,856 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ord | 62,253 | 62,253 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 12,305 | 12,305 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 374,429 | 374,429 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ord | 60,214 | 60,214 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 261,640 | 261,640 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - | ord | 192,655 | 192,655 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 184,735 | 184,735 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ord | 335 | 335 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 124,763 | 124,763 | subsidiary of | |
| securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 439,109 | 439,109 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. |
page 3 of 8
ANZ
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 169,726 | 169,726 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 35,275,406 | 35,275,406 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 2,947,168 | 2,947,168 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | GS-GOLDMAN SACHS | ord | 1,988 | 1,988 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | PRIME BROKER - NEW | BlackRock Inc. | ||||
| Association | investment manager or trustee. | YORK | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 567,274 | 567,274 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 1,048,118 | 1,048,118 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB BOSTON | ord | 119,498 | 119,498 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 2,137,030 | 2,137,030 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ord | 1,287,208 | 1,287,208 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 198,541 | 198,541 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 190,133 | 190,133 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 34,343,765 | 34,343,765 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | UBS- UBS- ZURICH | ord | 6,831 | 6,831 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Association | investment manager or trustee. |
page 4 of 8
ANZ
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 130,927 | 130,927 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 983,560 | 983,560 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP PARIBAS | ord | 298,417 | 298,417 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA - COGENT | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 22,225 | 22,225 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | SYDNEY | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ord | 8,578,164 | 8,578,164 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ord | 1,372,949 | 1,372,949 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 157,428 | 157,428 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | AP7 | ord | 382,071 | 382,071 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP Paribas Milan | ord | 131,076 | 131,076 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY BRUS | ord | 1,338,343 | 1,338,343 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 1,532,143 | 1,532,143 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 991,330 | 991,330 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CB-CACEIS BANK | ord | 18,798 | 18,798 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. |
page 5 of 8
ANZ
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, LONDON | ord | 2,736,135 | 2,736,135 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 303,155 | 303,155 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - | ord | 242,990 | 242,990 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 155,685 | 155,685 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 727,281 | 727,281 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SEB-SKANDINAVISKA | ord | 87,967 | 87,967 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | ENSKILDA BANKEN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 249,050 | 249,050 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ord | 132,777 | 132,777 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 830,769 | 830,769 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 182,887 | 182,887 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 114,389 | 114,389 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 402 | 402 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 109,276 | 109,276 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. |
page 6 of 8
ANZ
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 1,848,516 | 1,848,516 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 1,962,074 | 1,962,074 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 2,570 | 2,570 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 21,478 | 21,478 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | ||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | USB-US BANK | ord | 48,265 | 48,265 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ord | 34,844 | 34,844 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 3,433,310 | 3,433,310 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | MITSUI-SUMITOMO | ord | 11,678 | 11,678 | subsidiary of | |
| securities and/or the power to dispose of securities as | TRUST | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-State Street Bank And | ord | 15,573 | 15,573 | subsidiary of | |
| securities and/or the power to dispose of securities as | Trust Co. | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 46,167 | 46,167 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 12,176 | 12,176 | subsidiary of | |
| securities and/or the power to dispose of securities as | TRUST & BANKING | BlackRock Inc. | |||||
| investment manager or trustee. | TOKYO | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP PARIBAS | ord | 109,762 | 109,762 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA - COGENT | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. |
page 7 of 8
ANZ
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-Citigroup Australia - | ord | 94,968 | 94,968 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 2,217,181 | 2,217,181 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ord | 2,243,269 | 2,243,269 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 6,963,645 | 6,963,645 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as responsible entity. |
page 8 of 8
ANZ
Annexure B
This is Annexure B of 18 pages referred to in form 603 Notice of initial substantial shareholder
31-Mar-17 Dennis Ivers, Date Authorised Signatory
5. Consideration
| AUSTRALIA & NEW ZEALAND BANKING GROUP LTD (ANZ) | AUSTRALIA & NEW ZEALAND BANKING GROUP LTD (ANZ) |
|---|---|
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
| BlackRock Investment Management (Australia) Limited 30-Nov-16 yes |
28.32 on mkt buy AUD ord 17,027 17,027 |
| BlackRock Investment Management (Australia) Limited 30-Nov-16 yes |
28.32 on mkt buy AUD ord 1,408 1,408 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.41 on mkt buy AUD ord 6,626 6,626 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.41 on mkt buy AUD ord 5,791 5,791 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.41 on mkt buy AUD ord 88,557 88,557 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.41 on mkt buy AUD ord 157,824 157,824 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.41 on mkt buy AUD ord 6,484 6,484 |
| BlackRock International Limited 30-Nov-16 yes |
28.41 on mkt buy AUD ord 12,122 12,122 |
| BlackRock Investment Management (UK) Limited 30-Nov-16 yes |
28.41 on mkt buy AUD ord 4,702 4,702 |
| BlackRock Fund Advisors 30-Nov-16 yes |
28.41 on mkt buy AUD ord 18,293 18,293 |
| BlackRock Advisors(UK)Limited 30-Nov-16 yes |
28.41 on mkt buy AUD ord 10,204 10,204 |
| BlackRock Advisors(UK)Limited 30-Nov-16 yes |
28.41 on mkt buy AUD ord 50,724 50,724 |
| BlackRock Advisors,LLC 30-Nov-16 yes |
28.41 on mkt buy AUD ord 34,528 34,528 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.41 on mkt buy AUD ord 12,858 12,858 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.41 on mkt buy AUD ord 99,910 99,910 |
| BlackRock Fund Advisors 30-Nov-16 yes |
28.41 on mkt buy AUD ord 10,852 10,852 |
| BlackRock Investment Management (Australia) Limited 30-Nov-16 yes |
28.41 on mkt buy AUD ord 340 340 |
| BlackRock Advisors(UK)Limited 30-Nov-16 yes |
28.41 on mkt buy AUD ord 4,227 4,227 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.41 on mkt buy AUD ord 1,090 1,090 |
| BlackRock Financial Management,Inc. 30-Nov-16 yes |
28.41 on mkt buy AUD ord 842 842 |
| BlackRock Fund Advisors 30-Nov-16 yes |
28.41 on mkt buy AUD ord 1,256 1,256 |
| BlackRock Advisors(UK)Limited 30-Nov-16 yes |
28.41 on mkt buy AUD ord 479 479 |
| BlackRock Advisors(UK)Limited 30-Nov-16 yes |
28.41 on mkt buy AUD ord 1,107 1,107 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.41 on mkt buy AUD ord 2,567 2,567 |
| BlackRock Advisors(UK)Limited 30-Nov-16 yes |
28.41 on mkt buy AUD ord 1,081 1,081 |
| BlackRock Investment Management (Australia) Limited 30-Nov-16 yes |
28.41 on mkt buy AUD ord 1,766 1,766 |
| BlackRock Asset Management Canada Limited 30-Nov-16 yes |
28.41 on mkt buy AUD ord 339 339 |
| BlackRock Investment Management (Australia) Limited 30-Nov-16 yes |
28.41 on mkt buy AUD ord 194 194 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.41 on mkt buy AUD ord 118 118 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.41 on mkt buy AUD ord 81,368 81,368 |
| BlackRock Financial Management,Inc. 30-Nov-16 yes |
28.41 on mkt buy AUD ord 36,562 36,562 |
| BlackRock Financial Management,Inc. 30-Nov-16 yes |
28.41 on mkt buy AUD ord 20,911 20,911 |
| BlackRock Financial Management,Inc. 30-Nov-16 yes |
28.41 on mkt buy AUD ord 894 894 |
| BlackRock Investment Management,LLC 30-Nov-16 yes |
28.41 on mkt buy AUD ord 559 559 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.41 on mkt buy AUD ord 1,429 1,429 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.41 on mkt buy AUD ord 21,846 21,846 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.41 on mkt buy AUD ord 270 270 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.41 on mkt buy AUD ord 1,599 1,599 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.41 on mkt buy AUD ord 29 29 |
| BlackRock Fund Advisors 30-Nov-16 yes |
28.41 on mkt buy AUD ord 4,513 4,513 |
page 1 of 18
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.41 on mkt buy AUD ord 633 633 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
28.41 on mkt buy AUD ord 24,648 24,648 |
| BlackRock Fund Advisors 30-Nov-16 yes |
28.41 on mkt buy AUD ord 2,677 2,677 |
| BlackRock Advisors(UK)Limited 30-Nov-16 no |
n/a in specie AUD ord 17,797 17,797 |
| BlackRock Investment Management,LLC 01-Dec-16 yes |
28.68 on mkt buy AUD ord 8,125 8,125 |
| BlackRock Institutional Trust Company, National Association 01-Dec-16 yes |
28.68 on mkt buy AUD ord 162,098 162,098 |
| BlackRock Institutional Trust Company, National Association 01-Dec-16 yes |
28.68 on mkt buy AUD ord 65,579 65,579 |
| BlackRock Fund Advisors 01-Dec-16 no |
n/a in specie AUD ord 5,450 5,450 |
| BlackRock Fund Advisors 01-Dec-16 no |
n/a in specie AUD ord 79,560 79,560 |
| BlackRock Investment Management (Australia) Limited 02-Dec-16 yes |
28.69 on mkt buy AUD ord 112 112 |
| BlackRock Investment Management (Australia) Limited 02-Dec-16 yes |
28.69 on mkt buy AUD ord 156 156 |
| BlackRock Japan Co.,Ltd. 02-Dec-16 yes |
28.47 on mkt buy AUD ord 13,151 13,151 |
| BlackRock Fund Advisors 02-Dec-16 yes |
28.46 on mkt buy AUD ord 11,268 11,268 |
| BlackRock Fund Advisors 02-Dec-16 no |
n/a in specie AUD ord 3,605 3,605 |
| BlackRock Fund Advisors 02-Dec-16 no |
n/a in specie AUD ord 22,210 22,210 |
| BlackRock Fund Advisors 02-Dec-16 no |
n/a in specie AUD ord 7,630 7,630 |
| BlackRock Fund Advisors 02-Dec-16 no |
n/a in specie AUD ord 35,360 35,360 |
| BlackRock Japan Co.,Ltd. 05-Dec-16 yes |
28.16 on mkt buy AUD ord 13,150 13,150 |
| BlackRock Fund Advisors 06-Dec-16 yes |
28.59 on mkt buy AUD ord 10,114 10,114 |
| BlackRock Fund Advisors 06-Dec-16 yes |
28.59 on mkt buy AUD ord 133 133 |
| BlackRock Advisors(UK)Limited 06-Dec-16 yes |
28.38 on mkt buy AUD ord 34,746 34,746 |
| BlackRock Institutional Trust Company, National Association 06-Dec-16 yes |
28.38 on mkt buy AUD ord 48,440 48,440 |
| BlackRock Investment Management (UK) Limited 06-Dec-16 yes |
28.38 on mkt buy AUD ord 41,194 41,194 |
| BlackRock Advisors,LLC 06-Dec-16 yes |
28.38 on mkt buy AUD ord 1,712 1,712 |
| BlackRock Institutional Trust Company, National Association 06-Dec-16 yes |
28.38 on mkt buy AUD ord 17,201 17,201 |
| BlackRock Fund Advisors 06-Dec-16 no |
n/a in specie AUD ord 3,978 3,978 |
| BlackRock Fund Advisors 06-Dec-16 no |
n/a in specie AUD ord 7,956 7,956 |
| BlackRock Fund Advisors 06-Dec-16 no |
n/a in specie AUD ord 2,798 2,798 |
| BlackRock Asset Management Canada Limited 07-Dec-16 yes |
28.80 on mkt buy AUD ord 18,813 18,813 |
| BlackRock Japan Co.,Ltd. 07-Dec-16 yes |
28.80 on mkt buy AUD ord 668 668 |
| BlackRock Fund Advisors 07-Dec-16 yes |
28.80 on mkt buy AUD ord 13,991 13,991 |
| BlackRock Fund Advisors 07-Dec-16 yes |
28.80 on mkt buy AUD ord 3,707 3,707 |
| BlackRock Institutional Trust Company, National Association 07-Dec-16 yes |
28.80 on mkt buy AUD ord 8,535 8,535 |
| BlackRock Investment Management (Australia) Limited 07-Dec-16 yes |
28.80 on mkt buy AUD ord 27,264 27,264 |
| BlackRock Fund Advisors 07-Dec-16 no |
n/a in specie AUD ord 11,105 11,105 |
| BlackRock Fund Advisors 07-Dec-16 no |
n/a in specie AUD ord 33,315 33,315 |
| BlackRock Fund Advisors 07-Dec-16 no |
n/a in specie AUD ord 8,394 8,394 |
| BlackRock Fund Advisors 07-Dec-16 no |
n/a in specie AUD ord 53,628 53,628 |
| BlackRock Fund Advisors 07-Dec-16 no |
n/a in specie AUD ord 40,221 40,221 |
| BlackRock Fund Advisors 07-Dec-16 no |
n/a in specie AUD ord 53,628 53,628 |
| BlackRock Institutional Trust Company, National Association 07-Dec-16 no |
n/a in specie AUD ord 42,948 42,948 |
| BlackRock Investment Management (UK) Limited 08-Dec-16 yes |
29.52 on mkt buy AUD ord 38,275 38,275 |
| BlackRock Investment Management (UK) Limited 08-Dec-16 yes |
29.52 on mkt buy AUD ord 122,302 122,302 |
| BlackRock Fund Advisors 08-Dec-16 no |
n/a in specie AUD ord 8,840 8,840 |
| BlackRock Fund Advisors 08-Dec-16 no |
n/a in specie AUD ord 44,200 44,200 |
| BlackRock Asset Management Deutschland AG 09-Dec-16 yes |
29.92 on mkt buy AUD ord 1,424 1,424 |
| BlackRock Asset Management North Asia Limited 09-Dec-16 yes |
29.74 on mkt buy AUD ord 4,261 4,261 |
| BlackRock Investment Management (Australia) Limited 09-Dec-16 yes |
29.93 on mkt buy AUD ord 6,229 6,229 |
| BlackRock Advisors(UK)Limited 09-Dec-16 yes |
29.92 on mkt buy AUD ord 5,840 5,840 |
| BlackRock Advisors,LLC 09-Dec-16 yes |
29.92 on mkt buy AUD ord 22,052 22,052 |
| BlackRock Fund Advisors 09-Dec-16 no |
n/a in specie AUD ord 22,310 22,310 |
| BlackRock Fund Advisors 09-Dec-16 no |
n/a in specie AUD ord 33,360 33,360 |
| BlackRock Fund Advisors 09-Dec-16 no |
n/a in specie AUD ord 40,221 40,221 |
| BlackRock Investment Management (UK) Limited 09-Dec-16 no |
n/a in specie AUD ord 1,988 1,988 |
| BlackRock Investment Management (UK) Limited 09-Dec-16 no |
n/a in specie AUD ord 5,280 5,280 |
page 2 of 18
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Limited 09-Dec-16 no |
n/a in specie AUD ord 5,997 5,997 |
| BlackRock Investment Management (UK) Limited 09-Dec-16 no |
n/a in specie AUD ord 4,185 4,185 |
| BlackRock Investment Management (UK) Limited 09-Dec-16 no |
n/a in specie AUD ord 3,980 3,980 |
| BlackRock Investment Management (UK) Limited 09-Dec-16 no |
n/a in specie AUD ord 2,295 2,295 |
| BlackRock Financial Management, Inc. 09-Dec-16 no |
n/a collateral transfer AUD ord 164 164 |
| BlackRock Investment Management (UK) Limited 09-Dec-16 no |
n/a collateral transfer AUD ord 27,462 27,462 |
| BlackRock Japan Co.,Ltd. 12-Dec-16 yes |
29.82 on mkt buy AUD ord 396 396 |
| BlackRock Advisors(UK)Limited 12-Dec-16 yes |
29.82 on mkt buy AUD ord 5,791 5,791 |
| BlackRock Advisors(UK)Limited 12-Dec-16 yes |
29.82 on mkt buy AUD ord 5,807 5,807 |
| BlackRock Fund Advisors 12-Dec-16 no |
n/a in specie AUD ord 378 378 |
| BlackRock Fund Advisors 13-Dec-16 no |
n/a in specie AUD ord 15,617 15,617 |
| BlackRock Fund Advisors 13-Dec-16 no |
n/a in specie AUD ord 10,516 10,516 |
| BlackRock Fund Advisors 13-Dec-16 no |
n/a in specie AUD ord 44,200 44,200 |
| BlackRock Fund Advisors 13-Dec-16 no |
n/a in specie AUD ord 141,440 141,440 |
| BlackRock Institutional Trust Company, National Association 13-Dec-16 no |
n/a in specie AUD ord 130,647 130,647 |
| BlackRock Institutional Trust Company, National Association 14-Dec-16 no |
n/a in specie AUD ord 33,547 33,547 |
| BlackRock Advisors(UK)Limited 14-Dec-16 yes |
29.89 on mkt buy AUD ord 2,504 2,504 |
| BlackRock Fund Advisors 14-Dec-16 no |
n/a in specie AUD ord 378 378 |
| BlackRock Fund Advisors 14-Dec-16 no |
n/a in specie AUD ord 13,145 13,145 |
| BlackRock Fund Advisors 14-Dec-16 no |
n/a in specie AUD ord 14,499 14,499 |
| BlackRock Fund Advisors 14-Dec-16 no |
n/a in specie AUD ord 4,197 4,197 |
| BlackRock Fund Advisors 14-Dec-16 no |
n/a in specie AUD ord 22,310 22,310 |
| BlackRock Fund Advisors 14-Dec-16 no |
n/a in specie AUD ord 29,003 29,003 |
| BlackRock Fund Advisors 14-Dec-16 no |
n/a in specie AUD ord 58,380 58,380 |
| BlackRock Advisors (UK) Limited 14-Dec-16 no |
n/a collateral transfer AUD ord 85,986 85,986 |
| BlackRock Investment Management (UK) Limited 15-Dec-16 yes |
29.89 on mkt buy AUD ord 626 626 |
| BlackRock Investment Management (UK) Limited 15-Dec-16 yes |
29.93 on mkt buy AUD ord 3,815 3,815 |
| BlackRock Fund Advisors 15-Dec-16 yes |
29.99 on mkt buy AUD ord 7,001 7,001 |
| BlackRock Fund Advisors 15-Dec-16 no |
n/a in specie AUD ord 17,680 17,680 |
| BlackRock Fund Advisors 15-Dec-16 no |
n/a in specie AUD ord 16,680 16,680 |
| BlackRock Fund Advisors 15-Dec-16 no |
n/a in specie AUD ord 14,499 14,499 |
| BlackRock Fund Advisors 15-Dec-16 no |
n/a in specie AUD ord 5,304 5,304 |
| BlackRock Investment Management (Australia) Limited 15-Dec-16 yes |
29.99 on mkt buy AUD ord 280,091 280,091 |
| BlackRock Advisors (UK) Limited 15-Dec-16 no |
n/a collateral transfer AUD ord 62,790 62,790 |
| BlackRock Japan Co.,Ltd. 16-Dec-16 yes |
29.89 on mkt buy AUD ord 677 677 |
| BlackRock Investment Management (UK) Limited 16-Dec-16 yes |
29.81 on mkt buy AUD ord 28,537 28,537 |
| BlackRock Investment Management (UK) Limited 16-Dec-16 yes |
29.81 on mkt buy AUD ord 40,038 40,038 |
| BlackRock Investment Management (Australia) Limited 16-Dec-16 yes |
29.81 on mkt buy AUD ord 3,606 3,606 |
| BlackRock Institutional Trust Company, National Association 16-Dec-16 yes |
29.81 on mkt buy AUD ord 20,115 20,115 |
| BlackRock Institutional Trust Company, National Association 16-Dec-16 yes |
29.81 on mkt buy AUD ord 387 387 |
| BlackRock Investment Management (Australia) Limited 16-Dec-16 yes |
29.81 on mkt buy AUD ord 2,274 2,274 |
| BlackRock Fund Advisors 16-Dec-16 no |
n/a in specie AUD ord 6,630 6,630 |
| BlackRock Fund Advisors 16-Dec-16 no |
n/a in specie AUD ord 8,394 8,394 |
| BlackRock Fund Advisors 16-Dec-16 no |
n/a in specie AUD ord 50,040 50,040 |
| BlackRock Advisors (UK) Limited 16-Dec-16 no |
n/a collateral transfer AUD ord 27,626 27,626 |
| BlackRock Asset Management North Asia Limited 16-Dec-16 no |
n/a collateral transfer AUD ord 3,476 3,476 |
| BlackRock Investment Management (Australia) Limited 19-Dec-16 no |
n/a in specie AUD ord 1,233,460 1,233,460 |
| BlackRock Investment Management,LLC 19-Dec-16 yes |
29.93 on mkt buy AUD ord 4,120 4,120 |
| BlackRock Advisors(UK)Limited 19-Dec-16 yes |
29.93 on mkt buy AUD ord 975 975 |
| BlackRock Investment Management,LLC 19-Dec-16 yes |
29.93 on mkt buy AUD ord 3,568 3,568 |
| BlackRock Investment Management (Australia) Limited 19-Dec-16 yes |
29.93 on mkt buy AUD ord 9,297 9,297 |
| BlackRock Asset Management Canada Limited 19-Dec-16 yes |
29.93 on mkt buy AUD ord 7,818 7,818 |
page 3 of 18
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 19-Dec-16 yes |
29.93 on mkt buy AUD ord 9,561 9,561 |
| BlackRock Investment Management (Australia) Limited 19-Dec-16 yes |
29.93 on mkt buy AUD ord 20,448 20,448 |
| BlackRock Advisors (UK) Limited 19-Dec-16 no |
n/a collateral transfer AUD ord 29,541 29,541 |
| BlackRock Advisors (UK) Limited 19-Dec-16 no |
n/a collateral transfer AUD ord 4,888 4,888 |
| BlackRock Investment Management (UK) Limited 19-Dec-16 no |
n/a collateral transfer AUD ord 1 1 |
| BlackRock Investment Management (Australia) Limited 20-Dec-16 yes |
30.14 on mkt buy AUD ord 6,048 6,048 |
| BlackRock Investment Management (Australia) Limited 20-Dec-16 yes |
30.14 on mkt buy AUD ord 697 697 |
| BlackRock Investment Management (Australia) Limited 20-Dec-16 yes |
30.14 on mkt buy AUD ord 48,927 48,927 |
| BlackRock Investment Management (Australia) Limited 20-Dec-16 yes |
30.14 on mkt buy AUD ord 216 216 |
| BlackRock Investment Management (Australia) Limited 20-Dec-16 yes |
30.14 on mkt buy AUD ord 5,744 5,744 |
| BlackRock Investment Management (Australia) Limited 20-Dec-16 yes |
30.14 on mkt buy AUD ord 964 964 |
| BlackRock Investment Management,LLC 20-Dec-16 yes |
30.14 on mkt buy AUD ord 1,518 1,518 |
| BlackRock Advisors(UK)Limited 20-Dec-16 yes |
30.12 on mkt buy AUD ord 6,175 6,175 |
| BlackRock Investment Management (Australia) Limited 20-Dec-16 yes |
30.12 on mkt buy AUD ord 39,196 39,196 |
| BlackRock Institutional Trust Company, National Association 20-Dec-16 yes |
30.12 on mkt buy AUD ord 6,355 6,355 |
| BlackRock Advisors (UK) Limited 20-Dec-16 no |
n/a collateral transfer AUD ord 60,981 60,981 |
| BlackRock Investment Management (UK) Limited 21-Dec-16 yes |
30.37 on mkt buy AUD ord 3,474 3,474 |
| BlackRock Advisors(UK)Limited 21-Dec-16 yes |
30.30 on mkt buy AUD ord 8,030 8,030 |
| BlackRock Advisors(UK)Limited 21-Dec-16 yes |
30.30 on mkt buy AUD ord 660 660 |
| BlackRock Asset Management Canada Limited 21-Dec-16 yes |
30.30 on mkt buy AUD ord 2,022 2,022 |
| BlackRock Institutional Trust Company, National Association 21-Dec-16 yes |
30.30 on mkt buy AUD ord 1,503 1,503 |
| BlackRock Investment Management (Australia) Limited 21-Dec-16 yes |
30.30 on mkt buy AUD ord 4,153 4,153 |
| BlackRock Investment Management (Australia) Limited 21-Dec-16 yes |
30.30 on mkt buy AUD ord 6,486 6,486 |
| BlackRock Investment Management (Australia) Limited 21-Dec-16 yes |
30.30 on mkt buy AUD ord 9,774 9,774 |
| BlackRock (Singapore) Limited 21-Dec-16 no |
n/a collateral transfer AUD ord 4,321 4,321 |
| BlackRock Advisors (UK) Limited 21-Dec-16 no |
n/a collateral transfer AUD ord 459,280 459,280 |
| BlackRock Financial Management, Inc. 21-Dec-16 no |
n/a collateral transfer AUD ord 2,782 2,782 |
| BlackRock Investment Management, LLC 21-Dec-16 no |
n/a collateral transfer AUD ord 90 90 |
| BlackRock Investment Management, LLC 21-Dec-16 no |
n/a collateral transfer AUD ord 2 2 |
| BlackRock Investment Management (UK) Limited 21-Dec-16 no |
n/a collateral transfer AUD ord 6,396 6,396 |
| BlackRock Investment Management (UK) Limited 21-Dec-16 no |
n/a collateral transfer AUD ord 9 9 |
| BlackRock Investment Management (Australia) Limited 22-Dec-16 yes |
30.59 on mkt buy AUD ord 268 268 |
| BlackRock Advisors(UK)Limited 22-Dec-16 yes |
30.72 on mkt buy AUD ord 2,647 2,647 |
| BlackRock Fund Advisors 22-Dec-16 no |
n/a in specie AUD ord 6,630 6,630 |
| BlackRock Fund Advisors 22-Dec-16 no |
n/a in specie AUD ord 3,855 3,855 |
| BlackRock Fund Advisors 22-Dec-16 no |
n/a in specie AUD ord 5,304 5,304 |
| BlackRock Fund Advisors 22-Dec-16 no |
n/a in specie AUD ord 19,620 19,620 |
| BlackRock (Singapore) Limited 22-Dec-16 no |
n/a collateral transfer AUD ord 5,177 5,177 |
| BlackRock Financial Management, Inc. 22-Dec-16 no |
n/a collateral transfer AUD ord 2,528 2,528 |
| BlackRock Investment Management, LLC 22-Dec-16 no |
n/a collateral transfer AUD ord 362 362 |
| BlackRock Investment Management (UK) Limited 22-Dec-16 no |
n/a collateral transfer AUD ord 5,970 5,970 |
| BlackRock Fund Advisors 23-Dec-16 yes |
30.79 on mkt buy AUD ord 119 119 |
| BlackRock Fund Advisors 23-Dec-16 yes |
30.79 on mkt buy AUD ord 7,686 7,686 |
| BlackRock Fund Advisors 23-Dec-16 yes |
30.79 on mkt buy AUD ord 28,345 28,345 |
page 4 of 18
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 23-Dec-16 yes |
30.73 on mkt buy AUD ord 5,463 5,463 |
| BlackRock Investment Management,LLC 23-Dec-16 yes |
30.72 on mkt buy AUD ord 831 831 |
| BlackRock Fund Advisors 23-Dec-16 no |
n/a in specie AUD ord 66,208 66,208 |
| BlackRock Advisors (UK) Limited 23-Dec-16 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Advisors (UK) Limited 23-Dec-16 no |
n/a collateral transfer AUD ord 50 50 |
| BlackRock Investment Management (UK) Limited 23-Dec-16 no |
n/a collateral transfer AUD ord 771 771 |
| BlackRock Fund Advisors 27-Dec-16 no |
n/a in specie AUD ord 3,978 3,978 |
| BlackRock Fund Advisors 27-Dec-16 no |
n/a in specie AUD ord 17,540 17,540 |
| BlackRock Fund Advisors 27-Dec-16 no |
n/a in specie AUD ord 17,540 17,540 |
| BlackRock (Singapore) Limited 27-Dec-16 no |
n/a collateral transfer AUD ord 29,346 29,346 |
| BlackRock Advisors (UK) Limited 27-Dec-16 no |
n/a collateral transfer AUD ord 148,826 148,826 |
| BlackRock Financial Management, Inc. 27-Dec-16 no |
n/a collateral transfer AUD ord 30,322 30,322 |
| BlackRock Investment Management, LLC 27-Dec-16 no |
n/a collateral transfer AUD ord 1,155 1,155 |
| BlackRock Investment Management (UK) Limited 27-Dec-16 no |
n/a collateral transfer AUD ord 58,801 58,801 |
| BlackRock Asset Management Deutschland AG 28-Dec-16 yes |
30.63 on mkt buy AUD ord 4,260 4,260 |
| BlackRock Investment Management (Australia) Limited 28-Dec-16 yes |
30.63 on mkt buy AUD ord 8,854 8,854 |
| BlackRock Fund Advisors 28-Dec-16 yes |
30.63 on mkt buy AUD ord 52,905 52,905 |
| BlackRock Fund Advisors 28-Dec-16 yes |
30.63 on mkt buy AUD ord 11,303 11,303 |
| BlackRock Investment Management (Australia) Limited 28-Dec-16 yes |
30.63 on mkt buy AUD ord 1,318 1,318 |
| BlackRock Investment Management (Australia) Limited 28-Dec-16 yes |
30.63 on mkt buy AUD ord 2,991 2,991 |
| BlackRock Investment Management (Australia) Limited 28-Dec-16 yes |
30.63 on mkt buy AUD ord 3,490 3,490 |
| BlackRock Fund Advisors 28-Dec-16 no |
n/a in specie AUD ord 6,453 6,453 |
| BlackRock Fund Advisors 28-Dec-16 no |
n/a in specie AUD ord 3,855 3,855 |
| BlackRock Fund Advisors 28-Dec-16 no |
n/a in specie AUD ord 2,180 2,180 |
| BlackRock Fund Advisors 28-Dec-16 no |
n/a in specie AUD ord 4,744 4,744 |
| BlackRock Fund Advisors 28-Dec-16 no |
n/a in specie AUD ord 5,045 5,045 |
| BlackRock Fund Advisors 28-Dec-16 no |
n/a in specie AUD ord 16,552 16,552 |
| BlackRock Japan Co., Ltd. 28-Dec-16 no |
n/a collateral transfer AUD ord 353,000 353,000 |
| BlackRock Advisors (UK) Limited 28-Dec-16 no |
n/a collateral transfer AUD ord 2,000,304 2,000,304 |
| BlackRock Investment Management (UK) Limited 28-Dec-16 no |
n/a collateral transfer AUD ord 267,755 267,755 |
| BlackRock Fund Advisors 29-Dec-16 yes |
30.62 on mkt buy AUD ord 90 90 |
| BlackRock Advisors(UK)Limited 29-Dec-16 yes |
30.75 on mkt buy AUD ord 5,794 5,794 |
| BlackRock Advisors(UK)Limited 29-Dec-16 yes |
30.88 on mkt buy AUD ord 11,588 11,588 |
| BlackRock Advisors(UK)Limited 29-Dec-16 yes |
30.88 on mkt buy AUD ord 11,655 11,655 |
| BlackRock Advisors(UK)Limited 29-Dec-16 yes |
30.88 on mkt buy AUD ord 1,497 1,497 |
| BlackRock Fund Advisors 29-Dec-16 no |
n/a in specie AUD ord 22,050 22,050 |
| BlackRock Japan Co., Ltd. 29-Dec-16 no |
n/a collateral transfer AUD ord 167,000 167,000 |
| BlackRock Advisors (UK) Limited 29-Dec-16 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Investment Management (UK) Limited 30-Dec-16 yes |
30.42 on mkt buy AUD ord 7,413 7,413 |
| BlackRock Advisors(UK)Limited 30-Dec-16 yes |
30.42 on mkt buy AUD ord 2,190 2,190 |
| BlackRock Institutional Trust Company, National Association 30-Dec-16 yes |
30.42 on mkt buy AUD ord 13,974 13,974 |
| BlackRock Institutional Trust Company, National Association 30-Dec-16 yes |
30.42 on mkt buy AUD ord 1,284 1,284 |
| BlackRock Advisors (UK) Limited 30-Dec-16 no |
n/a collateral transfer AUD ord 32,572 32,572 |
| BlackRock Japan Co., Ltd. 02-Jan-17 no |
n/a collateral transfer AUD ord 24 24 |
| BlackRock Institutional Trust Company, National Association 03-Jan-17 yes |
30.94 on mkt buy AUD ord 124,498 124,498 |
| BlackRock Institutional Trust Company, National Association 03-Jan-17 yes |
30.94 on mkt buy AUD ord 30,244 30,244 |
| BlackRock Fund Advisors 03-Jan-17 no |
n/a in specie AUD ord 52,596 52,596 |
| BlackRock Institutional Trust Company, National Association 03-Jan-17 no |
n/a in specie AUD ord 72,122 72,122 |
page 5 of 18
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 03-Jan-17 no |
n/a in specie AUD ord 52,463 52,463 |
| BlackRock Advisors (UK) Limited 03-Jan-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Investment Management (UK) Limited 03-Jan-17 no |
n/a collateral transfer AUD ord 27,626 27,626 |
| BlackRock Asset Management North Asia Limited 03-Jan-17 no |
n/a collateral transfer AUD ord 1 1 |
| BlackRock Asset Management Deutschland AG 04-Jan-17 yes |
31.22 on mkt buy AUD ord 1,421 1,421 |
| BlackRock Investment Management (UK) Limited 04-Jan-17 yes |
31.19 on mkt buy AUD ord 54,064 54,064 |
| BlackRock Advisors(UK)Limited 04-Jan-17 yes |
31.22 on mkt buy AUD ord 5,296 5,296 |
| BlackRock Institutional Trust Company, National Association 04-Jan-17 yes |
31.22 on mkt buy AUD ord 28,558 28,558 |
| BlackRock Fund Advisors 04-Jan-17 yes |
31.22 on mkt buy AUD ord 9,528 9,528 |
| BlackRock Advisors,LLC 04-Jan-17 yes |
31.22 on mkt buy AUD ord 16,192 16,192 |
| BlackRock Advisors,LLC 04-Jan-17 yes |
31.22 on mkt buy AUD ord 1,808 1,808 |
| BlackRock Institutional Trust Company, National Association 04-Jan-17 yes |
31.22 on mkt buy AUD ord 8,202 8,202 |
| BlackRock Advisors,LLC 04-Jan-17 yes |
31.22 on mkt buy AUD ord 6,058 6,058 |
| BlackRock Fund Advisors 04-Jan-17 no |
n/a in specie AUD ord 22,050 22,050 |
| BlackRock Fund Advisors 04-Jan-17 no |
n/a in specie AUD ord 2,766 2,766 |
| BlackRock Japan Co., Ltd. 04-Jan-17 no |
n/a collateral transfer AUD ord 1,300,000 1,300,000 |
| BlackRock Investment Management (UK) Limited 04-Jan-17 no |
n/a collateral transfer AUD ord 60,316 60,316 |
| BlackRock Japan Co.,Ltd. 05-Jan-17 yes |
31.23 on mkt buy AUD ord 305 305 |
| BlackRock Fund Advisors 05-Jan-17 yes |
31.32 on mkt buy AUD ord 32,604 32,604 |
| BlackRock Investment Management (Australia) Limited 05-Jan-17 yes |
31.31 on mkt buy AUD ord 292 292 |
| BlackRock Advisors(UK)Limited 05-Jan-17 yes |
31.33 on mkt buy AUD ord 731 731 |
| BlackRock Investment Management (UK) Limited 05-Jan-17 yes |
31.32 on mkt buy AUD ord 2,603 2,603 |
| BlackRock Asset Management North Asia Limited 05-Jan-17 yes |
31.32 on mkt buy AUD ord 30,295 30,295 |
| BlackRock Investment Management (UK) Limited 05-Jan-17 yes |
31.32 on mkt buy AUD ord 13,091 13,091 |
| BlackRock Asset Management North Asia Limited 05-Jan-17 yes |
31.32 on mkt buy AUD ord 2,467 2,467 |
| BlackRock Advisors(UK)Limited 05-Jan-17 yes |
31.33 on mkt buy AUD ord 4,386 4,386 |
| BlackRock Advisors(UK)Limited 05-Jan-17 yes |
31.33 on mkt buy AUD ord 787 787 |
| BlackRock Investment Management,LLC 05-Jan-17 yes |
31.33 on mkt buy AUD ord 8,483 8,483 |
| BlackRock Advisors(UK)Limited 05-Jan-17 yes |
31.33 on mkt buy AUD ord 787 787 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD ord 378 378 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD ord 5,728 5,728 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD ord 26,460 26,460 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD ord 30,870 30,870 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD ord 6,168 6,168 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD ord 66,360 66,360 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD ord 4,149 4,149 |
| BlackRock Advisors (UK) Limited 05-Jan-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Asset Management Deutschland AG 06-Jan-17 yes |
31.38 on mkt buy AUD ord 1,421 1,421 |
| BlackRock Investment Management,LLC 06-Jan-17 yes |
31.27 on mkt buy AUD ord 1,039 1,039 |
| BlackRock Investment Management (UK) Limited 06-Jan-17 yes |
31.29 on mkt buy AUD ord 3,272 3,272 |
| BlackRock Advisors(UK)Limited 06-Jan-17 yes |
31.38 on mkt buy AUD ord 7,623 7,623 |
| BlackRock Advisors(UK)Limited 06-Jan-17 yes |
31.38 on mkt buy AUD ord 2,676 2,676 |
| BlackRock Advisors(UK)Limited 06-Jan-17 yes |
31.38 on mkt buy AUD ord 10,096 10,096 |
| BlackRock Fund Advisors 06-Jan-17 no |
n/a in specie AUD ord 131,490 131,490 |
| BlackRock Japan Co., Ltd. 06-Jan-17 no |
n/a collateral transfer AUD ord 572,435 572,435 |
| BlackRock Asset Management Deutschland AG 09-Jan-17 yes |
31.77 on mkt buy AUD ord 1,421 1,421 |
| BlackRock(Netherlands)B.V. 09-Jan-17 yes |
31.77 on mkt buy AUD ord 1,052 1,052 |
| BlackRock Fund Advisors 09-Jan-17 no |
n/a in specie AUD ord 16,590 16,590 |
| BlackRock Fund Advisors 09-Jan-17 no |
n/a in specie AUD ord 41,475 41,475 |
| BlackRock Advisors (UK) Limited 09-Jan-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Fund Advisors 10-Jan-17 no |
n/a in specie AUD ord 21,032 21,032 |
| BlackRock Advisors, LLC 10-Jan-17 no |
n/a collateral transfer AUD ord 2,887 2,887 |
| BlackRock Advisors (UK) Limited 10-Jan-17 no |
n/a collateral transfer AUD ord 0 0 |
page 6 of 18
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management, LLC 10-Jan-17 no |
n/a collateral transfer AUD ord 6,885 6,885 |
| BlackRock Investment Management (UK) Limited 10-Jan-17 no |
n/a collateral transfer AUD ord 339,849 339,849 |
| BlackRock Asset Management North Asia Limited 10-Jan-17 no |
n/a collateral transfer AUD ord 21,198 21,198 |
| BlackRock Asset Management Deutschland AG 11-Jan-17 yes |
31.20 on mkt buy AUD ord 1,421 1,421 |
| BlackRock Fund Advisors 11-Jan-17 yes |
31.38 on mkt buy AUD ord 180 180 |
| BlackRock Fund Advisors 11-Jan-17 yes |
31.20 on mkt buy AUD ord 19,331 19,331 |
| BlackRock Fund Advisors 11-Jan-17 no |
n/a in specie AUD ord 28,665 28,665 |
| BlackRock Fund Advisors 11-Jan-17 no |
n/a in specie AUD ord 8,720 8,720 |
| BlackRock Fund Advisors 11-Jan-17 no |
n/a in specie AUD ord 8,770 8,770 |
| BlackRock Fund Advisors 11-Jan-17 no |
n/a in specie AUD ord 17,540 17,540 |
| BlackRock Advisors (UK) Limited 11-Jan-17 no |
n/a collateral transfer AUD ord 2,030,471 2,030,471 |
| BlackRock Advisors (UK) Limited 11-Jan-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Asset Management Deutschland AG 12-Jan-17 yes |
31.24 on mkt buy AUD ord 2,842 2,842 |
| BlackRock Investment Management,LLC 12-Jan-17 yes |
31.24 on mkt buy AUD ord 6,040 6,040 |
| BlackRock Financial Management,Inc. 12-Jan-17 yes |
31.24 on mkt buy AUD ord 8,915 8,915 |
| BlackRock Institutional Trust Company, National Association 12-Jan-17 yes |
31.24 on mkt buy AUD ord 4,008 4,008 |
| BlackRock Fund Advisors 12-Jan-17 no |
n/a in specie AUD ord 22,170 22,170 |
| BlackRock Investment Management (UK) Limited 12-Jan-17 no |
n/a in specie AUD ord 7,496 7,496 |
| BlackRock Fund Advisors 12-Jan-17 no |
n/a in specie AUD ord 65,745 65,745 |
| BlackRock Advisors, LLC 12-Jan-17 no |
n/a collateral transfer AUD ord 5,470 5,470 |
| BlackRock Japan Co., Ltd. 12-Jan-17 no |
n/a collateral transfer AUD ord 6,104 6,104 |
| BlackRock Advisors (UK) Limited 12-Jan-17 no |
n/a collateral transfer AUD ord 5,441 5,441 |
| BlackRock Investment Management, LLC 12-Jan-17 no |
n/a collateral transfer AUD ord 9,294 9,294 |
| BlackRock Investment Management (UK) Limited 12-Jan-17 no |
n/a collateral transfer AUD ord 349,809 349,809 |
| BlackRock Asset Management North Asia Limited 12-Jan-17 no |
n/a collateral transfer AUD ord 40,672 40,672 |
| BlackRock Investment Management,LLC 13-Jan-17 yes |
31.14 on mkt buy AUD ord 789 789 |
| BlackRock Fund Advisors 13-Jan-17 no |
n/a in specie AUD ord 33,255 33,255 |
| BlackRock Fund Advisors 13-Jan-17 no |
n/a in specie AUD ord 52,596 52,596 |
| BlackRock Institutional Trust Company, National Association 13-Jan-17 no |
n/a in specie AUD ord 11,926 11,926 |
| BlackRock Advisors (UK) Limited 13-Jan-17 no |
n/a collateral transfer AUD ord 392,205 392,205 |
| BlackRock Asset Management Deutschland AG 16-Jan-17 yes |
30.79 on mkt buy AUD ord 2,808 2,808 |
| BlackRock Investment Management (Australia) Limited 16-Jan-17 yes |
30.78 on mkt buy AUD ord 2,514 2,514 |
| BlackRock Advisors(UK)Limited 16-Jan-17 yes |
30.79 on mkt buy AUD ord 17,442 17,442 |
| BlackRock(Netherlands)B.V. 16-Jan-17 yes |
30.79 on mkt buy AUD ord 1,973 1,973 |
| BlackRock (Singapore) Limited 16-Jan-17 no |
n/a collateral transfer AUD ord 16,352 16,352 |
| BlackRock Advisors (UK) Limited 16-Jan-17 no |
n/a collateral transfer AUD ord 674,565 674,565 |
| BlackRock Advisors (UK) Limited 16-Jan-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Financial Management, Inc. 16-Jan-17 no |
n/a collateral transfer AUD ord 45,286 45,286 |
| BlackRock Investment Management, LLC 16-Jan-17 no |
n/a collateral transfer AUD ord 31 31 |
| BlackRock Investment Management (UK) Limited 16-Jan-17 no |
n/a collateral transfer AUD ord 35,685 35,685 |
| BlackRock Asset Management Deutschland AG 17-Jan-17 yes |
30.40 on mkt buy AUD ord 1,404 1,404 |
| BlackRock Advisors(UK)Limited 17-Jan-17 yes |
30.40 on mkt buy AUD ord 5,856 5,856 |
| BlackRock Advisors,LLC 17-Jan-17 yes |
30.40 on mkt buy AUD ord 6,402 6,402 |
| BlackRock Advisors,LLC 17-Jan-17 yes |
30.40 on mkt buy AUD ord 15,345 15,345 |
| BlackRock Fund Advisors 17-Jan-17 no |
n/a in specie AUD ord 52,596 52,596 |
| BlackRock Institutional Trust Company, National Association 17-Jan-17 no |
n/a in specie AUD ord 41,369 41,369 |
| BlackRock Asset Management North Asia Limited 17-Jan-17 no |
n/a collateral transfer AUD ord 1,390 1,390 |
| BlackRock Advisors(UK)Limited 18-Jan-17 yes |
30.11 on mkt buy AUD ord 11,582 11,582 |
page 7 of 18
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 18-Jan-17 no |
n/a in specie AUD ord 33,255 33,255 |
| BlackRock Fund Advisors 18-Jan-17 no |
n/a in specie AUD ord 35,080 35,080 |
| BlackRock Advisors (UK) Limited 18-Jan-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Advisors(UK)Limited 19-Jan-17 yes |
29.89 on mkt buy AUD ord 5,791 5,791 |
| BlackRock Advisors(UK)Limited 19-Jan-17 yes |
29.89 on mkt buy AUD ord 5,791 5,791 |
| BlackRock Advisors(UK)Limited 19-Jan-17 yes |
29.89 on mkt buy AUD ord 5,124 5,124 |
| BlackRock Fund Advisors 19-Jan-17 no |
n/a in specie AUD ord 43,600 43,600 |
| BlackRock Fund Advisors 19-Jan-17 no |
n/a in specie AUD ord 26,310 26,310 |
| BlackRock Fund Advisors 19-Jan-17 no |
n/a in specie AUD ord 52,620 52,620 |
| BlackRock Japan Co., Ltd. 19-Jan-17 no |
n/a collateral transfer AUD ord 1,116,886 1,116,886 |
| BlackRock Advisors (UK) Limited 19-Jan-17 no |
n/a collateral transfer AUD ord 672,761 672,761 |
| BlackRock Asset Management Deutschland AG 20-Jan-17 yes |
29.40 on mkt buy AUD ord 2,810 2,810 |
| BlackRock Japan Co.,Ltd. 20-Jan-17 yes |
29.49 on mkt buy AUD ord 746 746 |
| BlackRock Advisors(UK)Limited 20-Jan-17 yes |
29.40 on mkt buy AUD ord 4,392 4,392 |
| BlackRock Fund Advisors 20-Jan-17 no |
n/a in specie AUD ord 74,120 74,120 |
| BlackRock Fund Advisors 20-Jan-17 no |
n/a in specie AUD ord 6,540 6,540 |
| BlackRock Fund Advisors 20-Jan-17 no |
n/a in specie AUD ord 25,070 25,070 |
| BlackRock Fund Advisors 20-Jan-17 no |
n/a in specie AUD ord 17,540 17,540 |
| BlackRock Advisors (UK) Limited 20-Jan-17 no |
n/a collateral transfer AUD ord 415,545 415,545 |
| BlackRock Advisors (UK) Limited 20-Jan-17 no |
n/a collateral transfer AUD ord 530 530 |
| BlackRock Investment Management (UK) Limited 20-Jan-17 no |
n/a collateral transfer AUD ord 27,526 27,526 |
| BlackRock Asset Management Deutschland AG 23-Jan-17 yes |
29.27 on mkt buy AUD ord 2,810 2,810 |
| BlackRock Advisors(UK)Limited 23-Jan-17 yes |
29.27 on mkt buy AUD ord 17,376 17,376 |
| BlackRock Advisors(UK)Limited 23-Jan-17 yes |
29.27 on mkt buy AUD ord 982 982 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 39,906 39,906 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 46,557 46,557 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 22,170 22,170 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 284,748 284,748 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 35,080 35,080 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 17,540 17,540 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 378 378 |
| BlackRock Japan Co., Ltd. 23-Jan-17 no |
n/a collateral transfer AUD ord 1,629,296 1,629,296 |
| BlackRock Advisors (UK) Limited 23-Jan-17 no |
n/a collateral transfer AUD ord 100,439 100,439 |
| BlackRock Financial Management, Inc. 23-Jan-17 no |
n/a collateral transfer AUD ord 28,472 28,472 |
| BlackRock Investment Management, LLC 23-Jan-17 no |
n/a collateral transfer AUD ord 109,720 109,720 |
| BlackRock Investment Management (UK) Limited 23-Jan-17 no |
n/a collateral transfer AUD ord 277,413 277,413 |
| BlackRock Asset Management North Asia Limited 23-Jan-17 no |
n/a collateral transfer AUD ord 47,407 47,407 |
| BlackRock Asset Management North Asia Limited 23-Jan-17 no |
n/a collateral transfer AUD ord 645,160 645,160 |
| BlackRock Fund Advisors 24-Jan-17 yes |
29.15 on mkt buy AUD ord 4,035 4,035 |
| BlackRock Advisors(UK)Limited 24-Jan-17 yes |
29.15 on mkt buy AUD ord 8,514 8,514 |
| BlackRock Advisors,LLC 24-Jan-17 yes |
29.15 on mkt buy AUD ord 17,445 17,445 |
| BlackRock Institutional Trust Company, National Association 24-Jan-17 yes |
29.15 on mkt buy AUD ord 65,683 65,683 |
| BlackRock Fund Advisors 24-Jan-17 no |
n/a in specie AUD ord 8,592 8,592 |
| BlackRock Fund Advisors 24-Jan-17 no |
n/a in specie AUD ord 19,953 19,953 |
| BlackRock Fund Advisors 24-Jan-17 no |
n/a in specie AUD ord 26,604 26,604 |
| BlackRock Fund Advisors 24-Jan-17 no |
n/a in specie AUD ord 33,180 33,180 |
| BlackRock Investment Management (UK) Limited 24-Jan-17 no |
n/a collateral transfer AUD ord 16,532 16,532 |
| BlackRock Investment Management (UK) Limited 25-Jan-17 yes |
29.53 on mkt buy AUD ord 22,996 22,996 |
| BlackRock Advisors(UK)Limited 25-Jan-17 yes |
29.47 on mkt buy AUD ord 11,584 11,584 |
| BlackRock Advisors(UK)Limited 25-Jan-17 yes |
29.47 on mkt buy AUD ord 985 985 |
| BlackRock Advisors(UK)Limited 25-Jan-17 yes |
29.47 on mkt buy AUD ord 13,790 13,790 |
| BlackRock Advisors(UK)Limited 25-Jan-17 yes |
29.47 on mkt buy AUD ord 2,196 2,196 |
| BlackRock Advisors,LLC 25-Jan-17 yes |
29.47 on mkt buy AUD ord 1,905 1,905 |
| BlackRock Fund Advisors 25-Jan-17 no |
n/a in specie AUD ord 3,610 3,610 |
| BlackRock Fund Advisors 25-Jan-17 no |
n/a in specie AUD ord 33,180 33,180 |
| BlackRock Fund Advisors 25-Jan-17 no |
n/a in specie AUD ord 35,080 35,080 |
| BlackRock Japan Co., Ltd. 25-Jan-17 no |
n/a collateral transfer AUD ord 1,223,250 1,223,250 |
page 8 of 18
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors (UK) Limited 25-Jan-17 no |
n/a collateral transfer AUD ord 1,436,856 1,436,856 |
| BlackRock Asset Management North Asia Limited 25-Jan-17 no |
n/a collateral transfer AUD ord 10 10 |
| BlackRock Fund Advisors 26-Jan-17 no |
n/a in specie AUD ord 8,720 8,720 |
| BlackRock Advisors (UK) Limited 26-Jan-17 no |
n/a collateral transfer AUD ord 432,688 432,688 |
| BlackRock Advisors (UK) Limited 26-Jan-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Asset Management Deutschland AG 27-Jan-17 yes |
29.77 on mkt buy AUD ord 1,405 1,405 |
| BlackRock Asset Management Deutschland AG 27-Jan-17 yes |
29.77 on mkt buy AUD ord 5,620 5,620 |
| BlackRock Investment Management,LLC 27-Jan-17 yes |
29.68 on mkt buy AUD ord 954 954 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
29.78 on mkt buy AUD ord 40,544 40,544 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
29.78 on mkt buy AUD ord 7,580 7,580 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
29.77 on mkt buy AUD ord 2,196 2,196 |
| BlackRock Japan Co.,Ltd. 27-Jan-17 yes |
29.77 on mkt buy AUD ord 501 501 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
29.77 on mkt buy AUD ord 3,018 3,018 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
29.77 on mkt buy AUD ord 3,660 3,660 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
29.77 on mkt buy AUD ord 5,792 5,792 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
29.77 on mkt buy AUD ord 37,900 37,900 |
| BlackRock Investment Management,LLC 27-Jan-17 yes |
29.78 on mkt buy AUD ord 8,685 8,685 |
| BlackRock Financial Management,Inc. 27-Jan-17 yes |
29.78 on mkt buy AUD ord 5,341 5,341 |
| BlackRock Fund Advisors 27-Jan-17 no |
n/a in specie AUD ord 92,043 92,043 |
| BlackRock Asset Management Deutschland AG 30-Jan-17 yes |
29.55 on mkt buy AUD ord 2,810 2,810 |
| BlackRock Advisors(UK)Limited 30-Jan-17 yes |
29.55 on mkt buy AUD ord 1,464 1,464 |
| BlackRock Advisors(UK)Limited 30-Jan-17 yes |
29.55 on mkt buy AUD ord 1,464 1,464 |
| BlackRock Fund Advisors 30-Jan-17 no |
n/a in specie AUD ord 39,447 39,447 |
| BlackRock Advisors(UK)Limited 30-Jan-17 no |
n/a in specie AUD ord 32,461 32,461 |
| BlackRock Advisors (UK) Limited 30-Jan-17 no |
n/a collateral transfer AUD ord 72,237 72,237 |
| BlackRock Asset Management Deutschland AG 31-Jan-17 yes |
29.29 on mkt buy AUD ord 1,405 1,405 |
| BlackRock Advisors(UK)Limited 31-Jan-17 yes |
29.29 on mkt buy AUD ord 5,813 5,813 |
| BlackRock Institutional Trust Company, National Association 31-Jan-17 yes |
29.29 on mkt buy AUD ord 35,213 35,213 |
| BlackRock Investment Management (UK) Limited 31-Jan-17 yes |
29.29 on mkt buy AUD ord 66,523 66,523 |
| BlackRock Institutional Trust Company, National Association 31-Jan-17 yes |
29.29 on mkt buy AUD ord 1,643 1,643 |
| BlackRock Investment Management (UK) Limited 31-Jan-17 yes |
29.29 on mkt buy AUD ord 8,008 8,008 |
| BlackRock Fund Advisors 31-Jan-17 no |
n/a in specie AUD ord 13,107 13,107 |
| BlackRock Fund Advisors 31-Jan-17 no |
n/a in specie AUD ord 7,630 7,630 |
| BlackRock Advisors (UK) Limited 31-Jan-17 no |
n/a collateral transfer AUD ord 373,337 373,337 |
| BlackRock Advisors (UK) Limited 31-Jan-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Asset Management Deutschland AG 01-Feb-17 yes |
29.44 on mkt buy AUD ord 1,406 1,406 |
| BlackRock Advisors(UK)Limited 01-Feb-17 yes |
29.44 on mkt buy AUD ord 5,124 5,124 |
| BlackRock Advisors,LLC 01-Feb-17 yes |
29.44 on mkt buy AUD ord 23,595 23,595 |
| BlackRock Investment Management (Australia) Limited 01-Feb-17 yes |
29.44 on mkt buy AUD ord 712,856 712,856 |
| BlackRock Fund Advisors 01-Feb-17 no |
n/a in specie AUD ord 17,736 17,736 |
| BlackRock Fund Advisors 01-Feb-17 no |
n/a in specie AUD ord 39,447 39,447 |
| BlackRock Japan Co.,Ltd. 02-Feb-17 yes |
29.58 on mkt buy AUD ord 570 570 |
| BlackRock Investment Management (UK) Limited 02-Feb-17 yes |
29.30 on mkt buy AUD ord 7,468 7,468 |
| BlackRock Advisors(UK)Limited 02-Feb-17 yes |
29.39 on mkt buy AUD ord 7,579 7,579 |
| BlackRock Advisors(UK)Limited 02-Feb-17 yes |
29.39 on mkt buy AUD ord 791 791 |
| BlackRock Advisors(UK)Limited 02-Feb-17 yes |
29.35 on mkt buy AUD ord 5,791 5,791 |
| BlackRock Fund Advisors 02-Feb-17 no |
n/a in specie AUD ord 19,494 19,494 |
| BlackRock Advisors (UK) Limited 02-Feb-17 no |
n/a collateral transfer AUD ord 168,294 168,294 |
| BlackRock Asset Management Deutschland AG 03-Feb-17 yes |
29.11 on mkt buy AUD ord 1,406 1,406 |
| BlackRock Advisors(UK)Limited 03-Feb-17 yes |
29.11 on mkt buy AUD ord 11,582 11,582 |
| BlackRock Advisors(UK)Limited 03-Feb-17 yes |
29.11 on mkt buy AUD ord 6,191 6,191 |
| BlackRock Institutional Trust Company, National Association 03-Feb-17 yes |
29.11 on mkt buy AUD ord 1,471 1,471 |
| BlackRock Fund Advisors 03-Feb-17 no |
n/a in specie AUD ord 10,830 10,830 |
| BlackRock Advisors (UK) Limited 03-Feb-17 no |
n/a collateral transfer AUD ord 0 0 |
page 9 of 18
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Asset Management Deutschland AG 06-Feb-17 yes |
29.03 on mkt buy AUD ord 5,624 5,624 |
| BlackRock Asset Management Deutschland AG 06-Feb-17 yes |
29.03 on mkt buy AUD ord 3,462 3,462 |
| BlackRock Advisors(UK)Limited 06-Feb-17 yes |
29.03 on mkt buy AUD ord 29,060 29,060 |
| BlackRock Advisors(UK)Limited 06-Feb-17 yes |
29.03 on mkt buy AUD ord 5,812 5,812 |
| BlackRock Advisors(UK)Limited 06-Feb-17 yes |
29.25 on mkt buy AUD ord 57,920 57,920 |
| BlackRock Advisors (UK) Limited 06-Feb-17 no |
n/a collateral transfer AUD ord 1 1 |
| BlackRock Investment Management (UK) Limited 07-Feb-17 yes |
28.77 on mkt buy AUD ord 3,519 3,519 |
| BlackRock Advisors(UK)Limited 07-Feb-17 yes |
28.80 on mkt buy AUD ord 4,392 4,392 |
| BlackRock Investment Management (Australia) Limited 07-Feb-17 yes |
28.80 on mkt buy AUD ord 31,071 31,071 |
| BlackRock Advisors,LLC 07-Feb-17 yes |
28.80 on mkt buy AUD ord 2,010 2,010 |
| BlackRock Fund Advisors 07-Feb-17 no |
n/a in specie AUD ord 15,519 15,519 |
| BlackRock Fund Advisors 07-Feb-17 no |
n/a in specie AUD ord 10,900 10,900 |
| BlackRock Fund Advisors 07-Feb-17 no |
n/a in specie AUD ord 15,260 15,260 |
| BlackRock Fund Advisors 07-Feb-17 no |
n/a in specie AUD ord 28,821 28,821 |
| BlackRock Fund Advisors 07-Feb-17 no |
n/a in specie AUD ord 15,519 15,519 |
| BlackRock Advisors (UK) Limited 07-Feb-17 no |
n/a collateral transfer AUD ord 799,498 799,498 |
| BlackRock Advisors (UK) Limited 07-Feb-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Investment Management (UK) Limited 07-Feb-17 no |
n/a collateral transfer AUD ord 1 1 |
| BlackRock Investment Management,LLC 08-Feb-17 yes |
28.80 on mkt buy AUD ord 1,241 1,241 |
| BlackRock Advisors(UK)Limited 08-Feb-17 yes |
29.19 on mkt buy AUD ord 12,831 12,831 |
| BlackRock Advisors(UK)Limited 08-Feb-17 yes |
29.19 on mkt buy AUD ord 797 797 |
| BlackRock Institutional Trust Company, National Association 08-Feb-17 yes |
29.19 on mkt buy AUD ord 9,204 9,204 |
| BlackRock Fund Advisors 08-Feb-17 no |
n/a in specie AUD ord 378 378 |
| BlackRock Fund Advisors 08-Feb-17 no |
n/a in specie AUD ord 49,770 49,770 |
| BlackRock Asset Management Deutschland AG 09-Feb-17 yes |
29.15 on mkt buy AUD ord 5,628 5,628 |
| BlackRock Fund Advisors 09-Feb-17 no |
n/a in specie AUD ord 10,830 10,830 |
| BlackRock Fund Advisors 09-Feb-17 no |
n/a in specie AUD ord 23,729 23,729 |
| BlackRock Advisors (UK) Limited 09-Feb-17 no |
n/a collateral transfer AUD ord 1,176,256 1,176,256 |
| BlackRock Advisors (UK) Limited 09-Feb-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Advisors(UK)Limited 10-Feb-17 yes |
29.49 on mkt buy AUD ord 63,932 63,932 |
| BlackRock Advisors(UK)Limited 10-Feb-17 yes |
29.49 on mkt buy AUD ord 5,792 5,792 |
| BlackRock Asset Management Deutschland AG 13-Feb-17 yes |
29.68 on mkt buy AUD ord 2,814 2,814 |
| BlackRock Asset Management North Asia Limited 13-Feb-17 yes |
29.70 on mkt buy AUD ord 32,063 32,063 |
| BlackRock Japan Co.,Ltd. 13-Feb-17 yes |
29.68 on mkt buy AUD ord 5,146 5,146 |
| BlackRock Advisors(UK)Limited 13-Feb-17 yes |
29.68 on mkt buy AUD ord 797 797 |
| BlackRock Fund Advisors 13-Feb-17 no |
n/a in specie AUD ord 10,900 10,900 |
| BlackRock Fund Advisors 13-Feb-17 no |
n/a in specie AUD ord 41,475 41,475 |
| BlackRock Japan Co., Ltd. 13-Feb-17 no |
n/a collateral transfer AUD ord 1,410,840 1,410,840 |
| BlackRock Advisors (UK) Limited 13-Feb-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Asset Management Deutschland AG 14-Feb-17 yes |
29.60 on mkt buy AUD ord 7,374 7,374 |
| BlackRock Investment Management (UK) Limited 14-Feb-17 yes |
29.82 on mkt buy AUD ord 11,568 11,568 |
| BlackRock Advisors(UK)Limited 14-Feb-17 yes |
29.60 on mkt buy AUD ord 7,580 7,580 |
| BlackRock Advisors(UK)Limited 14-Feb-17 yes |
29.60 on mkt buy AUD ord 1,295 1,295 |
| BlackRock Fund Advisors 14-Feb-17 no |
n/a in specie AUD ord 47,458 47,458 |
| BlackRock Advisors (UK) Limited 14-Feb-17 no |
n/a collateral transfer AUD ord 511,748 511,748 |
| BlackRock Investment Management, LLC 14-Feb-17 no |
n/a collateral transfer AUD ord 155,723 155,723 |
| BlackRock Investment Management (UK) Limited 14-Feb-17 no |
n/a collateral transfer AUD ord 340,638 340,638 |
| BlackRock Asset Management North Asia Limited 14-Feb-17 no |
n/a collateral transfer AUD ord 66,597 66,597 |
| BlackRock Investment Management,LLC 15-Feb-17 yes |
30.16 on mkt buy AUD ord 672 672 |
| BlackRock Japan Co.,Ltd. 15-Feb-17 yes |
30.08 on mkt buy AUD ord 28,366 28,366 |
| BlackRock Investment Management (UK) Limited 15-Feb-17 yes |
29.98 on mkt buy AUD ord 18,334 18,334 |
| BlackRock Advisors(UK)Limited 15-Feb-17 yes |
29.98 on mkt buy AUD ord 11,628 11,628 |
| BlackRock Advisors(UK)Limited 15-Feb-17 yes |
29.98 on mkt buy AUD ord 5,131 5,131 |
page 10 of 18
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 15-Feb-17 yes |
29.98 on mkt buy AUD ord 19,894 19,894 |
| BlackRock Fund Advisors 15-Feb-17 no |
n/a in specie AUD ord 26,160 26,160 |
| BlackRock Japan Co., Ltd. 15-Feb-17 no |
n/a collateral transfer AUD ord 447 447 |
| BlackRock Advisors (UK) Limited 15-Feb-17 no |
n/a collateral transfer AUD ord 590,817 590,817 |
| BlackRock Asset Management Deutschland AG 16-Feb-17 yes |
30.21 on mkt buy AUD ord 2,818 2,818 |
| BlackRock Investment Management (UK) Limited 16-Feb-17 yes |
30.22 on mkt buy AUD ord 25,280 25,280 |
| BlackRock Advisors(UK)Limited 16-Feb-17 yes |
30.21 on mkt buy AUD ord 1,466 1,466 |
| BlackRock Advisors(UK)Limited 16-Feb-17 yes |
30.21 on mkt buy AUD ord 2,932 2,932 |
| BlackRock Advisors(UK)Limited 16-Feb-17 yes |
30.21 on mkt buy AUD ord 1,596 1,596 |
| BlackRock Investment Management (UK) Limited 16-Feb-17 yes |
30.21 on mkt buy AUD ord 18,067 18,067 |
| BlackRock Advisors,LLC 16-Feb-17 yes |
30.21 on mkt buy AUD ord 20,598 20,598 |
| BlackRock Institutional Trust Company, National Association 16-Feb-17 yes |
30.21 on mkt buy AUD ord 9,230 9,230 |
| BlackRock Fund Advisors 16-Feb-17 no |
n/a in specie AUD ord 1,611 1,611 |
| BlackRock Institutional Trust Company, National Association 16-Feb-17 no |
n/a in specie AUD ord 33,915 33,915 |
| BlackRock Japan Co., Ltd. 16-Feb-17 no |
n/a collateral transfer AUD ord 1,401,490 1,401,490 |
| BlackRock Advisors (UK) Limited 16-Feb-17 no |
n/a collateral transfer AUD ord 36,901 36,901 |
| BlackRock Investment Management (UK) Limited 16-Feb-17 no |
n/a collateral transfer AUD ord 450,093 450,093 |
| BlackRock Advisors(UK)Limited 17-Feb-17 yes |
30.73 on mkt buy AUD ord 5,797 5,797 |
| BlackRock Japan Co.,Ltd. 17-Feb-17 yes |
30.77 on mkt buy AUD ord 617 617 |
| BlackRock Advisors (UK) Limited 17-Feb-17 no |
n/a collateral transfer AUD ord 58,792 58,792 |
| BlackRock Advisors(UK)Limited 20-Feb-17 yes |
30.88 on mkt buy AUD ord 7,587 7,587 |
| BlackRock Investment Management, LLC 20-Feb-17 no |
n/a collateral transfer AUD ord 158,194 158,194 |
| BlackRock Investment Management (UK) Limited 20-Feb-17 no |
n/a collateral transfer AUD ord 253,217 253,217 |
| BlackRock Asset Management North Asia Limited 20-Feb-17 no |
n/a collateral transfer AUD ord 69,716 69,716 |
| BlackRock Asset Management Deutschland AG 21-Feb-17 yes |
30.62 on mkt buy AUD ord 5,640 5,640 |
| BlackRock Investment Management (Australia) Limited 21-Feb-17 yes |
30.60 on mkt buy AUD ord 487 487 |
| BlackRock Investment Management (Australia) Limited 21-Feb-17 yes |
30.60 on mkt buy AUD ord 481 481 |
| BlackRock Investment Management,LLC 21-Feb-17 yes |
30.62 on mkt buy AUD ord 10,473 10,473 |
| BlackRock Advisors(UK)Limited 21-Feb-17 yes |
30.62 on mkt buy AUD ord 992 992 |
| BlackRock Investment Management,LLC 21-Feb-17 yes |
30.62 on mkt buy AUD ord 136,871 136,871 |
| BlackRock Institutional Trust Company, National Association 21-Feb-17 yes |
30.62 on mkt buy AUD ord 13,497 13,497 |
| BlackRock Fund Advisors 21-Feb-17 no |
n/a in specie AUD ord 6,540 6,540 |
| BlackRock Japan Co., Ltd. 21-Feb-17 no |
n/a collateral transfer AUD ord 10,827 10,827 |
| BlackRock Advisors (UK) Limited 21-Feb-17 no |
n/a collateral transfer AUD ord 315,399 315,399 |
| BlackRock Institutional Trust Company, National Association 22-Feb-17 yes |
30.81 on mkt buy AUD ord 28,843 28,843 |
| BlackRock Advisors(UK)Limited 22-Feb-17 yes |
30.81 on mkt buy AUD ord 799 799 |
| BlackRock Advisors(UK)Limited 22-Feb-17 yes |
30.81 on mkt buy AUD ord 5,872 5,872 |
| BlackRock Advisors(UK)Limited 22-Feb-17 yes |
30.81 on mkt buy AUD ord 1,676 1,676 |
| BlackRock Institutional Trust Company, National Association 22-Feb-17 yes |
30.81 on mkt buy AUD ord 33,144 33,144 |
| BlackRock Advisors(UK)Limited 22-Feb-17 yes |
30.82 on mkt buy AUD ord 11,596 11,596 |
| BlackRock Fund Advisors 22-Feb-17 no |
n/a in specie AUD ord 5,450 5,450 |
| BlackRock Fund Advisors 22-Feb-17 no |
n/a in specie AUD ord 58,065 58,065 |
| BlackRock Investment Management, LLC 22-Feb-17 no |
n/a collateral transfer AUD ord 1,287 1,287 |
| BlackRock Investment Management (UK) Limited 22-Feb-17 no |
n/a collateral transfer AUD ord 50,855 50,855 |
| BlackRock Asset Management North Asia Limited 22-Feb-17 no |
n/a collateral transfer AUD ord 21,707 21,707 |
| BlackRock Investment Management,LLC 23-Feb-17 yes |
31.08 on mkt buy AUD ord 2,534 2,534 |
| BlackRock Financial Management,Inc. 23-Feb-17 yes |
31.08 on mkt buy AUD ord 1,680 1,680 |
| BlackRock Investment Management (UK) Limited 23-Feb-17 yes |
30.92 on mkt buy AUD ord 14,750 14,750 |
| BlackRock Investment Management,LLC 23-Feb-17 yes |
30.89 on mkt buy AUD ord 717 717 |
page 11 of 18
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors(UK)Limited 23-Feb-17 yes |
31.17 on mkt buy AUD ord 17,469 17,469 |
| BlackRock Institutional Trust Company, National Association 23-Feb-17 yes |
31.17 on mkt buy AUD ord 30,312 30,312 |
| BlackRock Fund Advisors 23-Feb-17 no |
n/a in specie AUD ord 41,475 41,475 |
| BlackRock Advisors (UK) Limited 23-Feb-17 no |
n/a collateral transfer AUD ord 431,446 431,446 |
| BlackRock Investment Management, LLC 23-Feb-17 no |
n/a collateral transfer AUD ord 271 271 |
| BlackRock Investment Management (UK) Limited 23-Feb-17 no |
n/a collateral transfer AUD ord 10,997 10,997 |
| BlackRock Asset Management North Asia Limited 23-Feb-17 no |
n/a collateral transfer AUD ord 4,582 4,582 |
| BlackRock Fund Advisors 24-Feb-17 yes |
31.26 on mkt buy AUD ord 162 162 |
| BlackRock Advisors(UK)Limited 24-Feb-17 yes |
30.96 on mkt buy AUD ord 11,618 11,618 |
| BlackRock Advisors(UK)Limited 24-Feb-17 yes |
30.96 on mkt buy AUD ord 799 799 |
| BlackRock Institutional Trust Company, National Association 24-Feb-17 yes |
30.97 on mkt buy AUD ord 28,587 28,587 |
| BlackRock Fund Advisors 24-Feb-17 no |
n/a in specie AUD ord 6,540 6,540 |
| BlackRock Advisors (UK) Limited 24-Feb-17 no |
n/a collateral transfer AUD ord 551,205 551,205 |
| BlackRock Advisors (UK) Limited 24-Feb-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Advisors(UK)Limited 27-Feb-17 yes |
30.96 on mkt buy AUD ord 1,550 1,550 |
| BlackRock Advisors(UK)Limited 27-Feb-17 yes |
30.88 on mkt buy AUD ord 799 799 |
| BlackRock Advisors(UK)Limited 27-Feb-17 yes |
30.83 on mkt buy AUD ord 12,426 12,426 |
| BlackRock Japan Co., Ltd. 27-Feb-17 no |
n/a collateral transfer AUD ord 4,957 4,957 |
| BlackRock Japan Co., Ltd. 27-Feb-17 no |
n/a collateral transfer AUD ord 11,442 11,442 |
| BlackRock Advisors (UK) Limited 27-Feb-17 no |
n/a collateral transfer AUD ord 880,319 880,319 |
| BlackRock Advisors (UK) Limited 27-Feb-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Investment Management, LLC 27-Feb-17 no |
n/a collateral transfer AUD ord 76,497 76,497 |
| BlackRock Investment Management (UK) Limited 27-Feb-17 no |
n/a collateral transfer AUD ord 112,979 112,979 |
| BlackRock Asset Management North Asia Limited 27-Feb-17 no |
n/a collateral transfer AUD ord 36,741 36,741 |
| BlackRock Investment Management (Australia) Limited 28-Feb-17 yes |
31.09 on mkt buy AUD ord 656 656 |
| BlackRock Investment Management (Australia) Limited 28-Feb-17 yes |
31.09 on mkt buy AUD ord 458 458 |
| BlackRock Investment Management (Australia) Limited 28-Feb-17 yes |
31.09 on mkt buy AUD ord 3,607 3,607 |
| BlackRock Investment Management (Australia) Limited 28-Feb-17 yes |
31.09 on mkt buy AUD ord 446 446 |
| BlackRock Investment Management (Australia) Limited 28-Feb-17 yes |
30.90 on mkt buy AUD ord 41,172 41,172 |
| BlackRock Institutional Trust Company, National Association 28-Feb-17 yes |
30.90 on mkt buy AUD ord 41,885 41,885 |
| BlackRock Asset Management Canada Limited 28-Feb-17 yes |
30.90 on mkt buy AUD ord 203 203 |
| BlackRock Investment Management,LLC 28-Feb-17 yes |
30.90 on mkt buy AUD ord 5,028 5,028 |
| BlackRock Advisors(UK)Limited 28-Feb-17 yes |
30.90 on mkt buy AUD ord 10,811 10,811 |
| BlackRock Advisors(UK)Limited 28-Feb-17 yes |
30.90 on mkt buy AUD ord 30,876 30,876 |
| BlackRock Institutional Trust Company, National Association 28-Feb-17 yes |
30.90 on mkt buy AUD ord 1,961 1,961 |
| BlackRock Advisors,LLC 28-Feb-17 yes |
30.90 on mkt buy AUD ord 23,448 23,448 |
| BlackRock Institutional Trust Company, National Association 28-Feb-17 yes |
30.90 on mkt buy AUD ord 4,438 4,438 |
| BlackRock Institutional Trust Company, National Association 28-Feb-17 yes |
30.90 on mkt buy AUD ord 3,338 3,338 |
| BlackRock Institutional Trust Company, National Association 28-Feb-17 yes |
30.90 on mkt buy AUD ord 539 539 |
| BlackRock Institutional Trust Company, National Association 28-Feb-17 yes |
30.90 on mkt buy AUD ord 10,403 10,403 |
| BlackRock Japan Co.,Ltd. 28-Feb-17 yes |
30.90 on mkt buy AUD ord 10,326 10,326 |
| BlackRock Institutional Trust Company, National Association 28-Feb-17 yes |
30.90 on mkt buy AUD ord 6,169 6,169 |
| BlackRock Financial Management,Inc. 28-Feb-17 no |
n/a in specie AUD ord 132,061 132,061 |
| BlackRock Japan Co.,Ltd. 01-Mar-17 yes |
31.04 on mkt buy AUD ord 1,681 1,681 |
| BlackRock Advisors(UK)Limited 01-Mar-17 yes |
31.04 on mkt buy AUD ord 6,218 6,218 |
| BlackRock Advisors(UK)Limited 01-Mar-17 yes |
31.04 on mkt buy AUD ord 11,916 11,916 |
| BlackRock Fund Advisors 01-Mar-17 no |
n/a in specie AUD ord 378 378 |
| BlackRock Fund Advisors 01-Mar-17 no |
n/a in specie AUD ord 141,888 141,888 |
page 12 of 18
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 01-Mar-17 no |
n/a in specie AUD ord 12,154 12,154 |
| BlackRock Fund Advisors 01-Mar-17 no |
n/a in specie AUD ord 6,915 6,915 |
| BlackRock Fund Advisors 01-Mar-17 no |
n/a in specie AUD ord 23,578 23,578 |
| BlackRock Advisors (UK) Limited 01-Mar-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Asset Management Deutschland AG 02-Mar-17 yes |
31.35 on mkt buy AUD ord 4,236 4,236 |
| BlackRock Asset Management Deutschland AG 02-Mar-17 yes |
31.35 on mkt buy AUD ord 1,412 1,412 |
| BlackRock Japan Co.,Ltd. 02-Mar-17 yes |
31.50 on mkt buy AUD ord 302 302 |
| BlackRock Fund Advisors 02-Mar-17 yes |
31.52 on mkt buy AUD ord 9,457 9,457 |
| BlackRock Investment Management (UK) Limited 02-Mar-17 yes |
31.43 on mkt buy AUD ord 2,267 2,267 |
| BlackRock Advisors(UK)Limited 02-Mar-17 yes |
31.35 on mkt buy AUD ord 23,128 23,128 |
| BlackRock Advisors(UK)Limited 02-Mar-17 yes |
31.35 on mkt buy AUD ord 2,994 2,994 |
| BlackRock Investment Management,LLC 02-Mar-17 yes |
31.35 on mkt buy AUD ord 3,666 3,666 |
| BlackRock Investment Management (Australia) Limited 02-Mar-17 yes |
31.35 on mkt buy AUD ord 27,240 27,240 |
| BlackRock Fund Advisors 02-Mar-17 no |
n/a in specie AUD ord 5,776 5,776 |
| BlackRock Fund Advisors 02-Mar-17 no |
n/a in specie AUD ord 21,660 21,660 |
| BlackRock Fund Advisors 02-Mar-17 no |
n/a in specie AUD ord 8,868 8,868 |
| BlackRock Fund Advisors 02-Mar-17 no |
n/a in specie AUD ord 33,255 33,255 |
| BlackRock Fund Advisors 02-Mar-17 no |
n/a in specie AUD ord 8,720 8,720 |
| BlackRock Fund Advisors 02-Mar-17 no |
n/a in specie AUD ord 94,312 94,312 |
| BlackRock Fund Advisors 02-Mar-17 no |
n/a in specie AUD ord 23,578 23,578 |
| BlackRock Fund Advisors 02-Mar-17 no |
n/a in specie AUD ord 47,156 47,156 |
| BlackRock Advisors (UK) Limited 02-Mar-17 no |
n/a collateral transfer AUD ord 164,966 164,966 |
| BlackRock Advisors (UK) Limited 02-Mar-17 no |
n/a collateral transfer AUD ord 250,543 250,543 |
| BlackRock Investment Management, LLC 02-Mar-17 no |
n/a collateral transfer AUD ord 6,117 6,117 |
| BlackRock Investment Management (UK) Limited 02-Mar-17 no |
n/a collateral transfer AUD ord 243,460 243,460 |
| BlackRock Asset Management North Asia Limited 02-Mar-17 no |
n/a collateral transfer AUD ord 74,655 74,655 |
| BlackRock Asset Management North Asia Limited 02-Mar-17 no |
n/a collateral transfer AUD ord 310,986 310,986 |
| BlackRock Asset Management Deutschland AG 03-Mar-17 yes |
31.17 on mkt buy AUD ord 3,710 3,710 |
| BlackRock Institutional Trust Company, National Association 03-Mar-17 yes |
31.17 on mkt buy AUD ord 975 975 |
| BlackRock Fund Advisors 03-Mar-17 no |
n/a in specie AUD ord 65,720 65,720 |
| BlackRock Fund Advisors 03-Mar-17 no |
n/a in specie AUD ord 26,604 26,604 |
| BlackRock Advisors (UK) Limited 03-Mar-17 no |
n/a collateral transfer AUD ord 492,741 492,741 |
| BlackRock Investment Management (UK) Limited 03-Mar-17 no |
n/a collateral transfer AUD ord 172,713 172,713 |
| BlackRock Asset Management North Asia Limited 03-Mar-17 no |
n/a collateral transfer AUD ord 32,464 32,464 |
| BlackRock Investment Management (UK) Limited 06-Mar-17 yes |
31.16 on mkt buy AUD ord 9,798 9,798 |
| BlackRock Investment Management (UK) Limited 06-Mar-17 yes |
31.16 on mkt buy AUD ord 13,046 13,046 |
| BlackRock Advisors(UK)Limited 06-Mar-17 yes |
31.23 on mkt buy AUD ord 1,986 1,986 |
| BlackRock Advisors(UK)Limited 06-Mar-17 yes |
31.23 on mkt buy AUD ord 661 661 |
| BlackRock Fund Advisors 06-Mar-17 no |
n/a in specie AUD ord 7,220 7,220 |
| BlackRock Advisors (UK) Limited 06-Mar-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Investment Management (Australia) Limited 07-Mar-17 yes |
31.32 on mkt buy AUD ord 614 614 |
| BlackRock Advisors,LLC 07-Mar-17 yes |
31.32 on mkt buy AUD ord 15,995 15,995 |
| BlackRock Institutional Trust Company, National Association 07-Mar-17 yes |
31.32 on mkt buy AUD ord 38,212 38,212 |
| BlackRock Investment Management (Australia) Limited 07-Mar-17 yes |
31.32 on mkt buy AUD ord 4,318 4,318 |
| BlackRock Investment Management (Australia) Limited 07-Mar-17 yes |
31.32 on mkt buy AUD ord 408 408 |
| BlackRock Fund Advisors 07-Mar-17 yes |
31.15 on mkt buy AUD ord 4,986 4,986 |
| BlackRock Asset Management Canada Limited 07-Mar-17 yes |
31.39 on mkt buy AUD ord 11,735 11,735 |
| BlackRock Fund Advisors 07-Mar-17 no |
n/a in specie AUD ord 2,766 2,766 |
| BlackRock Advisors (UK) Limited 07-Mar-17 no |
n/a collateral transfer AUD ord 0 0 |
page 13 of 18
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Asset Management Deutschland AG 08-Mar-17 yes |
31.60 on mkt buy AUD ord 3,712 3,712 |
| BlackRock Institutional Trust Company, National Association 08-Mar-17 yes |
31.60 on mkt buy AUD ord 41,806 41,806 |
| BlackRock Advisors(UK)Limited 08-Mar-17 yes |
31.60 on mkt buy AUD ord 12,606 12,606 |
| BlackRock Fund Advisors 08-Mar-17 no |
n/a in specie AUD ord 33,255 33,255 |
| BlackRock Fund Advisors 08-Mar-17 no |
n/a in specie AUD ord 11,085 11,085 |
| BlackRock Advisors (UK) Limited 08-Mar-17 no |
n/a collateral transfer AUD ord 20,964 20,964 |
| BlackRock Investment Management (UK) Limited 08-Mar-17 no |
n/a collateral transfer AUD ord 4,872 4,872 |
| BlackRock Asset Management Deutschland AG 09-Mar-17 yes |
31.63 on mkt buy AUD ord 3,717 3,717 |
| BlackRock Asset Management Deutschland AG 09-Mar-17 yes |
31.63 on mkt buy AUD ord 3,717 3,717 |
| BlackRock Advisors,LLC 09-Mar-17 yes |
31.69 on mkt buy AUD ord 629 629 |
| BlackRock Institutional Trust Company, National Association 09-Mar-17 yes |
31.69 on mkt buy AUD ord 1,674 1,674 |
| BlackRock Fund Advisors 09-Mar-17 no |
n/a in specie AUD ord 22,170 22,170 |
| BlackRock Fund Advisors 09-Mar-17 no |
n/a in specie AUD ord 16,590 16,590 |
| BlackRock Advisors (UK) Limited 09-Mar-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Financial Management, Inc. 09-Mar-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Investment Management (UK) Limited 09-Mar-17 no |
n/a collateral transfer AUD ord 67,379 67,379 |
| BlackRock Asset Management North Asia Limited 09-Mar-17 no |
n/a collateral transfer AUD ord 88 88 |
| BlackRock Advisors(UK)Limited 10-Mar-17 yes |
31.95 on mkt buy AUD ord 1,988 1,988 |
| BlackRock Advisors(UK)Limited 10-Mar-17 yes |
31.95 on mkt buy AUD ord 1,322 1,322 |
| BlackRock Investment Management (UK) Limited 10-Mar-17 yes |
31.95 on mkt buy AUD ord 7,779 7,779 |
| BlackRock Advisors,LLC 10-Mar-17 yes |
31.95 on mkt buy AUD ord 2,009 2,009 |
| BlackRock Fund Advisors 10-Mar-17 no |
n/a in specie AUD ord 4,149 4,149 |
| BlackRock Fund Advisors 10-Mar-17 no |
n/a in specie AUD ord 5,069 5,069 |
| BlackRock Fund Advisors 10-Mar-17 no |
n/a in specie AUD ord 16,590 16,590 |
| BlackRock Financial Management, Inc. 10-Mar-17 no |
n/a collateral transfer AUD ord 40,934 40,934 |
| BlackRock Investment Management, LLC 10-Mar-17 no |
n/a collateral transfer AUD ord 930,550 930,550 |
| BlackRock Asset Management North Asia Limited 10-Mar-17 no |
n/a collateral transfer AUD ord 637 637 |
| BlackRock Asset Management North Asia Limited 10-Mar-17 no |
n/a collateral transfer AUD ord 10 10 |
| BlackRock Asset Management Deutschland AG 13-Mar-17 yes |
31.89 on mkt buy AUD ord 1,414 1,414 |
| BlackRock Investment Management (Australia) Limited 13-Mar-17 no |
n/a in specie AUD ord 1,630,407 1,630,407 |
| BlackRock Asset Management Deutschland AG 13-Mar-17 yes |
31.89 on mkt buy AUD ord 5,656 5,656 |
| BlackRock Financial Management, Inc. 13-Mar-17 no |
n/a collateral transfer AUD ord 1,609 1,609 |
| BlackRock Investment Management, LLC 13-Mar-17 no |
n/a collateral transfer AUD ord 34,893 34,893 |
| BlackRock Investment Management (Australia) Limited 14-Mar-17 yes |
31.88 on mkt buy AUD ord 761 761 |
| BlackRock Investment Management (Australia) Limited 14-Mar-17 yes |
31.88 on mkt buy AUD ord 2,425 2,425 |
| BlackRock Investment Management (Australia) Limited 14-Mar-17 yes |
31.88 on mkt buy AUD ord 276 276 |
| BlackRock Investment Management (Australia) Limited 14-Mar-17 yes |
31.88 on mkt buy AUD ord 4,943 4,943 |
| BlackRock Investment Management (Australia) Limited 14-Mar-17 yes |
31.88 on mkt buy AUD ord 438 438 |
| BlackRock Investment Management (Australia) Limited 14-Mar-17 yes |
31.88 on mkt buy AUD ord 3,407 3,407 |
| BlackRock Investment Management (Australia) Limited 14-Mar-17 yes |
31.88 on mkt buy AUD ord 459 459 |
| BlackRock Investment Management (UK) Limited 14-Mar-17 yes |
31.87 on mkt buy AUD ord 11,270 11,270 |
| BlackRock Advisors,LLC 14-Mar-17 yes |
31.86 on mkt buy AUD ord 5,255 5,255 |
| BlackRock Asset Management North Asia Limited 14-Mar-17 yes |
31.86 on mkt buy AUD ord 3,943 3,943 |
| BlackRock Investment Management (UK) Limited 14-Mar-17 yes |
31.89 on mkt buy AUD ord 10,584 10,584 |
| BlackRock Advisors,LLC 14-Mar-17 yes |
31.89 on mkt buy AUD ord 26,131 26,131 |
page 14 of 18
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors(UK)Limited 14-Mar-17 yes |
31.89 on mkt buy AUD ord 994 994 |
| BlackRock Institutional Trust Company, National Association 14-Mar-17 yes |
31.89 on mkt buy AUD ord 137,828 137,828 |
| BlackRock Advisors,LLC 14-Mar-17 yes |
31.89 on mkt buy AUD ord 3,250 3,250 |
| BlackRock Fund Advisors 14-Mar-17 no |
n/a in specie AUD ord 8,720 8,720 |
| BlackRock Advisors (UK) Limited 14-Mar-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Financial Management, Inc. 14-Mar-17 no |
n/a collateral transfer AUD ord 403 403 |
| BlackRock Investment Management, LLC 14-Mar-17 no |
n/a collateral transfer AUD ord 9,137 9,137 |
| BlackRock Asset Management Deutschland AG 15-Mar-17 yes |
32.05 on mkt buy AUD ord 1,414 1,414 |
| BlackRock Investment Management (UK) Limited 15-Mar-17 yes |
32.05 on mkt buy AUD ord 9,939 9,939 |
| BlackRock Investment Management (Australia) Limited 15-Mar-17 yes |
32.05 on mkt buy AUD ord 10,737 10,737 |
| BlackRock Advisors(UK)Limited 15-Mar-17 yes |
32.05 on mkt buy AUD ord 4,065 4,065 |
| BlackRock Advisors(UK)Limited 15-Mar-17 yes |
32.05 on mkt buy AUD ord 2,749 2,749 |
| BlackRock Advisors(UK)Limited 15-Mar-17 yes |
32.05 on mkt buy AUD ord 4,100 4,100 |
| BlackRock Advisors(UK)Limited 15-Mar-17 yes |
32.05 on mkt buy AUD ord 2,773 2,773 |
| BlackRock Fund Advisors 15-Mar-17 no |
n/a in specie AUD ord 378 378 |
| BlackRock Advisors (UK) Limited 15-Mar-17 no |
n/a collateral transfer AUD ord 56,712 56,712 |
| BlackRock Advisors (UK) Limited 15-Mar-17 no |
n/a collateral transfer AUD ord 15,772 15,772 |
| BlackRock Investment Management (UK) Limited 15-Mar-17 no |
n/a collateral transfer AUD ord 8,028 8,028 |
| BlackRock Investment Management (Australia) Limited 16-Mar-17 yes |
31.50 on mkt buy AUD ord 298,417 298,417 |
| BlackRock Advisors(UK)Limited 16-Mar-17 yes |
31.53 on mkt buy AUD ord 3,655 3,655 |
| BlackRock Advisors(UK)Limited 16-Mar-17 yes |
31.53 on mkt buy AUD ord 6,579 6,579 |
| BlackRock Fund Advisors 16-Mar-17 no |
n/a in specie AUD ord 52,624 52,624 |
| BlackRock Investment Management, LLC 16-Mar-17 no |
n/a collateral transfer AUD ord 13,869 13,869 |
| BlackRock Investment Management (UK) Limited 17-Mar-17 yes |
31.64 on mkt buy AUD ord 9,481 9,481 |
| BlackRock Advisors(UK)Limited 17-Mar-17 yes |
31.58 on mkt buy AUD ord 79,124 79,124 |
| BlackRock Advisors(UK)Limited 17-Mar-17 yes |
31.58 on mkt buy AUD ord 35,460 35,460 |
| BlackRock Institutional Trust Company, National Association 17-Mar-17 yes |
31.58 on mkt buy AUD ord 88,312 88,312 |
| BlackRock Investment Management (UK) Limited 17-Mar-17 yes |
31.58 on mkt buy AUD ord 12,057 12,057 |
| BlackRock Investment Management (Australia) Limited 17-Mar-17 yes |
31.58 on mkt buy AUD ord 1,501 1,501 |
| BlackRock Asset Management North Asia Limited 17-Mar-17 yes |
31.58 on mkt buy AUD ord 19,885 19,885 |
| BlackRock Fund Advisors 17-Mar-17 no |
n/a in specie AUD ord 70,875 70,875 |
| BlackRock Fund Advisors 17-Mar-17 no |
n/a in specie AUD ord 1,186 1,186 |
| BlackRock Fund Advisors 17-Mar-17 no |
n/a in specie AUD ord 65,780 65,780 |
| BlackRock (Singapore) Limited 17-Mar-17 no |
n/a collateral transfer AUD ord 279 279 |
| BlackRock Advisors (UK) Limited 17-Mar-17 no |
n/a collateral transfer AUD ord 1,411,536 1,411,536 |
| BlackRock Financial Management, Inc. 17-Mar-17 no |
n/a collateral transfer AUD ord 8,425 8,425 |
| BlackRock Investment Management, LLC 17-Mar-17 no |
n/a collateral transfer AUD ord 14,558 14,558 |
| BlackRock Investment Management (UK) Limited 17-Mar-17 no |
n/a collateral transfer AUD ord 69,501 69,501 |
| BlackRock Asset Management North Asia Limited 17-Mar-17 no |
n/a collateral transfer AUD ord 19,729 19,729 |
| BlackRock Fund Advisors 20-Mar-17 yes |
31.35 on mkt buy AUD ord 315 315 |
| BlackRock Fund Advisors 20-Mar-17 yes |
31.35 on mkt buy AUD ord 5,315 5,315 |
| BlackRock Investment Management (UK) Limited 20-Mar-17 yes |
31.41 on mkt buy AUD ord 4,567 4,567 |
| BlackRock Advisors(UK)Limited 20-Mar-17 yes |
31.41 on mkt buy AUD ord 6,534 6,534 |
| BlackRock Fund Advisors 20-Mar-17 no |
n/a in specie AUD ord 41,475 41,475 |
| BlackRock Fund Advisors 20-Mar-17 no |
n/a in specie AUD ord 16,590 16,590 |
| BlackRock (Singapore) Limited 20-Mar-17 no |
n/a collateral transfer AUD ord 1 1 |
| BlackRock Advisors (UK) Limited 20-Mar-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Financial Management, Inc. 20-Mar-17 no |
n/a collateral transfer AUD ord 252 252 |
page 15 of 18
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Financial Management, Inc. 20-Mar-17 no |
n/a collateral transfer AUD ord 7 7 |
| BlackRock Investment Management, LLC 20-Mar-17 no |
n/a collateral transfer AUD ord 6,818 6,818 |
| BlackRock Investment Management, LLC 20-Mar-17 no |
n/a collateral transfer AUD ord 85,900 85,900 |
| BlackRock Investment Management (UK) Limited 20-Mar-17 no |
n/a collateral transfer AUD ord 284,569 284,569 |
| BlackRock Asset Management North Asia Limited 20-Mar-17 no |
n/a collateral transfer AUD ord 120,857 120,857 |
| BlackRock Asset Management Deutschland AG 21-Mar-17 yes |
31.57 on mkt buy AUD ord 1,802 1,802 |
| BlackRock Investment Management (Australia) Limited 21-Mar-17 yes |
31.48 on mkt buy AUD ord 2,967 2,967 |
| BlackRock Investment Management (Australia) Limited 21-Mar-17 yes |
31.48 on mkt buy AUD ord 494 494 |
| BlackRock Investment Management (UK) Limited 21-Mar-17 yes |
31.53 on mkt buy AUD ord 4,131 4,131 |
| BlackRock Advisors(UK)Limited 21-Mar-17 yes |
31.57 on mkt buy AUD ord 4,031 4,031 |
| BlackRock Investment Management (Australia) Limited 21-Mar-17 yes |
31.57 on mkt buy AUD ord 110,298 110,298 |
| BlackRock Fund Advisors 21-Mar-17 yes |
31.57 on mkt buy AUD ord 5,096 5,096 |
| BlackRock Advisors,LLC 21-Mar-17 yes |
31.57 on mkt buy AUD ord 1,044 1,044 |
| BlackRock Fund Advisors 21-Mar-17 no |
n/a in specie AUD ord 14,112 14,112 |
| BlackRock Fund Advisors 21-Mar-17 no |
n/a in specie AUD ord 52,668 52,668 |
| BlackRock Advisors(UK)Limited 21-Mar-17 no |
n/a in specie AUD ord 89,248 89,248 |
| BlackRock Japan Co., Ltd. 21-Mar-17 no |
n/a collateral transfer AUD ord 198,695 198,695 |
| BlackRock Advisors (UK) Limited 21-Mar-17 no |
n/a collateral transfer AUD ord 5,599 5,599 |
| BlackRock Advisors (UK) Limited 21-Mar-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Investment Management, LLC 21-Mar-17 no |
n/a collateral transfer AUD ord 233 233 |
| BlackRock Investment Management (UK) Limited 21-Mar-17 no |
n/a collateral transfer AUD ord 457,612 457,612 |
| BlackRock Asset Management North Asia Limited 21-Mar-17 no |
n/a collateral transfer AUD ord 2,784 2,784 |
| BlackRock Asset Management Deutschland AG 22-Mar-17 yes |
30.76 on mkt buy AUD ord 2,700 2,700 |
| BlackRock Financial Management,Inc. 22-Mar-17 yes |
30.84 on mkt buy AUD ord 335 335 |
| BlackRock Financial Management,Inc. 22-Mar-17 yes |
30.84 on mkt buy AUD ord 403 403 |
| BlackRock Investment Management,LLC 22-Mar-17 yes |
30.84 on mkt buy AUD ord 7,532 7,532 |
| BlackRock Financial Management,Inc. 22-Mar-17 yes |
30.84 on mkt buy AUD ord 690 690 |
| BlackRock Advisors(UK)Limited 22-Mar-17 yes |
30.76 on mkt buy AUD ord 12,093 12,093 |
| BlackRock Advisors(UK)Limited 22-Mar-17 yes |
30.76 on mkt buy AUD ord 521 521 |
| BlackRock Fund Advisors 22-Mar-17 yes |
30.76 on mkt buy AUD ord 9,846 9,846 |
| BlackRock Investment Management (Australia) Limited 22-Mar-17 yes |
30.76 on mkt buy AUD ord 5,547 5,547 |
| BlackRock Advisors (UK) Limited 22-Mar-17 no |
n/a collateral transfer AUD ord 12 12 |
| BlackRock Investment Management, LLC 22-Mar-17 no |
n/a collateral transfer AUD ord 7,707 7,707 |
| BlackRock Advisors(UK)Limited 23-Mar-17 no |
n/a in specie AUD ord 31,220 31,220 |
| BlackRock Asset Management North Asia Limited 23-Mar-17 yes |
30.77 on mkt buy AUD ord 2,226 2,226 |
| BlackRock Advisors,LLC 23-Mar-17 yes |
30.77 on mkt buy AUD ord 17,051 17,051 |
| BlackRock Fund Advisors 23-Mar-17 no |
n/a in specie AUD ord 26,334 26,334 |
| BlackRock (Singapore) Limited 23-Mar-17 no |
n/a collateral transfer AUD ord 306 306 |
| BlackRock Advisors (UK) Limited 23-Mar-17 no |
n/a collateral transfer AUD ord 45,519 45,519 |
| BlackRock Financial Management, Inc. 23-Mar-17 no |
n/a collateral transfer AUD ord 354 354 |
| BlackRock Investment Management (UK) Limited 23-Mar-17 no |
n/a collateral transfer AUD ord 2,136 2,136 |
| BlackRock Asset Management Deutschland AG 24-Mar-17 yes |
31.36 on mkt buy AUD ord 901 901 |
| BlackRock Investment Management (UK) Limited 24-Mar-17 no |
n/a in specie AUD ord 78,296 78,296 |
| BlackRock Investment Management (UK) Limited 24-Mar-17 no |
n/a in specie AUD ord 73,403 73,403 |
| BlackRock Investment Management (UK) Limited 24-Mar-17 no |
n/a in specie AUD ord 97,351 97,351 |
| BlackRock Institutional Trust Company, National Association 24-Mar-17 yes |
31.36 on mkt buy AUD ord 17,730 17,730 |
page 16 of 18
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 24-Mar-17 yes |
31.36 on mkt buy AUD ord 22,693 22,693 |
| BlackRock Fund Advisors 24-Mar-17 no |
n/a in specie AUD ord 26,334 26,334 |
| BlackRock (Singapore) Limited 24-Mar-17 no |
n/a collateral transfer AUD ord 321 321 |
| BlackRock Advisors (UK) Limited 24-Mar-17 no |
n/a collateral transfer AUD ord 1,335 1,335 |
| BlackRock Financial Management, Inc. 24-Mar-17 no |
n/a collateral transfer AUD ord 377 377 |
| BlackRock Investment Management, LLC 24-Mar-17 no |
n/a collateral transfer AUD ord 811 811 |
| BlackRock Asset Management Deutschland AG 27-Mar-17 yes |
31.45 on mkt buy AUD ord 1,802 1,802 |
| BlackRock Investment Management,LLC 27-Mar-17 yes |
31.00 on mkt buy AUD ord 1,642 1,642 |
| BlackRock Investment Management (UK) Limited 27-Mar-17 yes |
31.41 on mkt buy AUD ord 452,420 452,420 |
| BlackRock Fund Advisors 27-Mar-17 yes |
31.45 on mkt buy AUD ord 4,552 4,552 |
| BlackRock Fund Advisors 27-Mar-17 no |
n/a in specie AUD ord 1,186 1,186 |
| BlackRock Fund Advisors 27-Mar-17 no |
n/a in specie AUD ord 26,334 26,334 |
| BlackRock Japan Co., Ltd. 27-Mar-17 no |
n/a collateral transfer AUD ord 9,291 9,291 |
| BlackRock Financial Management, Inc. 27-Mar-17 no |
n/a collateral transfer AUD ord 21 21 |
| BlackRock Investment Management, LLC 27-Mar-17 no |
n/a collateral transfer AUD ord 739 739 |
| BlackRock Investment Management (Australia) Limited 28-Mar-17 yes |
31.93 on mkt buy AUD ord 7,879 7,879 |
| BlackRock Investment Management (Australia) Limited 28-Mar-17 yes |
31.93 on mkt buy AUD ord 283 283 |
| BlackRock Investment Management (Australia) Limited 28-Mar-17 yes |
31.93 on mkt buy AUD ord 424 424 |
| BlackRock Advisors(UK)Limited 28-Mar-17 yes |
31.94 on mkt buy AUD ord 5,809 5,809 |
| BlackRock Advisors(UK)Limited 28-Mar-17 yes |
31.94 on mkt buy AUD ord 17,427 17,427 |
| BlackRock Investment Management (Australia) Limited 28-Mar-17 yes |
31.94 on mkt buy AUD ord 22,205 22,205 |
| BlackRock Investment Management (Australia) Limited 28-Mar-17 yes |
31.94 on mkt buy AUD ord 5,947 5,947 |
| BlackRock Investment Management (Australia) Limited 28-Mar-17 yes |
31.94 on mkt buy AUD ord 3,209 3,209 |
| BlackRock Investment Management (Australia) Limited 28-Mar-17 yes |
31.94 on mkt buy AUD ord 16,147 16,147 |
| BlackRock Fund Advisors 28-Mar-17 yes |
31.94 on mkt buy AUD ord 16,149 16,149 |
| BlackRock Investment Management (UK) Limited 28-Mar-17 yes |
31.92 on mkt buy AUD ord 448,500 448,500 |
| BlackRock Fund Advisors 28-Mar-17 no |
n/a in specie AUD ord 70,875 70,875 |
| BlackRock (Singapore) Limited 28-Mar-17 no |
n/a collateral transfer AUD ord 7 7 |
| BlackRock Advisors (UK) Limited 28-Mar-17 no |
n/a collateral transfer AUD ord 8,000 8,000 |
| BlackRock Advisors (UK) Limited 28-Mar-17 no |
n/a collateral transfer AUD ord 1,334 1,334 |
| BlackRock Financial Management, Inc. 28-Mar-17 no |
n/a collateral transfer AUD ord 71 71 |
| BlackRock Investment Management (UK) Limited 28-Mar-17 no |
n/a collateral transfer AUD ord 4,811 4,811 |
| BlackRock Asset Management North Asia Limited 28-Mar-17 no |
n/a collateral transfer AUD ord 5,278 5,278 |
| BlackRock Asset Management Deutschland AG 29-Mar-17 yes |
32.30 on mkt buy AUD ord 2,706 2,706 |
| BlackRock Asset Management North Asia Limited 29-Mar-17 yes |
31.99 on mkt buy AUD ord 2,975 2,975 |
| BlackRock Investment Management (UK) Limited 29-Mar-17 yes |
32.05 on mkt buy AUD ord 4,300 4,300 |
| BlackRock Advisors(UK)Limited 29-Mar-17 yes |
32.30 on mkt buy AUD ord 2,313 2,313 |
| BlackRock Fund Advisors 29-Mar-17 no |
n/a in specie AUD ord 41,475 41,475 |
| BlackRock Fund Advisors 29-Mar-17 no |
n/a in specie AUD ord 116,130 116,130 |
| BlackRock Japan Co., Ltd. 29-Mar-17 no |
n/a collateral transfer AUD ord 11,829 11,829 |
| BlackRock Japan Co., Ltd. 29-Mar-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock (Singapore) Limited 29-Mar-17 no |
n/a collateral transfer AUD ord 5 5 |
| BlackRock Advisors (UK) Limited 29-Mar-17 no |
n/a collateral transfer AUD ord 1,042,165 1,042,165 |
| BlackRock Advisors (UK) Limited 29-Mar-17 no |
n/a collateral transfer AUD ord 1,492 1,492 |
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| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Financial Management, Inc. 29-Mar-17 no |
n/a collateral transfer AUD ord 3,430 3,430 |
| BlackRock Financial Management, Inc. 29-Mar-17 no |
n/a collateral transfer AUD ord 333 333 |
| BlackRock Investment Management, LLC 29-Mar-17 no |
n/a collateral transfer AUD ord 5,538 5,538 |
| BlackRock Investment Management (UK) Limited 29-Mar-17 no |
n/a collateral transfer AUD ord 809,405 809,405 |
| BlackRock Investment Management (UK) Limited 29-Mar-17 no |
n/a collateral transfer AUD ord 3,350 3,350 |
| BlackRock Asset Management North Asia Limited 29-Mar-17 no |
n/a collateral transfer AUD ord 87,098 87,098 |
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Annexure C
This is Annexure C of 1 pages referred to in form 603 Notice of initial substantial shareholder
31-Mar-17
Dennis Ivers, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street |
| New York NY 10055 USA | |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor |
| Amstelplein | |
| Amsterdam Netherlands | |
| BlackRock (Singapore) Limited | 20 Anson Road #18-01 |
| 079912 Singapore | |
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue. |
| London, EC2N 2DL, | |
| United Kingdom | |
| BlackRock Advisors, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 |
| Toronto, Ontario M5J 2S1 | |
| Canada | |
| BlackRock Asset Management Deutschland AG | Max-Joseph-Straße 6 |
| D-80333 Munich,Germany | |
| BlackRock Asset Management North Asia Limited | 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower, |
| 3 Garden Road,Central,HongKong | |
| BlackRock Financial Management, Inc. | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco, CA, 94105 | |
| United States | |
| BlackRock Institutional Trust Company, National | 1225 17th Street, |
| Association | Suite 300, |
| Denver,CO 80202(Colorado,USA) | |
| BlackRock International Limited | Exchange Place One, |
| 1 Semple Street, | |
| Edinburgh, EH3 8BL, | |
| United Kingdom(Scotland,United Kingdom) | |
| BlackRock Investment Management (Australia) Limited | Level 26, 101 Collins Street |
| Melbourne VIC 3000 | |
| Australia(Victoria,Australia) | |
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue |
| London EC2N 2DL | |
| United Kingdom | |
| BlackRock Investment Management, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Japan Co., Ltd. | Marunouchi Trust Tower Main, |
| 1-8-3 Marunouchi, | |
| Chiyoda-ku,Tokyo 100-8217(Japan) |
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Annexure D
This is Annexure D of 1 page referred to in form 603 Notice of initial substantial shareholder
| 31-Mar-17 Dennis Ivers, Authorised Signatory Date |
31-Mar-17 Dennis Ivers, Authorised Signatory Date |
|---|---|
| Type of agreement: | Global Master Securities Lending Agreement |
| Parties to agreement: | Party A - Citigroup Global Markets Limited Party B - HSBC Institutional Trust Services (Asia) Limited |
| Transfer date: | Refer to Annexure B (transactions identified as collateral transfers) |
| Holder of voting rights: | BlackRock Asset Management North Asia Limited (as investment manager for the funds) |
| Are there any restrictions on voting rights? If yes, detail |
Yes. Unless otherwise agreed between the parties, the Registered Owner will not exercise any voting rights. |
| Scheduled return date (if any): | Not applicable. |
| Does the borrower have the right to return early? If yes, detail |
Yes. Upon an Event of Default under the GMSLA, the GMSLA provides, broadly, that both parties payment and delivery obligations will be accelerated and replaced with an obligation of one party to pay a single cash sum to the other determined in accordance with the provisions of the GMSLA (as modified by the Annex). The GMSLA provides that the parties’ right to terminate the Agreement upon notice will not affect the parties’ existing obligations in respect of any outstanding loans of securities. The Annex amended and restricted the Borrower's termination rights – i.e. Borrower may not have the right to terminate and return the borrowed securities - as the Borrower was to borrow the securities issued by it (or its sister company) to provide protection against the insolvency of the issuer and so usual rights of termination in a GMSLA were restricted. Subject to the terms of the relevant Loan, the Borrower, may early terminate a Loan and return Equivalent Securities at any time provided that it “shall cease to have such entitlement if an Act of Insolvency with respect to any Security Issuer or any of the Borrower’s or any Security Issuer’s affiliates has occurred, or any such person takes any steps preparatory to any of the matters which would constitute an Act of Insolvency |
| Does the lender have the right to recall early? If yes, detail |
Yes, at notice. |
| Will the securities be returned on settlement? If yes, detail any exceptions |
Yes. |
A copy of this agreement will be provided to AUSTRALIA & NEW ZEALAND BANKING GROUP LTD or the Australian Securities and Investments Commission upon request.
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