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Australia and New Zealand Banking Group Ltd. — Major Shareholding Notification 2017
May 15, 2017
10425_rns_2017-05-15_d11e2414-a11b-4f3b-97f6-485ae1e25442.pdf
Major Shareholding Notification
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603 page 1/2 15 July 2001
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
To Company Name/Scheme
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD
ACN/ARSN
005 357 522
1. Details of substantial holder (1)
Name
BlackRock Group (BlackRock Inc. and subsidiaries named in AnnexuresACN/ARSN (if applicable)
to this form)
The holder became a substantial holder on
12 05 / / 2017
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
ord |
148,984,864 |
148,984,864 |
5.07 |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| llows: | ||
|---|---|---|
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
Annexure A & D |
||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant Registered holder of Person entitled to be Class and number interest securities registered as holder (8) of securities see Annexure A
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) |
Consideration (9) |
Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
see Annexure B |
||||
603 page 2/2 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
==> picture [410 x 134] intentionally omitted <==
----- Start of picture text -----
Name and ACN/ARSN (if applicable) Nature of association
see Annexure A
Name Address
see Annexure C
----- End of picture text -----
7. Addresses
The addresses of persons named in this form are as follows:
Signature
print name Dennis Ivers capacity Authorised Signatory* sign here date 16 / 05 / 2017
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
-
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
-
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(7) Include details of:
-
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
-
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Annexure A
This is Annexure A of 7 pages referred to in form 603 Notice of initial substantial shareholder
| 16-May-17 | |
|---|---|
| Dennis Ivers, | Date |
| Authorised Signatory |
3. Details of Relevant Interests
4. Details of present registered holders
6. Associates
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY BRUS | ord | 40,178 | 40,178 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 136,593 | 136,593 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 432,118 | 432,118 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Singapore) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 2,332 | 2,332 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 10,512,254 | 10,512,254 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM - J.P. Morgan Zurich | ord | 219,952 | 219,952 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 1,790,106 | 1,790,106 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 685,350 | 685,350 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | RBC-DEXIA BIL- LONDON | ord | 459,073 | 459,073 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. |
page 1 of 7
ANZ
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 6,236,314 | 6,236,314 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | DUBLIN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | STATE STREET BANK, | ord | 15,126 | 15,126 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | MUNICH, ZURICH | BlackRock Inc. | ||||
| investment manager or trustee. | BRANCH | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ord | 200,371 | 200,371 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 1,530,867 | 1,530,867 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 6,349 | 6,349 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 120,237 | 120,237 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 1,231,581 | 1,231,581 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 1,269,610 | 1,269,610 | subsidiary of | |
| Management Deutschland | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | ||||
| AG | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 66,912 | 66,912 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 1,058,557 | 1,058,557 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, HONG | ord | 219,339 | 219,339 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ord | 11,308 | 11,308 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ord | 4,856 | 4,856 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. |
page 2 of 7
ANZ
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ord | 62,825 | 62,825 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 375,844 | 375,844 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ord | 60,214 | 60,214 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 889 | 889 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 261,640 | 261,640 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - | ord | 192,655 | 192,655 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 186,337 | 186,337 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ord | 47,986 | 47,986 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 124,763 | 124,763 | subsidiary of | |
| securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 478,544 | 478,544 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 169,726 | 169,726 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 36,968,099 | 36,968,099 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNP PARIBAS LON | ord | 190,133 | 190,133 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Association | investment manager or trustee. |
page 3 of 7
ANZ
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 2,973,952 | 2,973,952 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | GS-GOLDMAN SACHS | ord | 1,442 | 1,442 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | PRIME BROKER - NEW | BlackRock Inc. | ||||
| Association | investment manager or trustee. | YORK | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 567,274 | 567,274 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 1,050,271 | 1,050,271 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB BOSTON | ord | 62,227 | 62,227 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 2,243,157 | 2,243,157 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ord | 1,287,208 | 1,287,208 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 198,541 | 198,541 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 34,773,658 | 34,773,658 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 129,623 | 129,623 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 983,560 | 983,560 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP PARIBAS | ord | 388,673 | 388,673 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA - COGENT | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 22,534 | 22,534 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | SYDNEY | BlackRock Inc. | ||||
| Limited | investment manager or trustee. |
page 4 of 7
ANZ
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ord | 8,563,639 | 8,563,639 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ord | 1,393,021 | 1,393,021 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 157,443 | 157,443 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | AP7 | ord | 382,071 | 382,071 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP Paribas Milan | ord | 131,773 | 131,773 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY BRUS | ord | 1,308,013 | 1,308,013 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 1,472,018 | 1,472,018 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 766 | 766 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CB-CACEIS BANK | ord | 18,097 | 18,097 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, LONDON | ord | 2,599,933 | 2,599,933 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ord | 145,976 | 145,976 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 180,236 | 180,236 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - | ord | 509,376 | 509,376 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | ||||
| investment manager or trustee. |
page 5 of 7
ANZ
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 155,685 | 155,685 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 1,261,929 | 1,261,929 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SEB-SKANDINAVISKA | ord | 91,667 | 91,667 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | ENSKILDA BANKEN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 249,050 | 249,050 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ord | 132,777 | 132,777 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 661,533 | 661,533 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 170,950 | 170,950 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 134,727 | 134,727 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 1,853,388 | 1,853,388 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 1,922,510 | 1,922,510 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 868 | 868 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 25,906 | 25,906 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | ||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | USB-US BANK | ord | 49,880 | 49,880 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. |
page 6 of 7
ANZ
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ord | 35,338 | 35,338 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 3,426,622 | 3,426,622 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | MITSUI-SUMITOMO | ord | 11,243 | 11,243 | subsidiary of | |
| securities and/or the power to dispose of securities as | TRUST | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 46,167 | 46,167 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP PARIBAS | ord | 109,762 | 109,762 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA - COGENT | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-Citigroup Australia - | ord | 92,503 | 92,503 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 2,219,727 | 2,219,727 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ord | 2,239,299 | 2,239,299 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 7,179,813 | 7,179,813 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as responsible entity. |
page 7 of 7
ANZ
Annexure B
This is Annexure B of 14 pages referred to in form 603 Notice of initial substantial shareholder
16-May-17 Dennis Ivers, Date Authorised Signatory
5. Consideration
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD (ANZ)
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 13-Jan-17 yes |
31.14 on mkt buy AUD ord 789 789 |
| BlackRock Fund Advisors 13-Jan-17 no |
n/a in specie AUD ord 33,255 33,255 |
| BlackRock Fund Advisors 13-Jan-17 no |
n/a in specie AUD ord 52,596 52,596 |
| BlackRock Institutional Trust Company, National Association 13-Jan-17 no |
n/a in specie AUD ord 11,926 11,926 |
| BlackRock Advisors (UK) Limited 13-Jan-17 no |
n/a collateral transfer AUD ord 392,205 392,205 |
| BlackRock Asset Management Deutschland AG 16-Jan-17 yes |
30.79 on mkt buy AUD ord 2,808 2,808 |
| BlackRock Investment Management (Australia) Limited 16-Jan-17 yes |
30.78 on mkt buy AUD ord 2,514 2,514 |
| BlackRock Advisors(UK)Limited 16-Jan-17 yes |
30.79 on mkt buy AUD ord 17,442 17,442 |
| BlackRock(Netherlands)B.V. 16-Jan-17 yes |
30.79 on mkt buy AUD ord 1,973 1,973 |
| BlackRock Advisors (UK) Limited 16-Jan-17 no |
n/a collateral transfer AUD ord 674,565 674,565 |
| BlackRock Advisors (UK) Limited 16-Jan-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Asset Management Deutschland AG 17-Jan-17 yes |
30.40 on mkt buy AUD ord 1,404 1,404 |
| BlackRock Advisors(UK)Limited 17-Jan-17 yes |
30.40 on mkt buy AUD ord 5,856 5,856 |
| BlackRock Advisors,LLC 17-Jan-17 yes |
30.40 on mkt buy AUD ord 6,402 6,402 |
| BlackRock Advisors,LLC 17-Jan-17 yes |
30.40 on mkt buy AUD ord 15,345 15,345 |
| BlackRock Fund Advisors 17-Jan-17 no |
n/a in specie AUD ord 52,596 52,596 |
| BlackRock Advisors (UK) Limited 17-Jan-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Advisors(UK)Limited 18-Jan-17 yes |
30.11 on mkt buy AUD ord 11,582 11,582 |
| BlackRock Fund Advisors 18-Jan-17 no |
n/a in specie AUD ord 33,255 33,255 |
| BlackRock Fund Advisors 18-Jan-17 no |
n/a in specie AUD ord 35,080 35,080 |
| BlackRock Advisors (UK) Limited 18-Jan-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Advisors(UK)Limited 19-Jan-17 yes |
29.89 on mkt buy AUD ord 5,791 5,791 |
| BlackRock Advisors(UK)Limited 19-Jan-17 yes |
29.89 on mkt buy AUD ord 5,791 5,791 |
| BlackRock Advisors(UK)Limited 19-Jan-17 yes |
29.89 on mkt buy AUD ord 5,124 5,124 |
| BlackRock Fund Advisors 19-Jan-17 no |
n/a in specie AUD ord 43,600 43,600 |
| BlackRock Fund Advisors 19-Jan-17 no |
n/a in specie AUD ord 26,310 26,310 |
| BlackRock Fund Advisors 19-Jan-17 no |
n/a in specie AUD ord 52,620 52,620 |
| BlackRock Advisors (UK) Limited 19-Jan-17 no |
n/a collateral transfer AUD ord 672,761 672,761 |
| BlackRock Asset Management Deutschland AG 20-Jan-17 yes |
29.40 on mkt buy AUD ord 2,810 2,810 |
| BlackRock Japan Co.,Ltd. 20-Jan-17 yes |
29.49 on mkt buy AUD ord 746 746 |
| BlackRock Advisors(UK)Limited 20-Jan-17 yes |
29.40 on mkt buy AUD ord 4,392 4,392 |
| BlackRock Fund Advisors 20-Jan-17 no |
n/a in specie AUD ord 74,120 74,120 |
| BlackRock Fund Advisors 20-Jan-17 no |
n/a in specie AUD ord 6,540 6,540 |
| BlackRock Fund Advisors 20-Jan-17 no |
n/a in specie AUD ord 25,070 25,070 |
| BlackRock Fund Advisors 20-Jan-17 no |
n/a in specie AUD ord 17,540 17,540 |
| BlackRock Advisors (UK) Limited 20-Jan-17 no |
n/a collateral transfer AUD ord 415,545 415,545 |
| BlackRock Advisors (UK) Limited 20-Jan-17 no |
n/a collateral transfer AUD ord 530 530 |
| BlackRock Asset Management Deutschland AG 23-Jan-17 yes |
29.27 on mkt buy AUD ord 2,810 2,810 |
| BlackRock Advisors(UK)Limited 23-Jan-17 yes |
29.27 on mkt buy AUD ord 17,376 17,376 |
| BlackRock Advisors(UK)Limited 23-Jan-17 yes |
29.27 on mkt buy AUD ord 982 982 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 39,906 39,906 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 46,557 46,557 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 22,170 22,170 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 284,748 284,748 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 35,080 35,080 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 17,540 17,540 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 378 378 |
| BlackRock Advisors (UK) Limited 23-Jan-17 no |
n/a collateral transfer AUD ord 100,439 100,439 |
page 1 of 14
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 24-Jan-17 yes |
29.15 on mkt buy AUD ord 4,035 4,035 |
| BlackRock Advisors(UK)Limited 24-Jan-17 yes |
29.15 on mkt buy AUD ord 8,514 8,514 |
| BlackRock Advisors,LLC 24-Jan-17 yes |
29.15 on mkt buy AUD ord 17,445 17,445 |
| BlackRock Institutional Trust Company, National Association 24-Jan-17 yes |
29.15 on mkt buy AUD ord 65,683 65,683 |
| BlackRock Fund Advisors 24-Jan-17 no |
n/a in specie AUD ord 8,592 8,592 |
| BlackRock Fund Advisors 24-Jan-17 no |
n/a in specie AUD ord 19,953 19,953 |
| BlackRock Fund Advisors 24-Jan-17 no |
n/a in specie AUD ord 26,604 26,604 |
| BlackRock Fund Advisors 24-Jan-17 no |
n/a in specie AUD ord 33,180 33,180 |
| BlackRock Investment Management (UK) Limited 25-Jan-17 yes |
29.53 on mkt buy AUD ord 22,996 22,996 |
| BlackRock Advisors(UK)Limited 25-Jan-17 yes |
29.47 on mkt buy AUD ord 11,584 11,584 |
| BlackRock Advisors(UK)Limited 25-Jan-17 yes |
29.47 on mkt buy AUD ord 985 985 |
| BlackRock Advisors(UK)Limited 25-Jan-17 yes |
29.47 on mkt buy AUD ord 13,790 13,790 |
| BlackRock Advisors(UK)Limited 25-Jan-17 yes |
29.47 on mkt buy AUD ord 2,196 2,196 |
| BlackRock Advisors,LLC 25-Jan-17 yes |
29.47 on mkt buy AUD ord 1,905 1,905 |
| BlackRock Fund Advisors 25-Jan-17 no |
n/a in specie AUD ord 3,610 3,610 |
| BlackRock Fund Advisors 25-Jan-17 no |
n/a in specie AUD ord 33,180 33,180 |
| BlackRock Fund Advisors 25-Jan-17 no |
n/a in specie AUD ord 35,080 35,080 |
| BlackRock Advisors (UK) Limited 25-Jan-17 no |
n/a collateral transfer AUD ord 1,436,856 1,436,856 |
| BlackRock Fund Advisors 26-Jan-17 no |
n/a in specie AUD ord 8,720 8,720 |
| BlackRock Advisors (UK) Limited 26-Jan-17 no |
n/a collateral transfer AUD ord 432,688 432,688 |
| BlackRock Asset Management Deutschland AG 27-Jan-17 yes |
29.77 on mkt buy AUD ord 1,405 1,405 |
| BlackRock Asset Management Deutschland AG 27-Jan-17 yes |
29.77 on mkt buy AUD ord 5,620 5,620 |
| BlackRock Investment Management,LLC 27-Jan-17 yes |
29.68 on mkt buy AUD ord 954 954 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
29.78 on mkt buy AUD ord 40,544 40,544 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
29.78 on mkt buy AUD ord 7,580 7,580 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
29.77 on mkt buy AUD ord 2,196 2,196 |
| BlackRock Japan Co.,Ltd. 27-Jan-17 yes |
29.77 on mkt buy AUD ord 501 501 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
29.77 on mkt buy AUD ord 3,018 3,018 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
29.77 on mkt buy AUD ord 3,660 3,660 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
29.77 on mkt buy AUD ord 5,792 5,792 |
| BlackRock Advisors(UK)Limited 27-Jan-17 yes |
29.77 on mkt buy AUD ord 37,900 37,900 |
| BlackRock Investment Management,LLC 27-Jan-17 yes |
29.78 on mkt buy AUD ord 8,685 8,685 |
| BlackRock Financial Management,Inc. 27-Jan-17 yes |
29.78 on mkt buy AUD ord 5,341 5,341 |
| BlackRock Fund Advisors 27-Jan-17 no |
n/a in specie AUD ord 92,043 92,043 |
| BlackRock Asset Management Deutschland AG 30-Jan-17 yes |
29.55 on mkt buy AUD ord 2,810 2,810 |
| BlackRock Advisors(UK)Limited 30-Jan-17 yes |
29.55 on mkt buy AUD ord 1,464 1,464 |
| BlackRock Advisors(UK)Limited 30-Jan-17 yes |
29.55 on mkt buy AUD ord 1,464 1,464 |
| BlackRock Fund Advisors 30-Jan-17 no |
n/a in specie AUD ord 39,447 39,447 |
| BlackRock Advisors(UK)Limited 30-Jan-17 no |
n/a in specie AUD ord 32,461 32,461 |
| BlackRock Advisors (UK) Limited 30-Jan-17 no |
n/a collateral transfer AUD ord 72,237 72,237 |
| BlackRock Advisors (UK) Limited 30-Jan-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Asset Management Deutschland AG 31-Jan-17 yes |
29.29 on mkt buy AUD ord 1,405 1,405 |
| BlackRock Advisors(UK)Limited 31-Jan-17 yes |
29.29 on mkt buy AUD ord 5,813 5,813 |
| BlackRock Institutional Trust Company, National Association 31-Jan-17 yes |
29.29 on mkt buy AUD ord 35,213 35,213 |
| BlackRock Investment Management (UK) Limited 31-Jan-17 yes |
29.29 on mkt buy AUD ord 66,523 66,523 |
| BlackRock Institutional Trust Company, National Association 31-Jan-17 yes |
29.29 on mkt buy AUD ord 1,643 1,643 |
| BlackRock Investment Management (UK) Limited 31-Jan-17 yes |
29.29 on mkt buy AUD ord 8,008 8,008 |
| BlackRock Fund Advisors 31-Jan-17 no |
n/a in specie AUD ord 13,107 13,107 |
| BlackRock Fund Advisors 31-Jan-17 no |
n/a in specie AUD ord 7,630 7,630 |
| BlackRock Advisors (UK) Limited 31-Jan-17 no |
n/a collateral transfer AUD ord 373,337 373,337 |
| BlackRock Advisors (UK) Limited 31-Jan-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Asset Management Deutschland AG 01-Feb-17 yes |
29.44 on mkt buy AUD ord 1,406 1,406 |
| BlackRock Advisors(UK)Limited 01-Feb-17 yes |
29.44 on mkt buy AUD ord 5,124 5,124 |
| BlackRock Advisors,LLC 01-Feb-17 yes |
29.44 on mkt buy AUD ord 23,595 23,595 |
| BlackRock Investment Management (Australia) Limited 01-Feb-17 yes |
29.44 on mkt buy AUD ord 712,856 712,856 |
| BlackRock Fund Advisors 01-Feb-17 no |
n/a in specie AUD ord 17,736 17,736 |
| BlackRock Fund Advisors 01-Feb-17 no |
n/a in specie AUD ord 39,447 39,447 |
| BlackRock Japan Co.,Ltd. 02-Feb-17 yes |
29.58 on mkt buy AUD ord 570 570 |
page 2 of 14
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Limited 02-Feb-17 yes |
29.30 on mkt buy AUD ord 7,468 7,468 |
| BlackRock Advisors(UK)Limited 02-Feb-17 yes |
29.39 on mkt buy AUD ord 7,579 7,579 |
| BlackRock Advisors(UK)Limited 02-Feb-17 yes |
29.39 on mkt buy AUD ord 791 791 |
| BlackRock Advisors(UK)Limited 02-Feb-17 yes |
29.35 on mkt buy AUD ord 5,791 5,791 |
| BlackRock Fund Advisors 02-Feb-17 no |
n/a in specie AUD ord 19,494 19,494 |
| BlackRock Advisors (UK) Limited 02-Feb-17 no |
n/a collateral transfer AUD ord 168,294 168,294 |
| BlackRock Asset Management Deutschland AG 03-Feb-17 yes |
29.11 on mkt buy AUD ord 1,406 1,406 |
| BlackRock Advisors(UK)Limited 03-Feb-17 yes |
29.11 on mkt buy AUD ord 11,582 11,582 |
| BlackRock Advisors(UK)Limited 03-Feb-17 yes |
29.11 on mkt buy AUD ord 6,191 6,191 |
| BlackRock Institutional Trust Company, National Association 03-Feb-17 yes |
29.11 on mkt buy AUD ord 1,471 1,471 |
| BlackRock Fund Advisors 03-Feb-17 no |
n/a in specie AUD ord 10,830 10,830 |
| BlackRock Advisors (UK) Limited 03-Feb-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Asset Management Deutschland AG 06-Feb-17 yes |
29.03 on mkt buy AUD ord 5,624 5,624 |
| BlackRock Asset Management Deutschland AG 06-Feb-17 yes |
29.03 on mkt buy AUD ord 3,462 3,462 |
| BlackRock Advisors(UK)Limited 06-Feb-17 yes |
29.03 on mkt buy AUD ord 29,060 29,060 |
| BlackRock Advisors(UK)Limited 06-Feb-17 yes |
29.03 on mkt buy AUD ord 5,812 5,812 |
| BlackRock Advisors(UK)Limited 06-Feb-17 yes |
29.25 on mkt buy AUD ord 57,920 57,920 |
| BlackRock Advisors (UK) Limited 06-Feb-17 no |
n/a collateral transfer AUD ord 1 1 |
| BlackRock Investment Management (UK) Limited 07-Feb-17 yes |
28.77 on mkt buy AUD ord 3,519 3,519 |
| BlackRock Advisors(UK)Limited 07-Feb-17 yes |
28.80 on mkt buy AUD ord 4,392 4,392 |
| BlackRock Investment Management (Australia) Limited 07-Feb-17 yes |
28.80 on mkt buy AUD ord 31,071 31,071 |
| BlackRock Advisors,LLC 07-Feb-17 yes |
28.80 on mkt buy AUD ord 2,010 2,010 |
| BlackRock Fund Advisors 07-Feb-17 no |
n/a in specie AUD ord 15,519 15,519 |
| BlackRock Fund Advisors 07-Feb-17 no |
n/a in specie AUD ord 10,900 10,900 |
| BlackRock Fund Advisors 07-Feb-17 no |
n/a in specie AUD ord 15,260 15,260 |
| BlackRock Fund Advisors 07-Feb-17 no |
n/a in specie AUD ord 28,821 28,821 |
| BlackRock Fund Advisors 07-Feb-17 no |
n/a in specie AUD ord 15,519 15,519 |
| BlackRock Advisors (UK) Limited 07-Feb-17 no |
n/a collateral transfer AUD ord 799,498 799,498 |
| BlackRock Advisors (UK) Limited 07-Feb-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Investment Management,LLC 08-Feb-17 yes |
28.80 on mkt buy AUD ord 1,241 1,241 |
| BlackRock Advisors(UK)Limited 08-Feb-17 yes |
29.19 on mkt buy AUD ord 12,831 12,831 |
| BlackRock Advisors(UK)Limited 08-Feb-17 yes |
29.19 on mkt buy AUD ord 797 797 |
| BlackRock Institutional Trust Company, National Association 08-Feb-17 yes |
29.19 on mkt buy AUD ord 9,204 9,204 |
| BlackRock Fund Advisors 08-Feb-17 no |
n/a in specie AUD ord 378 378 |
| BlackRock Fund Advisors 08-Feb-17 no |
n/a in specie AUD ord 49,770 49,770 |
| BlackRock Asset Management Deutschland AG 09-Feb-17 yes |
29.15 on mkt buy AUD ord 5,628 5,628 |
| BlackRock Fund Advisors 09-Feb-17 no |
n/a in specie AUD ord 10,830 10,830 |
| BlackRock Fund Advisors 09-Feb-17 no |
n/a in specie AUD ord 23,729 23,729 |
| BlackRock Advisors (UK) Limited 09-Feb-17 no |
n/a collateral transfer AUD ord 1,176,256 1,176,256 |
| BlackRock Advisors (UK) Limited 09-Feb-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Advisors(UK)Limited 10-Feb-17 yes |
29.49 on mkt buy AUD ord 63,932 63,932 |
| BlackRock Advisors(UK)Limited 10-Feb-17 yes |
29.49 on mkt buy AUD ord 5,792 5,792 |
| BlackRock Asset Management Deutschland AG 13-Feb-17 yes |
29.68 on mkt buy AUD ord 2,814 2,814 |
| BlackRock Asset Management North Asia Limited 13-Feb-17 yes |
29.70 on mkt buy AUD ord 32,063 32,063 |
| BlackRock Japan Co.,Ltd. 13-Feb-17 yes |
29.68 on mkt buy AUD ord 5,146 5,146 |
| BlackRock Advisors(UK)Limited 13-Feb-17 yes |
29.68 on mkt buy AUD ord 797 797 |
| BlackRock Fund Advisors 13-Feb-17 no |
n/a in specie AUD ord 10,900 10,900 |
| BlackRock Fund Advisors 13-Feb-17 no |
n/a in specie AUD ord 41,475 41,475 |
| BlackRock Advisors (UK) Limited 13-Feb-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Asset Management Deutschland AG 14-Feb-17 yes |
29.60 on mkt buy AUD ord 7,374 7,374 |
| BlackRock Investment Management (UK) Limited 14-Feb-17 yes |
29.82 on mkt buy AUD ord 11,568 11,568 |
| BlackRock Advisors(UK)Limited 14-Feb-17 yes |
29.60 on mkt buy AUD ord 7,580 7,580 |
| BlackRock Advisors(UK)Limited 14-Feb-17 yes |
29.60 on mkt buy AUD ord 1,295 1,295 |
| BlackRock Fund Advisors 14-Feb-17 no |
n/a in specie AUD ord 47,458 47,458 |
page 3 of 14
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors (UK) Limited 14-Feb-17 no |
n/a collateral transfer AUD ord 511,748 511,748 |
| BlackRock Investment Management,LLC 15-Feb-17 yes |
30.16 on mkt buy AUD ord 672 672 |
| BlackRock Japan Co.,Ltd. 15-Feb-17 yes |
30.08 on mkt buy AUD ord 28,366 28,366 |
| BlackRock Investment Management (UK) Limited 15-Feb-17 yes |
29.98 on mkt buy AUD ord 18,334 18,334 |
| BlackRock Advisors(UK)Limited 15-Feb-17 yes |
29.98 on mkt buy AUD ord 11,628 11,628 |
| BlackRock Advisors(UK)Limited 15-Feb-17 yes |
29.98 on mkt buy AUD ord 5,131 5,131 |
| BlackRock Investment Management (Australia) Limited 15-Feb-17 yes |
29.98 on mkt buy AUD ord 19,894 19,894 |
| BlackRock Fund Advisors 15-Feb-17 no |
n/a in specie AUD ord 26,160 26,160 |
| BlackRock Advisors (UK) Limited 15-Feb-17 no |
n/a collateral transfer AUD ord 590,817 590,817 |
| BlackRock Asset Management Deutschland AG 16-Feb-17 yes |
30.21 on mkt buy AUD ord 2,818 2,818 |
| BlackRock Investment Management (UK) Limited 16-Feb-17 yes |
30.22 on mkt buy AUD ord 25,280 25,280 |
| BlackRock Advisors(UK)Limited 16-Feb-17 yes |
30.21 on mkt buy AUD ord 1,466 1,466 |
| BlackRock Advisors(UK)Limited 16-Feb-17 yes |
30.21 on mkt buy AUD ord 2,932 2,932 |
| BlackRock Advisors(UK)Limited 16-Feb-17 yes |
30.21 on mkt buy AUD ord 1,596 1,596 |
| BlackRock Investment Management (UK) Limited 16-Feb-17 yes |
30.21 on mkt buy AUD ord 18,067 18,067 |
| BlackRock Advisors,LLC 16-Feb-17 yes |
30.21 on mkt buy AUD ord 20,598 20,598 |
| BlackRock Institutional Trust Company, National Association 16-Feb-17 yes |
30.21 on mkt buy AUD ord 9,230 9,230 |
| BlackRock Fund Advisors 16-Feb-17 no |
n/a in specie AUD ord 1,611 1,611 |
| BlackRock Advisors (UK) Limited 16-Feb-17 no |
n/a collateral transfer AUD ord 36,901 36,901 |
| BlackRock Advisors(UK)Limited 17-Feb-17 yes |
30.73 on mkt buy AUD ord 5,797 5,797 |
| BlackRock Japan Co.,Ltd. 17-Feb-17 yes |
30.77 on mkt buy AUD ord 617 617 |
| BlackRock Advisors (UK) Limited 17-Feb-17 no |
n/a collateral transfer AUD ord 58,792 58,792 |
| BlackRock Advisors(UK)Limited 20-Feb-17 yes |
30.88 on mkt buy AUD ord 7,587 7,587 |
| BlackRock Asset Management Deutschland AG 21-Feb-17 yes |
30.62 on mkt buy AUD ord 5,640 5,640 |
| BlackRock Investment Management (Australia) Limited 21-Feb-17 yes |
30.60 on mkt buy AUD ord 487 487 |
| BlackRock Investment Management (Australia) Limited 21-Feb-17 yes |
30.60 on mkt buy AUD ord 481 481 |
| BlackRock Investment Management,LLC 21-Feb-17 yes |
30.62 on mkt buy AUD ord 10,473 10,473 |
| BlackRock Advisors(UK)Limited 21-Feb-17 yes |
30.62 on mkt buy AUD ord 992 992 |
| BlackRock Investment Management,LLC 21-Feb-17 yes |
30.62 on mkt buy AUD ord 136,871 136,871 |
| BlackRock Institutional Trust Company, National Association 21-Feb-17 yes |
30.62 on mkt buy AUD ord 13,497 13,497 |
| BlackRock Fund Advisors 21-Feb-17 no |
n/a in specie AUD ord 6,540 6,540 |
| BlackRock Advisors (UK) Limited 21-Feb-17 no |
n/a collateral transfer AUD ord 315,399 315,399 |
| BlackRock Advisors(UK)Limited 22-Feb-17 yes |
30.81 on mkt buy AUD ord 799 799 |
| BlackRock Advisors(UK)Limited 22-Feb-17 yes |
30.81 on mkt buy AUD ord 5,872 5,872 |
| BlackRock Advisors(UK)Limited 22-Feb-17 yes |
30.81 on mkt buy AUD ord 1,676 1,676 |
| BlackRock Institutional Trust Company, National Association 22-Feb-17 yes |
30.81 on mkt buy AUD ord 33,144 33,144 |
| BlackRock Advisors(UK)Limited 22-Feb-17 yes |
30.82 on mkt buy AUD ord 11,596 11,596 |
| BlackRock Fund Advisors 22-Feb-17 no |
n/a in specie AUD ord 5,450 5,450 |
| BlackRock Fund Advisors 22-Feb-17 no |
n/a in specie AUD ord 58,065 58,065 |
| BlackRock Investment Management,LLC 23-Feb-17 yes |
31.08 on mkt buy AUD ord 2,534 2,534 |
| BlackRock Financial Management,Inc. 23-Feb-17 yes |
31.08 on mkt buy AUD ord 1,680 1,680 |
| BlackRock Investment Management (UK) Limited 23-Feb-17 yes |
30.92 on mkt buy AUD ord 14,750 14,750 |
| BlackRock Investment Management,LLC 23-Feb-17 yes |
30.89 on mkt buy AUD ord 717 717 |
| BlackRock Advisors(UK)Limited 23-Feb-17 yes |
31.17 on mkt buy AUD ord 17,469 17,469 |
| BlackRock Institutional Trust Company, National Association 23-Feb-17 yes |
31.17 on mkt buy AUD ord 30,312 30,312 |
| BlackRock Fund Advisors 23-Feb-17 no |
n/a in specie AUD ord 41,475 41,475 |
| BlackRock Advisors (UK) Limited 23-Feb-17 no |
n/a collateral transfer AUD ord 431,446 431,446 |
| BlackRock Fund Advisors 24-Feb-17 yes |
31.26 on mkt buy AUD ord 162 162 |
| BlackRock Advisors(UK)Limited 24-Feb-17 yes |
30.96 on mkt buy AUD ord 11,618 11,618 |
| BlackRock Advisors(UK)Limited 24-Feb-17 yes |
30.96 on mkt buy AUD ord 799 799 |
| BlackRock Fund Advisors 24-Feb-17 no |
n/a in specie AUD ord 6,540 6,540 |
| BlackRock Advisors (UK) Limited 24-Feb-17 no |
n/a collateral transfer AUD ord 551,205 551,205 |
| BlackRock Advisors (UK) Limited 24-Feb-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Advisors(UK)Limited 27-Feb-17 yes |
30.96 on mkt buy AUD ord 1,550 1,550 |
| BlackRock Advisors(UK)Limited 27-Feb-17 yes |
30.88 on mkt buy AUD ord 799 799 |
page 4 of 14
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors(UK)Limited 27-Feb-17 yes |
30.83 on mkt buy AUD ord 12,426 12,426 |
| BlackRock Advisors (UK) Limited 27-Feb-17 no |
n/a collateral transfer AUD ord 880,319 880,319 |
| BlackRock Advisors (UK) Limited 27-Feb-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Investment Management (Australia) Limited 28-Feb-17 yes |
31.09 on mkt buy AUD ord 656 656 |
| BlackRock Investment Management (Australia) Limited 28-Feb-17 yes |
31.09 on mkt buy AUD ord 458 458 |
| BlackRock Investment Management (Australia) Limited 28-Feb-17 yes |
31.09 on mkt buy AUD ord 3,607 3,607 |
| BlackRock Investment Management (Australia) Limited 28-Feb-17 yes |
31.09 on mkt buy AUD ord 446 446 |
| BlackRock Investment Management (Australia) Limited 28-Feb-17 yes |
30.90 on mkt buy AUD ord 41,172 41,172 |
| BlackRock Institutional Trust Company, National Association 28-Feb-17 yes |
30.90 on mkt buy AUD ord 41,885 41,885 |
| BlackRock Asset Management Canada Limited 28-Feb-17 yes |
30.90 on mkt buy AUD ord 203 203 |
| BlackRock Investment Management,LLC 28-Feb-17 yes |
30.90 on mkt buy AUD ord 5,028 5,028 |
| BlackRock Advisors(UK)Limited 28-Feb-17 yes |
30.90 on mkt buy AUD ord 10,811 10,811 |
| BlackRock Advisors(UK)Limited 28-Feb-17 yes |
30.90 on mkt buy AUD ord 30,876 30,876 |
| BlackRock Institutional Trust Company, National Association 28-Feb-17 yes |
30.90 on mkt buy AUD ord 1,961 1,961 |
| BlackRock Advisors,LLC 28-Feb-17 yes |
30.90 on mkt buy AUD ord 23,448 23,448 |
| BlackRock Institutional Trust Company, National Association 28-Feb-17 yes |
30.90 on mkt buy AUD ord 4,438 4,438 |
| BlackRock Institutional Trust Company, National Association 28-Feb-17 yes |
30.90 on mkt buy AUD ord 3,338 3,338 |
| BlackRock Institutional Trust Company, National Association 28-Feb-17 yes |
30.90 on mkt buy AUD ord 539 539 |
| BlackRock Institutional Trust Company, National Association 28-Feb-17 yes |
30.90 on mkt buy AUD ord 10,403 10,403 |
| BlackRock Japan Co.,Ltd. 28-Feb-17 yes |
30.90 on mkt buy AUD ord 10,326 10,326 |
| BlackRock Institutional Trust Company, National Association 28-Feb-17 yes |
30.90 on mkt buy AUD ord 6,169 6,169 |
| BlackRock Financial Management,Inc. 28-Feb-17 no |
n/a in specie AUD ord 132,061 132,061 |
| BlackRock Japan Co.,Ltd. 01-Mar-17 yes |
31.04 on mkt buy AUD ord 1,681 1,681 |
| BlackRock Advisors(UK)Limited 01-Mar-17 yes |
31.04 on mkt buy AUD ord 6,218 6,218 |
| BlackRock Advisors(UK)Limited 01-Mar-17 yes |
31.04 on mkt buy AUD ord 11,916 11,916 |
| BlackRock Fund Advisors 01-Mar-17 no |
n/a in specie AUD ord 378 378 |
| BlackRock Fund Advisors 01-Mar-17 no |
n/a in specie AUD ord 141,888 141,888 |
| BlackRock Institutional Trust Company, National Association 01-Mar-17 no |
n/a in specie AUD ord 12,154 12,154 |
| BlackRock Fund Advisors 01-Mar-17 no |
n/a in specie AUD ord 6,915 6,915 |
| BlackRock Fund Advisors 01-Mar-17 no |
n/a in specie AUD ord 23,578 23,578 |
| BlackRock Advisors (UK) Limited 01-Mar-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Asset Management Deutschland AG 02-Mar-17 yes |
31.35 on mkt buy AUD ord 4,236 4,236 |
| BlackRock Asset Management Deutschland AG 02-Mar-17 yes |
31.35 on mkt buy AUD ord 1,412 1,412 |
| BlackRock Japan Co.,Ltd. 02-Mar-17 yes |
31.50 on mkt buy AUD ord 302 302 |
| BlackRock Fund Advisors 02-Mar-17 yes |
31.52 on mkt buy AUD ord 9,457 9,457 |
| BlackRock Investment Management (UK) Limited 02-Mar-17 yes |
31.43 on mkt buy AUD ord 2,267 2,267 |
| BlackRock Advisors(UK)Limited 02-Mar-17 yes |
31.35 on mkt buy AUD ord 23,128 23,128 |
| BlackRock Advisors(UK)Limited 02-Mar-17 yes |
31.35 on mkt buy AUD ord 2,994 2,994 |
| BlackRock Investment Management,LLC 02-Mar-17 yes |
31.35 on mkt buy AUD ord 3,666 3,666 |
| BlackRock Investment Management (Australia) Limited 02-Mar-17 yes |
31.35 on mkt buy AUD ord 27,240 27,240 |
| BlackRock Fund Advisors 02-Mar-17 no |
n/a in specie AUD ord 5,776 5,776 |
| BlackRock Fund Advisors 02-Mar-17 no |
n/a in specie AUD ord 21,660 21,660 |
| BlackRock Fund Advisors 02-Mar-17 no |
n/a in specie AUD ord 8,868 8,868 |
| BlackRock Fund Advisors 02-Mar-17 no |
n/a in specie AUD ord 33,255 33,255 |
| BlackRock Fund Advisors 02-Mar-17 no |
n/a in specie AUD ord 8,720 8,720 |
| BlackRock Fund Advisors 02-Mar-17 no |
n/a in specie AUD ord 94,312 94,312 |
| BlackRock Fund Advisors 02-Mar-17 no |
n/a in specie AUD ord 23,578 23,578 |
| BlackRock Fund Advisors 02-Mar-17 no |
n/a in specie AUD ord 47,156 47,156 |
| BlackRock Advisors (UK) Limited 02-Mar-17 no |
n/a collateral transfer AUD ord 164,966 164,966 |
| BlackRock Advisors (UK) Limited 02-Mar-17 no |
n/a collateral transfer AUD ord 250,543 250,543 |
| BlackRock Asset Management Deutschland AG 03-Mar-17 yes |
31.17 on mkt buy AUD ord 3,710 3,710 |
page 5 of 14
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 03-Mar-17 yes |
31.17 on mkt buy AUD ord 975 975 |
| BlackRock Fund Advisors 03-Mar-17 no |
n/a in specie AUD ord 65,720 65,720 |
| BlackRock Fund Advisors 03-Mar-17 no |
n/a in specie AUD ord 26,604 26,604 |
| BlackRock Advisors (UK) Limited 03-Mar-17 no |
n/a collateral transfer AUD ord 492,741 492,741 |
| BlackRock Investment Management (UK) Limited 06-Mar-17 yes |
31.16 on mkt buy AUD ord 9,798 9,798 |
| BlackRock Investment Management (UK) Limited 06-Mar-17 yes |
31.16 on mkt buy AUD ord 13,046 13,046 |
| BlackRock Advisors(UK)Limited 06-Mar-17 yes |
31.23 on mkt buy AUD ord 1,986 1,986 |
| BlackRock Advisors(UK)Limited 06-Mar-17 yes |
31.23 on mkt buy AUD ord 661 661 |
| BlackRock Fund Advisors 06-Mar-17 no |
n/a in specie AUD ord 7,220 7,220 |
| BlackRock Advisors (UK) Limited 06-Mar-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Investment Management (Australia) Limited 07-Mar-17 yes |
31.32 on mkt buy AUD ord 614 614 |
| BlackRock Advisors,LLC 07-Mar-17 yes |
31.32 on mkt buy AUD ord 15,995 15,995 |
| BlackRock Institutional Trust Company, National Association 07-Mar-17 yes |
31.32 on mkt buy AUD ord 38,212 38,212 |
| BlackRock Investment Management (Australia) Limited 07-Mar-17 yes |
31.32 on mkt buy AUD ord 4,318 4,318 |
| BlackRock Investment Management (Australia) Limited 07-Mar-17 yes |
31.32 on mkt buy AUD ord 408 408 |
| BlackRock Fund Advisors 07-Mar-17 yes |
31.15 on mkt buy AUD ord 4,986 4,986 |
| BlackRock Asset Management Canada Limited 07-Mar-17 yes |
31.39 on mkt buy AUD ord 11,735 11,735 |
| BlackRock Fund Advisors 07-Mar-17 no |
n/a in specie AUD ord 2,766 2,766 |
| BlackRock Advisors (UK) Limited 07-Mar-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Asset Management Deutschland AG 08-Mar-17 yes |
31.60 on mkt buy AUD ord 3,712 3,712 |
| BlackRock Institutional Trust Company, National Association 08-Mar-17 yes |
31.60 on mkt buy AUD ord 41,806 41,806 |
| BlackRock Advisors(UK)Limited 08-Mar-17 yes |
31.60 on mkt buy AUD ord 12,606 12,606 |
| BlackRock Fund Advisors 08-Mar-17 no |
n/a in specie AUD ord 33,255 33,255 |
| BlackRock Fund Advisors 08-Mar-17 no |
n/a in specie AUD ord 11,085 11,085 |
| BlackRock Advisors (UK) Limited 08-Mar-17 no |
n/a collateral transfer AUD ord 20,964 20,964 |
| BlackRock Asset Management Deutschland AG 09-Mar-17 yes |
31.63 on mkt buy AUD ord 3,717 3,717 |
| BlackRock Asset Management Deutschland AG 09-Mar-17 yes |
31.63 on mkt buy AUD ord 3,717 3,717 |
| BlackRock Advisors,LLC 09-Mar-17 yes |
31.69 on mkt buy AUD ord 629 629 |
| BlackRock Institutional Trust Company, National Association 09-Mar-17 yes |
31.69 on mkt buy AUD ord 1,674 1,674 |
| BlackRock Fund Advisors 09-Mar-17 no |
n/a in specie AUD ord 22,170 22,170 |
| BlackRock Fund Advisors 09-Mar-17 no |
n/a in specie AUD ord 16,590 16,590 |
| BlackRock Advisors (UK) Limited 09-Mar-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Advisors(UK)Limited 10-Mar-17 yes |
31.95 on mkt buy AUD ord 1,988 1,988 |
| BlackRock Advisors(UK)Limited 10-Mar-17 yes |
31.95 on mkt buy AUD ord 1,322 1,322 |
| BlackRock Investment Management (UK) Limited 10-Mar-17 yes |
31.95 on mkt buy AUD ord 7,779 7,779 |
| BlackRock Advisors,LLC 10-Mar-17 yes |
31.95 on mkt buy AUD ord 2,009 2,009 |
| BlackRock Fund Advisors 10-Mar-17 no |
n/a in specie AUD ord 4,149 4,149 |
| BlackRock Fund Advisors 10-Mar-17 no |
n/a in specie AUD ord 5,069 5,069 |
| BlackRock Fund Advisors 10-Mar-17 no |
n/a in specie AUD ord 16,590 16,590 |
| BlackRock Asset Management Deutschland AG 13-Mar-17 yes |
31.89 on mkt buy AUD ord 1,414 1,414 |
| BlackRock Investment Management (Australia) Limited 13-Mar-17 no |
n/a in specie AUD ord 1,630,407 1,630,407 |
| BlackRock Asset Management Deutschland AG 13-Mar-17 yes |
31.89 on mkt buy AUD ord 5,656 5,656 |
| BlackRock Investment Management (Australia) Limited 14-Mar-17 yes |
31.88 on mkt buy AUD ord 761 761 |
| BlackRock Investment Management (Australia) Limited 14-Mar-17 yes |
31.88 on mkt buy AUD ord 2,425 2,425 |
| BlackRock Investment Management (Australia) Limited 14-Mar-17 yes |
31.88 on mkt buy AUD ord 276 276 |
| BlackRock Investment Management (Australia) Limited 14-Mar-17 yes |
31.88 on mkt buy AUD ord 4,943 4,943 |
| BlackRock Investment Management (Australia) Limited 14-Mar-17 yes |
31.88 on mkt buy AUD ord 438 438 |
| BlackRock Investment Management (Australia) Limited 14-Mar-17 yes |
31.88 on mkt buy AUD ord 3,407 3,407 |
page 6 of 14
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 14-Mar-17 yes |
31.88 on mkt buy AUD ord 459 459 |
| BlackRock Investment Management (UK) Limited 14-Mar-17 yes |
31.87 on mkt buy AUD ord 11,270 11,270 |
| BlackRock Advisors,LLC 14-Mar-17 yes |
31.86 on mkt buy AUD ord 5,255 5,255 |
| BlackRock Asset Management North Asia Limited 14-Mar-17 yes |
31.86 on mkt buy AUD ord 3,943 3,943 |
| BlackRock Investment Management (UK) Limited 14-Mar-17 yes |
31.89 on mkt buy AUD ord 10,584 10,584 |
| BlackRock Advisors,LLC 14-Mar-17 yes |
31.89 on mkt buy AUD ord 26,131 26,131 |
| BlackRock Advisors(UK)Limited 14-Mar-17 yes |
31.89 on mkt buy AUD ord 994 994 |
| BlackRock Institutional Trust Company, National Association 14-Mar-17 yes |
31.89 on mkt buy AUD ord 137,828 137,828 |
| BlackRock Advisors,LLC 14-Mar-17 yes |
31.89 on mkt buy AUD ord 3,250 3,250 |
| BlackRock Fund Advisors 14-Mar-17 no |
n/a in specie AUD ord 8,720 8,720 |
| BlackRock Advisors (UK) Limited 14-Mar-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Asset Management Deutschland AG 15-Mar-17 yes |
32.05 on mkt buy AUD ord 1,414 1,414 |
| BlackRock Investment Management (UK) Limited 15-Mar-17 yes |
32.05 on mkt buy AUD ord 9,939 9,939 |
| BlackRock Investment Management (Australia) Limited 15-Mar-17 yes |
32.05 on mkt buy AUD ord 10,737 10,737 |
| BlackRock Advisors(UK)Limited 15-Mar-17 yes |
32.05 on mkt buy AUD ord 4,065 4,065 |
| BlackRock Advisors(UK)Limited 15-Mar-17 yes |
32.05 on mkt buy AUD ord 2,749 2,749 |
| BlackRock Advisors(UK)Limited 15-Mar-17 yes |
32.05 on mkt buy AUD ord 4,100 4,100 |
| BlackRock Advisors(UK)Limited 15-Mar-17 yes |
32.05 on mkt buy AUD ord 2,773 2,773 |
| BlackRock Fund Advisors 15-Mar-17 no |
n/a in specie AUD ord 378 378 |
| BlackRock Advisors (UK) Limited 15-Mar-17 no |
n/a collateral transfer AUD ord 56,712 56,712 |
| BlackRock Advisors (UK) Limited 15-Mar-17 no |
n/a collateral transfer AUD ord 15,772 15,772 |
| BlackRock Investment Management (Australia) Limited 16-Mar-17 yes |
31.50 on mkt buy AUD ord 298,417 298,417 |
| BlackRock Advisors(UK)Limited 16-Mar-17 yes |
31.53 on mkt buy AUD ord 3,655 3,655 |
| BlackRock Advisors(UK)Limited 16-Mar-17 yes |
31.53 on mkt buy AUD ord 6,579 6,579 |
| BlackRock Fund Advisors 16-Mar-17 no |
n/a in specie AUD ord 52,624 52,624 |
| BlackRock Investment Management (UK) Limited 17-Mar-17 yes |
31.64 on mkt buy AUD ord 9,481 9,481 |
| BlackRock Advisors(UK)Limited 17-Mar-17 yes |
31.58 on mkt buy AUD ord 79,124 79,124 |
| BlackRock Advisors(UK)Limited 17-Mar-17 yes |
31.58 on mkt buy AUD ord 35,460 35,460 |
| BlackRock Institutional Trust Company, National Association 17-Mar-17 yes |
31.58 on mkt buy AUD ord 88,312 88,312 |
| BlackRock Investment Management (UK) Limited 17-Mar-17 yes |
31.58 on mkt buy AUD ord 12,057 12,057 |
| BlackRock Investment Management (Australia) Limited 17-Mar-17 yes |
31.58 on mkt buy AUD ord 1,501 1,501 |
| BlackRock Asset Management North Asia Limited 17-Mar-17 yes |
31.58 on mkt buy AUD ord 19,885 19,885 |
| BlackRock Fund Advisors 17-Mar-17 no |
n/a in specie AUD ord 70,875 70,875 |
| BlackRock Fund Advisors 17-Mar-17 no |
n/a in specie AUD ord 1,186 1,186 |
| BlackRock Fund Advisors 17-Mar-17 no |
n/a in specie AUD ord 65,780 65,780 |
| BlackRock Advisors (UK) Limited 17-Mar-17 no |
n/a collateral transfer AUD ord 1,411,536 1,411,536 |
| BlackRock Fund Advisors 20-Mar-17 yes |
31.35 on mkt buy AUD ord 315 315 |
| BlackRock Fund Advisors 20-Mar-17 yes |
31.35 on mkt buy AUD ord 5,315 5,315 |
| BlackRock Investment Management (UK) Limited 20-Mar-17 yes |
31.41 on mkt buy AUD ord 4,567 4,567 |
| BlackRock Advisors(UK)Limited 20-Mar-17 yes |
31.41 on mkt buy AUD ord 6,534 6,534 |
| BlackRock Fund Advisors 20-Mar-17 no |
n/a in specie AUD ord 41,475 41,475 |
| BlackRock Fund Advisors 20-Mar-17 no |
n/a in specie AUD ord 16,590 16,590 |
| BlackRock Advisors (UK) Limited 20-Mar-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Asset Management Deutschland AG 21-Mar-17 yes |
31.57 on mkt buy AUD ord 1,802 1,802 |
| BlackRock Investment Management (Australia) Limited 21-Mar-17 yes |
31.48 on mkt buy AUD ord 2,967 2,967 |
| BlackRock Investment Management (Australia) Limited 21-Mar-17 yes |
31.48 on mkt buy AUD ord 494 494 |
| BlackRock Investment Management (UK) Limited 21-Mar-17 yes |
31.53 on mkt buy AUD ord 4,131 4,131 |
| BlackRock Advisors(UK)Limited 21-Mar-17 yes |
31.57 on mkt buy AUD ord 4,031 4,031 |
| BlackRock Investment Management (Australia) Limited 21-Mar-17 yes |
31.57 on mkt buy AUD ord 110,298 110,298 |
| BlackRock Fund Advisors 21-Mar-17 yes |
31.57 on mkt buy AUD ord 5,096 5,096 |
| BlackRock Advisors,LLC 21-Mar-17 yes |
31.57 on mkt buy AUD ord 1,044 1,044 |
page 7 of 14
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 21-Mar-17 no |
n/a in specie AUD ord 14,112 14,112 |
| BlackRock Fund Advisors 21-Mar-17 no |
n/a in specie AUD ord 52,668 52,668 |
| BlackRock Advisors (UK) Limited 21-Mar-17 no |
n/a collateral transfer AUD ord 5,599 5,599 |
| BlackRock Advisors (UK) Limited 21-Mar-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Asset Management Deutschland AG 22-Mar-17 yes |
30.76 on mkt buy AUD ord 2,700 2,700 |
| BlackRock Financial Management,Inc. 22-Mar-17 yes |
30.84 on mkt buy AUD ord 335 335 |
| BlackRock Financial Management,Inc. 22-Mar-17 yes |
30.84 on mkt buy AUD ord 403 403 |
| BlackRock Investment Management,LLC 22-Mar-17 yes |
30.84 on mkt buy AUD ord 7,532 7,532 |
| BlackRock Financial Management,Inc. 22-Mar-17 yes |
30.84 on mkt buy AUD ord 690 690 |
| BlackRock Advisors(UK)Limited 22-Mar-17 yes |
30.76 on mkt buy AUD ord 12,093 12,093 |
| BlackRock Advisors(UK)Limited 22-Mar-17 yes |
30.76 on mkt buy AUD ord 521 521 |
| BlackRock Fund Advisors 22-Mar-17 yes |
30.76 on mkt buy AUD ord 9,846 9,846 |
| BlackRock Investment Management (Australia) Limited 22-Mar-17 yes |
30.76 on mkt buy AUD ord 5,547 5,547 |
| BlackRock Advisors (UK) Limited 22-Mar-17 no |
n/a collateral transfer AUD ord 12 12 |
| BlackRock Asset Management North Asia Limited 23-Mar-17 yes |
30.77 on mkt buy AUD ord 2,226 2,226 |
| BlackRock Advisors,LLC 23-Mar-17 yes |
30.77 on mkt buy AUD ord 17,051 17,051 |
| BlackRock Fund Advisors 23-Mar-17 no |
n/a in specie AUD ord 26,334 26,334 |
| BlackRock Advisors (UK) Limited 23-Mar-17 no |
n/a collateral transfer AUD ord 45,519 45,519 |
| BlackRock Asset Management Deutschland AG 24-Mar-17 yes |
31.36 on mkt buy AUD ord 901 901 |
| BlackRock Investment Management (UK) Limited 24-Mar-17 no |
n/a in specie AUD ord 78,296 78,296 |
| BlackRock Investment Management (UK) Limited 24-Mar-17 no |
n/a in specie AUD ord 73,403 73,403 |
| BlackRock Investment Management (UK) Limited 24-Mar-17 no |
n/a in specie AUD ord 97,351 97,351 |
| BlackRock Institutional Trust Company, National Association 24-Mar-17 yes |
31.36 on mkt buy AUD ord 17,730 17,730 |
| BlackRock Fund Advisors 24-Mar-17 yes |
31.36 on mkt buy AUD ord 22,693 22,693 |
| BlackRock Fund Advisors 24-Mar-17 no |
n/a in specie AUD ord 26,334 26,334 |
| BlackRock Advisors (UK) Limited 24-Mar-17 no |
n/a collateral transfer AUD ord 1,335 1,335 |
| BlackRock Asset Management Deutschland AG 27-Mar-17 yes |
31.45 on mkt buy AUD ord 1,802 1,802 |
| BlackRock Investment Management,LLC 27-Mar-17 yes |
31.00 on mkt buy AUD ord 1,642 1,642 |
| BlackRock Investment Management (UK) Limited 27-Mar-17 yes |
31.41 on mkt buy AUD ord 452,420 452,420 |
| BlackRock Fund Advisors 27-Mar-17 yes |
31.45 on mkt buy AUD ord 4,552 4,552 |
| BlackRock Fund Advisors 27-Mar-17 no |
n/a in specie AUD ord 1,186 1,186 |
| BlackRock Fund Advisors 27-Mar-17 no |
n/a in specie AUD ord 26,334 26,334 |
| BlackRock Investment Management (Australia) Limited 28-Mar-17 yes |
31.93 on mkt buy AUD ord 7,879 7,879 |
| BlackRock Investment Management (Australia) Limited 28-Mar-17 yes |
31.93 on mkt buy AUD ord 283 283 |
| BlackRock Investment Management (Australia) Limited 28-Mar-17 yes |
31.93 on mkt buy AUD ord 424 424 |
| BlackRock Advisors(UK)Limited 28-Mar-17 yes |
31.94 on mkt buy AUD ord 5,809 5,809 |
| BlackRock Advisors(UK)Limited 28-Mar-17 yes |
31.94 on mkt buy AUD ord 17,427 17,427 |
| BlackRock Investment Management (Australia) Limited 28-Mar-17 yes |
31.94 on mkt buy AUD ord 22,205 22,205 |
| BlackRock Investment Management (Australia) Limited 28-Mar-17 yes |
31.94 on mkt buy AUD ord 5,947 5,947 |
| BlackRock Investment Management (Australia) Limited 28-Mar-17 yes |
31.94 on mkt buy AUD ord 3,209 3,209 |
| BlackRock Investment Management (Australia) Limited 28-Mar-17 yes |
31.94 on mkt buy AUD ord 16,147 16,147 |
| BlackRock Fund Advisors 28-Mar-17 yes |
31.94 on mkt buy AUD ord 16,149 16,149 |
| BlackRock Investment Management (UK) Limited 28-Mar-17 yes |
31.92 on mkt buy AUD ord 448,500 448,500 |
| BlackRock Fund Advisors 28-Mar-17 no |
n/a in specie AUD ord 70,875 70,875 |
| BlackRock Advisors (UK) Limited 28-Mar-17 no |
n/a collateral transfer AUD ord 8,000 8,000 |
| BlackRock Advisors (UK) Limited 28-Mar-17 no |
n/a collateral transfer AUD ord 1,334 1,334 |
| BlackRock Asset Management Deutschland AG 29-Mar-17 yes |
32.30 on mkt buy AUD ord 2,706 2,706 |
| BlackRock Asset Management North Asia Limited 29-Mar-17 yes |
31.99 on mkt buy AUD ord 2,975 2,975 |
page 8 of 14
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Limited 29-Mar-17 yes |
32.05 on mkt buy AUD ord 4,300 4,300 |
| BlackRock Fund Advisors 29-Mar-17 no |
n/a in specie AUD ord 41,475 41,475 |
| BlackRock Fund Advisors 29-Mar-17 no |
n/a in specie AUD ord 116,130 116,130 |
| BlackRock Advisors (UK) Limited 29-Mar-17 no |
n/a collateral transfer AUD ord 1,192,030 1,192,030 |
| BlackRock Advisors (UK) Limited 29-Mar-17 no |
n/a collateral transfer AUD ord 1,492 1,492 |
| BlackRock Fund Advisors 30-Mar-17 yes |
32.32 on mkt buy AUD ord 76 76 |
| BlackRock Fund Advisors 30-Mar-17 yes |
32.32 on mkt buy AUD ord 8,960 8,960 |
| BlackRock Fund Advisors 30-Mar-17 yes |
32.32 on mkt buy AUD ord 14,697 14,697 |
| BlackRock Investment Management (Australia) Limited 30-Mar-17 yes |
32.27 on mkt buy AUD ord 51,075 51,075 |
| BlackRock Advisors(UK)Limited 30-Mar-17 yes |
32.29 on mkt buy AUD ord 5,810 5,810 |
| BlackRock Advisors(UK)Limited 30-Mar-17 yes |
32.27 on mkt buy AUD ord 996 996 |
| BlackRock(Netherlands)B.V. 30-Mar-17 yes |
32.27 on mkt buy AUD ord 588 588 |
| BlackRock Fund Advisors 30-Mar-17 yes |
32.27 on mkt buy AUD ord 34,626 34,626 |
| BlackRock Fund Advisors 30-Mar-17 yes |
32.27 on mkt buy AUD ord 4,202 4,202 |
| BlackRock Institutional Trust Company, National Association 30-Mar-17 yes |
32.27 on mkt buy AUD ord 230,632 230,632 |
| BlackRock Institutional Trust Company, National Association 30-Mar-17 yes |
32.27 on mkt buy AUD ord 8,579 8,579 |
| BlackRock Fund Advisors 30-Mar-17 yes |
32.27 on mkt buy AUD ord 20,526 20,526 |
| BlackRock Fund Advisors 30-Mar-17 no |
n/a in specie AUD ord 10,976 10,976 |
| BlackRock Fund Advisors 30-Mar-17 no |
n/a in specie AUD ord 7,840 7,840 |
| BlackRock Fund Advisors 30-Mar-17 no |
n/a in specie AUD ord 91,300 91,300 |
| BlackRock Fund Advisors 30-Mar-17 no |
n/a in specie AUD ord 16,600 16,600 |
| BlackRock Advisors (UK) Limited 30-Mar-17 no |
n/a collateral transfer AUD ord 130,392 130,392 |
| BlackRock Investment Management (UK) Limited 31-Mar-17 yes |
31.82 on mkt buy AUD ord 4,911 4,911 |
| BlackRock Asset Management Deutschland AG 31-Mar-17 yes |
31.82 on mkt buy AUD ord 4,947 4,947 |
| BlackRock Advisors(UK)Limited 31-Mar-17 yes |
31.82 on mkt buy AUD ord 3,447 3,447 |
| BlackRock Advisors(UK)Limited 31-Mar-17 yes |
31.82 on mkt buy AUD ord 10,011 10,011 |
| BlackRock Advisors,LLC 31-Mar-17 yes |
31.82 on mkt buy AUD ord 1,359 1,359 |
| BlackRock Advisors(UK)Limited 31-Mar-17 yes |
31.82 on mkt buy AUD ord 17,430 17,430 |
| BlackRock Institutional Trust Company, National Association 31-Mar-17 yes |
31.82 on mkt buy AUD ord 21,413 21,413 |
| BlackRock Institutional Trust Company, National Association 31-Mar-17 yes |
31.82 on mkt buy AUD ord 8,262 8,262 |
| BlackRock Institutional Trust Company, National Association 31-Mar-17 yes |
31.82 on mkt buy AUD ord 756 756 |
| BlackRock Investment Management (UK) Limited 31-Mar-17 no |
n/a in specie AUD ord 85,745 85,745 |
| BlackRock Fund Advisors 31-Mar-17 no |
n/a in specie AUD ord 71,088 71,088 |
| BlackRock Fund Advisors 31-Mar-17 no |
n/a in specie AUD ord 47,392 47,392 |
| BlackRock Institutional Trust Company, National Association 31-Mar-17 no |
n/a in specie AUD ord 68,395 68,395 |
| BlackRock Advisors (UK) Limited 31-Mar-17 no |
n/a collateral transfer AUD ord 463,468 463,468 |
| BlackRock Investment Management (Australia) Limited 03-Apr-17 yes |
31.97 on mkt buy AUD ord 51,075 51,075 |
| BlackRock Advisors(UK)Limited 03-Apr-17 yes |
31.97 on mkt buy AUD ord 5,886 5,886 |
| BlackRock Advisors,LLC 03-Apr-17 yes |
31.97 on mkt buy AUD ord 4,378 4,378 |
| BlackRock Advisors,LLC 03-Apr-17 yes |
31.97 on mkt buy AUD ord 9,333 9,333 |
| BlackRock Institutional Trust Company, National Association 03-Apr-17 yes |
31.97 on mkt buy AUD ord 24,901 24,901 |
| BlackRock Institutional Trust Company, National Association 03-Apr-17 no |
n/a in specie AUD ord 11,902 11,902 |
| BlackRock Advisors (UK) Limited 03-Apr-17 no |
n/a collateral transfer AUD ord 52,850 52,850 |
| BlackRock Fund Advisors 04-Apr-17 yes |
31.94 on mkt buy AUD ord 261 261 |
| BlackRock Fund Advisors 04-Apr-17 yes |
31.94 on mkt buy AUD ord 6,148 6,148 |
| BlackRock Investment Management (Australia) Limited 04-Apr-17 yes |
31.88 on mkt buy AUD ord 11,122 11,122 |
| BlackRock Investment Management (Australia) Limited 04-Apr-17 yes |
31.88 on mkt buy AUD ord 216 216 |
| BlackRock Advisors(UK)Limited 04-Apr-17 yes |
31.83 on mkt buy AUD ord 5,810 5,810 |
| BlackRock Fund Advisors 04-Apr-17 yes |
31.83 on mkt buy AUD ord 48,496 48,496 |
| BlackRock Investment Management (Australia) Limited 04-Apr-17 yes |
31.83 on mkt buy AUD ord 12,196 12,196 |
| BlackRock Fund Advisors 04-Apr-17 no |
n/a in specie AUD ord 378 378 |
| BlackRock Fund Advisors 04-Apr-17 no |
n/a in specie AUD ord 9,408 9,408 |
| BlackRock Fund Advisors 04-Apr-17 no |
n/a in specie AUD ord 71,175 71,175 |
| BlackRock Fund Advisors 04-Apr-17 no |
n/a in specie AUD ord 16,600 16,600 |
page 9 of 14
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors (UK) Limited 04-Apr-17 no |
n/a collateral transfer AUD ord 1,813,654 1,813,654 |
| BlackRock Advisors (UK) Limited 04-Apr-17 no |
n/a collateral transfer AUD ord 1,114 1,114 |
| BlackRock Asset Management Deutschland AG 05-Apr-17 yes |
31.68 on mkt buy AUD ord 1,806 1,806 |
| BlackRock Asset Management Deutschland AG 05-Apr-17 yes |
31.68 on mkt buy AUD ord 2,396 2,396 |
| BlackRock Investment Management (UK) Limited 05-Apr-17 yes |
32.03 on mkt buy AUD ord 697 697 |
| BlackRock Investment Management (Australia) Limited 05-Apr-17 yes |
31.62 on mkt buy AUD ord 101 101 |
| BlackRock Advisors(UK)Limited 05-Apr-17 yes |
31.68 on mkt buy AUD ord 794 794 |
| BlackRock Fund Advisors 05-Apr-17 yes |
31.68 on mkt buy AUD ord 26,561 26,561 |
| BlackRock Fund Advisors 05-Apr-17 yes |
31.68 on mkt buy AUD ord 14,836 14,836 |
| BlackRock Advisors(UK)Limited 05-Apr-17 yes |
31.68 on mkt buy AUD ord 2,997 2,997 |
| BlackRock(Netherlands)B.V. 05-Apr-17 yes |
31.68 on mkt buy AUD ord 2,349 2,349 |
| BlackRock Fund Advisors 05-Apr-17 no |
n/a in specie AUD ord 33,165 33,165 |
| BlackRock Investment Management (UK) Limited 05-Apr-17 no |
n/a in specie AUD ord 33,533 33,533 |
| BlackRock Fund Advisors 05-Apr-17 no |
n/a in specie AUD ord 49,800 49,800 |
| BlackRock Advisors (UK) Limited 05-Apr-17 no |
n/a collateral transfer AUD ord 41,698 41,698 |
| BlackRock Asset Management Deutschland AG 06-Apr-17 yes |
31.36 on mkt buy AUD ord 2,399 2,399 |
| BlackRock Asset Management North Asia Limited 06-Apr-17 yes |
31.51 on mkt buy AUD ord 257 257 |
| BlackRock Investment Management (UK) Limited 06-Apr-17 yes |
31.37 on mkt buy AUD ord 38,155 38,155 |
| BlackRock Fund Advisors 06-Apr-17 yes |
31.51 on mkt buy AUD ord 6,450 6,450 |
| BlackRock Advisors(UK)Limited 06-Apr-17 yes |
31.36 on mkt buy AUD ord 5,810 5,810 |
| BlackRock Fund Advisors 06-Apr-17 yes |
31.36 on mkt buy AUD ord 21,687 21,687 |
| BlackRock Institutional Trust Company, National Association 06-Apr-17 yes |
31.36 on mkt buy AUD ord 30,845 30,845 |
| BlackRock Institutional Trust Company, National Association 06-Apr-17 yes |
31.36 on mkt buy AUD ord 10,350 10,350 |
| BlackRock Fund Advisors 06-Apr-17 yes |
31.36 on mkt buy AUD ord 27,863 27,863 |
| BlackRock Fund Advisors 06-Apr-17 no |
n/a in specie AUD ord 5,488 5,488 |
| BlackRock Fund Advisors 06-Apr-17 no |
n/a in specie AUD ord 23,755 23,755 |
| BlackRock Advisors (UK) Limited 06-Apr-17 no |
n/a collateral transfer AUD ord 15,200 15,200 |
| BlackRock Advisors (UK) Limited 06-Apr-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Asset Management North Asia Limited 07-Apr-17 yes |
31.32 on mkt buy AUD ord 182 182 |
| BlackRock Advisors(UK)Limited 07-Apr-17 yes |
31.41 on mkt buy AUD ord 4,036 4,036 |
| BlackRock Advisors(UK)Limited 07-Apr-17 yes |
31.41 on mkt buy AUD ord 11,772 11,772 |
| BlackRock Fund Advisors 07-Apr-17 yes |
31.41 on mkt buy AUD ord 34,704 34,704 |
| BlackRock Fund Advisors 07-Apr-17 no |
n/a in specie AUD ord 11,760 11,760 |
| BlackRock Asset Management Deutschland AG 10-Apr-17 yes |
31.70 on mkt buy AUD ord 904 904 |
| BlackRock Investment Management (Australia) Limited 10-Apr-17 yes |
31.53 on mkt buy AUD ord 83 83 |
| BlackRock Fund Advisors 10-Apr-17 yes |
31.53 on mkt buy AUD ord 5,019 5,019 |
| BlackRock Fund Advisors 10-Apr-17 yes |
31.53 on mkt buy AUD ord 254 254 |
| BlackRock Fund Advisors 10-Apr-17 yes |
31.70 on mkt buy AUD ord 26,395 26,395 |
| BlackRock Advisors(UK)Limited 10-Apr-17 yes |
31.70 on mkt buy AUD ord 5,083 5,083 |
| BlackRock Fund Advisors 10-Apr-17 no |
n/a in specie AUD ord 7,840 7,840 |
| BlackRock Fund Advisors 10-Apr-17 no |
n/a in specie AUD ord 66,395 66,395 |
| BlackRock Fund Advisors 10-Apr-17 no |
n/a in specie AUD ord 33,200 33,200 |
| BlackRock Advisors (UK) Limited 10-Apr-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Investment Management (UK) Limited 11-Apr-17 yes |
31.60 on mkt buy AUD ord 1,197 1,197 |
| BlackRock Fund Advisors 11-Apr-17 yes |
31.60 on mkt buy AUD ord 162 162 |
| BlackRock Institutional Trust Company, National Association 11-Apr-17 yes |
31.60 on mkt buy AUD ord 223 223 |
| BlackRock Investment Management (Australia) Limited 11-Apr-17 yes |
31.84 on mkt buy AUD ord 7,924 7,924 |
| BlackRock Investment Management (Australia) Limited 11-Apr-17 yes |
31.84 on mkt buy AUD ord 446 446 |
| BlackRock Advisors,LLC 11-Apr-17 yes |
31.81 on mkt buy AUD ord 13,883 13,883 |
| BlackRock Advisors(UK)Limited 11-Apr-17 yes |
31.81 on mkt buy AUD ord 5,810 5,810 |
| BlackRock Advisors(UK)Limited 11-Apr-17 yes |
31.81 on mkt buy AUD ord 4,045 4,045 |
| BlackRock Fund Advisors 11-Apr-17 yes |
31.81 on mkt buy AUD ord 5,285 5,285 |
| BlackRock Fund Advisors 11-Apr-17 no |
n/a in specie AUD ord 11,125 11,125 |
page 10 of 14
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors (UK) Limited 11-Apr-17 no |
n/a collateral transfer AUD ord 1,653,227 1,653,227 |
| BlackRock Japan Co.,Ltd. 12-Apr-17 yes |
32.13 on mkt buy AUD ord 494 494 |
| BlackRock Investment Management (Australia) Limited 12-Apr-17 yes |
32.13 on mkt buy AUD ord 21,720 21,720 |
| BlackRock Fund Advisors 12-Apr-17 yes |
32.13 on mkt buy AUD ord 14,821 14,821 |
| BlackRock Asset Management Canada Limited 12-Apr-17 yes |
32.13 on mkt buy AUD ord 7,228 7,228 |
| BlackRock Institutional Trust Company, National Association 12-Apr-17 yes |
32.13 on mkt buy AUD ord 8,649 8,649 |
| BlackRock Investment Management (Australia) Limited 12-Apr-17 yes |
32.13 on mkt buy AUD ord 3,336 3,336 |
| BlackRock Fund Advisors 12-Apr-17 no |
n/a in specie AUD ord 8,860 8,860 |
| BlackRock Fund Advisors 12-Apr-17 no |
n/a in specie AUD ord 110,750 110,750 |
| BlackRock Fund Advisors 12-Apr-17 no |
n/a in specie AUD ord 13,290 13,290 |
| BlackRock Fund Advisors 12-Apr-17 no |
n/a in specie AUD ord 3,920 3,920 |
| BlackRock Asset Management North Asia Limited 13-Apr-17 yes |
32.13 on mkt buy AUD ord 75 75 |
| BlackRock Fund Advisors 13-Apr-17 yes |
32.13 on mkt buy AUD ord 5,616 5,616 |
| BlackRock Investment Management (Australia) Limited 13-Apr-17 yes |
31.90 on mkt buy AUD ord 40,836 40,836 |
| BlackRock Investment Management (Australia) Limited 13-Apr-17 yes |
31.90 on mkt buy AUD ord 10,209 10,209 |
| BlackRock Institutional Trust Company, National Association 13-Apr-17 yes |
31.90 on mkt buy AUD ord 2,200 2,200 |
| BlackRock Institutional Trust Company, National Association 13-Apr-17 yes |
31.90 on mkt buy AUD ord 63,725 63,725 |
| BlackRock Fund Advisors 13-Apr-17 no |
n/a in specie AUD ord 55,500 55,500 |
| BlackRock Advisors (UK) Limited 13-Apr-17 no |
n/a collateral transfer AUD ord 125,474 125,474 |
| BlackRock Advisors (UK) Limited 13-Apr-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Advisors (UK) Limited 14-Apr-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Advisors (UK) Limited 17-Apr-17 no |
n/a collateral transfer AUD ord 135,504 135,504 |
| BlackRock Fund Advisors 18-Apr-17 yes |
32.01 on mkt buy AUD ord 14,468 14,468 |
| BlackRock Investment Management (Australia) Limited 18-Apr-17 yes |
31.62 on mkt buy AUD ord 678 678 |
| BlackRock Advisors,LLC 18-Apr-17 yes |
31.68 on mkt buy AUD ord 1,017 1,017 |
| BlackRock Institutional Trust Company, National Association 18-Apr-17 yes |
31.68 on mkt buy AUD ord 2,634 2,634 |
| BlackRock Investment Management (Australia) Limited 18-Apr-17 yes |
31.62 on mkt buy AUD ord 8,996 8,996 |
| BlackRock Investment Management (Australia) Limited 18-Apr-17 yes |
31.62 on mkt buy AUD ord 217 217 |
| BlackRock Investment Management (Australia) Limited 18-Apr-17 yes |
31.62 on mkt buy AUD ord 699 699 |
| BlackRock Investment Management (Australia) Limited 18-Apr-17 yes |
31.66 on mkt buy AUD ord 40,836 40,836 |
| BlackRock Investment Management (UK) Limited 18-Apr-17 yes |
31.66 on mkt buy AUD ord 2,870 2,870 |
| BlackRock(Netherlands)B.V. 18-Apr-17 yes |
31.66 on mkt buy AUD ord 701 701 |
| BlackRock Fund Advisors 18-Apr-17 yes |
31.66 on mkt buy AUD ord 10,531 10,531 |
| BlackRock Financial Management,Inc. 18-Apr-17 yes |
31.66 on mkt buy AUD ord 572 572 |
| BlackRock Fund Advisors 18-Apr-17 no |
n/a in specie AUD ord 21,032 21,032 |
| BlackRock Financial Management,Inc. 19-Apr-17 yes |
31.29 on mkt buy AUD ord 2,152 2,152 |
| BlackRock Institutional Trust Company, National Association 19-Apr-17 yes |
31.29 on mkt buy AUD ord 945 945 |
| BlackRock Asset Management North Asia Limited 19-Apr-17 yes |
31.40 on mkt buy AUD ord 28,278 28,278 |
| BlackRock International Limited 19-Apr-17 yes |
31.29 on mkt buy AUD ord 1,590 1,590 |
| BlackRock Financial Management,Inc. 19-Apr-17 yes |
31.29 on mkt buy AUD ord 6,068 6,068 |
| BlackRock Investment Management,LLC 19-Apr-17 yes |
31.29 on mkt buy AUD ord 4,181 4,181 |
| BlackRock Financial Management,Inc. 19-Apr-17 yes |
31.29 on mkt buy AUD ord 3,218 3,218 |
| BlackRock Advisors(UK)Limited 19-Apr-17 yes |
31.16 on mkt buy AUD ord 5,810 5,810 |
| BlackRock Fund Advisors 19-Apr-17 yes |
31.16 on mkt buy AUD ord 2,088 2,088 |
| BlackRock Investment Management (UK) Limited 19-Apr-17 no |
n/a in specie AUD ord 247,131 247,131 |
| BlackRock Fund Advisors 19-Apr-17 no |
n/a in specie AUD ord 26,640 26,640 |
| BlackRock Advisors (UK) Limited 19-Apr-17 no |
n/a collateral transfer AUD ord 536,261 536,261 |
| BlackRock Investment Management (UK) Limited 20-Apr-17 yes |
31.41 on mkt buy AUD ord 20,287 20,287 |
| BlackRock Institutional Trust Company, National Association 20-Apr-17 yes |
31.47 on mkt buy AUD ord 119,491 119,491 |
page 11 of 14
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors,LLC 20-Apr-17 yes |
31.54 on mkt buy AUD ord 15,049 15,049 |
| BlackRock Advisors(UK)Limited 20-Apr-17 no |
n/a in specie AUD ord 14,494 14,494 |
| BlackRock Advisors (UK) Limited 20-Apr-17 no |
n/a collateral transfer AUD ord 156,731 156,731 |
| BlackRock Advisors (UK) Limited 20-Apr-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Asset Management Deutschland AG 21-Apr-17 yes |
31.81 on mkt buy AUD ord 3,580 3,580 |
| BlackRock Fund Advisors 21-Apr-17 yes |
31.85 on mkt buy AUD ord 173 173 |
| BlackRock Fund Advisors 21-Apr-17 yes |
31.85 on mkt buy AUD ord 41,745 41,745 |
| BlackRock Advisors,LLC 21-Apr-17 yes |
31.81 on mkt buy AUD ord 1,671 1,671 |
| BlackRock Investment Management (UK) Limited 21-Apr-17 no |
n/a in specie AUD ord 20,338 20,338 |
| BlackRock Investment Management (UK) Limited 21-Apr-17 no |
n/a in specie AUD ord 93,657 93,657 |
| BlackRock Advisors (UK) Limited 21-Apr-17 no |
n/a collateral transfer AUD ord 283,164 283,164 |
| BlackRock Advisors (UK) Limited 21-Apr-17 no |
n/a collateral transfer AUD ord 301 301 |
| BlackRock Advisors(UK)Limited 24-Apr-17 yes |
31.98 on mkt buy AUD ord 5,886 5,886 |
| BlackRock Advisors(UK)Limited 24-Apr-17 yes |
31.98 on mkt buy AUD ord 3,271 3,271 |
| BlackRock Investment Management,LLC 24-Apr-17 yes |
31.98 on mkt buy AUD ord 9,535 9,535 |
| BlackRock Fund Advisors 24-Apr-17 yes |
31.98 on mkt buy AUD ord 14,266 14,266 |
| BlackRock Investment Management (UK) Limited 24-Apr-17 no |
n/a in specie AUD ord 220,785 220,785 |
| BlackRock Advisors (UK) Limited 24-Apr-17 no |
n/a collateral transfer AUD ord 0 0 |
| BlackRock Asset Management Deutschland AG 25-Apr-17 yes |
31.98 on mkt buy AUD ord 896 896 |
| BlackRock Fund Advisors 25-Apr-17 no |
n/a in specie AUD ord 378 378 |
| BlackRock Asset Management Deutschland AG 26-Apr-17 yes |
31.98 on mkt buy AUD ord 4,480 4,480 |
| BlackRock Investment Management,LLC 26-Apr-17 yes |
32.15 on mkt buy AUD ord 723 723 |
| BlackRock Fund Advisors 26-Apr-17 yes |
32.40 on mkt buy AUD ord 3,891 3,891 |
| BlackRock Advisors(UK)Limited 26-Apr-17 yes |
32.40 on mkt buy AUD ord 27,580 27,580 |
| BlackRock Fund Advisors 26-Apr-17 yes |
32.40 on mkt buy AUD ord 273 273 |
| BlackRock Institutional Trust Company, National Association 26-Apr-17 yes |
32.40 on mkt buy AUD ord 19,871 19,871 |
| BlackRock Fund Advisors 26-Apr-17 no |
n/a in specie AUD ord 19,467 19,467 |
| BlackRock Advisors(UK)Limited 26-Apr-17 no |
n/a in specie AUD ord 18,609 18,609 |
| BlackRock Advisors (UK) Limited 26-Apr-17 no |
n/a collateral transfer AUD ord 351,298 351,298 |
| BlackRock Asset Management Deutschland AG 27-Apr-17 yes |
32.66 on mkt buy AUD ord 7,120 7,120 |
| BlackRock Fund Advisors 27-Apr-17 yes |
32.40 on mkt buy AUD ord 254 254 |
| BlackRock Fund Advisors 27-Apr-17 no |
n/a in specie AUD ord 19,548 19,548 |
| BlackRock Fund Advisors 27-Apr-17 no |
n/a in specie AUD ord 1,186 1,186 |
| BlackRock Advisors (UK) Limited 27-Apr-17 no |
n/a collateral transfer AUD ord 2,196,928 2,196,928 |
| BlackRock Advisors (UK) Limited 27-Apr-17 no |
n/a collateral transfer AUD ord 28,520 28,520 |
| BlackRock Financial Management,Inc. 28-Apr-17 yes |
32.70 on mkt buy AUD ord 889 889 |
| BlackRock Financial Management,Inc. 28-Apr-17 yes |
32.70 on mkt buy AUD ord 28,961 28,961 |
| BlackRock Financial Management,Inc. 28-Apr-17 yes |
32.70 on mkt buy AUD ord 9,511 9,511 |
| BlackRock Investment Management,LLC 28-Apr-17 yes |
32.70 on mkt buy AUD ord 868 868 |
| BlackRock Investment Management (UK) Limited 28-Apr-17 yes |
32.70 on mkt buy AUD ord 766 766 |
| BlackRock Institutional Trust Company, National Association 28-Apr-17 yes |
32.70 on mkt buy AUD ord 56,146 56,146 |
| BlackRock Institutional Trust Company, National Association 28-Apr-17 yes |
32.70 on mkt buy AUD ord 2,153 2,153 |
| BlackRock Institutional Trust Company, National Association 28-Apr-17 yes |
32.70 on mkt buy AUD ord 5,067 5,067 |
| BlackRock Institutional Trust Company, National Association 28-Apr-17 yes |
32.70 on mkt buy AUD ord 27,060 27,060 |
| BlackRock Institutional Trust Company, National Association 28-Apr-17 yes |
32.70 on mkt buy AUD ord 12,481 12,481 |
| BlackRock Advisors(UK)Limited 28-Apr-17 yes |
32.76 on mkt buy AUD ord 4,049 4,049 |
| BlackRock Advisors(UK)Limited 28-Apr-17 yes |
32.76 on mkt buy AUD ord 1,592 1,592 |
| BlackRock Investment Management (Australia) Limited 28-Apr-17 yes |
32.76 on mkt buy AUD ord 23,723 23,723 |
| BlackRock Fund Advisors 28-Apr-17 yes |
32.76 on mkt buy AUD ord 23,042 23,042 |
| BlackRock Institutional Trust Company, National Association 28-Apr-17 yes |
32.76 on mkt buy AUD ord 11,909 11,909 |
| BlackRock Fund Advisors 28-Apr-17 no |
n/a in specie AUD ord 21,720 21,720 |
| BlackRock Fund Advisors 28-Apr-17 no |
n/a in specie AUD ord 18,403 18,403 |
page 12 of 14
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 28-Apr-17 no |
n/a in specie AUD ord 41,689 41,689 |
| BlackRock Advisors (UK) Limited 28-Apr-17 no |
n/a collateral transfer AUD ord 1,036 1,036 |
| BlackRock Investment Management (UK) Limited 01-May-17 yes |
32.75 on mkt buy AUD ord 7,457 7,457 |
| BlackRock Asset Management Canada Limited 01-May-17 yes |
32.75 on mkt buy AUD ord 10,389 10,389 |
| BlackRock Investment Management (UK) Limited 01-May-17 yes |
32.91 on mkt buy AUD ord 3,700 3,700 |
| BlackRock Investment Management (Australia) Limited 01-May-17 yes |
32.95 on mkt buy AUD ord 40,582 40,582 |
| BlackRock Investment Management,LLC 01-May-17 yes |
32.95 on mkt buy AUD ord 6,613 6,613 |
| BlackRock Investment Management (Australia) Limited 01-May-17 yes |
32.95 on mkt buy AUD ord 20,072 20,072 |
| BlackRock Advisors(UK)Limited 01-May-17 yes |
32.95 on mkt buy AUD ord 9,260 9,260 |
| BlackRock Investment Management (Australia) Limited 01-May-17 yes |
32.95 on mkt buy AUD ord 10,800 10,800 |
| BlackRock Investment Management (Australia) Limited 01-May-17 yes |
32.95 on mkt buy AUD ord 125 125 |
| BlackRock Advisors (UK) Limited 01-May-17 no |
n/a collateral transfer AUD ord 19,180 19,180 |
| BlackRock Asset Management Canada Limited 02-May-17 yes |
32.15 on mkt buy AUD ord 981 981 |
| BlackRock Fund Advisors 02-May-17 yes |
32.15 on mkt buy AUD ord 3,107 3,107 |
| BlackRock Investment Management (Australia) Limited 02-May-17 yes |
32.14 on mkt buy AUD ord 791 791 |
| BlackRock Financial Management,Inc. 02-May-17 yes |
32.14 on mkt buy AUD ord 3,141 3,141 |
| BlackRock Financial Management,Inc. 02-May-17 yes |
32.14 on mkt buy AUD ord 981 981 |
| BlackRock Institutional Trust Company, National Association 02-May-17 yes |
32.14 on mkt buy AUD ord 2,899 2,899 |
| BlackRock Advisors(UK)Limited 02-May-17 yes |
32.25 on mkt buy AUD ord 35,953 35,953 |
| BlackRock Advisors(UK)Limited 02-May-17 yes |
32.25 on mkt buy AUD ord 37,528 37,528 |
| BlackRock Fund Advisors 02-May-17 yes |
32.25 on mkt buy AUD ord 46,848 46,848 |
| BlackRock Advisors,LLC 02-May-17 yes |
32.25 on mkt buy AUD ord 21,483 21,483 |
| BlackRock Investment Management (UK) Limited 02-May-17 no |
n/a in specie AUD ord 44,862 44,862 |
| BlackRock Fund Advisors 02-May-17 no |
n/a in specie AUD ord 11,120 11,120 |
| BlackRock Asset Management Deutschland AG 03-May-17 yes |
31.35 on mkt buy AUD ord 891 891 |
| BlackRock Asset Management Deutschland AG 03-May-17 yes |
31.35 on mkt buy AUD ord 2,347 2,347 |
| BlackRock Advisors(UK)Limited 03-May-17 yes |
31.35 on mkt buy AUD ord 1,322 1,322 |
| BlackRock Fund Advisors 03-May-17 no |
n/a in specie AUD ord 53,252 53,252 |
| BlackRock Financial Management,Inc. 04-May-17 yes |
30.86 on mkt buy AUD ord 3,749 3,749 |
| BlackRock Financial Management,Inc. 04-May-17 yes |
30.86 on mkt buy AUD ord 1,206 1,206 |
| BlackRock Institutional Trust Company, National Association 04-May-17 yes |
30.86 on mkt buy AUD ord 4,835 4,835 |
| BlackRock Institutional Trust Company, National Association 04-May-17 yes |
30.86 on mkt buy AUD ord 3,642 3,642 |
| BlackRock Investment Management (UK) Limited 04-May-17 yes |
30.70 on mkt buy AUD ord 8,930 8,930 |
| BlackRock Advisors(UK)Limited 04-May-17 yes |
30.83 on mkt buy AUD ord 5,845 5,845 |
| BlackRock Investment Management (Australia) Limited 04-May-17 yes |
30.83 on mkt buy AUD ord 90,256 90,256 |
| BlackRock Fund Advisors 04-May-17 no |
n/a in specie AUD ord 4,344 4,344 |
| BlackRock Asset Management Deutschland AG 05-May-17 yes |
30.65 on mkt buy AUD ord 4,455 4,455 |
| BlackRock Fund Advisors 05-May-17 yes |
30.90 on mkt buy AUD ord 93 93 |
| BlackRock Fund Advisors 05-May-17 no |
n/a in specie AUD ord 44,020 44,020 |
| BlackRock Fund Advisors 05-May-17 no |
n/a in specie AUD ord 133,168 133,168 |
| BlackRock Asset Management Deutschland AG 08-May-17 yes |
29.95 on mkt buy AUD ord 1,782 1,782 |
| BlackRock Asset Management Deutschland AG 08-May-17 yes |
29.95 on mkt buy AUD ord 891 891 |
| BlackRock Asset Management Deutschland AG 08-May-17 yes |
29.95 on mkt buy AUD ord 2,349 2,349 |
| BlackRock Institutional Trust Company, National Association 08-May-17 no |
n/a in specie AUD ord 15,282 15,282 |
| BlackRock Investment Management (UK) Limited 08-May-17 yes |
30.16 on mkt buy AUD ord 13,825 13,825 |
| BlackRock Asset Management North Asia Limited 08-May-17 yes |
30.16 on mkt buy AUD ord 337 337 |
| BlackRock Fund Advisors 08-May-17 yes |
30.16 on mkt buy AUD ord 29,296 29,296 |
| BlackRock Advisors(UK)Limited 08-May-17 yes |
29.95 on mkt buy AUD ord 1,044 1,044 |
page 13 of 14
ANZ
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 08-May-17 yes |
29.95 on mkt buy AUD ord 34,713 34,713 |
| BlackRock Advisors,LLC 08-May-17 yes |
29.95 on mkt buy AUD ord 1,241 1,241 |
| BlackRock Investment Management (UK) Limited 08-May-17 no |
n/a in specie AUD ord 214,293 214,293 |
| BlackRock Fund Advisors 08-May-17 no |
n/a in specie AUD ord 39,939 39,939 |
| BlackRock Fund Advisors 08-May-17 no |
n/a in specie AUD ord 25,017 25,017 |
| BlackRock Fund Advisors 09-May-17 yes |
29.16 on mkt buy AUD ord 78,059 78,059 |
| BlackRock Advisors(UK)Limited 09-May-17 yes |
29.16 on mkt buy AUD ord 5,846 5,846 |
| BlackRock Fund Advisors 09-May-17 no |
n/a in specie AUD ord 378 378 |
| BlackRock Fund Advisors 09-May-17 no |
n/a in specie AUD ord 7,240 7,240 |
| BlackRock Fund Advisors 09-May-17 no |
n/a in specie AUD ord 3,920 3,920 |
| BlackRock Fund Advisors 09-May-17 no |
n/a in specie AUD ord 19,600 19,600 |
| BlackRock Fund Advisors 09-May-17 no |
n/a in specie AUD ord 17,608 17,608 |
| BlackRock Fund Advisors 09-May-17 no |
n/a in specie AUD ord 25,017 25,017 |
| BlackRock Fund Advisors 09-May-17 no |
n/a in specie AUD ord 41,695 41,695 |
| BlackRock Investment Management,LLC 10-May-17 yes |
29.21 on mkt buy AUD ord 247 247 |
| BlackRock Fund Advisors 10-May-17 yes |
28.59 on mkt buy AUD ord 254 254 |
| BlackRock Investment Management,LLC 10-May-17 yes |
28.59 on mkt buy AUD ord 892 892 |
| BlackRock Fund Advisors 10-May-17 yes |
29.39 on mkt buy AUD ord 21,695 21,695 |
| BlackRock Advisors,LLC 10-May-17 yes |
29.39 on mkt buy AUD ord 22,816 22,816 |
| BlackRock Fund Advisors 10-May-17 no |
n/a in specie AUD ord 16,678 16,678 |
| BlackRock Fund Advisors 10-May-17 no |
n/a in specie AUD ord 12,432 12,432 |
| BlackRock Fund Advisors 10-May-17 no |
n/a in specie AUD ord 41,695 41,695 |
| BlackRock Asset Management Deutschland AG 11-May-17 yes |
29.30 on mkt buy AUD ord 1,784 1,784 |
| BlackRock Asset Management Deutschland AG 11-May-17 yes |
29.30 on mkt buy AUD ord 1,784 1,784 |
| BlackRock Institutional Trust Company, National Association 11-May-17 yes |
29.30 on mkt buy AUD ord 48,928 48,928 |
| BlackRock Fund Advisors 11-May-17 yes |
29.30 on mkt buy AUD ord 9,191 9,191 |
| BlackRock Institutional Trust Company, National Association 11-May-17 yes |
29.30 on mkt buy AUD ord 6,015 6,015 |
| BlackRock Fund Advisors 11-May-17 no |
n/a in specie AUD ord 4,704 4,704 |
| BlackRock Fund Advisors 11-May-17 no |
n/a in specie AUD ord 16,678 16,678 |
| BlackRock Institutional Trust Company, National Association 11-May-17 no |
n/a in specie AUD ord 19,082 19,082 |
| BlackRock Advisors (UK) Limited 11-May-17 no |
n/a collateral transfer AUD ord 91,218 91,218 |
| BlackRock Asset Management Deutschland AG 12-May-17 yes |
29.22 on mkt buy AUD ord 2,351 2,351 |
| BlackRock Fund Advisors 12-May-17 yes |
29.28 on mkt buy AUD ord 3,936 3,936 |
| BlackRock Fund Advisors 12-May-17 yes |
29.28 on mkt buy AUD ord 254 254 |
| BlackRock Advisors(UK)Limited 12-May-17 yes |
29.24 on mkt buy AUD ord 35,112 35,112 |
| BlackRock Advisors,LLC 12-May-17 yes |
29.22 on mkt buy AUD ord 57,887 57,887 |
| BlackRock Advisors(UK)Limited 12-May-17 yes |
29.22 on mkt buy AUD ord 17,763 17,763 |
| BlackRock Advisors(UK)Limited 12-May-17 yes |
29.22 on mkt buy AUD ord 1,013 1,013 |
| BlackRock Advisors(UK)Limited 12-May-17 yes |
29.22 on mkt buy AUD ord 6,606 6,606 |
| BlackRock Fund Advisors 12-May-17 yes |
29.22 on mkt buy AUD ord 29,392 29,392 |
| BlackRock Institutional Trust Company, National Association 12-May-17 yes |
29.22 on mkt buy AUD ord 4,131 4,131 |
| BlackRock Fund Advisors 12-May-17 no |
n/a in specie AUD ord 58,373 58,373 |
| BlackRock Fund Advisors 12-May-17 no |
n/a in specie AUD ord 16,678 16,678 |
| BlackRock Advisors (UK) Limited 12-May-17 no |
n/a collateral transfer AUD ord 3,795,644 3,795,644 |
page 14 of 14
ANZ
Annexure C
This is Annexure C of 1 pages referred to in form 603 Notice of initial substantial shareholder
16-May-17
Dennis Ivers, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street |
| New York NY 10055 USA | |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor |
| Amstelplein | |
| Amsterdam Netherlands | |
| BlackRock (Singapore) Limited | 20 Anson Road #18-01 |
| 079912 Singapore | |
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue. |
| London, EC2N 2DL, | |
| United Kingdom | |
| BlackRock Advisors, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 |
| Toronto, Ontario M5J 2S1 | |
| Canada | |
| BlackRock Asset Management Deutschland AG | Max-Joseph-Straße 6 |
| D-80333 Munich,Germany | |
| BlackRock Asset Management North Asia Limited | 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower, |
| 3 Garden Road,Central,HongKong | |
| BlackRock Financial Management, Inc. | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco, CA, 94105 | |
| United States | |
| BlackRock Institutional Trust Company, National | 1225 17th Street, |
| Association | Suite 300, |
| Denver,CO 80202(Colorado,USA) | |
| BlackRock International Limited | Exchange Place One, |
| 1 Semple Street, | |
| Edinburgh, EH3 8BL, | |
| United Kingdom(Scotland,United Kingdom) | |
| BlackRock Investment Management (Australia) Limited | Level 26, 101 Collins Street |
| Melbourne VIC 3000 | |
| Australia(Victoria,Australia) | |
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue |
| London EC2N 2DL | |
| United Kingdom | |
| BlackRock Investment Management, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Japan Co., Ltd. | Marunouchi Trust Tower Main, |
| 1-8-3 Marunouchi, | |
| Chiyoda-ku,Tokyo 100-8217(Japan) |
page 1 of 1
ANZ
Annexure D
This is Annexure D of 1 page referred to in form 603 Notice of initial substantial shareholder
| 16-May-17 Dennis Ivers, Authorised Signatory Date |
16-May-17 Dennis Ivers, Authorised Signatory Date |
|---|---|
| Type of agreement: | Global Master Securities Lending Agreement |
| Parties to agreement: | Party A - Citigroup Global Markets Limited Party B - HSBC Institutional Trust Services (Asia) Limited |
| Transfer date: | Refer to Annexure B (transactions identified as collateral transfers) |
| Holder of voting rights: | BlackRock Asset Management North Asia Limited (as investment manager for the funds) |
| Are there any restrictions on voting rights? If yes, detail |
Yes. Unless otherwise agreed between the parties, the Registered Owner will not exercise any voting rights. |
| Scheduled return date (if any): | Not applicable. |
| Does the borrower have the right to return early? If yes, detail |
Yes. Upon an Event of Default under the GMSLA, the GMSLA provides, broadly, that both parties payment and delivery obligations will be accelerated and replaced with an obligation of one party to pay a single cash sum to the other determined in accordance with the provisions of the GMSLA (as modified by the Annex). The GMSLA provides that the parties’ right to terminate the Agreement upon notice will not affect the parties’ existing obligations in respect of any outstanding loans of securities. The Annex amended and restricted the Borrower's termination rights – i.e. Borrower may not have the right to terminate and return the borrowed securities - as the Borrower was to borrow the securities issued by it (or its sister company) to provide protection against the insolvency of the issuer and so usual rights of termination in a GMSLA were restricted. Subject to the terms of the relevant Loan, the Borrower, may early terminate a Loan and return Equivalent Securities at any time provided that it “shall cease to have such entitlement if an Act of Insolvency with respect to any Security Issuer or any of the Borrower’s or any Security Issuer’s affiliates has occurred, or any such person takes any steps preparatory to any of the matters which would constitute an Act of Insolvency |
| Does the lender have the right to recall early? If yes, detail |
Yes, at notice. |
| Will the securities be returned on settlement? If yes, detail any exceptions |
Yes. |
A copy of this agreement will be provided to AUSTRALIA & NEW ZEALAND BANKING GROUP LTD or the Australian Securities and Investments Commission upon request.
ANZ page 1 of 1