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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2017

Sep 27, 2017

10425_rns_2017-09-27_6beccb2f-c7b2-4cac-a809-133857ad5c3c.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 28 September 2017

The previous notice was given to the ASX on: 15 September 2017

The previous notice was dated: 15 September 2017

2. Issued Share Capital

2,937,415,327 fully paid Ordinary Shares in the capital of ANZ have been issued as at 27 September 2017.

The aggregated number and percentage of shares in each class of voting shares in ANZ 3(a). Previous and in respect of which its controlled entities have power to control voting or disposal and present aggregated % voting shares underlying derivatives, when last required, and when now required, to of Voting Shares give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 21,727,823 0.74% 21,906,922 0.75%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Class of Shares Previous Notice Previous Notice Previous Notice Present Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 21,727,823 0.74% 21,906,922 0.75%
4. Details of Controlled
Entity Holdings
The following controlled entities are
paragraph 3 above.
the holders in the Voting Shares referred to in
% of Total Shares
0.00%
0.00%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
95,981 0.00%
Reserve Bank of NZ ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
51,180 0.00%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ NZ Investments Nominees
/ Reserve Bank of NZ /
Citicorp Nominees
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
6,019 0.00%
JP Morgan Chase Bank ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
1,197,319 0.04%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
345,379 0.01%
ANZ Custodial Services New
Zealand Limited
ANZ Custodial Services New
Zealand Limited as trustee for
variousprivate clients
956,289 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Wholesale Protected Aus 50 Trust
17,516 0.00%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
1,299,833 0.05%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool
674,980 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Tax
Effective Income Trust
379,128 0.01%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust
54,222 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
1,332,722 0.05%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX WHOLESALE AUSTRALIAN
SHARES TRUST ARNHEM 130/30
562,626 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OPTIMIX
WHOLESALE AUSTRALIAN SHARES
TRUST - VINVA
639,869 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Optimix
Wholesale Australian Share Trust
1,091,971 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool
11,097,356 0.38%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool
906,249 0.03%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Passive Defensive Pool
0 0.00%
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd
0 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entity for Grow Wrap
ADG
44,608 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entity for Dominion
13,566 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entity for FSP
53,498 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entity for Mentor
8,426 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entity for Matrix
14,854 0.00%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entity for Voyage
392,445 0.02%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entity for Wealthtrac
124,129 0.01%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entity for Portfolio
One
546,757 0.02%
Aggregation 21,906,922 0.75%

5. Changes in Voting Shares

Particulars of change in voting shares in ANZ in respect of which its controlled entities are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation
to change ($)
Class of Share Number of
Shares
15/09/2017 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 1,225.49 Ordinary fully
paid
41
15/09/2017 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market purchase 996,876.57 Ordinary fully
paid
33,359
15/09/2017 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares -
Imputation
Index Pool
On-market purchase 26,655.90 Ordinary fully
paid
892
15/09/2017 OnePath
Custodians Pty
Ltd as
responsible
entity for
Matrix
On-market sale 7,886.31 Ordinary fully
paid
-263
18/09/2017 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market purchase 19,004.36 Ordinary fully
paid
630
18/09/2017 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 5,067.05 Ordinary fully
paid
-169
19/09/2017 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 8,399.31 Ordinary fully
paid
-278
19/09/2017 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
Off-market transfer Nil Ordinary fully
paid
-1,259
19/09/2017 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
Off-market transfer 35,004.36 Ordinary fully
paid
1,259
19/09/2017 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market purchase 6,648.40 Ordinary fully
paid
220
20/09/2017 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and /
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
17,202
20/09/2017 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 6,394.98 Ordinary fully
paid
-213
20/09/2017 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
Off-market transfer 12,598.69 Ordinary fully
paid
390
20/09/2017 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market purchase 13,760.83 Ordinary fully
paid
458
20/09/2017 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 3,448.85 Ordinary fully
paid
-116
20/09/2017 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
Off-market transfer Nil Ordinary fully
paid
-390
21/09/2017 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and /
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
93
21/09/2017 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 5,041.11 Ordinary fully
paid
-170
21/09/2017 OnePath
Custodians Pty
Ltd as
responsible
entity for
PortfolioOne
On-market sale 9,926.20 Ordinary fully
paid
-335
21/09/2017 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market purchase 77,930.87 Ordinary fully
paid
2,613
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 1,542.66 Ordinary fully
paid
47
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 5,204.12 Ordinary fully
paid
158
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 1,050.32 Ordinary fully
paid
32
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 3,557.25 Ordinary fully
paid
108
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 393.87 Ordinary fully
paid
12
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 1,482.18 Ordinary fully
paid
45
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 196.94 Ordinary fully
paid
6
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 691.68 Ordinary fully
paid
21
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 1,181.61 Ordinary fully
paid
-36
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 1,214.44 Ordinary fully
paid
-37
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 32.82 Ordinary fully
paid
-1
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 2,166.29 Ordinary fully
paid
-66
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 787.74 Ordinary fully
paid
-24
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 1,509.84 Ordinary fully
paid
46
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 5,138.24 Ordinary fully
paid
156
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 2,166.29 Ordinary fully
paid
-66
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 656.45 Ordinary fully
paid
-20
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 1,312.90 Ordinary fully
paid
-40
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 951.86 Ordinary fully
paid
29
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 3,425.50 Ordinary fully
paid
104
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 3,347.90 Ordinary fully
paid
102
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 11,561.05 Ordinary fully
paid
351
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 426.69 Ordinary fully
paid
13
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 1,613.93 Ordinary fully
paid
49
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 1,181.61 Ordinary fully
paid
36
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 3,985.43 Ordinary fully
paid
121
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 656.45 Ordinary fully
paid
20
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 2,305.63 Ordinary fully
paid
70
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 590.81 Ordinary fully
paid
18
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 2,075.06 Ordinary fully
paid
63
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 525.16 Ordinary fully
paid
-16
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 1,083.14 Ordinary fully
paid
-33
21/09/2017 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 722.10 Ordinary fully
paid
-22
22/09/2017 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “Plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and /
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
-81
22/09/2017 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 12,691.77 Ordinary fully
paid
-424
22/09/2017 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market purchase 1,221,086.57 Ordinary fully
paid
40,771
22/09/2017 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 19,446.65 Ordinary fully
paid
-656
22/09/2017 OnePath
Custodians Pty
Ltd as
responsible
entity for
Matrix
On-market sale 5,842.58 Ordinary fully
paid
-197
25/09/2017 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 6,511.43 Ordinary fully
paid
217
25/09/2017 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market purchase 66,017.91 Ordinary fully
paid
2,197
25/09/2017 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 4,066.33 Ordinary fully
paid
-136
26/09/2017 OnePath
Custodians Pty
Ltd as
responsible
entity for
Matrix
On-market sale 5,205.67 Ordinary fully
paid
-174
26/09/2017 OnePath
Custodians Pty
Ltd as
responsible
entityfor FSP
On-market sale 31,180.88 Ordinary fully
paid
-1,042
26/09/2017 OnePath
Custodians Pty
Ltd as
responsible
entity for
Voyage
On-market sale 11,073.22 Ordinary fully
paid
-369
27/09/2017 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
Wholesale
Australian
Shares Trust -
VINVA
On-market purchase 121,167.04 Ordinary fully
paid
4,058
27/09/2017 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market purchase 2,060,077.70 Ordinary fully
paid
69,109
27/09/2017 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares -
Imputation
Index Pool
On-market purchase 316,453.49 Ordinary fully
paid
10,616
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
HSBC Custody
Nominees
PO Box 8522, Perth WA 6849
Citicorp Nominees
PtyLimited
Level 15, 120 Collins Street, Melbourne VIC 3000
OnePath Funds
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
OnePath
Custodians PtyLtd
Level 23, 242 Pitt Street, Sydney NSW 2000
Oasis Asset
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
Oasis Fund
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
ANZ NZ
Investments
Nominees Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand

print name Simon Pordage

Capacity Company Secretary

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Date 28 September 2017