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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2016

Feb 18, 2016

10425_rns_2016-02-18_31637e36-506f-4308-b3dd-25408f53f073.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Company Announcements
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 19 February 2016 The previous notice was given to the ASX on: 5 February 2016 The previous notice was dated: 5 February 2016

  • 2,917,560,098 fully paid Ordinary Shares in the capital of ANZ have been issued as at

  • 2. Issued Share Capital 18 February 2016.

The aggregated number and percentage of shares in each class of voting shares in ANZ 3(a). Previous and in respect of which its controlled entities have power to control voting or disposal and present aggregated % voting shares underlying derivatives, when last required, and when now required, to of Voting Shares give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 17,452,489 0.60% 17,192,294 0.59%
  • 3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares
Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 17,452,489 0.60% 17,192,294 0.59%

4. Details of Controlled The following controlled entities are the holders in the Voting Shares referred to in Entity Holdings paragraph 3 above.

Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
273,111 0.01%
JP Morgan* ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
1,369,284 0.05%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ NZ Investments Nominees
/ Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
30,829 0.00%
Citi Group / Reserve Bank of
NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
565,086 0.02%
Reserve Bank of NZ ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
96,180 0.00%
Private Nominees Limited Private Nominees Limited as
trustee for variousprivate clients
696,111 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Wholesale Protected Aus 50 Trust
19,130 0.00%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
791,556 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust
66,397 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
1,113,556 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool
2,283,053 0.08%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool
5,585,257 0.19%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX WHOLESALE AUSTRALIAN
SHARES TRUST ARNHEM 130/30
1,095,860 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OPTIMIX
WHOLESALE AUSTRALIAN SHARES
TRUST - VINVA
910,899 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Optimix
Wholesale Australian Share Trust
947,116 0.03%
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd
704,084 0.03%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entity for Portfolio
One
644,785 0.02%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
Aggregation 17,192,294 0.59%
  • Details of an in specie transfer of 1,196,958 shares from Citi Group / BNP Paribas to JP Morgan as custodian were not available at the time of preparation of this report.

5. Changes in Voting Particulars of change in voting shares in ANZ in respect of which its controlled entities

Shares are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation
to change
Class of Share Number of
Shares
5/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 38,476.68 Ordinary fully
paid
1,509
5/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,835.86 Ordinary fully
paid
72
5/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,079.70 Ordinary fully
paid
160
5/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 10,250.25 Ordinary fully
paid
402
5/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,241.22 Ordinary fully
paid
167
5/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 13,718.00 Ordinary fully
paid
538
5/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,047.58 Ordinary fully
paid
-120
5/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 355.55 Ordinary fully
paid
-14
5/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 838.09 Ordinary fully
paid
-33
5/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
Transfer Out 243.00 Ordinary fully
paid
-10
5/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
Transfer Out 5,783.40 Ordinary fully
paid
-238
5/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
Transfer Out 3,960.90 Ordinary fully
paid
-163
5/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
Transfer Out 5,103.00 Ordinary fully
paid
-210
5/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
Transfer Out 1,117.80 Ordinary fully
paid
-46
5/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
Transfer Out 4,446.90 Ordinary fully
paid
-183
5/02/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 17,952.97 Ordinary fully
paid
745
5/02/2016 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
25
8/02/2016 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
-333
9/02/2016 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
33
9/02/2016 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 577,232.54 Ordinary fully
paid
-25,155
9/02/2016 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 1,837,032.38 Ordinary fully
paid
-80,344
9/02/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OPSFTE - AUST
SHR ARNHEM IM
On-market sale 723,496.93 Ordinary fully
paid
-31,529
9/02/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OPSFTE - AUST
SHR ARNHEM IM
On-market sale 2,302,532.51 Ordinary fully
paid
-100,703
10/02/2016 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
13,647
10/02/2016 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 573,847.19 Ordinary fully
paid
-25,861
10/02/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OPSFTE - AUST
SHR ARNHEM IM
On-market sale 719,256.14 Ordinary fully
paid
-32,414
10/02/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 34,246.45 Ordinary fully
paid
-1,528
10/02/2016 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 16,620.00 Ordinary fully
paid
750
11/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,333.80 Ordinary fully
paid
54
11/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 7,459.37 Ordinary fully
paid
302
11/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 17,611.03 Ordinary fully
paid
713
11/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 443.05 Ordinary fully
paid
-18
11/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,273.08 Ordinary fully
paid
173
11/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,206.07 Ordinary fully
paid
49
11/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,409.28 Ordinary fully
paid
219
11/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 763.03 Ordinary fully
paid
-31
11/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,408.59 Ordinary fully
paid
138
11/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,606.87 Ordinary fully
paid
227
11/02/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market purchase 67,084.76 Ordinary fully
paid
2,953
11/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 14,645.54 Ordinary fully
paid
-619
12/02/2016 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
-1
12/02/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 820.94 Ordinary fully
paid
37
12/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 7,625.22 Ordinary fully
paid
334
12/02/2016 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 9,078.45 Ordinary fully
paid
-405
15/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 6,850.01 Ordinary fully
paid
313
15/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 6,203.36 Ordinary fully
paid
283
15/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 7,983.40 Ordinary fully
paid
358
15/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 4,571.50 Ordinary fully
paid
205
15/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 6,642.03 Ordinary fully
paid
296
15/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 44,833.70 Ordinary fully
paid
2,000
15/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 1,815.21 Ordinary fully
paid
-81
15/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 8,252.65 Ordinary fully
paid
365
15/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 4,772.82 Ordinary fully
paid
211
15/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 9,775.06 Ordinary fully
paid
433
15/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 4,140.00 Ordinary fully
paid
184
15/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 3,571.14 Ordinary fully
paid
159
15/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 4,518.74 Ordinary fully
paid
202
15/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 3,416.49 Ordinary fully
paid
153
15/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 2,897.70 Ordinary fully
paid
130
15/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 19,915.20 Ordinary fully
paid
864
16/02/2016 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 18,287.66 Ordinary fully
paid
-810
16/02/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 12,500.12 Ordinary fully
paid
537
16/02/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
VINVA
On-market purchase 86,442.18 Ordinary fully
paid
3,755
16/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 21,970.50 Ordinary fully
paid
970
16/02/2016 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 937.01 Ordinary fully
paid
-43
17/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 796.23 Ordinary fully
paid
32
17/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,791.62 Ordinary fully
paid
272
17/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 472.76 Ordinary fully
paid
19
17/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,194.82 Ordinary fully
paid
168
17/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 1,268.99 Ordinary fully
paid
-51
17/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 796.23 Ordinary fully
paid
-32
17/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 522.52 Ordinary fully
paid
-21
17/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 572.29 Ordinary fully
paid
23
17/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,993.83 Ordinary fully
paid
200
17/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,289.16 Ordinary fully
paid
-92
17/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 398.11 Ordinary fully
paid
-16
17/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 497.64 Ordinary fully
paid
20
17/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,344.63 Ordinary fully
paid
174
17/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 597.17 Ordinary fully
paid
24
17/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,043.77 Ordinary fully
paid
202
17/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 423.00 Ordinary fully
paid
17
17/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,770.35 Ordinary fully
paid
151
17/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,194.34 Ordinary fully
paid
48
17/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 10,162.46 Ordinary fully
paid
407
17/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 373.23 Ordinary fully
paid
15
17/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,246.00 Ordinary fully
paid
130
17/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 348.35 Ordinary fully
paid
14
17/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,221.03 Ordinary fully
paid
129
17/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 5,977.02 Ordinary fully
paid
266
17/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 11,994.70 Ordinary fully
paid
535
17/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 9,004.80 Ordinary fully
paid
402
17/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 8,238.05 Ordinary fully
paid
365
17/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 10,696.41 Ordinary fully
paid
471
17/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 2,273.00 Ordinary fully
paid
-100
18/02/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
VINVA
On-market purchase 45,757.34 Ordinary fully
paid
1,932
18/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 7,498.08 Ordinary fully
paid
328
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
HSBC Custody
Nominees
PO Box 8522, Perth WA 6849
OnePath Funds
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
OnePath
Custodians PtyLtd
Level 23, 242 Pitt Street, Sydney NSW 2000
Oasis Asset
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
Oasis Fund
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
JP Morgan Level 35, 259 George Street, Sydney NSW 2000
Private Nominees
Limited
Level 14, ANZ Tower, 215-229 Lambton Quay, Wellington, New Zealand
ANZ NZ
Investments
Nominees Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
ANZ NZ
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
BNP Paribas 60 Castlereagh Street, Sydney NSW 2001
Citi Group Level 16, 120 Collins Street, Melbourne Vic 3000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

print name John Priestley

Capacity Company Secretary

Sign here

Date 19 February 2016