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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2016

Mar 3, 2016

10425_rns_2016-03-03_30d746ed-db18-4609-a8aa-fda9d477b409.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Company Announcements
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 4 March 2016

The previous notice was given to the ASX on: 19 February 2016

The previous notice was dated: 19 February 2016

  • 2,917,560,098 fully paid Ordinary Shares in the capital of ANZ have been issued as at

  • 2. Issued Share Capital 3 March 2016.

  • 3(a). Previous and present aggregated % of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ in respect of which its controlled entities have power to control voting or disposal and voting shares underlying derivatives, when last required, and when now required, to give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 17,192,294 0.59% 16,871,971 0.58%
  • 3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares
Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 17,192,294 0.59% 16,871,971 0.58%

4. Details of Controlled The following controlled entities are the holders in the Voting Shares referred to in

Entity Holdings paragraph 3 above.

Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
443,968 0.02%
JP Morgan ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
1,257,563 0.04%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ NZ Investments Nominees
/ Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
11,194 0.00%
Citi Group / Reserve Bank of
NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
56,180 0.00%
Reserve Bank of NZ ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
202,427 0.01%
Private Nominees Limited Private Nominees Limited as
trustee for variousprivate clients
700,932 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Wholesale Protected Aus 50 Trust
20,043 0.00%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
791,556 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust
66,397 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
1,113,556 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool
2,283,053 0.08%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool
5,585,257 0.19%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX WHOLESALE AUSTRALIAN
SHARES TRUST ARNHEM 130/30
1,095,860 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OPTIMIX
WHOLESALE AUSTRALIAN SHARES
TRUST - VINVA
944,591 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Optimix
Wholesale Australian Share Trust
947,116 0.03%
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd
706,903 0.02%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entity for Portfolio
One
645,375 0.02%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
Aggregation 0.58%

5. Changes in Voting Particulars of change in voting shares in ANZ in respect of which its controlled entities

Shares are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation
to change
Class of Share Number of
Shares
19/02/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 18,936.85 Ordinary fully
paid
809
19/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 12,325.08 Ordinary fully
paid
542
22/02/2016 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
1,586
22/02/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 933.11 Ordinary fully
paid
40
22/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 11,785.00 Ordinary fully
paid
500
22/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 9,418.86 Ordinary fully
paid
-402
22/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 46,440.00 Ordinary fully
paid
-2,000
22/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 23,100.00 Ordinary fully
paid
1,000
22/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 4,568.76 Ordinary fully
paid
-196
23/02/2016 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
1,620
23/02/2016 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 5,717.70 Ordinary fully
paid
-245
23/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 14,920.56 Ordinary fully
paid
636
23/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 8,939.50 Ordinary fully
paid
380
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 16,217.76 Ordinary fully
paid
634
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 7,239.40 Ordinary fully
paid
284
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,246.28 Ordinary fully
paid
166
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,911.81 Ordinary fully
paid
75
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,499.71 Ordinary fully
paid
215
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,472.61 Ordinary fully
paid
97
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 994.14 Ordinary fully
paid
-39
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 5,455.04 Ordinary fully
paid
-214
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,670.68 Ordinary fully
paid
-144
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 1,911.81 Ordinary fully
paid
-75
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,574.08 Ordinary fully
paid
257
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,931.45 Ordinary fully
paid
115
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 12,790.02 Ordinary fully
paid
500
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,709.95 Ordinary fully
paid
224
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,509.22 Ordinary fully
paid
59
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 688.25 Ordinary fully
paid
27
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,749.50 Ordinary fully
paid
-117
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 1,151.50 Ordinary fully
paid
-49
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 987.00 Ordinary fully
paid
-42
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,660.32 Ordinary fully
paid
104
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,198.07 Ordinary fully
paid
47
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,762.64 Ordinary fully
paid
108
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,249.05 Ordinary fully
paid
49
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,862.59 Ordinary fully
paid
151
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,733.38 Ordinary fully
paid
68
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 1,598.00 Ordinary fully
paid
-68
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,274.25 Ordinary fully
paid
128
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,503.96 Ordinary fully
paid
59
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,772.64 Ordinary fully
paid
-148
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,447.12 Ordinary fully
paid
-96
24/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 1,351.02 Ordinary fully
paid
-53
24/02/2016 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
31,246
24/02/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 848.44 Ordinary fully
paid
38
24/02/2016 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 30,046.81 Ordinary fully
paid
1,335
24/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 2,123.03 Ordinary fully
paid
91
25/02/2016 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
121
25/02/2016 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 670,426.41 Ordinary fully
paid
-29,811
25/02/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 20,288.30 Ordinary fully
paid
-900
25/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 3,513.00 Ordinary fully
paid
-150
25/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 7,014.00 Ordinary fully
paid
-300
25/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 2,097.90 Ordinary fully
paid
-90
26/02/2016 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
-17,197
26/02/2016 OnePath
Custodian Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 11,235.00 Ordinary fully
paid
-500
29/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 168.68 Ordinary fully
paid
7
29/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 7,520.41 Ordinary fully
paid
311
29/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 96.39 Ordinary fully
paid
4
29/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,908.82 Ordinary fully
paid
203
29/02/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 265.07 Ordinary fully
paid
-11
29/02/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 1,344.44 Ordinary fully
paid
60
29/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 2,250.00 Ordinary fully
paid
100
29/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 2,431.08 Ordinary fully
paid
108
29/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 44,720.00 Ordinary fully
paid
2,000
29/02/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 25,009.21 Ordinary fully
paid
1,123
1/03/2016 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 243,066.30 Ordinary fully
paid
-10,818
1/03/2016 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 1,840,410.48 Ordinary fully
paid
-81,910
1/03/2016 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 198,106.45 Ordinary fully
paid
-8,817
1/03/2016 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 8,148,473.01 Ordinary fully
paid
-362,659
1/03/2016 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios
On-market sale 981,864.76 Ordinary fully
paid
-40,000
1/03/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 1,176.97 Ordinary fully
paid
51
01/03/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 18,344.67 Ordinary fully
paid
-823
2/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 146.94 Ordinary fully
paid
6
2/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,966.07 Ordinary fully
paid
80
2/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 342.86 Ordinary fully
paid
14
2/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,472.82 Ordinary fully
paid
182
2/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 4,628.66 Ordinary fully
paid
-189
2/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 367.35 Ordinary fully
paid
15
2/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,497.40 Ordinary fully
paid
183
2/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 465.31 Ordinary fully
paid
19
2/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,627.90 Ordinary fully
paid
229
2/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 122.45 Ordinary fully
paid
5
2/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,720.31 Ordinary fully
paid
70
2/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 293.88 Ordinary fully
paid
12
2/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,637.25 Ordinary fully
paid
148
2/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,004.10 Ordinary fully
paid
41
2/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 12,042.22 Ordinary fully
paid
490
2/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 244.90 Ordinary fully
paid
10
2/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,998.26 Ordinary fully
paid
122
2/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 220.41 Ordinary fully
paid
9
2/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,826.24 Ordinary fully
paid
115
2/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 391.84 Ordinary fully
paid
16
2/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,546.55 Ordinary fully
paid
185
2/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 538.79 Ordinary fully
paid
22
2/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,586.36 Ordinary fully
paid
268
2/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 489.80 Ordinary fully
paid
20
2/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,677.05 Ordinary fully
paid
231
2/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
Off-market transfer 7,520.41 Ordinary fully
paid
-311
2/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
Off-market transfer 168.68 Ordinary fully
paid
-7
3/03/2016 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
153,481
3/03/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 20,218.67 Ordinary fully
paid
815
3/03/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 835,707.64 Ordinary fully
paid
33,692
03/03/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 6,750.00 Ordinary fully
paid
300
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
HSBC Custody
Nominees
PO Box 8522, Perth WA 6849
OnePath Funds
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
OnePath
Custodians PtyLtd
Level 23, 242 Pitt Street, Sydney NSW 2000
Oasis Asset
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
Oasis Fund
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
JP Morgan Level 35, 259 George Street, Sydney NSW 2000
Private Nominees
Limited
Level 14, ANZ Tower, 215-229 Lambton Quay, Wellington, New Zealand
ANZ NZ
Investments
Nominees Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
ANZ NZ
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
BNP Paribas 60 Castlereagh Street, Sydney NSW 2001
Citi Group Level 16, 120 Collins Street, Melbourne Vic 3000
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

Capacity Company Secretary

print name John Priestley

Sign here Date 4 March 2016