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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2016

Mar 31, 2016

10425_rns_2016-03-31_66909aa5-a2dc-4ce3-ac7b-78313476d6a7.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Company Announcements
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 1 April 2016

The previous notice was given to the ASX on: 18 March 2016 The previous notice was dated: 18 March 2016

2,917,560,098 fully paid Ordinary Shares in the capital of ANZ have been issued as at 2. Issued Share Capital 31 March 2016.

3(a). Previous and present aggregated % of Voting Shares

The aggregated number and percentage of shares in each class of voting shares in ANZ in respect of which its controlled entities have power to control voting or disposal and voting shares underlying derivatives, when last required, and when now required, to give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 16,582,030 0.57% 16,628,457 0.57%

3(b). Previous and The aggregated number and percentage of shares in each class of voting shares in ANZ present net economic in respect of which its controlled entities have a net economic exposure, when last exposure % of Voting required, and when now required, to give a notice to the ASX are: Shares

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 16,582,030 0.57% 16,628,457 0.57%

4. Details of Controlled The following controlled entities are the holders in the Voting Shares referred to in

Entity Holdings paragraph 3 above.

Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
136,190 0.01%
JP Morgan ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
1,256,321 0.04%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ NZ Investments Nominees
/ Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
10,724 0.00%
JP Morgan / Reserve Bank of
NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
196,516 0.01%
Reserve Bank of NZ ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
36,180 0.00%
Private Nominees Limited Private Nominees Limited as
trustee for variousprivate clients
715,707 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Wholesale Protected Aus 50 Trust
19,436 0.00%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
791,556 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust
39,727 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
1,113,556 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool
2,287,163 0.08%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool
5,604,537 0.19%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX WHOLESALE AUSTRALIAN
SHARES TRUST ARNHEM 130/30
1,095,860 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OPTIMIX
WHOLESALE AUSTRALIAN SHARES
TRUST - VINVA
978,103 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Optimix
Wholesale Australian Share Trust
997,068 0.03%
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd
702,105 0.02%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entity for Portfolio
One
647,708 0.02%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
Aggregation 16,628,457 0.57%

5. Changes in Voting Particulars of change in voting shares in ANZ in respect of which its controlled entities

Shares are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation
to change
Class of Share Number of
Shares
18/03/2016 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
-2,744
18/03/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 1,484.35 Ordinary fully
paid
-57
18/03/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Australian
Shares Index
Pool
On-market purchase 107,077.28 Ordinary fully
paid
4,110
18/03/2016 OnePath Funds
Management
Ltd as
responsible
entity OnePath
Australian
Shares –
Imputation
Index Pool
On-market purchase 502,299.24 Ordinary fully
paid
19,280
21/03/2016 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
15
21/03/2016 OnePath
Custodians Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 26,258.45 Ordinary fully
paid
-1,000
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 348.23 Ordinary fully
paid
12
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 7,538.52 Ordinary fully
paid
259
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 348.23 Ordinary fully
paid
12
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 7,567.63 Ordinary fully
paid
260
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 58.04 Ordinary fully
paid
2
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,804.58 Ordinary fully
paid
62
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 145.10 Ordinary fully
paid
5
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,783.81 Ordinary fully
paid
130
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 2,118.40 Ordinary fully
paid
-73
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 261.17 Ordinary fully
paid
9
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 5,646.61 Ordinary fully
paid
194
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 232.15 Ordinary fully
paid
8
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,889.86 Ordinary fully
paid
168
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 58.04 Ordinary fully
paid
2
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,717.27 Ordinary fully
paid
59
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 145.10 Ordinary fully
paid
5
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,812.92 Ordinary fully
paid
131
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 145.10 Ordinary fully
paid
5
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,609.18 Ordinary fully
paid
124
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 145.10 Ordinary fully
paid
5
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,347.22 Ordinary fully
paid
115
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 377.25 Ordinary fully
paid
13
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 8,033.33 Ordinary fully
paid
276
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 203.13 Ordinary fully
paid
7
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,220.41 Ordinary fully
paid
145
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 87.06 Ordinary fully
paid
3
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,270.28 Ordinary fully
paid
78
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 174.12 Ordinary fully
paid
6
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,249.51 Ordinary fully
paid
146
22/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 609.40 Ordinary fully
paid
-21
22/03/2016 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
15
22/03/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 768.55 Ordinary fully
paid
30
22/03/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 11,321.81 Ordinary fully
paid
-439
22/03/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 3,100.80 Ordinary fully
paid
-120
22/03/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 20,004.60 Ordinary fully
paid
770
23/03/2016 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
25,528
23/03/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Sustainable
Investments -
Wholesale
Australian
Share Trust
On-market sale 677,008.10 Ordinary fully
paid
-26,670
23/03/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 1,158.75 Ordinary fully
paid
-45
23/03/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 4,985.19 Ordinary fully
paid
-193
23/03/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 1,987.60 Ordinary fully
paid
-77
23/03/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 13,015.41 Ordinary fully
paid
-500
24/03/2016 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
359
24/03/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OPTIMIX
WHOLESALE
AUSTRALIAN
SHARES TRUST -
VINVA
On-market purchase 42,572.03 Ordinary fully
paid
1,773
24/03/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 25,841.63 Ordinary fully
paid
-1,013
24/03/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 35,572.50 Ordinary fully
paid
-1,395
24/03/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 893.55 Ordinary fully
paid
-35
29/03/2016 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
148
29/03/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 18,878.56 Ordinary fully
paid
-814
29/03/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 6,370.00 Ordinary fully
paid
250
30/03/2016 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
25,853
30/03/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 12,013.23 Ordinary fully
paid
-520
30/03/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 3,124.35 Ordinary fully
paid
-131
30/03/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 7,875.28 Ordinary fully
paid
328
30/03/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 20,003.77 Ordinary fully
paid
829
30/03/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 9,508.15 Ordinary fully
paid
397
30/03/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 1,672.30 Ordinary fully
paid
70
31/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 441.68 Ordinary fully
paid
17
31/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,770.29 Ordinary fully
paid
107
31/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 753.46 Ordinary fully
paid
29
31/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,530.85 Ordinary fully
paid
175
31/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,169.15 Ordinary fully
paid
45
31/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,886.89 Ordinary fully
paid
266
31/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 1,283.15 Ordinary fully
paid
-55
31/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 3,569.49 Ordinary fully
paid
-153
31/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 793.22 Ordinary fully
paid
-34
31/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 2,208.40 Ordinary fully
paid
85
31/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 13,204.19 Ordinary fully
paid
510
31/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 493.64 Ordinary fully
paid
19
31/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,106.87 Ordinary fully
paid
120
31/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 129.91 Ordinary fully
paid
5
31/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 828.50 Ordinary fully
paid
32
31/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 493.64 Ordinary fully
paid
19
31/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,132.76 Ordinary fully
paid
121
31/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 675.51 Ordinary fully
paid
26
31/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 3,935.37 Ordinary fully
paid
152
31/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 6,042.47 Ordinary fully
paid
-259
31/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 10,078.56 Ordinary fully
paid
-432
31/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 13,461.41 Ordinary fully
paid
-577
31/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 8,072.18 Ordinary fully
paid
-346
31/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 1,039.25 Ordinary fully
paid
40
31/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 6,187.85 Ordinary fully
paid
239
31/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market purchase 4,012.76 Ordinary fully
paid
172
31/03/2016 Private
Nominees
Limited as
trustee for
various private
clients
On-market sale 983.84 Ordinary fully
paid
-38
31/03/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 1,401.00 Ordinary fully
paid
60
31/03/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 9,245.51 Ordinary fully
paid
398
31/03/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 8,028.14 Ordinary fully
paid
345
31/03/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 11,805.00 Ordinary fully
paid
-500
31/03/2016 OnePath
Custodians Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 7,276.70 Ordinary fully
paid
-310
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
HSBC Custody
Nominees
PO Box 8522, Perth WA 6849
OnePath Funds
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
OnePath
Custodians PtyLtd
Level 23, 242 Pitt Street, Sydney NSW 2000
Oasis Asset
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
Oasis Fund
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
JP Morgan Level 35, 259 George Street, Sydney NSW 2000
Private Nominees
Limited
PO Box 6142, Wellesley Street, Auckland 1141, New Zealand
ANZ NZ
Investments
Nominees Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand

print name John Priestley

Capacity Company Secretary

Sign here

Date 1 April 2016