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Australia and New Zealand Banking Group Ltd. Major Shareholding Notification 2016

Sep 15, 2016

10425_rns_2016-09-15_c9af67bd-19f1-4dc5-8065-2d05b696ee90.pdf

Major Shareholding Notification

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Noticegiven in accordance with Corporations Act Subsection 259C(2) Exemption
To Market Announcements Office
Australian Securities Exchange
Level 4
20 Bridge Street
SYDNEY NSW 2000

1. Name of Company Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (“ANZ”) gives notice of the aggregated percentage of voting shares in ANZ, in respect of which its associated entities have (1) the power to control voting or disposal and voting shares underlying derivatives and (2) a net economic exposure, in accordance with the terms of an exemption granted by the Australian Securities and Investments Commission pursuant to subsection 259C(2) of the Corporations Act.

Date of present notice: 16 September 2016

The previous notice was given to the ASX on: 2 September 2016 The previous notice was dated: 2 September 2016

2,927,476,660 fully paid Ordinary Shares in the capital of ANZ have been issued as at 2. Issued Share Capital 15 September 2016.

The aggregated number and percentage of shares in each class of voting shares in ANZ 3(a). Previous and in respect of which its controlled entities have power to control voting or disposal and present aggregated % voting shares underlying derivatives, when last required, and when now required, to of Voting Shares give a notice to the ASX are:

Class of Shares Previous Notice Previous Notice Present Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 23,500,575 0.80% 23,392,401 0.80%
3(b).
Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
3(b).
Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
3(b).
Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
3(b).
Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
3(b).
Previous and
present net economic
exposure % of Voting
Shares
The aggregated number and percentage of shares in each class of voting shares in ANZ
in respect of which its controlled entities have a net economic exposure, when last
required, and when now required, to give a notice to the ASX are:
Class of Shares Previous Notice Present Notice
Total Number % of Total Shares Total Number % of Total Shares
OrdinaryFullyPaid 23,500,575 0.80% 23,392,401 0.80%
4. Details of Controlled
Entity Holdings
The following controlled entities are the holders in the Voting Shares referred to in
paragraph 3 above.
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZEST Pty Ltd as Trustee for
ANZ Employee Share
Acquisition Plan
ANZEST Pty Ltd as Trustee for ANZ
Employee Share Acquisition Plan
19,056 0.00%
Reserve Bank of NZ ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
36,180 0.00%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
ANZ NZ Investments Nominees
/ Reserve Bank of NZ /
Citicorp Nominees
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
3,411 0.00%
JP Morgan Chase Bank ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
1,434,403 0.05%
JP Morgan Chase Bank /
Reserve Bank of NZ
ANZ New Zealand Investments
Limited on behalf of various
investment funds and client
portfolios
69,363 0.00%
ANZ Custodial Services New
Zealand Limited
ANZ Custodial Services New
Zealand Limited as trustee for
variousprivate clients
884,307 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OnePath
Wholesale Protected Aus 50 Trust
22,658 0.00%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for
ANZ Australian Industrial Equities
Fund
1,598,023 0.06%
ANZ Nominees Limited OnePath Funds Management Ltd as
responsible entity for ANZ Select
Leaders Pool
968,291 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Tax
Effective Income Trust
562,255 0.02%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Sustainable Investments -
Wholesale Australian Share Trust
74,372 0.00%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
Blue ChipPool
1,498,529 0.05%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OPTIMIX WHOLESALE AUSTRALIAN
SHARES TRUST ARNHEM 130/30
1,107,443 0.04%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for OPTIMIX
WHOLESALE AUSTRALIAN SHARES
TRUST - VINVA
788,480 0.03%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for Optimix
Wholesale Australian Share Trust
1,391,318 0.05%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity for
OnePath Australian Shares Index
Pool
6,038,053 0.21%
JP Morgan Chase Bank OnePath Funds Management Ltd as
responsible entity OnePath
Australian Shares – Imputation
Index Pool
5,560,785 0.19%
Registered Holder Controlled Entity entitled to be
registered
Number of Shares % of Total Shares
HSBC Custody Nominees ACF
OASIS
Oasis Fund Management Limited as
responsible entity for Oasis Asset
Management Ltd
682,996 0.02%
OnePath Custodians Pty Ltd OnePath Custodians Pty Ltd as
responsible entity for Portfolio
One
652,478 0.02%
Aggregation 23,392,401 0.80%

5. Changes in Voting Particulars of change in voting shares in ANZ in respect of which its controlled entities

Shares are or were entitled since ANZ was last required to give a notice to the ASX are:

Date of
Change
Controlled
Entity entitled
whose
shareholding
changed
Nature of Change Consideration
given in relation
to change
Class of Share Number of
Shares
2/09/2016 ANZ New
Zealand
Investments
Limited on
behalf of
various
investment
funds and
clientportfolios

On-market sale
2,676.98 Ordinary fully
paid
-100
2/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
Transfer Out 3,490.74 Ordinary fully
paid
-129
2/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
Transfer Out 1,298.88 Ordinary fully
paid
-48
2/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
Transfer Out 432.96 Ordinary fully
paid
-16
2/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
Transfer Out 2,922.48 Ordinary fully
paid
-108
2/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
Transfer Out 2,245.98 Ordinary fully
paid
-83
2/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
Transfer Out 1,867.14 Ordinary fully
paid
-69
2/09/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 18,277.73 Ordinary fully
paid
-683
2/09/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
Shares Inspecie In -
Cont Pending
44,794.00 Ordinary fully
paid
1,664
2/09/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 8,399.04 Ordinary fully
paid
-312
5/09/2016 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
88
5/09/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 14,710.15 Ordinary fully
paid
-540
6/09/2016 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
20,047
6/09/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market purchase 21,117.96 Ordinary fully
paid
775
6/09/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 69,200.45 Ordinary fully
paid
-2,585
6/09/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 10,502.26 Ordinary fully
paid
-391
7/09/2016 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
9,716
7/09/2016 OnePath
Custodians Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 3,387.50 Ordinary fully
paid
-125
7/09/2016 OnePath
Custodians Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 19,962.00 Ordinary fully
paid
-735
8/09/2016 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
-137,410
8/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 28.01 Ordinary fully
paid
-1
8/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 759.01 Ordinary fully
paid
-27
8/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 28.01 Ordinary fully
paid
-1
8/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 224.89 Ordinary fully
paid
-8
8/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 56.03 Ordinary fully
paid
-2
8/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 1,068.24 Ordinary fully
paid
-38
8/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 2,389.47 Ordinary fully
paid
85
8/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 5,088.17 Ordinary fully
paid
181
8/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 1,574.24 Ordinary fully
paid
56
8/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 252.12 Ordinary fully
paid
-9
8/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 3,963.72 Ordinary fully
paid
-141
8/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 2,333.25 Ordinary fully
paid
-83
8/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 2,052.13 Ordinary fully
paid
-73
8/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 112.45 Ordinary fully
paid
-4
8/09/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 7,311.22 Ordinary fully
paid
-267
8/09/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 2,002.03 Ordinary fully
paid
-73
8/09/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 4,360.76 Ordinary fully
paid
-160
8/09/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 6,338.24 Ordinary fully
paid
-232
8/09/2016 OnePath
Custodians Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 39,917.23 Ordinary fully
paid
1,486
8/09/2016 OnePath
Custodians Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer Nil Ordinary fully
paid
-1,517
8/09/2016 OnePath
Custodians Pty
Ltd as
responsible
entity for
Portfolio One
Off-market transfer 45,008.47 Ordinary fully
paid
1,517
9/09/2016 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
89
9/09/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 13,081.32 Ordinary fully
paid
-489
9/09/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 16,700.80 Ordinary fully
paid
-614
9/09/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 10,639.11 Ordinary fully
paid
-391
9/09/2016 OnePath
Custodians Pty
Ltd as
responsible
entity for
Portfolio One
On-market purchase 5,571.39 Ordinary fully
paid
206
12/09/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 12,645.60 Ordinary fully
paid
-483
12/09/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 2,705.79 Ordinary fully
paid
-101
12/09/2016 OnePath
Custodians Pty
Ltd as
responsible
entity for
Portfolio One
On-market sale 8,586.51 Ordinary fully
paid
-329
13/09/2016 OnePath Funds
Management
Ltd as
responsible
entity for
OnePath
Wholesale
Protected Aus
50 Trust
On-market sale 34,188.26 Ordinary fully
paid
-1,323
13/09/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market purchase 1,873.90 Ordinary fully
paid
70
14/09/2016 ANZEST Pty Ltd
as Trustee for
ANZ Employee
Share
Acquisition Plan
(the “plan”)
The change in
holding occurred as
a result of shares
under the Plan
being forfeited due
to cessation of an
individual’s
employment or
vesting conditions
not being met and/
or shares being
allocated under the
Plan
Not applicable Ordinary fully
paid
5,508
15/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 457.01 Ordinary fully
paid
17
15/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 134.89 Ordinary fully
paid
5
15/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 7,581.05 Ordinary fully
paid
282
15/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 2,050.27 Ordinary fully
paid
76
15/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 1,290.39 Ordinary fully
paid
-48
15/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 1,209.74 Ordinary fully
paid
-45
15/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 8,978.97 Ordinary fully
paid
334
15/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 2,454.93 Ordinary fully
paid
91
15/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 2,688.32 Ordinary fully
paid
-100
15/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 2,419.48 Ordinary fully
paid
-90
15/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 591.43 Ordinary fully
paid
-22
15/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 3,010.91 Ordinary fully
paid
112
15/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 836.30 Ordinary fully
paid
31
15/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 6,398.19 Ordinary fully
paid
-238
15/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 3,118.45 Ordinary fully
paid
-116
15/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 4,597.02 Ordinary fully
paid
171
15/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market purchase 1,267.93 Ordinary fully
paid
47
15/09/2016 ANZ Custodial
Services New
Zealand
Limited as
trustee for
various private
clients
On-market sale 6,908.97 Ordinary fully
paid
-257
15/09/2016 Oasis Fund
Management
Limited as
responsible
entity for Oasis
Asset
Management
Ltd
On-market sale 5,491.49 Ordinary fully
paid
-212
Addresses The addresses of entities named in this form are as follows:
Name Address
ANZ Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ Nominees
Limited
Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZEST Pty Ltd Level 9A, ANZ Centre Melbourne, 833 Collins Street, Docklands Vic 3008
ANZ New Zealand
Investments
Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
HSBC Custody
Nominees
PO Box 8522, Perth WA 6849
Citicorp Nominees
PtyLimited
Level 15, 120 Collins Street, Melbourne VIC 3000
OnePath Funds
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
OnePath
Custodians PtyLtd
Level 23, 242 Pitt Street, Sydney NSW 2000
Oasis Asset
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
Oasis Fund
Management Ltd
Level 23, 242 Pitt Street, Sydney NSW 2000
JP Morgan Chase
Bank
85 Castlereagh Street, Sydney NSW 2000
ANZ NZ
Investments
Nominees Limited
ANZ Centre, 23-29 Albert Street, Auckland, New Zealand
Reserve Bank of NZ 2 The Terrace, PO Box 2498 Wellington 6011, New Zealand
ANZ Custodial
Services New
Zealand Limited
Ground Floor, ANZ Centre, 23-29 Albert Street, Auckland, 1010 New Zealand

print name Simon Pordage Capacity Company Secretary

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Date 16 September 2016